Prakash Kumar Chaturvedi Microwave, Radar & RF Engineering With Laboratory Manual Microwave, Radar & RF Engineering Prakash Kumar Chaturvedi Microwave, Radar & RF Engineering With Laboratory Manual 123 Prakash KumarChaturvedi Department ofElectronics & Communication Engineering SRMUniversity, NCRCampus Ghaziabad, Uttar Pradesh India ISBN978-981-10-7964-1 ISBN978-981-10-7965-8 (eBook) https://doi.org/10.1007/978-981-10-7965-8 LibraryofCongressControlNumber:2018931502 ©SpringerNatureSingaporePteLtd.2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeor part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations,recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway, andtransmissionorinformationstorageandretrieval,electronicadaptation,computersoftware, orbysimilarordissimilarmethodologynowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthis publication does not imply, even in the absence of a specific statement, that such names are exemptfromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationin thisbookarebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernor the authors or the editors give a warranty, express or implied, with respect to the material containedhereinorforanyerrorsoromissionsthatmayhavebeenmade.Thepublisherremains neutralwithregardtojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbytheregisteredcompanySpringerNature SingaporePteLtd.partofSpringerNature Theregisteredcompanyaddressis:152BeachRoad,#21-01/04GatewayEast, Singapore189721,Singapore Preface Unprecedented growth in the application of microwave has taken place duringthelasttwotothreedecades,especiallyinmobilecommunication,TV transmission, industrial/domestic applications, satellite communication, telemetry, RADAR/navigational aids, etc. This rapid development in the microwaveandthatofdigitaltechnologieshassynergised,leadingtofurther accelerated growth rate. This has created an increased demand for trained engineers, in civilian as well as in defence organizations. Thisbookmeetsthecompleteneedofthestudentsofengineeringcourses, i.e. B.S., B.E., M.S., M.Tech., M.Sc., in various countries. However, the students need to have prior knowledge of electromagnetics. The special features of this book are as follows: (a) It contains fundamental concepts andprinciplesbehindmicrowaveengineeringexplainedinastudent-friendly lucid language, keeping a balance between physical and analytical approa- ches, (b) contains a large number of solved and unsolved problems after every chapter, for developing practical knowledge, (c) has around 400 fig- ures, with special effort put in, for giving realistic numerical values in the graphs/dimensionsofthecomponentsanddevices,forgettingarealfeeland visualisationofthatdevice,whichismissinginmanytextbooks,and(d)has 15 important experiments, giving full theory, procedures, precautions, and sample readings and observations as expected in each experiment, followed by quiz/viva questions for the benefit of the students and the instructors. This book consists of 12 chapters along with an annexure giving related constants and finally an index. Chapter 1 introduces the subject along with thebehaviouroflumpedcomponentsL,C,andRatmicrowavefrequencies, microwave heating mechanism, concept of CW/pulsed signals, decibel, anechoic chamber, EMI/EMC, radiation hazards, etc. Chapter 2 summarizes thebasicsofwavepropagationindifferentmodes/cut-offfrequencies,etc.,in transmission lines and waveguides. It also touches a bit on microstrip lines. Impedance matching covering Smith chart using single and double stub has alsobeengiven.Chapter3coverscavityresonatorsofvarioustypesandtheir tuning and coupling. Chapter 4 describes a variety of components like T, directional couplers, isolators used in