Methodological Issues in AIDS Behavioral Research AIDS Prevention and Mental Health Series Editors: David G. Ostrow, M.D., Ph.D. Jeffrey A. Kelly, Ph.D. University of Michigan Medical College of Wisconsin Ann Arbor, Michigan Milwaukee, Wisconsin Methodological Issues in AIDS Behavioral Research Edited by David G. Ostrow, M.D., Ph.D. and Ronald C. Kessler, Ph.D. Preventing AIDS: Theories and Methods of Behavioral Interventions Edited by Ralph J. DiClemente, Ph.D. and John L. Peterson, Ph.D. A Continuation Order Plan is available for this series. A continuation order will bring delivery of each new volume immediately upon publication. Volumes are billed only upon actual shipment. For further information please contact the publisher. Methodological Issues in AIDS Behavioral Research Edited by David G. Ostrow, M.D., Ph.D. and Ronald C. Kessler, Ph.D. University of Michigan Ann Arbor, Michigan KLUWER ACADEMIC PUBLISHERS NEW YORK, BOSTON, DORDRECHT, LONDON, MOSCOW (cid:72)(cid:37)(cid:82)(cid:82)(cid:78)(cid:44)(cid:54)(cid:37)(cid:49)(cid:29) (cid:19)(cid:16)(cid:22)(cid:19)(cid:25)(cid:16)(cid:23)7137(cid:16)X (cid:51)(cid:85)(cid:76)(cid:81)(cid:87)(cid:3)(cid:44)(cid:54)(cid:37)(cid:49)(cid:29) (cid:19)(cid:16)(cid:22)(cid:19)(cid:25)(cid:16)(cid:23)(cid:23)(cid:23)39(cid:16)9 (cid:139)(cid:21)(cid:19)(cid:19)(cid:21)(cid:3)(cid:46)(cid:79)(cid:88)(cid:90)(cid:72)(cid:85)(cid:3)(cid:36)(cid:70)(cid:68)(cid:71)(cid:72)(cid:80)(cid:76)(cid:70)(cid:3)(cid:51)(cid:88)(cid:69)(cid:79)(cid:76)(cid:86)(cid:75)(cid:72)(cid:85)(cid:86) (cid:49)(cid:72)(cid:90)(cid:3)(cid:60)(cid:82)(cid:85)(cid:78)(cid:15)(cid:3)(cid:37)(cid:82)(cid:86)(cid:87)(cid:82)(cid:81)(cid:15)(cid:3)(cid:39)(cid:82)(cid:85)(cid:71)(cid:85)(cid:72)(cid:70)(cid:75)(cid:87)(cid:15)(cid:3)(cid:47)(cid:82)(cid:81)(cid:71)(cid:82)(cid:81)(cid:15)(cid:3)(cid:48)(cid:82)(cid:86)(cid:70)(cid:82)(cid:90) (cid:51)(cid:85)(cid:76)(cid:81)(cid:87)(cid:139) 1993(cid:3)(cid:3)(cid:51)(cid:79)(cid:72)(cid:81)(cid:88)(cid:80)(cid:3)(cid:51)ress (cid:49)(cid:72)(cid:90)(cid:3)(cid:60)(cid:82)(cid:85)(cid:78) (cid:36)(cid:79)(cid:79)(cid:3)(cid:85)(cid:76)(cid:74)(cid:75)(cid:87)(cid:86)(cid:3)(cid:85)(cid:72)(cid:86)(cid:72)(cid:85)(cid:89)(cid:72)(cid:71) (cid:49)(cid:82)(cid:3)(cid:83)(cid:68)(cid:85)(cid:87)(cid:3)(cid:82)(cid:73)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:72)(cid:37)(cid:82)(cid:82)(cid:78)(cid:3)(cid:80)(cid:68)(cid:92)(cid:3)(cid:69)(cid:72)(cid:3)(cid:85)(cid:72)(cid:83)(cid:85)(cid:82)(cid:71)(cid:88)(cid:70)(cid:72)(cid:71)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:85)(cid:68)(cid:81)(cid:86)(cid:80)(cid:76)(cid:87)(cid:87)(cid:72)(cid:71)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:92)(cid:3)(cid:73)(cid:82)(cid:85)(cid:80)(cid:3)(cid:82)(cid:85)(cid:3)(cid:69)(cid:92)(cid:3)(cid:68)(cid:81)(cid:92)(cid:3)(cid:80)(cid:72)(cid:68)(cid:81)(cid:86)(cid:15)(cid:3)(cid:72)(cid:79)(cid:72)(cid:70)(cid:87)(cid:85)(cid:82)(cid:81)(cid:76)(cid:70)(cid:15) (cid:80)(cid:72)(cid:70)(cid:75)(cid:68)(cid:81)(cid:76)(cid:70)(cid:68)(cid:79)(cid:15)(cid:3)(cid:85)(cid:72)(cid:70)(cid:82)(cid:85)(cid:71)(cid:76)(cid:81)(cid:74)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:90)(cid:76)(cid:86)(cid:72)(cid:15)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:82)(cid:88)(cid:87)(cid:3)(cid:90)(cid:85)(cid:76)(cid:87)(cid:87)(cid:72