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Springer Series in Wood Science Editor: T. E. Timell M. H. Zimmermann Xylem Structure and the Ascent of Sap (1983) J.E Siau 'fiansport Processes in Wood (1984) R.R. Archer Growth Stresses and Strains in Trees (1986) W.E. Hillis Heartwood and Tree Exudates (1987) S. Carlquist Comparative Wood Anatomy (1988) L. W. Roberts/P.B. Gahan/R. Aloni Vascular Differentiation and Plant Growth Regulators (1988) C. Skaar Wood-Water Relations (1988) J.M. Harris Spiral Grain and Wave Phenomena in Wood Formation (1989) B. J. Zobel I J. P. van Buijtenen Wood Variation (1989) P. Hakkila Utilization of Residual Forest Biomass (1989) J.W. Rowe Natural Products of Woody Plants (1989) K.-E. L. Eriksson / R. A. Blanchette / P. Ander Microhial and Enzymatic Degradation of Wood and Wood Components (1990) K.-E. L. Eriksson R. A. Blanchette P. Ander Microbial and Enzymatic Degradation of Wood and Wood Components With 173 Figures Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Hong Kong KARL-ERIK L. ERIKSSON The University of Georgia, Franklin College of Arts & Sciences, Department of Biochemistry, Athens, GA 30602, USA ROBElIT A. BLANCHETTE University of Minnesota, Department of Plant Pathology, 495 Borlaug Hall, 1991 Buford Circle, St. Paul, MN 55108, USA PAUL ANDER STFI, Swedish Pulp and Paper Research Institute, Box 5604, S-11486 Stockholm, Sweden Series Editor: T.E. TIMELL State University of New York, College of Environmental, Science and Forestry, Syracuse, NY 13210, USA Cover: Transverse section of Pinus lambertiana wood. Courtesy of Dr. Carl de Zeeuw, SUNY College of Environmental Science and Forestry, Syracuse, New York ISBN-13: 978-3-642-46689-2 e-ISBN-13: 978-3-642-46687-8 DOl: 10.1007/978-3-642-46687-8 Library of Congress Cataloging-in-Publication Data Eriksson, Karl-Erik. L. Microbial and enzymatic degradation of wood and wood components / K.-E. L. Eriksson, R. A. Blanchette, P. Ander. p. cm. - (Springer series in wood science) ISBN-13: 978-3-642-46689-2 1. Wood - Deterioration. 2. Wood-decaying fungi. 3. Cellulose - Biodegradation. 4. Microbial metabolism. 1. Blanchette, R.A. (Robert A.) II. Ander, P. (Paul), 1941- . III. Title. IV. Series. This work is sulfject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, recitation, broadcasting, reproduction on microfilms or in other ways, and storage in data banks. Duplication of this publication or parts thereof is only permitted under the provisions of the German Copyright Law of September 9, 1965, in its current version, and a copyright fee must always be paid. Violations fall under the prosecution act of the German Copyright Law. © Springer-Verlag Berlin Heidelberg 1990 Softcover reprint of the hardcover 1st edition 1990 The use of registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Typesetting: K + V Fotosatz GmbH, Beerfelden; 213113020-543210 - Printed on acid-free paper Preface The oil crisis during the 1970s turned interest towards the utilization of renewable resources and towards lignocellulosics in particular. The 1970s were also the cradle period of biotechnology, and the years when biotechnical utilization of lignocellulosic waste from agriculture and forestry gained priori ty. This was a logical conclusion since one of nature's most important biologi cal reactions is the conversion of wood and other lignocellulosic materials to carbon dioxide, water and humic substances. However, while biotechnology in other areas like medicine and pharmacology concerned production of expen sive products on a small scale, biotechnical utilization and conversion of ligno cellulosics meant production of inexpensive products on a large scale. Biotechnical utilization of lignocellulosic materials is therefore a very difficult task, and the commercial utilization of this technology has not progressed as rapidly as one would have desired. One reason for this was the lack of basic knowledge of enzyme mechanisms involved in the degradation and conversion of wood, other lignocellulosics and their individual components. There are also risks associated with initiating a technical development before a stable platform of knowledge is available. Several of the projects started with en thusiasm have therefore suffered some loss of interest. Also contributing to this