microwave circuits. Chapter 5 firstly covers limitations of conventional tubes and then various microwave tubes, e.g. klystron tube, magnetron, TWT, used as oscillators and amplifiers. Chapter6coverssixtypesoftransistorsandeighttypesofdiodes,withtheir working as oscillators and amplifiers. Chapter 7 presents measurement v vi Preface techniquesofimportantparametersandrelatedinstruments.Chapter8covers theoryofmicrowavepropagationinspaceandthroughamicrowaveantenna. Chapter 9 deals with working of various types of RADARs. Chapter 10 introduces filter design theory and design techniques giving emphasis on microstrip line filters, which canbe verified by using standardsoftware, e.g. ADS. Chapter 11 gives basic concepts of RF amplifiers, oscillators, and mixersusingSmithchartsforstabilityconsiderations.Chapter12presents15 simple laboratory experiments of the undergraduate level, along with con- ventional guidelines for students. Iamverythankfultomylifepartnerandchildren,whohavebeenasource ofinspiration,having providedcongenialatmosphereeveninoddhoursand having given useful suggestions while writing the manuscripts of this book. I am also thankful to authors of various books (as per the references given),which Ihavereferredtoduring thelong period Ihavebeenteaching this subject in various institutions. Finally, I convey my thanks to Springer for their painstaking effort for bringing the book in standard and excellent form. However, if you notice any mistake, error, and discrepancy, it would be highly appreciated if you bring it tomynoticealong with your feedback for improvement of the book. New Delhi, India Prof. Prakash Kumar Chaturvedi Contents 1 Introduction to Microwaves .. .... .... .... .... ..... .... 1 1.1 Introduction. ..... .... .... .... .... .... ..... .... 2 1.2 History of Microwaves . .... .... .... .... ..... .... 2 1.3 Characteristic Features and Advantages of Microwaves ... .... .... .... .... .... ..... .... 3 1.4 CW and Pulsed Microwave Power .... .... ..... .... 10 1.5 Decibel—A Unit to Measure Relative Power, Voltage Level, Etc... ..... .... .... .... .... .... ..... .... 11 1.6 Anechoic Chamber: The EM Radiation Free Area . .... 13 1.7 Electromagnetic Interference (EMI) and Electromagnetic Compatibility (EMC) . .... ..... .... 13 1.8 Radiation Hazards for Human Body/Birds, Etc. ... .... 13 1.9 Application Areas of Microwaves. .... .... ..... .... 14 1.10 Summary... ..... .... .... .... .... .... ..... .... 16 2 Transmission Lines, Waveguides, Strip Lines, and Stub Matching by Smith Chart.... .... .... .... .... ..... .... 19 2.1 Introduction. ..... .... .... .... .... .... ..... .... 20 2.1.1 Polarisation of Waves: Circular or Elliptical or Linear .... .... .... .... .... ..... .... 21 2.2 Propagation of Waves in the Transmission Line... .... 23 2.3 Waveguides: Circular and Rectangular . .... ..... .... 27 2.4 Propagation of Waves in Rectangular Waveguide.. .... 27 2.4.1 TE Waves in Rectangular Waveguides Electrical Field and Magnetic Field Equations.... .... .... .... .... ..... .... 31 2.4.2 Non-existence of TEM Mode in Waveguides.... .... .... .... ..... .... 34 2.4.3 TM Waves in Rectangular Waveguide: Electric and Magnetic Field Equation ... .... 34 2.4.4 Cut-offFrequenciesofDominantModesand Degenerate Modes in TE/TM Wave..... .... 35 2.4.5 Mode Excitation in Rectangular Waveguides.. .... .... .... .... ..... .... 36 2.4.6 WaveImpedance(Z )inTMandTEWaves w in lossless Lines... .... .... .... ..... .... 38 2.4.7 Power Transmission and Losses in Waveguide. .... .... .... .... ..... .... 41 vii viii Contents 2.4.8 Breakdown Power—Power Handling Capacity in Rectangular Waveguide..... .... 42 2.4.9 Guide Wavelength, Group Velocity, and Phase Velocity.... .... .... .... ..... .... 