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MEMOIRS of the American Mathematical Society Number 983 Metrics of Positive Scalar Curvature and Generalised Morse Functions, Part I Mark Walsh January 2011 • Volume 209 • Number 983 (second of 5 numbers) • ISSN 0065-9266 American Mathematical Society Number 983 Metrics of Positive Scalar Curvature and Generalised Morse Functions, Part I Mark Walsh January2011 • Volume209 • Number983(secondof5numbers) • ISSN0065-9266 Library of Congress Cataloging-in-Publication Data Walsh,MarkP. MetricsofpositivescalarcurvatureandgeneralisedMorsefunctions,partI/MarkWalsh. p.cm. —(MemoirsoftheAmericanMathematicalSociety,ISSN0065-9266;no. 983) “January2011,Volume209,number983(secondof5numbers).” Includesbibliographicalreferences. ISBN978-0-8218-5304-7(alk. paper) 1.Curvature. 2.Morsetheory. 3.Riemannianmanifolds. 4.Algebraictopology. I.Title. QA645.W35 2011 516.3(cid:2).62—dc22 2010037798 Memoirs of the American Mathematical Society Thisjournalisdevotedentirelytoresearchinpureandappliedmathematics. Publisher Item Identifier. The Publisher Item Identifier (PII) appears as a footnote on theAbstractpageofeacharticle. Thisalphanumericstringofcharactersuniquelyidentifieseach articleandcanbeusedforfuturecataloguing,searching,andelectronicretrieval. Subscription information. Beginning with the January 2010 issue, Memoirs is accessi- ble from www.ams.org/journals. The 2011 subscription begins with volume 209 and consists of six mailings, each containing one or more numbers. Subscription prices are as follows: for pa- per delivery, US$741 list, US$592.80 institutional member; for electronic delivery, US$667 list, US$533.60institutional member. Uponrequest, subscribers topaper delivery ofthis journalare also entitled to receive electronic delivery. If ordering the paper version, subscribers outside the United States and India must pay a postage surcharge of US$69; subscribers in India must pay apostagesurchargeofUS$95. ExpediteddeliverytodestinationsinNorthAmericaUS$58;else- whereUS$167. Subscriptionrenewalsaresubjecttolatefees. Seewww.ams.org/help-faqformore journalsubscriptioninformation. Eachnumbermaybeorderedseparately;pleasespecifynumber whenorderinganindividualnumber. Back number information. Forbackissuesseewww.ams.org/bookstore. Subscriptions and orders should be addressed to the American Mathematical Society, P.O. Box 845904, Boston, MA 02284-5904USA. All orders must be accompanied by payment. Other correspondenceshouldbeaddressedto201CharlesStreet,Providence,RI02904-2294USA. Copying and reprinting. Individual readers of this publication, and nonprofit libraries actingforthem,arepermittedtomakefairuseofthematerial,suchastocopyachapterforuse in teaching or research. Permission is granted to quote brief passages from this publication in reviews,providedthecustomaryacknowledgmentofthesourceisgiven. Republication,systematiccopying,ormultiplereproductionofanymaterialinthispublication is permitted only under license from the American Mathematical Society. Requests for such permissionshouldbeaddressedtotheAcquisitionsDepartment,AmericanMathematicalSociety, 201 Charles Street, Providence, Rhode Island 02904-2294 USA. Requests can also be made by [email protected]. MemoirsoftheAmericanMathematicalSociety(ISSN0065-9266)ispublishedbimonthly(each volume consisting usually of more than one number) by the American Mathematical Society at 201CharlesStreet,Providence,RI02904-2294USA.PeriodicalspostagepaidatProvidence,RI. Postmaster: Send address changes to Memoirs, American Mathematical Society, 201 Charles Street,Providence,RI02904-2294USA. (cid:2)c 2010bytheAmericanMathematicalSociety. Allrightsreserved. Copyrightofindividualarticlesmayreverttothepublicdomain28years afterpublication. ContacttheAMSforcopyrightstatusofindividualarticles. (cid:2) (cid:2) (cid:2) ThispublicationisindexedinScienceCitation IndexR,SciSearchR,ResearchAlertR, (cid:2) (cid:2) CompuMath Citation IndexR,Current ContentsR/Physical,Chemical& Earth Sciences. PrintedintheUnitedStatesofAmerica. (cid:2)∞ Thepaperusedinthisbookisacid-freeandfallswithintheguidelines establishedtoensurepermanenceanddurability. VisittheAMShomepageathttp://www.ams.org/ 10987654321 151413121110 For Meriel Contents Introduction ix 0.1. Background ix 0.2. Main results xii 0.3. The connection with generalised Morse functions and Part II xiv 0.4. Acknowledgements xvii Chapter 1. Definitions and Preliminary Results 1 1.1. Isotopy and concordance in the space of metrics of positive scalar curvature 1 1.2. Warped product metrics on the sphere 2 1.3. Torpedo metrics on the disk 4 1.4. Doubly warped products and mixed torpedo metrics 5 1.5. Inducing a mixed torpedo metric with an embedding 9 Chapter 2. Revisiting the Surgery Theorem 11 2.1. Surgery and cobordism 11 2.2. Surgery and positive scalar curvature 12 2.3. Outline of the