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Middle Atmosphere Edited by R. Alan Plumb Robert A. Vincent 1989 Springer Basel AG Reprint from Pure and Applied Geophysics (PAGEOPH), Volume 130 (1989), No. 2/3 Editors' addresses: R. Alan Plumb RobertA. Vincent Center for Meteorology and Department of Physics Physical Oceanography University of Adelaide Massachusetts Institute ofTechnology Adelaide, SA 5001, Australia Cambridge, MA02139 USA Library of Congress Cataloging in Publication Data Middle atmosphere I edited by R. Alan Plumb, RobertA. Vincent p. cm. »Reprint from Pure and applied geophysics (PAGEOPH), volume 130 (1989), no. 2/3« --T. p. verso. Includes bibliographies. 1. Middle atmosphere. 1. Plurnb, R. Alan, 1948 -. H. Vincent, R. (Robert), 1942- QC881.2.M53M528 1989 551.5--dc19 89-81 CIP-Titelaufnahme der Deutschen Bibliothek Middle atmosphere / ed. by R. Alan Plurnb; Robert A. Vincent. - Reprint. - Basel; Boston; Berlin : Birkhäuser, 1989 Aus: Pure and applied geophysics ; Vol. 130 NE: Plurnb, R. Alan [Hrsg.] This work is subject to copyright. All rights are reserved, wh ether the whole or part of the material is concemed, specifically those of translation, reprinting, re-use of illustrations, broadcasting, reproduction by photocopying machine or similar means, and storage in data banks. Under § 54 of the German Copyright Law where copies are made for other than private use a fee is payable to »VerwertungsgesellschaftWort«, Munich. ©1989 Springer Basel AG Originally published by Birkhäuser Verlag Basel in 1989. ISBN 978-3-7643-2290-8 ISBN 978-3-0348-5825-0 (eBook) DOI 10.1007/978-3-0348-5825-0 Contents 149 Introduction, R. A. Plumb and R. A. Vincent 151 Earlier days of gravity waves revisited, C. O. Hines 171 A note on some early radiosonde temperature observations in the Antarctic lower stratosphere, H. R. Phillpot 181 The impact of base-level analyses on stratospheric circulation statistics for the Southern Hemisphere, D. J. Karoly 195 Comparison of data and derived quantities for the middle atmosphere of the Southern Hemisphere, W. L. Grase and A. O'Neill 213 Some comparisons between the middle atmosphere dynamics of the Southern and Northern Hemispheres, D. G. Andrews 233 On the seasonal cycle of stratospheric planetary waves, R. A. Plumb 243 Body force circulations in a compressible atmosphere: Key concepts, T. J. Dunkerton 263 Satellite data analysis of ozone differences in the Northern and Southern Hemispheres, M. A. Geiler, M. F. Wu and E. Nash 277 Further evidence of normal mode Rossby waves, T. Hirooka and 1. Hirota 291 Monthly mean winds in the mesosphere at 44S and 78S, G. J. Fraser 303 Radar observations of prevailing winds and waves in the Southern Hemi- sphere mesosphere and lower thermosphere, A. Phi/Ups and R. A. Vincent 319 Comparison of geostrophic and nonlinear balanced winds from UMS data and implications for derived dynamical quantities, T. Mi/es and W. L. Grose 343 A review of gravity wave saturation processes, effects, and variability in the middle atmosphere, D. C. FrUts 373 Theory of internal gravity wave saturation, T. J. Dunkerton 399 A theory of enhaneed saturation of the gravity wave speetrum due to inereases in atmospherie stability, T. E. VanZandt and D. C. Fritts 421 The effeet of horizontal resolution on gravity waves simulated by the GFDL "SKYHI" general eireulation model, Y. Hayashi, D. G. Golder, J. D. Mahlman and S. Miyahara 445 Laboratory observations of gravity wave eritieal-Iayer flows, D. P. Delisi and T. J. Dunkerton 463 Wind fluetuations near a eold vortex-tropopause funnel system observed by the MV radar, S. Fukao, M. D. Yamanaka, H. Matsumoto, T. Sato, T. Tsuda and S. Kato 481 Internal gravity wave seleetion in the upper troposphere and lower strato- sphere observed by the MV radar: Pre\iminary results, M. D. Yamanaka, S. Fukao, H. Matsumoto, T. Sato, T. Tsuda and S. Kato 497 High time resolution monitoring of tropospherie temperature with a radio aeoustie sounding system (RASS), T. Tsuda, Y. Masuda, H. Inuki, K. Takahashi, T. Takami, T. Sato, S. Fukao and S. Kato 509 Falling sphere observations of anisotropie gravity wave motions in the upper stratosphere over Australia, S. D. Eckermann and R. A. Vincent 533 Constraints on gravity wave indueed diffusion in the middle atmosphere, D. F. Strobel 547 Temperature and heat flux speetra in the turbulent buoyaney subrange, C. Sidi and F. Dalaudier 571 Interpretation, reliability and aeeuraeies of parameters dedueed by the spaeed anten na method in middle atmosphere applieations, W. K. Hocking, P. May and J. Röttger 605 Full-eorrelation analysis of turbulent seattering layers in the mesosphere observed by the MV radar, M. Yamamoto, T. Sato, T. Tsuda, S. Fukao and S. Kato PAGEOPH, Vol. 130, Nos. 2/3 (1989) 0033-4553/89/030149-D2$1.50 + 0.20/0 © 1989 Birkhäuser Verlag, Basel Introduction Our knowledge of the stratosphere and mesosphere has progressed dramatically in the past fifteen years. The intense effort aimed at understanding the structure, dynamics and chemistry of the