Modern Birkhäuser Classics Peter Falb Methods of Algebraic Geometry in Control Theory: Part II Multivariable Linear Systems and Projective Algebraic Geometry Modern Birkhäuser Classics Many of the original research and survey monographs, as well as textbooks, in pure and applied mathematics published by Birkhäuser in recent decades have been groundbreaking and have come to be regarded as foundational to the subject. Through the MBC Series, a select number of these modern classics, entirely uncorrected, are being re-released in paperback (and as eBooks) to ensure that these treasures remain accessible to new generations of students, scholars, and researchers. Methods of Algebraic Geometry in Control Theory: Part II Multivariable Linear Systems and Projective Algebraic Geometry Peter Falb Reprint of the 1999 Edition Peter Falb Division of Applied Mathematics Brown University Providence, Rhode Island, USA ISSN 2197-1803 ISSN 2197-1811 (electronic) Modern Birkhäuser Classics ISBN 978-3-319-96573-4 ISBN978-3-319-96574-1 (eB ook) https://doi.org/10.1007/978-3-319-96574-1 Library of Congress Control Number: 2018951899 © Springer Nature Switzerland AG 2018 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. 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The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Peter Falb Methods of Algebraic Geometry in Control Theory: Part II Multivariable Linear Systems and Projective Algebraic Geometry Springer Science+Business Media, LLC Peter Falb Division of Applied Mathematics Brown University Providence, RI 02912 Library of Congress Cataloging-in-Publication Data Falb, Peter L. Methods of algebraic geometry in control theory / Peter Falb. p. cm.— Includes bibliographical references Contents: v. 1. Scalar linear systems and affine algebraic geometry. ISBN 978-1-4612-7194-9 ISBN 978-1-4612-1564-6 (eBook) DOI 10.1007/978-1-4612-1564-6 1. Control theory. 2. Geometry, Algebraic. I. Title. II. Series. QA402.3.F34 1990 629.8'—dc20 90-223 CIP AMS Subject Classifications: 14-01,14L17,14M15,14N05,93A25,93B27,93C35 Printed on acid-free paper. © 1999 Springer Science+Business Media New York Originally published by Birkhäuser Boston in 1999 Softcover reprint of the hardcover 1st edition 1999 All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher Springer Science+Business Media, LLC, except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, elec tronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter devel oped is forbidden. The use of general descriptive names, trade names, trademarks, etc., in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act, may accordingly be used freelyb y anyone. ISBN 978-1-4612-7194-9 Typeset in iAlfeX by T^Xniques, Inc., Cambridge, MA. 9 8 7 6 5 4 3 2 1 Contents Preface vii Introduction 1 1 Scalar Input or Scalar Output Systems 7 2 Two or Three Input, Two Output Systems: Some Examples 35 3 The Transfer and Hankel Matrices 59 4 Polynomial Matrices 79 5 Projective Space 105 6 Projective Algebraic Geometry I: Basic Concepts 113 7 Projective Algebraic Geometry II: Regular Functions, Local Rings, Morphisms 129 8 Exterior Algebra and Grassmannians 143 9 The Laurent Isomorphism Theorem: I 161 10 Projective Algebraic Geometry III: Products, Graphs, Projections 173 vii vi Contents 11 The Laurent Isomorphism Theorem: II 181 12 Projective Algebraic Geometry IV: Families, Projections, Degree 191 13 The State Space: Realizations, Controllability, Observability, Equivalence 201 14 Projective Algebraic Geometry V: Fibers of Morphisms 223 15 Projective Algebraic Geometry VI: Tangents, Differentials, Simple Subvarieties 231 16 The Geometric Quotient Theorem 243 17 Projective Algebraic Geometry VII: Divisors 259 18 Projective Algebraic Geometry VIII: Intersections 271 19 State Feedback 283 20 Output Feedback 313 APPENDICES A Formal Power Series, Completions, Regular Local Rings, and Hilbert Polynomials 329 B Specialization, Generic Points and Spectra 349 C Differentials 357 D The Space C~ 361 E Review of Affine Algebraic Geometry 367 References 375 Glossary of Notations 381 Index 383 Preface "Control theory represents an attempt to codify, in mathematical terms, the principles and techniques used in the analysis and design of control systems. Algebraic geometry may, in an elementary way, be viewed as the study of the structure and properties of the solutions of systems of algebraic equations. The aim of this book is to provide access to the methods of algebraic geometry for engineers and applied scientists through the motivated context of control theory" .* The development which culminated with this volume began over twenty-five years ago with a series of lectures at the control group of the Lund Institute of Technology in Sweden. I have sought throughout to strive for clarity, often using constructive methods and giving several proofs of a particular result as well as many examples. The first volume dealt with the simplest control systems (i.e., single input, single output linear time-invariant systems) and with the simplest algebraic geometry (i.e., affine algebraic geometry). While this is quite satisfactory and natural for scalar systems, the study of multi-input, multi-output linear time invariant control systems requires projective algebraic geometry. Thus, this second volume deals with multi-variable linear systems and pro jective algebraic geometry. The results are deeper and less transparent, but are also quite essential to an understanding of linear control theory. A review of * From the Preface to Part 1. ix viii Preface the scalar theory is included along with a brief summary of affine algebraic geometry (Appendix E). Acknowledgements. Although he did not playa direct role in this work, I should like to express my deep appreciation for the inspiration provided by my very dear friend, the late George Zames. There are a great many friends, colleagues, teachers, and students to whom considerable thanks are due, but I should like especially to express my appre ciation to Karl Astrom of the Lund Institute of Technology for my original involvement in the precursor lectures and to the Laboratory for Information and Decision Systems at M.LT. and its Director, Sanjoy K. Mitter, for the use of a quiet office (without which this book would never have been written). Thanks are also due to Elizabeth Loew for the excellent computer preparation of the manuscript. Finally, I dedicate this work to my (long suffering) dear wife, Karen. Peter Falb Cambridge, 1999
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