42 2.5 Propagation in Circular Waveguides... .... ..... .... 45 2.5.1 TE Waves in Circular Waveguide E- and H-Field Equations ... .... ..... .... 45 2.5.2 TM Modes in Circular Waveguide: E- and H-field Equations.... .... ..... .... 46 2.5.3 Cut-off Wavelength in Circular Waveguide, Dominant and Degenerate Modes . ..... .... 47 2.5.4 Phase Velocity, Group Velocity, Guide Wavelength, and Wave Impedance in Circular Waveguides ... .... .... ..... .... 48 2.5.5 Power Transmission and Attenuation Loss in Circular Waveguide.. .... .... ..... .... 50 2.5.6 Power Handling Capacity and Breakdown Power Limits in Circular Waveguide.... .... 51 2.5.7 TEM Wave in Circular Waveguide Do Not Exist. .... .... .... .... ..... .... 52 2.5.8 Excitation of Modes.... .... .... ..... .... 52 2.5.9 Advantages, Disadvantages, and Applications of Circular Waveguides.... .... 53 2.6 Strip Lines and Microstrip Lines.. .... .... ..... .... 53 2.6.1 Microwave Component Using Strip Lines.... 58 2.6.2 Microwave IC (MIC) and Monolithic Microwave IC (MMIC) . .... .... ..... .... 58 2.7 Impedance Matching... .... .... .... .... ..... .... 59 2.7.1 Power Losses Due to Impedance Mismatch.... .... .... .... .... ..... .... 59 2.7.2 Quarter Wave Transformer for Impedance Matching .... .... .... .... .... ..... .... 60 2.7.3 Smith Chart and Its Applications.. ..... .... 60 2.7.4 Single- and Double-Stub Matching in Lossless Lines .... .... .... .... ..... .... 66 3 Microwave Cavity Resonators .... .... .... .... ..... .... 81 3.1 Introduction. ..... .... .... .... .... .... ..... .... 82 3.2 Rectangular Waveguide Resonators of Lossless Lines.. .... ..... .... .... .... .... .... ..... .... 82 3.3 Circular Waveguide Resonators of Lossless Line .. .... 84 3.4 Coaxial Line Resonators.... .... .... .... ..... .... 85 3.5 Re-entrant Cavity Resonator. .... .... .... ..... .... 87 3.6 Cylindrical Hole-and-Slot Cavity Resonator . ..... .... 87 3.7 Microstrip Line Resonators.. .... .... .... ..... .... 88 3.8 Coupling of Cavities with the Line: Reflection and Transmission Types ... .... .... .... .... ..... .... 89 3.9 Coupling Factor .. .... .... .... .... .... ..... .... 91 3.10 Frequency Tuning of Cavity. .... .... .... ..... .... 92 Contents ix 3.11 The Q Factor of a Cavity Resonator... .... ..... .... 92 3.12 Solved Problems.. .... .... .... .... .... ..... .... 95 4 Microwave Components and Their Scattering Matrices. .... 101 4.1 Introduction. ..... .... .... .... .... .... ..... .... 102 4.2 Coaxial Cables and Connectors... .... .... ..... .... 105 4.3 Microwave Waveguide Junctions: 4-Types.. ..... .... 108 4.4 H-Plane Tee Junction (Current Junction).... ..... .... 108 4.5 E-Plane Tee Junction (Voltage Junction).... ..... .... 113 4.6 E–H-Plane Tee (Hybrid Junction/Magic Tee) ..... .... 116 4.6.1 Applications and Limitations of Magic Tee. .... .... .... .... ..... .... 121 4.7 Hybrid Ring (Rat-Race Junction) . .... .... ..... .... 121 4.8 Directional Couplers for Power Sampling/Testing.. .... 122 4.8.1 Various Types of Directional Couplers (DC).... .... .... .... ..... .... 125 4.9 Bends, Twists, and Transitions ... .... .... ..... .... 128 4.10 Attenuators and Terminators. .... .... .... ..... .... 129 4.11 Iris and Screw Posts for Impedance Matching/ Introducing L or C .... .... .... .... .... ..... .... 130 4.12 Signal Tapping/Feeding and Detecting . .... ..... .... 132 4.12.1 Probes and Loops (for Tapping/Exciting/ Feeding lx Power into a Waveguide or for Taking Out Microwave Power from the Waveguide) .. .... .... .... .... ..... .... 132 4.12.2 Diode Detectors Using Schottky Barrier Diode (SBD) . .... .... .... .... ..... .... 132 4.13 Wave Metres/Frequency Metre... .... .... ..... .... 