Abstract for Contending with Contradictions: PRC Policy towards Soviet Eastern Europe with Special Reference to Poland, 1953-1960 Mercy A. Kuo Submitted for the Degree of D.Phil. St. Antony's College Trinity Term 1999 This doctoral thesis examines the objectives, consequences, and significance of the People's Republic of China's (PRC) policy towards Soviet Eastern Europe with special reference to Poland from 1953 to 1960. The most significant finding of this thesis is the confirmation of the close collaboration between the Chinese and Poles in the events surrounding the Polish October in 1956. This study argues that the Chinese Communist leadership played a decisive role in preventing Soviet military action in Warsaw during those few critical days in October, 1956. In successfully defusing the tension between Moscow and Warsaw, the Chinese reached a parity of prestige in which the PRC could duly consider itself equal with the Soviet Union. With the restoration of its "rightful" place in the postwar world order as the ultimate aim of the Chinese revolution, the PRC forged relations with the Soviet bloc holding the view that equality with the Soviet Union was a crucial prerequisite in recovering its global position. The PRC's Soviet East Europe policy, namely in its relations with Poland, paved the PRC's road toward reaching equality with the Soviet Union, but at the same time exposed the contradictory nature of bloc unity, the weak foundations of Soviet authority, and the deep- seated belief of the Chinese leadership in the PRC's sovereign position as the centre of the world Communist revolution. Thus, contending contradictions in intra-party relations between the Chinese Communist Party (CCP), the Polish United Workers' Party (PUWP), and the Communist Party of the Soviet Union (CPSU) formed the crux of the intra-bloc imbroglio which threatened Soviet authority in the bloc and led to the Sino-Soviet split in 1960. Contending with Contradictions: PRC Policy towards Soviet Eastern Europe with Special Reference to Poland, 1953-1960 Mercy A. Kuo St. Antony's College A dissertation submitted at the University of Oxford in fulfillment of the requirements for the degree of Doctor of Philosophy. (74, 681 words excluding the bibliography) Trinity Term, 1999 To my beloved grandmothers, Elizabeth Mei-Pe Chiang for her fighting spirit and Lena Shu-lan Liu Kuo for her enduring faith "That which hath been is now; and that which is to be hath already been; and God requireth that which is past." -Ecclesiastes3:15 Acknowledgements This thesis is the culmination of a journey which entailed traversing three continents, collecting a plethora of unique, priceless experiences, and meeting various individuals whose help, kindness, insight, and support were indispensable along the way. In the use of library resources, my appreciation is extended to the librarians at the following institutions: St. Antony's College Library, the Bodleian Library and the Library of the Institute for Chinese Studies, all at the University of Oxford, Green Library at Stanford University, and Honnold Library at The Claremont Colleges. At St. Antony's College, two sources of financial support funded travel for archival research: the Louis Cha Fund, granted by the Asian Studies Centre, and the Stahl Fund, administered by the Senior Tutor. The Louis Cha Fund provided the means to meet representatives from the Chinese Academy of Social Sciences, Institute of World History, the Institute of Contemporary International Relations, and the Centre of International Strategic Studies of the Party Academy of the CCP, all in Beijing. The Stahl Fund supported travel to Warsaw, Poland to access archives at the Polish Ministry of Foreign Affairs and the Modern Records Office. During my visit to Beijing in March-April 1997, I had the opportunity to meet the following specialists at the Institute of Russian and East European Studies of the Chinese Academy of Social Sciences: Zhang Wenwu, Zhao Naibin, Zhang Yongyong, Cheng Guangshi, Liu Binyan, Ma Xipu, and Zhu Xiaozhong. Most of them represent the first generation of Chinese students sent to different Eastern European countries during the 1950s and 1960s. I am grateful to all of them for lending their observations and sharing with me personal recollections of their experiences in Eastern Europe. I wish also to express my appreciation to Prof. Jiang Changbin and