failing interest is the fact that the oil crisis at the time was not a real one. At present, nobody predicts a rapid exhaustion of the oil resources and fuel production from lignocellulosics is no longer a high priority. The massive amount of effort devoted over the past few decades to a better understanding of the mechanisms of the degradation of wood and wood com ponents provides a vast literature base that is essential for successful biotechnological utilization of lignocellulosic materials. To an academic scien tist involved in these investigations, it is clear that these research investments have been a dazzling success. We hope that this book will demonstrate how, from the mid-1970s, this enormous library of knowledge has accumulated. It has been a complicated and difficult task to accomplish, and many countries, laboratories and scientists have been involved. This book is meant to serve as a source where this knowledge is combined in an understandable way. This collation will hopefully provide important basic information of value to those interested in the biotechnological utilization of lignocellulosic materi als. It should also be of interest to individuals working in the fields of forestry and forest products, botany, microbiology, mycology, ecology and biochemis try. I( begins with a description of wood morphology and how wood com ponents ate decayed by different microorganisms, particularly by wood-rotting fungi. Most of this knowledge has been gained through electron microscopy studies. The chapter on cellulose describes the different mechanisms by which VI Preface cellulose is degraded by different fungi and bacteria. It is evident that very rapid progress has been made in this area. It also turns out that degradation of the heteropolysaccharides, the hemicelluloses, is a more complex matter than had been expected and many different enzymes are involved in their con version. The understanding of the mechanisms of lignin degradation has been particularly rapid, although a concerted research effort in this area did not really begin until 1978. The understanding of the physiological requirements and the enzyme mechanisms for the conversion of the lignin polymer into water-soluble degradation products will ultimately contribute to better pro cesses for delignification and bleaching. Eventually, delignification will be car ried out· in a biomimetic way, i.e. catalyzed by low molecular mass organic compounds mimicking the ligninolytic peroxidases and other enzymes essen tial for the depolymerization process. Acknowledgements Many people have been involved in this production and we wish to thank in particular: Tore E. Timell, Editor of this series, for his valuble help and advice, for spreading good will and for fast and efficient handling of all questions relating to this project. Barbro Almqvist, Berit Broden and Marian Farrow for skillful and dedicated typing of the manuscript. Sven Rasmusson, The Troedsson Library, STFI for valuable help with the collection of literature in formation. Andre Abad, Todd Burnes, Kory Cease, Lewis Otjen and Mike Carlson for technical assistance and Malcolm Brown, Jr., John Buswell, Ron Crawford, Debby Delmer, Kent Kirk, Jonathan Knowles, Matti Linko and G6ran Pettersson for reading certain parts of the book. Robert A. Blanchette has been mainly responsible for Chapter 1, Karl-Erik L. Eriksson for Chapters 2 and 3, and Paul Ander for Chapter 4. Also I would like to thank the Swedish Pulp and Paper Research Institute for financial support and facilities for the period during which parts of this book were written. Athens, January 1990 K.-E. L. Eriksson Contents 1 Morphological Aspects of Wood Degradation by Fungi and Bacteria ................................................... . 1.1 Morphology of Wood and Wood Components ............. 1 1.2 Wood Degradation by White-Rot Fungi. . .. . . . . . . . . . . . . . . . 20 1.3 Wood Degradation by Brown-Rot Fungi. . .. . . . . . . . .. . . . . . . 43 1.4 Wood Degradation by Soft-Rot Fungi. . . . .. . . . . . . . . . . . .. . . 56 1.5 Wood Degradation by Bacteria . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 2 Biodegradation of Cellulose. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 2.1 The Structure and Biosynthesis of Cellulose ............... 