133 4.14 Faraday Rotation and Ferrite Devices—Isolators, Gyrators, and Circulators ... .... .... .... ..... .... 135 4.14.1 Isolator.. .... .... .... .... .... ..... .... 137 4.14.2 Gyrator . .... .... .... .... .... ..... .... 139 4.14.3 Circulators... .... .... .... .... ..... .... 140 4.15 Phase Shifters.... .... .... .... .... .... ..... .... 142 5 Microwave Tubes as Microwave Source (Oscillators) and Amplifiers.... ..... .... .... .... .... .... ..... .... 151 5.1 Introduction. ..... .... .... .... .... .... ..... .... 152 5.2 The Conventional Tubes.... .... .... .... ..... .... 153 5.3 High-Frequency Limitations of Conventional Tubes.... 153 5.3.1 Inter-Electrode Capacitance–Shorting the Signal.... .... .... .... .... ..... .... 153 5.3.2 Lead Inductance Impeding the Signal ... .... 154 5.3.3 Transit Time Effect Much Larger Than lW Time Period.. .... .... .... .... ..... .... 155 5.3.4 Gain Band width Product Independent of Frequency Becomes Limitations ..... .... 156 5.3.5 RF Losses (I2R Losses) in Wire and Skin Effect (increasing the resistance) .. ..... .... 157 5.3.6 Dielectric Loss (Signal Power Loss) .... .... 157 5.3.7 Radiation Loss (Signal Power Loss) .... .... 157 x Contents 5.4 Microwave Tubes, Oscillators, and Amplifiers .... .... 158 5.5 Klystrons... ..... .... .... .... .... .... ..... .... 158 5.5.1 Two-Cavity Klystron Amplifier... ..... .... 158 5.5.2 Two-Cavity Klystron Oscillator... ..... .... 164 5.5.3 Reflex Klystron Oscillator ... .... ..... .... 165 5.6 Travelling Wave Tube Amplifier (TWTA) .. ..... .... 170 5.7 Backward Wave Oscillator (BWO).... .... ..... .... 178 5.8 Magnetron Oscillator... .... .... .... .... ..... .... 181 6 Microwave Semiconductors Devices: Oscillators, Amplifiers, and Circuit .. .... .... .... .... .... ..... .... 193 6.1 Introduction. ..... .... .... .... .... .... ..... .... 195 6.2 Classification of Microwave Semiconductor Devices ... 198 6.3 Microwave Transistors—BJT and FET. .... ..... .... 198 6.3.1 Field Effect Transistors (FETs) ... ..... .... 198 6.4 Microwave Bipolar Junction Transistor (BJT)..... .... 199 6.4.1 Structure .... .... .... .... .... ..... .... 199 6.4.2 Operation.... .... .... .... .... ..... .... 200 6.4.3 Cut-off Frequency . .... .... .... ..... .... 200 6.4.4 Power Frequency Limitation . .... ..... .... 202 6.5 Junction Field Effect Transistors (Jn-FET) .. ..... .... 203 6.6 Metal–Semiconductor Field Effect Transistor (MESFET) . ..... .... .... .... .... .... ..... .... 205 6.6.1 Physical Structure . .... .... .... ..... .... 206 6.6.2 Application of MESFET .... .... ..... .... 208 6.7 Metal Oxide Field Effect Transistor (MOSFET) ... .... 208 6.7.1 OFF-MOSFET-Enhancement Design Type ... 208 6.7.2 ON-MOSFET—Depletion Design Type.. .... 210 6.7.3 Applications.. .... .... .... .... ..... .... 210 6.8 Tunnel Diode Characteristic, and Working Oscillators and Amplifiers ... .... .... .... .... .... ..... .... 211 6.8.1 Tunnel Diode Equivalent Circuit.. ..... .... 215 6.8.2 Tunnel Diode Amplifier and Oscillators.. .... 215 6.8.3 Applications.. .... .... .... .... ..... .... 216 6.8.4 Performance Characteristic... .... ..... .... 216 6.9 Transferred Electron Devices (TED)—Gunn Diodes.... 217 6.9.1 Introduction-Bulk Device with No Junction. .... .... .... .... .... ..... .... 217 6.9.2 Gunn Effect: Two-Valley Theory (Ridley–Watkins–Hilsum Theory for dc −ve Resistance). .... .... .... ..... .... 218 6.9.3 Moving High-Field Dipole Domain in the Device and the Phase Difference in ac I and V . .... .... .... .... .... ..... .... 220 6.9.4 Four Modes of Gunn Device Operation as Oscillator.... .... .... .... .... ..... .... 222 6.9.5 Diode Structure and Packaged Diode.... .... 224 6.9.6 The Gunn Diode −Ve Resistance Oscillator and Amplifier Circuits.. .... .... ..... .... 224