region has been motivated primarily by the need to understand the complex interplay of processes which control the distribution of atmospheric ozone and to provide assessments of the impact on ozone of strato- spheric pollutants. On the organizational level the Middle Atmosphere Program (MAP) has encouraged a more coherent effort, particularly for the observational component. The MAP subprograms GRATMAP (Gravity Waves and Turbulencej MAP) and MASH (Middle Atmosphere of the Southern Hemisphere) were the subjects ofworkshops held consecutively at the University of Adelaide in May 1987; most of the papers in this special issue of PAGEOPH were presented at those meetings. This issue thus presents an up-to-date summary of current research in these two important aspects of the dynamics of the stratosphere and mesosphere. This issue begins with two historical perspectives from pioneers of the study of atmospheric gravity waves and of the circulation of the southern stratosphere. Aside from their intrinsic interest, these papers remind us of the difficulties faced by early workers, when observations were spar se and infrequent and the very existence of gravity waves in the atmosphere was not widely acknowledged. The large-scale circulation of the northern stratosphere is now reasonably weIl documented. The Southern Hemisphere, however, has received much less attention, partly because of the poorer observational base and partly because interest in this region has been intrinsically weaker (though the Antarctic ozone depletion has recently changed all that). On large scales the ground-based observational network in northern mid-Iatitudes is sufficiently den se that satellite radiances can be used to build up geopotential analyses (from which winds may be estimated via geostrophic or other assumptions) with a fair degree of confidence. This is not the situation in the Southern Hemisphere and so an important part of the research effort there must be aimed at understanding the possibilities and limitations inherent in the available data. This is all the more important if one is to try to use the data to derive quantities such as potential vorticities or wave fluxes which may be very sensitive to data quality. The extent to which such calculations are reliable for the southern stratosphere is discussed in three papers here. Despite such issues, we are now beginning to understand better the southern stratosphere and to recognise that there are substantial differences between the two hemispheres. Differences in the structure of the two hemispheres, in planetary wave activity and ozone are addressed. Quite apart from the intrinsic importance of increasing our knowledge of this half of the 150 Introduction PAGEOPH, stratosphere, these differences provide us with new evidence, interpretation of which can materially help to advance our understanding of stratospheric dynamics in general. It is now weil established that smaller-scale motions-in particular gravity waves and turbulence-are of fundamental importance in the general circulation of the mesosphere; they seem to be similarly, if less spectacularly, significant in the troposphere, and probably also in the stratosphere. Our understanding of these motions, their effects on the mean circulation and their mutual interactions is progressing rapidly, as is weil illustrated by the papers in this issue; there are reports of observational studies, especially with new instruments such as the Japanese MV radar, reviews of the state of theory, a laboratory study and an analysis of gravity waves and their effects in the high resolution "SKYHI" general circulation model. There are good reasons to suspect that gravity waves may be of crucial significance in making the stratospheric circulation the way it is (modeling experience being one suggestive piece of evidence for this). Direct observational proof has thus far been prevented by the difficulty of making observations of such scales of motion in this region; in one study reported here, falling sphere observations are used to obtain information on the structure and intensity of waves in the upper stratosphere. Finally, we note that publication of this issue is the end product of efforts by a large numberof colleagues. We particularly wish to acknowledge the efforts of David Fritts and Alan O'Neill, the convenors respectively of the GRATMAP and MASH workshops; we also thank all the contributors and reviewers for helping to bring the issue together. R. Alan Plumb RobertA. Vincent M.I.T. Vniversity of Adelaide Cambridge, MA 02139 Adelaide, Australia V.S.A. June 1988 PAGEOPH, Vol. 130, Nos. 2/3 (1989) 0033--4553/89/030151-20$1.50 + 0.20/0 © 1989 Birkhäuser Verlag, Basel Earlier Days of Gravity Waves Revisited COLIN O. HINES Abstract-The means whereby the author came to be involved in the study of atmospheric gravity waves, and then came to involve others in that study, are outlined. In particular, events leading up to, during and following the International Symposium on Fluid Mechanics in the Ionosphere, of