90 2.1.1 The Chemical Structure of Cellulose . . . . . . . . . . . . . . . . . . . . . . 90 2.1.2 Cellulose Biosynthesis: Biochemical Studies. . . . . . . . . . . . . . . . 91 2.1.3 The Cellulose Microfibril. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 2.2 Cellulolytic Fungi. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 2.3 Cellulolytic Enzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 2.3.1 The Old Concept ................................ , . . . . . . 102 2.3.2 Hydrolytic Enzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105 2.3.3 Oxidative Enzymes ..................................... 105 2.3.4 Phosphorolytic Enzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105 2.4 Assay of Enzymes Participating in Cellulose Degradation. . . . 106 2.4.1 Endo-l,4-p-Glucanase Activity ........................... 108 2.4.2 Exo-l,4-p-Glucanase Activity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 2.4.3 l,4-p-Glucosidase Activity ........ . . . . . . . . . . . . . . . . . . . . . . . 111 2.4.4 Oxidative Enzymes ..................................... 112 2.4.5 Phosphorolytic Enzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 2.5 Cellulose Degradation by White-Rot, Brown-Rot, Soft-Rot, and Anaerobic Fungi. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 2.5.1 White-Rot Fungi ....................................... 113 2.5.2 Brown-Rot Fungi. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120 2.5.3 Soft-Rot Fungi. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124 2.5.4 Anaerobic Fungi. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135 2.6 Cellulose Degradation by Bacteria. . . . . . . . . . . . . . . . . . . . . . . . 137 2.6.1 Aerobic Bacteria. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 2.6.2 Anaerobic Bacteria ..................................... 151 2.7 Regulation of Cellulase Synthesis. . . . . . . . . . . . . . . . . . . . . . . . . 159 2.8 Synergistic Mechanisms Involved in Cellulose Degradation . . . 164 VIII Contents 2.9 Examples of Applications of Cellulolytic Microorganisms and Their Enzymes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174 2.9.1 Fermentation of Lignocellulosic Materials to Protein. . . . . . . . 175 2.9.2 Enzymatic Saccharification of Lignocellulosic Materials for Ethanol Production. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177 3 Biodegradation of Hemicelluloses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 3.1 The Structures of Hemicelluloses . . . . . . . . . . . . . . . . . . . . . . . . . 181 3.1.1 Softwood Hemicelluloses . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . 181 3.1.2 Hardwood Hemicelluloses ............................... 183 3.2 Biosynthesis of Hemicelluloses . . . . . . . . . . . . . . . . . . . . . . . . . . . 185 3.3 Xylanolytic Enzymes..... . .. . . . .. .. .. .. .. . . . .. .. .... .. .. 186 3.3.1 Endo-l,4-p-o-Xylanases ................................. 187 3.3.2 l,4-p-o-Xylosidases ..................................... 198 3.3.3 a-Arabinosidase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 203 3.3.4 a-o-Glucuronidase. . .. .. .. . ... . . . .. . .. . . . .. . . . . ... .. .. .. 206 3.3.5 Acetyl(Xylan) Esterase .................................. 210 3.4 Mannan-Degrading Enzymes. .......................... .. 213 3.4.1 Endo-1,4-p-o-Mannanases . . . .. . .. .... . . .. .. . . . .... .. . ... 214 3.4.2 1,4-p-o-Mannosidase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 218 3.4.3 a-Galactosidase ........................................ 221 3.5 Examples of Applications of Hemicellulolytic Organisms and Their Enzymes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 222 4 Biodegradation of Lignin. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 225 4.1 Biosynthesis and Structure of Lignin. . . . . . . . . . . . . . . . . . . . .. 226 4.2 Lignin Preparations and Methods for Studying Lignin Biodegradation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 231 4.3 Lignin Degradation by White-Rot Fungi. . . . . . . . . . . . . . . . . .. 234 4.3.1 Physiological Demands, Secondary Metabolism, and Veratryl Alcohol Production in White-Rot Fungi.... .. ... ........ .. 234 4.3.2 Influence of Nitrogen on Secondary Metabolism and Lignin Degradation ........................................... 