proof of Theorem 2.3 14 2.4. Part 1 of the proof: Curvature formulae for the first deformation 15 2.5. Part 2 of the proof: A continuous bending argument 17 2.6. Part 3 of the proof: Isotoping to a standard product 26 2.7. Applying Theorem 2.3 over a compact family of psc-metrics 29 2.8. The proof of Theorem 2.2 (The Improved Surgery Theorem) 31 Chapter 3. Constructing Gromov-Lawson Cobordisms 35 3.1. Morse Theory and admissible Morse functions 35 3.2. A reverse Gromov-Lawson cobordism 40 3.3. Continuous families of Morse functions 41 Chapter 4. Constructing Gromov-Lawson Concordances 45 4.1. Applying the Gromov-Lawson technique over a pair of cancelling surgeries 45 4.2. Cancelling Morse critical points: The Weak and Strong Cancellation Theorems 47 4.3. A strengthening of Theorem 4.2 48 4.4. Standardising the embedding of the second surgery sphere 49 Chapter 5. Gromov-Lawson Concordance Implies Isotopy for Cancelling Surgeries 51 5.1. Connected sums of psc-metrics 51 5.2. An analysis of the metric g(cid:2)(cid:2), obtained from the second surgery 51 v vi CONTENTS 5.3. The proof of Theorem 5.1 53 Chapter6. Gromov-LawsonConcordanceImpliesIsotopyintheGeneralCase 65 6.1. A weaker version of Theorem 0.8 65 6.2. The proof of the main theorem 67 Appendix: Curvature Calculations from the Surgery Theorem 71 Bibliography 79 Abstract It is well known that isotopic metrics of positive scalar curvature are concor- dant. Whetherornottheconverseholdsisanopenquestion,atleastindimensions greater than four. We show that for a particular type of concordance, constructed usingthesurgerytechniquesofGromovandLawson,thisconverseholdsinthecase of closed simply connected manifolds of dimension at least five. ReceivedbytheeditorJanuary8,2009. ArticleelectronicallypublishedonJune8,2010;S0065-9266(10)00622-8. 2000 MathematicsSubjectClassification. Primary53-02,55-02. Keywordsandphrases. Positivescalarcurvature,MorseTheory,surgery,cobordism,isotopy, concordance. (cid:2)c2010 American Mathematical Society vii Introduction 0.1. Background Let X be a smooth closed manifold. We denote by Riem(X) the space of Riemannian metrics on X. Contained inside Riem(X), as an open subspace, is the space Riem+(X) which consists of metrics on X which have positive scalar curvature (psc-metrics). The problem of whether or not this space is non-empty (i.e. X admits a psc-metric) has been extensively studied; see [11], [12], [25] and [28]. In particular, when X is simply connected and dimX = n ≥ 5, it is known that X always admits a psc-metric when X is not a spin manifold and, in the case whenX isspin, itadmitssuchametricifandonlyiftheindexα(X)∈KO ofthe n Dirac operator vanishes; see [25] and [28]. Considerably less is known about the topology of the space Riem+(X), even for such manifolds as the sphere Sn. For example, it is known that Riem+(S2) is contractible (as is Riem+(RP2)); see [25], but little is known about the topology of Riem+(Sn) when n≥3. In this paper, we will focus on questions relating to the path-connectivity of Riem+(X). Unless otherwise stated Riem+(X) is assumed to be non-empty. Met- rics which lie in the same path component of Riem+(X) are said to be isotopic. Twopsc-metrics g andg onX are saidtobeconcordantif thereisapsc-metric g¯ 0 1 on the cylinder X×I (I =[0,1]) which near X×{0} is the product g +dt2, and 0 which near X×{1} is the product g +dt2. It is well known that isotopic metrics 1 are concordant; see Lemma 1.4 below. It is also known that concordant metrics need not be isotopic when dimX = 4, where the difference between isotopy and concordance is detected by the Seiberg-Witten invariant; see [26]. However, in the case when dimX ≥ 5, the question of whether or not concordance implies isotopy is an open problem and one we will attempt to shed some light on. Before discussing this further, it is worth mentioning that the only known method for showing that two psc-metrics on X lie in distinct path components of Riem+(X), is to show that these metrics are not concordant. For example, in- dex obstruction methods may be used to exhibit a countable infinite collection of distinct concordance classes for X = S4k−1 with k > 1, implying that the space Riem+(S4k−1) has at least as many path components; see [4] (or Example 0.1 be- low for the case when k = 2). In [3], the authors show that if X is a connected spin manifold with dimX = 2k+1 ≥ 5 and π (X) is non-trivial and finite, then 1 Riem+(X)hasinfinitelymanypathcomponentsprovidedRiem+(X)isnon-empty. Again, this is done by exhibiting infinitely many distinct concordance classes. For a general smooth manifold X, understanding π (Riem+(X)) is contingent on an- 0 swering the following open questions. (i) Are there more concordance classes undetected by index theory? (ii) When are concordant metrics isotopic? ix

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