Mesozoic Birds Mesozoic Birds Above the Heads of Dinosaurs EDITED BY LUIS M. CHIAPPE AND LAWRENCE M. WITMER University of California Press Berkeley Los Angeles London Title page illustration: Archaeopteryx lithographicaby Charles Knight (courtesy Los Angeles County Museum of Natural History). University ofCalifornia Press Berkeley and Los Angeles,California University ofCalifornia Press,Ltd. London,England © by the Regents ofthe University ofCalifornia Library ofCongress Cataloging-in-Publication Data Mesozoic birds :above the heads ofdinosaurs / edited by Luis M.Chiappe and Lawrence M.Witmer. p. cm. Includes bibliographical references and index. ISBN 0-520-20094-2 (alk.paper) 1. Birds,Fossil. 2. Paleontology—Mesozoic. 3. Birds—Evolution. I. Chiappe,Luis M. II. Witmer, Lawrence M. QE871 .M47 2002 568—dc21 2001044600 Printed in China The paper used in this publication meets the minimum requirements ofANSI/NISO Z.- (R ) (Permanence ofPaper).∞ To Pat and to Patty and Sam Contents Preface ix Part I The Archosaurian Heritage of Birds 1 The Debate on Avian Ancestry: Phylogeny, Function, and Fossils LAWRENCE M. WITMER 3 2 Cladistic Approaches to the Relationships of Birds to Other Theropod Dinosaurs JAMES M. CLARK, MARK A. NORELL, AND PETER J. MAKOVICKY 31 Part II Taxa of Controversial Status 3 The Enigmatic Birdlike Dinosaur Avimimus portentosus: Comments and a Pictorial Atlas PATRICIA VICKERS-RICH, LUIS M. CHIAPPE, AND SERGEI KURZANOV 65 4 The Cretaceous, Short-Armed Alvarezsauridae: Mononykusand Its Kin LUIS M. CHIAPPE, MARK A. NORELL, AND JAMES M. CLARK 87 5 Alvarezsaurid Relationships Reconsidered FERNANDO E. NOVAS AND DIEGO POL 121 Part III The Mesozoic Aviary: Anatomy and Systematics 6 Archaeopterygidae (Upper Jurassic of Germany) ANDRZEJ ELZANOWSKI 129 7 The Discovery and Study of Mesozoic Birds in China ZHOU ZHONGHE AND HOU LIANHAI 160 8 Sinornis santensis(Aves: Enantiornithes) from the Early Cretaceous of Northeastern China PAUL C. SERENO, RAO CHENGGANG, AND LI JIANJUN 184 9 The Birds from the Lower Cretaceous of Las Hoyas (Province of Cuenca, Spain) JOSÉ L. SANZ, BERNARDINO P. PÉREZ-MORENO, LUIS M. CHIAPPE, AND ANGELA D. BUSCALIONI 209 10 Noguerornis gonzalezi(Aves: Ornithothoraces) from the Early Cretaceous of Spain LUIS M. CHIAPPE AND ANTONIO LACASA-RUIZ 230 11 Skeletal Morphology and Systematics of the Cretaceous Euenantiornithes (Ornithothoraces: Enantiornithes) LUIS M. CHIAPPE AND CYRIL A. WALKER 240 12 Vorona berivotrensis, a Primitive Bird from the Late Cretaceous of Madagascar CATHERINE A. FORSTER, LUIS M. CHIAPPE, DAVID W. KRAUSE, AND SCOTT D. SAMPSON 268 13 Osteology of the Flightless Patagopteryx deferrariisifrom the Late Cretaceous of Patagonia (Argentina) LUIS M. CHIAPPE 281 14 Enaliornis, an Early Cretaceous Hesperornithiform Bird from England, with Comments on Other Hesperornithiformes PETER M. GALTON AND LARRY D. MARTIN 317 15 The Mesozoic Radiation of Neornithes SYLVIA HOPE 339 16 A Review of Avian Mesozoic Fossil Feathers ALEXANDER W. A. KELLNER 389 17 The Track Record of Mesozoic Birds and Pterosaurs: An Ichnological and Paleoecological Perspective MARTIN G. LOCKLEY AND EMMA C. RAINFORTH 405 Part IV Functional Morphology and Evolution 18 Bone Microstructure of Early Birds ANUSUYA CHINSAMY 421 19 Locomotor Evolution on the Line to Modern Birds STEPHEN M. GATESY 432 20 Basal Bird Phylogeny: Problems and Solutions LUIS M. CHIAPPE 448 Contributors 473 Index 477 viii CONTENTS Preface Less than two years after the publication ofCharles Dar- formation about the closest relatives ofthe living lineages of win’s Origin ofSpecies,the first skeletal specimen ofArchae- birds (Neornithes).Ifthe abundant discoveries ofthe s opteryx was discovered—a nearly perfect evolutionary made a significant contribution