237 4.3.3 Influence of Carbon Source on Lignin Degradation. . . . . . . . . 242 4.3.4 Influence of Agitation and Other Cultivation Conditions on Lignin Degradation and Ligninase Production. . . . . . . . . . . . . . 244 4.3.5 Influence of Oxygen and Carbon Dioxide on Lignin Degradation. Anaerobic Degradation of Lignin and Related Compounds. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 247 4.4 Chemistry of Lignin Degraded by White-Rot Fungi.. ... .. .. 249 4.5 Biochemistry of Lignin Degradation ...................... 253 4.5.1 Oxygen Radicals and Lignin Degradation. . . . . . . . . . . . . . . . .. 253 Contents IX 4.5.2 The Phenoloxidases Laccase and Peroxidase Including Manganese-Dependent Pexoxidase ........................ 255 4.5.3 Ligninase/Lignin Peroxidase ............................. 270 4.5.4 Biomimetic Oxidation of Lignin Models. . . . . . . . . . . . . . . . . . . 292 4.5.5 H 0 -Producing Enzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 294 2 2 4.5.6 Quinone-Reducing Enzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 297 4.5.7 Cleavage of Methoxyl Groups by Wood-Rotting Fungi. . . . . . 302 4.6 Metabolism of Monomeric Lignin-Related Compounds. . . . .. 307 4.7 Lignin Degradation by Brown-Rot, Soft-Rot, and Other Fungi .. " ... , ..... " ..... , .. . . . .. .. .. .. .. .. . . . .. . . . . .. 312 4.7.1 Brown-Rot Fungi ... " ..... , .. . . ..... .. ... . .. . .. .. .. .. .. 312 4.7.2 Soft-Rot Fungi. . . . . .. . . . . . . . . . . . .. . . . . . . . . . . . . .. . . . . . .. 316 4.7.3 Other Fungi ........................................... 318 4.8 Lignin Degradation by Bacteria .......................... 319 4.8.1 Actinomycetes.......................................... 319 4.8.2 Other Bacteria ......................................... 323 4.9 Potential Applications of White-Rot Fungi. . . . . . . . . . . . . . . .. 325 4.9.1 Biopulping and Biomechanical Pulping. . . . . . . . . . . . . . . . . . . . 325 4.9.2 Treatment of Wood and Straw to Produce Feed and Food. .. 329 4.9.3 Treatment of Spent Kraft Bleach Liquors. . . . . . . . . . . . . . . . .. 329 4.9.4 By-Products from Lignin. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 332 4.10 Some Examples of Future Research Possibilities. . . . . . . . . . . . 332 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 335 Subject Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 399 Chapter 1 Morphological Aspects of Wood Degradation by Fungi and Bacteria 1.1 Morphology of Wood and Wood Components The structure and chemical composition of wood have a significant influence on its degradation by microorganisms and the resulting patterns of decay. The type of cell, chemical composition, and cell wall morphology may all govern the effects of enzymes on the woody substrate. Wood is made up largely of cel lulose, lignin, and hemicellulose in various proportions (Table 1.1). The lignin content of angiosperms is generally lower than that of gymnosperms. Differ ences in the major hemicellulose present are reflected in the xylose and man nose content (Thble 1.1), which represents glucuronoxylan in hardwoods and galactoglucomannans in softwoods. Large differences in the chemical compo nents exist among various woods (Pengel and Wegener 1983) and the composi tion of different types of cells within wood may also vary (Saka and Goring 1985). The type of lignin found in hardwoods and softwoods is also different. Table 1.1. Percent lignin and wood sugar residues in sapwood of various tree species Wood Percent Lignin" Glucoseb Xyloseb Mannoseb Angiosperms Acacia koa 27.3 45.6 18.6 1.7 Acer saccharum 24.4 46.2 17.2 2.4 Alnus rubra 24.6 47.0 17.6 0.4 Betula papyri/era 19.0 44.9 24.3 2.1 B. verrucosa 21.7 35.1 20.7 0.9 Populus tremuloides 22.0 46.2 18.9 1.6 Quercus rubra 24.5 41.6 23.5 3.0 Tilia americana 21.5 43.9 16.1 0.3 Ulmus americana 23.6 55.8 16.0 3.1 Gymnosperms Abies balsamea 29.1 46.6 5.6 11.7 Picea abies 27.1 41.6 5.2 13.6 P. mariana 26.6 49.0 7.3 13.8 Pinus banksiana 29.9 44.6 8.4 10.0 P. resinosa 27.9 44.9 8.4 12.3 P. strobus 28.1 48.2 6.0 15.6 P. sylvestris 30.0 38.3 6.5 11.1 Tsuga canadensis 32.3 47.9 4.2 13.8 a Sulfuric acid lignin by the method of Effland (1977). b HPLC analysis using method of Pettersen et al. (1985).

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