Dr. Qi Chengsheng of the International Strategic Research Centre of the Party Academy of the CCP Central Committee in Beijing. Interviews with them rendered invaluable insight which enhanced 11 the content of this study. I am grateful to Prof. Rosemary Foot of the Asian Studies Centre, St. Antony's College for her assistance in opening the way for my visit to the Party Academy. In Poland, I deeply appreciate the support system provided by members of the Polish Academy of Sciences, Institute of Political Studies Prof. Andrzej Paczkowski, Director of Science and Studies, Dr. Ryszard Zelichowski, Director of Promotion and International Relations, and Ewa Balcerek, Chief of the Secretariat, who kindly made available the Institute's resources and facilities. Two members of the Institute to whom I am especially indebted are Prof. Krzysztof Gawlikowski and Krzysztof Persak. Prof. Gawlikowski's support allowed me to access archives at the Polish Ministry of Foreign Affairs, the Modern Records Office, and the Polish Ministry of Foreign Affairs Library and Reading Room. Without Krzysztof Persak's guidance on locating archival documents and generosity in providing his time, advice, and incisive comments on drafts of this work, this thesis would have been quite limited in content. At the Polish Ministry of Foreign Affairs Archives, Marek Sender, Director of the Department of Archives, most graciously accommodated my daily visits and requests. I am also thankful to Zbigniew Stanczyk, curator of Polish materials, for his assistance with the Stanislaw Mikolajczyk Collection at the Hoover Institute Archives. In an academic exercise of this nature, I was quite fortunate to have the right mentor, whose conscientious supervision, critical guidance, and unflagging support challenged me to settle for nothing less than quality. For this, I express my deepest gratitude to my supervisor, Dr. Steve Tsang of St. Antony's College. Throughout the course of my educational career, my parents have been a source of strength and encouragement. Their vision and faith have been a blessing upon me. To them, I am eternally grateful. M.A.K. Oxford, England in CONTENTS Acknowledgements ii List of Abbreviations v List of Tables and Diagrams vi Regarding Romanization vii and A Word on Translation Chapter Page I Introduction 1 II Concepts, Structures, Processes 13 III Constructing a Post-Stalin Foreign Policy Agenda 67 IV Commanding Authority: The Peak of PRC Involvement in Intra-bloc Affairs 104 V Internal Convergence, External Divergence 171 VI All for One and One for All: The Impact of the PRC's Soviet East Europe Policy on the Communist World 215 VII Conclusion 242 Bibliography 250 List of Abbreviations AAN KC PZPR Archiwum Akt Nowych Komitetu Centralnego Polskiej Zjednoczonej Partii Robotniczej (Archives of Modern Records, Central Committee of the Polish United Workers' Party) CC Central Committee CCP Chinese Communist Party CIA Central Intelligence Agency CPSU Communist Party of the Soviet Union CPVA Chinese People's Volunteer Army CWfflP Cold War International History Project FRUS Foreign Relations of the United States GMD Guomindang ILD International Liaison Department MZWW Mao Zedong Waijiao wenxuan (The Selected Diplomatic Writings of Mao Zedong) NTDA New Technology Defense Agreement PLA People's Liberation Army PMFAA Polish Ministry of Foreign Affairs Archives PPR Polish People's Republic PUWP Polish United Workers' Party PRC People's Republic of China USA United States of America USSR Union of Soviet Socialist Republic List of Tables and Diagrams Item Page 1. Table A: Perceptions of Equality 47 2. Scheme 1: The PRC's Position in the Intermediate Zone 71 3. Scheme 2: The PRC's Position in Intra-bloc Relations 108 4. Table I: Sequence of Relevant Events in 1956 114 VI Regarding Romanization There are two primary systems of Chinese romanization: Wade-Giles andpinyin. I have chosen to use the latter. Therefore, proper names according to the Wade-Giles systems, such as Kuomintang or Chou En-lai, have been rendered Guomindang and Zhou Enlai, according to pinyin. However, where authors of sources cited have used Wade-Giles or other forms of Chinese spelling, I have retained the original spelling. A Word on Translation Unless otherwise indicated, all cited texts Chinese and Polish have been translated into English by this author. vn
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