July 1959, are described. Key words: Atmospheric dynamies, atmospheric waves, gravity waves, upper atmosphere, history of atmospheric science. I greatly appreciate the opportunity accorded me to recall in public "the early days of atmospheric gravity waves". However, as I responded at time I received the invitation, I can give only my own recollections of what was a very personal involvement, for I have never researched the full history. And I can do even that only for the earlier days of gravity waves, since I was not involved in the earliest days nor do I believe that the early days are yet past. Those caveats now in place, I give warning to expect that this indulgence in nostalgia will contain an introduc- tory or warming-up phase, a major climax that can be dated as midmorning on Monday, July 13, 1959, and aftermaths ofimmediate and longer term. Let me begin at what was, for me, the beginning. I first became aware of atmospheric gravity waves through a paper by DAVID MARTYN (1950) that I read in the spring of 1952 in Cambridge, England, some six or eight months after arriving there to pursue doctoral research. That was the Cambridge of Hermann Bondi, Tom Gold and Fred Hoyle, with their exhilarating and widely promulgated cosmological theory of continuous creation; the Cambridge of the graduate students Francis Crick and James Watson, as yet unknown to the world at large or even to much of the university community, with their nascent unraveling of the double helix; the Cambridge, in radio studies, of Martin Ryle (with Tony Hewish, then also a graduate student) and his interferometric response to the massive Jodrell Bank radio telescope, and of Jack Ratcliffe (known to all as JAR) and his ionospheric group-one of the I Arecibo Observatory, Arecibo, PR 00613-0995, U.S.A. 152 c. O. Hines PAGEOPH, most productive ever assembled-which included Basil Briggs, Ken Budden, Phil Clemmow and Kenneth Weekes on staff, Sid Bowhill, Owen Storey, David Whitehead and many more as students, and visitors such as Jules Fejer, then from South Africa, passing through. I was loosely associated with this last group throughout my two doctoral years, having made my arrangements for supervision in Cambridge by way of Ratcliffe at the instigation and as a requirement of my prospective financial sponsor, the Defence Research Board (DRB) of Canada. (Prior to its proposal of sponsorship, I had been accepted for research in fundamental physcis with R.E. Peierls, in Birmingham.) These initial arrangements with Ratcliffe had been superseded by others, however, the financial sponsorship having foundered on terms I found unacceptable and I having discovered that Ratcliffe expected his graduate students to be in their places "by nine in the morning". With the concurrence of my new financial sponsor-my tolerant and hard-working wife, Bernice-I turned to certain studies in fundamental electromagnetics I wished to pursue. This was done under the newly arranged, formal supervision of Bondi, whose department, Mathematics, had no office space for staff or students and so had no place in particular for me to be at nine in the morning (or at any other time, for that matter). My first avenue of study, pursued with Bondi's indulgence and despite his skepticism, involved Ritz's ballistic theory of electromagnetism and relativity. It proved to be a dead end. Next on my agenda had been the proper derivation of Maxwell's (macroscopic) equations from Lorentz's (microscopic) equations of electromagnetism-a topic on which I turned out to be scooped by a year when I eventually completed it, alm ost twenty years later. (This derivation is now em- ployed, for example, in the text by JACKSON (1975).) Also bypassed at this time and consigned ultimately to limbo-for quite different reasons-was my proper explana- tion for the absence of the Lorentz polarization term from magneto-ionic theory. Unnerved and demoralized by the outcome of my Ritzian work, and beginning to feel the temporal pinch imposed by the financial pinch, I turned to the generalization of Alfven's recently introduced theory of hydromagnetic waves-a generalization (to ionized gases from collision-dominated conducting fluids) that I had begun before reaching Cambridge, and one whose value as thesis material was certain, even if somewhat debased from fundamental electromagnetism. Because of its origins in magneto-ionic theory and its possible application to ionospheric processes, the hydromagnetic work brought me into closer contact with Ratcliffe's group once again. Much of the effort of that group was directed toward the observation and interpretation of moving irregularities in the ionosphere, the cause of the irregularities being unknown and the movement itself being termed a "drift" in order to avoid prejudgment of its actual nature as a wind, a wave, or whatever. The observations were all made with radio waves reflected by the ionosphere, and so pertained to its underside. Similar observations, attributed to

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