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Mental Grammar Russian Aspect and Related Issues by Per Durst-Andersen Slavica Publishers, Inc. Columbus, Ohio Slavica publishes a wide variety of scholarly books and textbooks on the languages, peoples, literatures, cultures, folklore, history, etc. of the USSR and Eastern Europe. For a complete catalog of books and journals from Slavica, with prices and ordering information, write to: Slavica Publishers, Inc. PO Box 14388 Columbus, Ohio 43214 ISBN: 0-89357-229-2. Copyright © 1992 by Per Durst-Andersen. All rights reserved. All statements of fact or opinion are those of the authors and do not necessarily agree with those of the publisher, which takes no responsibility for them. Text set by Anne Mette Nielsen. Printed in the United States of America. To Henning Andersen my teacher and friend CONTENTS ACKNOWLEDGEMENTS 11 List of symbols, abbreviations and illustrations 12 PART ONE BACKGROUND 1. VERB CLASSIFICATION 1.0. Introductory remarks 17 1.1. The Vendlerian typology 17 1.2. Lyons' proposal 19 1.3. The Aristotelian typology in its diversity 20 1.4. Critique 21 1.4.1. On the stativity vs. non-stativity distinction 21 1.4.2. On the lack of distinctions between levels 23 1.5. Russian linguistics and verb classes 24 2. PREVIOUS GRAMMARS OF RUSSIAN ASPECT 2.0. Introductory remarks 29 2.1. The single-feature based theories 29 2.1.1. The perfective aspect denotes a completed action 29 2.1.2. The perfective verb expresses the result 29 2.1.3. The perfective aspect denotes a punctual action 30 2.1.4. The perfective aspect denotes an action in its totality 30 2.1.5. The perfective marks the limit of the action 31 2.1.6. The perfective aspect denotes a qualitative leap 32 2.2. The multiple-feature based theories 33 2.3. The non-feature based theories 35 3. EVALUATION OF THE PREVIOUS THEORIES 3.1. Reading a theory - its comprehensibility 39 3.2. Using a theory - its applicability 41 3.2.1. The interpretive power of a theory 41 3.2.2. The predictive power of a theory 43 3.3. Justifying a theory - its scope 45 3.4. Concluding remarks 46 PART TWO THE DEEP SEMANTICS OF VERBS 4. DEEP SEMANTICS: GROUND-SITUATIONS AND GROUND-PROPOSITIONS 4.0. Introducing some basic notions 51 4.1. A verb model of states 54 4.2. A verb model of activities 56 4.3. A verb model of actions 59 4.4. Feature assignments to the three verb classes 63 5. ON THE ACTION VS. NON-ACTION DISTINCTION 5.0. Preliminary remarks 67 5.1. Prefixation and transitivity 67 5.2. Referential ambiguity 70 5.3. Some evidence from borrowing 73 5.4. Summing up 75 PART THREE LANGUAGE, REALITY, AND MIND 6. THE STRUCTURE OF MIND 6.0. Introducing the event vs. process distinction 81 6.1. Mental models 82 6.1.0. Preliminary remarks 82 6.1.1. The event model 83 6.1.2. The process model 85 6.1.3. Two-models-in-one 87 6.2. Background knowledge of actions 88 6.2.0. Preliminary remarks 88 6.2.1. The action schema 89 6.2.2. The action frame 91 6.3. The past and present world stores 92 6.3.0. Introduction 92 6.3.1. From need to satisfaction 93 6.3.2. The two stores 94 6.4. Concluding remarks 95 7. RUSSIAN ASPECT AND TAM-SYSTEMS 7.1. Where do linguistic models come from? 97 7.2. The grammatical meaning of the two aspectual forms 100 7.3. Russian tense, aspect, mood and their contribution to the utterance 102 7.4. From a hierarchical to a linear representation 105 8. RUSSIAN ASPECT AS DIFFERENT STATEMENT MODELS 8.0. Introducing the practice to be followed 109 8.1. The perfective statement model 111 8.2. The imperfective standard statement model 113 8.3. Conclusions 115 PART FOUR INSIDE THE RUSSIAN LANGUAGE 9. HARMONIC VS. NON-HARMONIC UTTERANCES 9.0. Preliminary remarks 121 9.1. Phaseal verbs and their incompatibility with per- fective infinitives 122 9.2. Why 'Until' and 'Almost' involve negation 124 9.3. Time and manner adverbials 129 10. COHERENT VS. NON-COHERENT UTTERANCES 10.0. Preliminary remarks 135 10.1. Introducing contradictory vs. non-contra- dictory statements 135 10.2. On the double answer technique 138 10.3. Aspect and modality in connection with infinitives 140 10.3.0. Introduction 140 10.3.1. Alethic vs. deontic modality 141 10.3.2. Deontic and alethic sources 144 10.3.3. Concluding remarks 148 11. PUNCTUAL, IMPLEMENTATION, AND ATTAINMENT VERBS 11.0. Introduction 153 11.1. Punctual verbs 155 11.2. Introducing attainment and implementation verbs 156 11.3. Implementations and attainments as two groups of actions 157 11.4. The discourse functions of implementation verbs 160 