Mentalization-Based Group Therapy (MBT-G) Mentalization- Based Group Therapy (MBT-G) A theoretical, clinical, and research manual Sigmund Karterud 1 1 Great Clarendon Street, Oxford, OX2 6DP, United Kingdom Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries © Oxford University Press 2015 The moral rights of the author have been asserted Impression: 1 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by licence or under terms agreed with the appropriate reprographics rights organization. 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The authors and the publishers do not accept responsibility or legal liability for any errors in the text or for the misuse or misapplication of material in this work. Except where otherwise stated, drug dosages and recommendations are for the non-pregnant adult who is not breast-feeding Links to third party websites are provided by Oxford in good faith and for information only. Oxford disclaims any responsibility for the materials contained in any third party website referenced in this work. 9780198753742-Karterud.indb 4 19/08/15 6:17 PM Preface This manual is a somewhat expanded and modified English version of a text that was published in Norwegian in 2012 (Mentaliseringsbasert gruppeterapi; Karterud, 2012). It is modified since the original text contained multiple refer- ences to my textbook “Group analysis and psychodynamic group therapy” (Gruppeanalyse og psykodynamisk gruppepsykoterapi; Karterud, 1999) which has not been translated into English. These references served to anchor mentalization-based group therapy (MBT-G) in the theoretical and relational matrix of group analysis and psychodynamic group therapy. The textbook describes the cultural, philosophical, psychoanalytic, and pragmatic roots of group analysis through a detailed history of its founding fathers, first and fore- most Siegmund Foulkes, and of its institutions. The grounding concepts of group analysis are thoroughly explained, as well as the unresolved tensions in theory as well as therapeutics. I argued that group analysis needs a similar mod- ernization as that of psychoanalysis, although group analysis has always been more relational than its individual counterpart. However, the grounding theory of man, Homo sapiens, social to the core of its existence, had to be liberated more profoundly from the (individual) psychoanalytic (outdated) concepts of the psychic apparatus and the drive theory. I argued that self psychology con- tained resources which could vitalize group analysis, a view which I shared with the group analytic pioneer Malcolm Pines (Pines, 1996a, 1996b). In the same vein as Heinz Kohut regarded narcissistic personality disorder (PD) as a para- digmatic disorder for the understanding of the essence of the self and the cor- responding necessities for a healing psychoanalytic practice, I shared with Malcolm (Pines, 1990) the view that borderline personality disorder (BPD) was a key condition for the understanding of group dynamics and its healing pow- ers. In the United States, a similar conceptual and therapeutic development was taking place, and I was fortunate to have Walt Stone as a companion in explor- ations of group dynamics and the self (Karterud & Stone, 2003; Stone & Karter- ud, 2006). In this attempt to merge group analysis and self psychology, it was important to emphasize that both disciplines contained theoretical ballast that portrayed a polarized (and flawed) view of the nature of man. Group analysis harbored a metaphysical drive theory while self psychology resorted to a one-sided kind of “pure” hermeneutics, discarding any contributions to the understanding of the vi PREFACE mind coming from the natural sciences (Kohut, 1959; Karterud, 1998). I argued that modern hermeneutics, as construed by Paul Ricoeur (1981a), transcended these seemingly antithetic attitudes. Hermeneutics, says Ricoeur (1981b), does not anchor a split between the natural sciences and the humanities. There is a certain nature behind hermeneutics, which makes it a possible enterprise, in the same way as there is a nature behind language. Hermeneutics is the main tool of psychoanalysis, asserted Kohut, and he was right in this first wave of her- meneutic psychotherapy. However, a next generation of researchers took a bold step forward, by asking, with Ricoeur, what was the nature of hermeneutics itself. What are the very elements of interpretation, how do they develop, and when do they coalesce as true self-understanding? Ricoeur, in Oneself as Another (1992), argued, from a philosophical stance, that self-understanding (and thereby the “self”) developed as the capacity to turn the look upon the world, onto oneself, with the acquired conceptual and cultural wisdom devel- oped by the world. In other words, the understanding of the world (others) comes prior to understanding oneself. In “Group analysis and psychodynamic group psychotherapy” (Gruppeana- lyse og psykodynamisk gruppepsykoterapi; Karterud, 1999), I elaborate on the