to our understanding ofthe “missing link”—and since that time,the origin and early his- early evolution of birds, the s brought an embarrass- tory ofbirds have been prime topics ofdebate among natu- ment of riches. In just that decade alone, the number of ral historians and evolutionary biologists (De Beer, ; species ofMesozoic birds probably tripled those discovered Desmond,;Elzanowski,Chapter in this volume).Not in all previous years (Chiappe,).These fossils were un- much later,the paleontological exploration ofthe American earthed all around the world (Chiappe,;Feduccia,; West resulted in the discovery ofmultiple specimens ofHes- Chatterjee,;Padian and Chiappe,),although pri- perornis, Ichthyornis, and their kin (Marsh,), toothed marily in China,Mongolia,Argentina,Spain,Madagascar, birds that,although much less primitive than Archaeopteryx, and the United States. strongly influenced discussions about early avian evolution. A volume entitled Mesozoic Birds faces the sometimes For many decades,this handful ofMesozoic taxa was all we sticky problem ofjust what constitutes a “bird.”In our nar- had.It was the only fossil evidence available for understand- row time plane ofthe present day,birds are so markedly dis- ing this fascinating chapter of vertebrate history.In fact,it tinct from other vertebrates that our perception ofwhat is was not until the early s that significant new data started or is not a bird is patently obvious.But the Mesozoic era to fill the extensive evolutionary gap separating the basal witnessed the dawning ofbirds,or,in scientific parlance,the birds discovered in the previous century.The first evidence evolutionary transition to birds.As a result,the line between ofa previously unknown radiation ofMesozoic birds,Enan- bird and not-bird is often a fuzzy one,and there are many tiornithes,was announced by Cyril Walker in (Chiappe taxa whose avian status is highly controversial.This volume and Walker,Chapter in this volume),and soon other taxa deals with several ofthese controversial taxa:for example, (e.g.,the Mongolian Gobipteryx) were recognized as part of Protoavis (Chapter ), Caudipteryx (Chapters , , and ), this radiation (Martin,).In addition,the discovery in Avimimus(Chapter ),Mononykusand its alvarezsaurid kin the s of some fossil-rich Early Cretaceous lake beds in (Chapters and ).Decisions about where to draw the line Spain (Sanz et al.,Chapter in this volume) and intensified could be made on the basis of particular features,such as collecting in previously underexplored sites in Spain (Chi- feathers or a furcula (wishbone),but,as it turns out,virtu- appe and Lacasa-Ruiz,Chapter in this volume) and China ally all the attributes that characterize modern birds were (Zhou and Hou,Chapter in this volume;Sereno,Rao,and acquired sequentially in the Mesozoic. Li,Chapter in this volume) led to many other discoveries Thus,the line between bird and not-bird is essentially ar- not much younger than Archaeopteryx. The two-dimen- bitrary and must be defined.In this modern phylogenetic sional preservation of this Early Cretaceous avian diversity era,taxonomic definitions are based on relationships,and limited anatomical studies, but three-dimensional bird we have adopted for this volume the convention ofregard- skeletons began to be found in other Mesozoic fossil sites ing Aves (and the colloquial terms “birds”and “avian”) as (e.g.,Molnar,;Chiappe,).At the same time,other pertaining to the group comprising the most recent com- Cretaceous discoveries (e.g., Kurochkin, ; Olson and mon ancestor of Archaeopteryx and neornithine (“mod- Parris,;Hope,Chapter in this volume) afforded in- ern”) birds and all its descendants (Witmer,Chapter in this ix
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