11.5. Concluding remarks 164 PART FIVE INTERNAL AND EXTERNAL EVIDENCE 12. SEMIOTICS: TRANSPARENCY, MARKING AND SIGNALING 12.0. Introductory remarks 169 12.1. Signaling vs. non-signaling in relation to Russian verbs 170 12.2. Transparency and lack of signalization 171 12.3. The semiotics of prefixation and suffixation 172 12.4. Procedurals (Aktionsarten) revisited 175 12.5. Summing up 176 13. PRAGMATICS: IMPERATIVE FRAMES AND MODALITY 13.1. On the Russian imperative and aspect 179 13.2. Prescription vs. description 182 13.2.0. Preliminary remarks 182 13.2.1. PennissionP vs. possibility 183 13.2.2. When the preconditions are not satisfied 185 13.2.3. ObligationP vs. necessity 187 13.2.4. Prohibition1'/non-obligationP vs. possibility 189 13.3. The layered structure of the imperative 192 13.3.0. Preliminary remarks 192 13.3.1. The imperative frame: preconditions, request, postconditions 193 13.3.2. Directives as prescriptives and conditionals 197 13.3.3. Indirect speech acts 198 14. SYNTACTIC TYPOWGY: THE BASIC SYSTEMS OF ACTIVE, ERGATIVE AND ACCUSATIVE LANGUAGES 14.0. Preliminary remarks 203 14.1. Previous treatments of active languages as a type 204 14.1.0. Introduction 204 14.1.1. The standard proposals 205 14.1.2. The commonness of these approaches 207 14.2. The [±activity] distinction and active languages 207 14.2.1. Active and inactive sentence constructions 207 14.2.2. Verbs as names of ideas or images 209 14.2.3. Inactive-active constructions 210 14.2.4. Agentless event verbs and inactive constructions 212 14.2.5. Concluding remarks 215 14.3. Previous treatments of ergative languages as a type 216 14.3.0. Introduction 216 14.3.1. The three-way distinction 218 14.3.2. The two-way distinction 219 14.3.3. Other proposals 220 14.3.4. Summary 221 14.4. Active vs. ergative languages 221 14.5. Syntactic representations of events and processes 222 14.6. Effected and affected objects 226 14.7. Antipassives as activities 227 14.8. From ergativity to accusativity 230 CONCLUSIONS 235 REFERENCES 239 SUBJECT INDEX 263 ACKNOWLEDGEMENTS I am deeply indebted to two persons: Henning Andersen and Georg Seppain. Henning Andersen introduced me to Russian linguistics and inspired me to work within the fields of general as well as Russian linguistics. His im portance to me and my work is so great that I have dedicated this book to him. Georg Seppain taught me Russian and, through his perfectionism, the virtue of precision. I wish to thank him for having served as an extremely sharp and critical informant and for all his suggestions and moral support. I am also particularly indebted to Rita Nrervig Jensen and Viktor Smith, whose work as informants has inspired and encouraged me to develop different aspects of the present theory. I should like to express my gratitude to Michael Herslund and Stig Andur Pedersen, who have given me help and advice throughout the period of writing, and to Elsebeth Lange and Ole Nedergaard Thomsen, who have contributed to this work by offering commments and criticism. I have benefited by their suggestions and wish to express my special thanks to these four persons. I would also like to thank Per Flensburg, Alex Klinge, Rie Billow M~ller, Henning N~lke, Jens N~rgflrd-S~rensen, Poul Rasmussen, Mikkel Schou, Henrik Sels~ S~rensen, Annie Stabel, William Storm, and K.T. Thomsen for having supported me either morally or practically and helped me with advice. In this connection I wish to express my gratitude to Anne Mette Nielsen, who helped me in a critical moment of time. Finally I am extremely grateful to my wife, Malgorzata, for her help and understanding during the writing of this book; and to my daughter, Sara, and especially to my son, Daniel, who in fact inspired me to develop the present theory. List of relevant symbols p : Activity q : State p-and-q : Action /Ix// : Deep phonological fonn p-7 q : p implies q p -3q : p is sufficient for q D : Necessity (box) 0 : Possibility (diamond) ..., : negation r; : Change * : Ungrammaticality t : Unacceptability © : Appropriateness = : Equality :::: : Coherence + : Non-coherence 3 : Membership List of abbreviations A : Accusative ABS : Absolutive ACT : Active ANTIPAS : Antipassive CL : Classifier D : Dative DIR EX : Direct experience ERG : Ergative G : Genitive I : Instrumental INA CT : Inactive INDEX : Indirect experience ipf : Imperfective L : Locative Masc : Masculine N : Nominative pf : Perfective pl : Plural PRES : Present PRET : Preterite sg : Singular

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