implications of this view for the business of group analysis. I regret that this theoretical-practical work is not available for the English reader, although the English references in the preceding paragraphs contain the main ideas, scat- tered in different locations. Since the time of publication of my group analytic textbook, there are signs that indicate that group analysis has entered a phase of stagnation, although the Scandinavian version might be more active than in the rest of Europe. When I turned to the theory and practice of mentalization, I found, in contrast, a field full of energy and vitality, with new and refreshing concepts, an empirical stance, and new ways of doing therapy. And, above all, that the matter of interest concerned the heart of hermeneutics: How does it develop, this very capacity for interpretation, the means to understand others and oneself, and do individ- ual differences in this capacity, which was now labeled mentalization, play a significant role in psychopathology? These questions have been dealt with extensively in the rich literature on mentalization during the last decades (Fon- agy et al., 2002). It concerns the conception of PDs in general, but in particular BPD (Bateman & Fonagy, 2004). By defining the capacity for mentalizing as the key element of personality pathology, it also carries with it important implica- tions for the practice of psychotherapy. And most important for scientific rea- sons, the phenomena of mentalization/interpretation (hermeneutics) were now grounded in an evolutionary frame of reference. By that, a whole new set of PREFACE vii approaches and experiments were subsequently applied to the study of thinking and understanding of mental phenomena, for example, comparisons of menta- tion among chimpanzees and children. The results have far-reaching conse- quences for our understanding of the individual–group relationship (Tomasello, 2014). The above mentioned developments, an evolutionary and mentalization-based conception of PDs, were the backdrop for our textbook of “Personality psychiatry” (Personlighetspsykiatri; Karterud et al., 2010) which has been significant for Scandinavian readers. Being in charge of a unit for PDs, later expanded and titled as the Department for Personality Psychiatry, it was natural for me to contact Anthony Bateman who I had known since 1992. Anthony had already launched mentalization- based treatment (MBT) at St. Ann’s Hospital, London. He was recruited as a lecturer and supervisor at our department in Oslo, and we soon gathered together a Nordic group for MBT. The MBT program in Oslo was opened in August 2008. This resulted in the former day hospital, with its roots in therapeutic community and group ana- lytic theory and practice, being closed down and the staff had to be retrained. At that time there existed practical guidelines for MBT (Bateman & Fonagy, 2006), but the field lacked a more comprehensive manual. Both for our local purposes and also for the field at large we then, in cooperation with the Nordic group, developed the “Manual for mentalization-based treatment (MBT) and the MBT adherence and competence scale. Version individual therapy” (Man- ual for mentaliseringsbasert terapi (MBT) og MBT vurderingsskala. Versjon indi- vidualterapi; Karterud & Bateman, 2010). Thereafter followed the “Manual for psychoeducational mentalization-based group therapy” (Manual for psykoedu- kativ mentaliseringsbasert gruppeterapi (MBT-I); Karterud & Bateman, 2011). Unfortunately, these manuals have not been translated into English; however, crucial parts, including the MBT adherence and competence scale (MBT- ACS), are available at different websites (e.g., <http://mentalisering.no/index. php?page=English>). A thorough description of the MBT-ACS as well as a study of its reliability are also published in Psychotherapy Research (Karterud et al., 2013). This third (group) part of the manual trilogy refers extensively in its Norwe- gian version to the previous two manuals. Since these sources are not available in English, I have expanded the current text somewhat. This manual has, like most other psychotherapy manuals, three major pur- poses. The first is to serve as a tool for training. The second is to make possible quality control, by assessing the degree of adherence and quality according to the manual. The third is to promote research. viii PREFACE A psychotherapy manual should specify guidelines for how to practice a par- ticular type of psychotherapy aimed at a particular type of patients. Luborsky and Barber (1993) have defined treatment manuals as a professional literature genre that consists of the following three elements: 1 A presentation of the guiding principles which steer the therapeutic techniques 2 The techniques themselves, illustrated by relevant examples of therapeutic interactions 3 Scales and instruments that can identify the skills of therapists who perform the treatment. This manual satisfies these criteria. A therapeutic group, as