)(cid:81)(cid:3)(cid:70)(cid:82)(cid:81)(cid:86)(cid:72)(cid:81)(cid:87)(cid:3)(cid:73)(cid:85)(cid:82)(cid:80)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:51)(cid:88)(cid:69)(cid:79)(cid:76)(cid:86)(cid:75)(cid:72)(cid:85) (cid:38)(cid:85)(cid:72)(cid:68)(cid:87)(cid:72)(cid:71)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:56)(cid:81)(cid:76)(cid:87)(cid:72)(cid:71)(cid:3)(cid:54)(cid:87)(cid:68)(cid:87)(cid:72)(cid:86)(cid:3)(cid:82)(cid:73)(cid:3)(cid:36)(cid:80)(cid:72)(cid:85)(cid:76)(cid:70)(cid:68) (cid:57)(cid:76)(cid:86)(cid:76)(cid:87)(cid:3)(cid:46)(cid:79)(cid:88)(cid:90)(cid:72)(cid:85)(cid:3)(cid:50)(cid:81)(cid:79)(cid:76)(cid:81)(cid:72)(cid:3)(cid:68)(cid:87)(cid:29)(cid:3)(cid:3) (cid:75)(cid:87)(cid:87)(cid:83)(cid:29)(cid:18)(cid:18)(cid:78)(cid:79)(cid:88)(cid:90)(cid:72)(cid:85)(cid:82)(cid:81)(cid:79)(cid:76)(cid:81)(cid:72)(cid:17)(cid:70)(cid:82)(cid:80) (cid:68)(cid:81)(cid:71)(cid:3)(cid:46)(cid:79)(cid:88)(cid:90)(cid:72)(cid:85)(cid:10)(cid:86)(cid:3)(cid:72)(cid:37)(cid:82)(cid:82)(cid:78)(cid:86)(cid:87)(cid:82)(cid:85)(cid:72)(cid:3)(cid:68)(cid:87)(cid:29) (cid:75)(cid:87)(cid:87)(cid:83)(cid:29)(cid:18)(cid:18)(cid:72)(cid:69)(cid:82)(cid:82)(cid:78)(cid:86)(cid:17)(cid:78)(cid:79)(cid:88)(cid:90)(cid:72)(cid:85)(cid:82)(cid:81)(cid:79)(cid:76)(cid:81)(cid:72)(cid:17)(cid:70)(cid:82)(cid:80) Contributors Diane Binson • Center for AIDS Prevention Studies, Department of Medi- cine, University of California, San Francisco, California 94143 Robert F. Boruch (cid:127) Graduate School of Education, University of Pennsyl- vania, Philadelphia, Pennsylvania 19104-6216 Joseph A. Catania (cid:127) Center for AIDS Prevention Studies, Department of Medicine, University of California, San Francisco, California 94143 Robert T. Croyle(cid:127)Department ofPsychology, University of Utah, Salt Lake City, Utah 84112 Robyn M. Dawes (cid:127) Department of Social and Decision Sciences, Carnegie Mellon University, Pittsburgh, Pennsylvania 15213 Victor De Gruttola (cid:127) Department of Biostatistics, Harvard School of Public Health, Boston, Massachusetts 02115 Dorothy De Moya (cid:127) Correctional Health Solutions, Chalfont, Pennsylvania 18914 Mindy Thompson Fullilove • HIV Center for Clinical and Behavioral Studies, New York State Psychiatric Institute and Columbia University, New York, New York 10027 Robert E. Fullilove, III (cid:127) HIV Center for Clinical and Behavioral Studies, New York State Psychiatric Institute and Columbia University, New York, New York 10027 Eve Golden (cid:127) Center for AIDS Prevention Studies, Department of Medicine, University of California, San Francisco, California 94143 Nicholas P. Jewell (cid:127) Program in Biostatistics and Department of Statistics, University of California, Berkeley, California 94720 Graham Kalton (cid:127) Westat, Inc., Rockville, Maryland 20850-3129. v vi Contributors John M. Karon (cid:127) Division of HIV/AIDS, National Center for Infectious Diseases, Centers for Disease Control, Atlanta, Georgia 30333 Ronald C. Kessler (cid:127) Institute for Social Research, University of Michigan, Ann Arbor, Michigan 48106-1248 Elizabeth F. Loftus(cid:127) Department of Psychology, University of Washington, Seattle, Washington 98195 Karen Mast(cid:127) Center for AIDS Prevention Studies, Department of Medicine, University of California, San Francisco, California 94143 David G. Ostrow(cid:127) Department of Psychiatry, University of Michigan School of Medicine, Ann Arbor, Michigan 48109-0704 Marcello Pagano (cid:127) Department of Biostatistics, Harvard School of Public Health, Boston, Massachusetts 02115 Willo Pequegnat (cid:127) AIDS Research Program, National Institute of Mental Health, National Institutes of Health, Rockville, Maryland 20857 Robert C. Pierce (cid:127) Center for AIDS Prevention Studies, Department of Medicine, University of California, San Francisco, California 94143 James M. Robins(cid:127) Departments of Epidemiology and Biostatistics, Harvard School of Public Health, Boston, Massachusetts 02115 Stephen C. Shiboski(cid:127) Department of Epidemiology and Biostatistics, Uni- versity of California, San Francisco, California 94143-0560 Howard C. Stevenson(cid:127) Graduate School of Education, University of Penn- sylvania, Philadelphia, Pennsylvania 19104-6216 Carol Stocking(cid:127) Center for Clinical Medical Ethics, University of Chicago, Chicago, Illinois 60637 Ellen Stover(cid:127) AIDS Research Program, National Institute of Mental Health, National Institutes of Health, Rockville, Maryland 20857 Heather Turner (cid:127) Department of Sociology and Anthropology, College of Liberal Arts, Horton Social Sciences Center, University of New Hamp- shire, Endura, New Hampshire 03824-3586 Richard A. Zeller(cid:127) Department of Sociology, Bowling Green State Univer- sity, Bowling Green, Ohio43403 Series Preface Wearepleasedtointroduceanewseries,AIDS PreventionandMental Health, with the publication of this volume on methodology issues in AIDS mental health research. The objective of the series is to publish high-quality and up- to-datevolumesthat HIVpreventionandmentalhealthresearchers,clinicians, policymakers, and educators will find useful and that will thus contribute significantlytotheirworkintheseimportantareas. Whiletherehasbeen an enormous increase in research on the prevention and mental health aspects ofAIDS and HIV infection, there is no book series on AIDS with a prevention or mental health focus. The creation of this series represents a high level of commitment from the publisher, Plenum, and the series editors to this im- portant area of scientific research. It is especially fitting that the series’ inaugural volume focuses on methodological issues that are crucial to the future of HIV- related mental health research. TheAIDS Prevention andMental Health series comes at a pivotal time in the history of the AIDS epidemic and the responses of mental and public healthsystems. Forthepasttwoyears, wehavemet regularlywithMariclaire Cloutier at Plenum to discuss the burgeoning interest among mental health andpreventionprofessionals inAIDS andHIV,asevidencedby theresponse to priorPlenum publications on thetopic. At the sametime, we have been increasingly aware ofthe need to support and stimulate the authorship of booksbyleadingauthoritiesinthisrapidlygrowingfieldthatgobeyondcol- lectionsofarticlesbased on conferenceproceedingsandallowauthorsto lay out a comprehensive view of their area of work and expertise. With the recent explosion of research and applied work in the area of HIV/AIDS mental health and prevention, we feel that it istime to create a book series that will providetimely communication of emergingideas, practical experiences, and