a “stranger group,” is a unique place for exploring one’s mentalizing abilities as it unfolds in interaction with others. It is radically different from the intimate and controlled situation of individual psychother- apy. It is also radically different from the situation of family therapy, where the protagonists are bonded to each other through a shared past history and might live together in daily life. A therapeutic group is closer to ordinary life than individual therapy, and because the participants normally do not share any past history or come into contact with each other in daily life, the therapist is freer to construct the essence of the group. I hold the opinion that therapeutic groups are ideal places to become aware of, understand, and transcend one’s mentaliz- ing failures. However, I believe we have barely begun the work of cultivating groups for these purposes. Groups are complicated work tools. In the first chapter of this manual I describe how group therapy with seriously disturbed patients might become a very bad experience. In order for the mentalizing-enhancing potentials of the group to unfold, the therapist has to construct the group in a certain manner. This manual provides a range of recommendations for this construction. By these measures, MBT-G stands out as being radically different from psycho- dynamic group therapy, from which it arose, for example, by constricting free group associations. On the other hand, it is highly dynamic, in the sense of taking into account multiple motivational levels both for the individuals and for the group as a whole and the need for cultivation and development of the group as a whole, by stimulating spontaneous interaction in the group and utilizing here-and-now events for mentalizing purposes. By these dynamic elements, MBT-G is radically different from dialectical behavior therapy (DBT), skills training groups, or cognitive behavioral groups. Similarities and differences compared to other group therapies are discussed at the end of Chapter 2. PREFACE ix I emphasize that MBT-G is a highly flexible kind of group therapy and discuss this aspect in Chapter 2. With poorly functioning patients in high turnover situations, as in psychiatric inpatient units, MBT-G might be constructed quite strictly and be imbued by psychoeducation. With highly functioning patients in group analysis, the MBT structural elements may barely be visible, since they will be integrated as part of the group matrix. For those for whom it is designed, borderline patients, MBT-G should stand out as a mode of group therapy clearly different from its psychodynamic siblings as well as its more distant relatives of the cognitive type. Working with this manual, I have had the privilege of having enlightening discussions with a wide range of colleagues. First and foremost is Anthony Bateman who has been a stimulating partner in a continuous dialogue. Then there are members of the Nordic MBT group, such as Carsten Rene Jørgensen, Morten Kjølbye, Sebastian Simonsen, Kirsten Aaskov Larsen, Nana Lund Nør- gaard, Kraka Bjørnholm, Ann Nilsson, Kirsten Grage Rasmussen, Per Sørensen, Fransisco Alberdi, Henning Jordet, Bjørn Philips, Anna Sten, and Niki Sund- strøm. From the MBT program of the Bergen Clinic Foundation there are Kari Lossius, Nina Arefjord, Fredrik Sylvester Jensen, Turi Bjelkarøy, Randi Abra- hamsen, Helga Mjeldheim, Brita Leivestad, and Katharina Morken. From the Department of Personality Psychiatry, discussions involved Øyvind Urnes, Elfrida Kvarstein, Theresa Wilberg, Christian Schlüter, Siri Johns, Bendik Høigård, Turid Bergvik, Bendikte Steffensen, Åshild Jørstad, Jean Max Robasse, Gunn Ingrid Ulstein, Merete Tønder, Kjetil Bremer, Kristoffer Walter, and Espen Folmo. Participants in courses in MBT-G during the years 2011 to 2014 have contributed with demonstrations and discussions of video recordings from their ongoing groups. Warm thanks also go to hundreds of patients who have agreed to allow their therapy sessions to be videoed. The clinical examples in this manual are based upon real therapies, although they have been disguised somewhat in order to preserve anonymity. Special thanks go to the therapists and the patients in the group who allowed publica- tion of a full transcript of one of their sessions, which is presented in Chapter 5. This is quite unique in the literature of group psychotherapy. The readers will here get an undisguised explication of what MBT-G is all about and a demon- stration of how the MBT-G adherence and quality scale works. This English version of the manual has been partly translated by Paul Johan- son, Elfrida Kvarstein, and Espen Folmo, and partly by me. Parts of Chapter 1 and the text on items 10–19 are written in collaboration with Anthony Bate- man. Jeremy Holmes has provided useful commentaries when reviewing the text. I have realized that writing directly in English is different than translating a Norwegian text, even my own text. Due to economic constraints, I did not