science. The series will focus primarily on books that address current issues in HIV prevention and the psychological, psychiatric, andsocial aspects ofHIV/ AIDS. Volumes will reflect the highest scholarly standards while exploring clinical applications of interest to a broad range of mental health, public vii viii SeriesPreface health, and community professionals. Series topics include HIV prevention approaches with various populations, including adolescents, gay men, women, and the chronically mentally ill; assessment ofpsychiatric disorders in persons with HIV/AIDS; psychotherapy and psychopharmacological interventions; stress and coping issues; HIV research methodologies; support and prevention of burn-out among caregivers; and bereavement issues. We hope that this monograph on research methodological issues serves as a fitting inaugural volume in the series and that future volumes will continue to meet the needs of our target audiences. David G. Ostrow Jeffrey A. Kelly Ann Arbor and Milwaukee Preface Any methodological review needs to successfully resolve the issues oftimeliness and detail in order to maximize its relevancy and usefulness to the target audience. When the subject is AIDS behavioral research, these problems are accentuated by the rapid explosion of interest among scientists from many different disciplines. We began to discuss the need for a systematic review of the methodological problems confronting survey research efforts in AIDS prevention and mental health in 1987; six years later we have this collection of reviews as the concrete result of the process begun with the simple question: How can quantitative behavioral research best contribute to the battle against AIDS and its recently discovered etiologic agent, HIV? Our goals were to produce a monograph that would be timely and useful to a broad audience working in both research and prevention efforts; to present a selection of methodological issues that would be of interest to both experienced and be- ginning researchers; and to present examples that illustrate innovative meth- odological approaches that would be relevant to persons working with the diverse populations affected by the multiple epidemics of AIDS. Ifwe have been successful in meeting the objectives of the AIDS Research Methodology Project, it is due to the involvement of many colleagues and associates who found the initial question of interest and contributed generously to the Project. That list is extensive and at the risk of omitting someone due to the passage of time, we wish to acknowledge those persons who helped make this book a reality. First, our colleagues at the Institute for Social Re- search and School of Public Health who participated in the Survey Research Methodology Group (SRMG) of the Midwest AIDS Biobehavioral Research Center: Charles Cannell, Robert Groves, Jill Joseph, James Koopman, Howard Schuman, and Michael Trauggott. Meeting bimonthly between 1987 and 1990, the SRMG identified the initial set of critical survey research issues facing the behavioral and mental health AIDS research communities. Those meetings were enhanced by visits to the University of Michigan from colleagues at other institutions, including John Gagnon from SUNY Stony Brook, Edward Lauman and Stuart Michaels from the National Opinion Research ix
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