MEGA-TO MICRO-SCALE CLASSIFICATION AND DESCRIPTION OF BOTTOMFISH ESSENTIAL FISH HABITAT ON FOUR BANKS IN THE NORTHWESTERN HAWAIIAN ISLANDS BY CHRISTOPHER KELLEY', ROBERT MOFFIir. and JOHN R SMITH' ABSTRACT We coupledmultibeam sonardata with submersible and remotely operated vehicle (ROV) observations to classify and describe bottomfish essential fish habitat (EFH) on fourbanks in theNorthwestern Hawaiian Islands Coral ReefEcosystem Reserve (NWHICRER). From 2001 to 2003, a total of22 PiscesIVand Fdives along with 37 RCV-150ROVdives were conducted on Raita Bank, W. St. Rogatien Bank, Brooks Bank, and Bank 66 to evaluate the impacts ofbottomfishing on these banks. In theprocess of addressing that issue, extensive datawere collected on the biological communities and substrate characteristics within the EFH depth range of 100 to 400 meters. Multibeam mapping was conductedbetween dives from the submersible support ship ""KOIC as well as during a separate cruise onthe RVKilo Moana.All fourbanks hadrelativelyflat featureless tops (i.e., <5 % slopes) which extended down to a depth of120 m. ROV dives revealed that the areabetween 100-120 m was characterized by sediment interspersed with rhodoliths and carbonate outcrops. At this depth on Raita, W. St. Rogatien, and Brooks Bank, the slope increased to 25-60 degrees, which continued down to 300-400 m. The substrate on these slopes was carbonate bedrock interspersed with flats and channels. Ten sponge, 64 cnidarian, I ctenophore, 49 echinoderm, 15 moUusk, 30 crustacean. 3 tunicate, and 152 fish species were observed during the dives. Adistincttransition occurredbetween shallow-waterand deep-waterfish families within this depth range that may be temperature related. INTRODUCTION The term EFH was definedby Congress as "those waters and substrate necessary tofish forspawning, breeding, feeding, orgrowth to maturity" (16 U.S.C. 1802(10). According to the EFH website maintainedbytheNational Oceanic andAtmospheric Administration (NOAA), National Marine Fisheries Service (NMFS), "waters" in the definition refers to the "aquatic areas and theirassociatedphysical, chemical, and biological properties that are usedby fish." "Substrate" refers to "sediment, hardbottom, structures underlyingthewaters, and associatedbiological communities," and "spawning, 'HawaiiUnderseaResearchLaboratory, 1000PopeRoad,MSB303,Honolulu,HI 96822USA, E-mail: [email protected] =NOAAPacificIslandsFisheriesScienceCenter,2570Dole Street,Honolulu,HI96822USA 320 breeding, feeding, orgrowth to maturity" encompasses the full life cycle ofthe fish. EFH is therefore atermthatblends togetherthe more basic concepts of"habitaf, which havetraditionallybeenusedto describejustthe physical aspects ofanenvironment, with "ecosystem", which has been usedto describe the biological communities andtheir interactions, andthe physical properties ofan environment. The concept ofEFH was created in an attemptto advance the application ofecosystem-basedapproaches to fishery management (Park, 2002). To develop an EFH definition foramanagedfish species, the task is to describenotonly substrate andhydrological features but also the other living organisms (e.g., fish, invertebrates, and algae) living in associationwiththat species. Hawaiianbottomfish are agroup offederallymanaged species, most ofwhich are commerciallyvaluable deep-slope snappers. TheNMFS is presently engaged in refining its EFH definition forthis fishery, which foryears has been simplythe 100-400 m depth zone around each island andbankwithinthe HawaiianArchipelago. Studies on benthic habitats andtheirbiological communities are typically approachedby coupling seafloormapping withdirect observations and/orbenthic sampling (Greene et al., 1999). Thebottomfish EFH depthrangeprecludes opticalmappingtechniques and SCUBA, requiring insteadthe use ofacoustic mapping techniques coupledwithmannedand/or unmanned deepwatervehicles. The costs associatedwith these types ofoperations haveprevented examinationofall but a few specific sites. Furthermore, multibeam mapping anddirect observations havebeen carried out opportunistically andusually in conjunctionwith othermission priorities. Even so, valuable datahave been obtainedfor useincreating amore accurate and specificEFH definition forthis fishery. Inthispaper we initiate the development ofa mega- to micro-scale classification anddescription of bottomfish EFHbyproviding a summary ofacoustic mapping dataand submersible/ ROV observations obtained onbottomfishhabitats intheNorthwesternHawaiianIslands (NWHI). MATERIALSAND METHODS During September-November, 2001-2003, three cruises were conductedin NWHICRER onthe Hawaii Undersea Research Laboratory's (HURL) submersible support ship, Kaimikai-o-Kanaloa {KOK). These cruises hadtwo tasks: a) tomapthe 100-fathom contouraround Raita Bank, W. St. Rogatien Bank, Brooks Bank, andBank 66 to obtain amore accurate position foreach bank, andb) to obtain insitu observations ofbottomfishfishing sites foruse in evaluatingthe impacts ofbottomfishing onthe banks. The firsttaskwas carried outwiththeKOK's SeaBeam 210 multibeam sonar mapping system while the second was carried outwith HURL's manned and unmanned deepwatervehicles. Multibeam SonarData Mega- (1-10 km) andmeso-scale (10 to 1000 m) features ofthebottomfishEFH on the fourbanks wererevealedfrommultibeam sonardata obtained in conjunction 321 with submersible operations. The SeaBeam niuUibeam system on board the submersible support ship KOKwas used to map the 100-fathom contour around Raila and W. St. Rogatien banks between submersible and ROV dives. During this process, a large portion ofthe bottomfish EFH was covered. These data, which include only bathymetry, were processed using the freeware multibeam sonarprocessing and plotting packages MB- System (Caress and Chayes, 1996) and the generic Mapping Tools [GMT] (Wessel and Smith, 1991). Manual and/orautomatic bathymetric "ping" editing was carried out on the data to reduce outliers, followed by gridding ofthe swath data collected in various years. The optimum grid cell size was used for the target waterdepth, usually 10-20 meters, along withrunning amedian filterofminimum width overthe grids to furtherreduce noise while maintaining maximum resolution. The data were converted intoASCII grids and subsequently imported intoArcGIS where they were layered overdigitized NOAA nautical charts. The charts provided avisual reference for understanding the multibeam coverage on each bank. ROV In Situ Submersible and Data In situ data within the 100-400 m depth range were obtained during 22 manned PiscesIVand f'submersible dives and 37 unmannedRCV-I50ROVdives conducted on the fourbanks. All vehicles were deployed from the KOK. Each 8-hour submersible dive was conducted during the daybetween 0830-1630 hrs while each ROV dive was conducted at nightbetween 1900-0200 hrs. During submersible dives, temperature, dissolved oxygen (DO), and salinity data were obtained from Seabird CTDs mounted on the vehicles. Macro- and micro-scale geological observations and biological data were obtained during 30-min transects (fourper dive) designed to obtain quantitative data on potential bottomfishing impacts (see Kelley et al., submitted forthis volume). Transects were conducted at different depths (i.e., Tl: 190-210 m, T2: 240-260 m, T3: 290-310 m, and T4: 340-360 m) during which substrate observations as well as counts offish and invertebrates were made. These datawere recorded on the audio tracks ofthePisces digital video camera systems along with the submersible's GPS positions at 10-minute intervals. The average length ofeach transect was 1 km and the average visual range from each side ofthe sub was 10 m. Eachtransecttherefore covered an area ofapproximately 2 hectares while each dive covered approximately 8 hectares. The ROVwas typically deployed to conduct 1.6-3.2 kilometertransects over selected survey sites. Two trainedobservers werepresent inthe ROV control roomand taskedwith making substrate observations and identifications offish and invertebrates encountered. The video along with the audio remarks from the observers were recorded throughoutthe dives on mini-DV video cassettes. Afterthe dives, observercounts from the submersible transects were extracted from the videotapes. However, ROVtransect videos wereprocessed only by following HURL's standard ROV video-logging protocol that identifies species encounteredduring the dives with only rough quantification. Light, an additional physical factor, changes considerably within the bottomfish EFH depth range. Since we are unaware ofany actual light intensity measurements beingmade onthese banks, theoretical values were derived fromWetzel's (2001) 322 attenuation equation: I = I,, e""^ , where I = irradiance atdepth z Ip= irradiancejust below surface (i.e., z = 0) e = natural logarithm k = extinction coefficient (0.033 for clear seawater) NWHICRERwaters are known to be extremely clear, and therefore it was assumed that the k value used in this equation wouldbe appropriate. Bottomfish EFH Classification andDescription Sonar data coupled with substrate observations made from the submersibles and ROVwere used to describe the geological aspects ofthe bottomfish EFH aroundthe banks according to the mega- to micro-scale classification scheme designedby Greene et al. (1999) fordeep-waterbenthic habitats. Hydrological data were analyzed foreach 100 m interval. Biological data (i.e., algae, invertebrate, andfish observations) were grouped into taxonomic categories and by abundance. RESULTS Multibeam Sonar Data The multibeam sonarcoverage ofthe EFH around eachbank is shown in Figure m 1 between black lines. Multibeam data outside ofthe 100-400 depth range from a 2002 Kilo Moanamapping cruise, as well as single-beam sonardata obtained onthe top ofRaita Bank (courtesy ofJ. Miller), were included in the Raita andW. St. Rogatien images (see Miller et al, 2004). No EFH boundaries are shown forBank 66, which is located entirelywithin the 100-400 m depth range. Forsimplification, eachmap provides a slope analysis whereby green represents lowerand red represents higher slope values. The tops ofthe banks were generally flat with slope values below 5°. Withthe exception ofBank 66, all were above 100-m depth. The "break" occurred at approximately 120 m where slope values increasedrapidly to over25°, and in some locations offRaita, over 60°. Steep slopes continued down to varying depths, however, in general, not below the lower400-m boundary ofthe bottomfish EFH. Furthermore, the steepest slopes on Raita, W. St. Rogatien, and Brooks were found on the southwest sides ofthe banks while the lowest slope values were found on the northeast sides. The top ofBank 66 came up to m approximately 120 with the break generallybeginning at 170 m. Slope valuesbelow m thebreak to a depth of250-270 were forthe mostpart between 10-20°.At thatpoint, the slope flattened outto less than 5°, similarto the top. The multibeam data did not reveal anyparticularly surprising features on the banks. All fourhad arelatively homogenous structure consisting ofaflattop with a moderately steep slope inthe bottomfish EFH thatgenerallyflattenedoutbefore reaching adepth of400 m. The one exception was the presence ofseveral smallpinnacles found 323 within the northern boundai"y ofthe EFH offRaita. These features extended up from the seafloorapproximately 40-60 m and it is likely that more will be found \\hen the mapping ofthe EFH in this area is completed. Submersible Data The number ofsubmersible and ROV dives conducted on each bank wilhin the 100- to 400-m depth range are summarized in Table 1. Since more than one dive took place on some sites, the numberofsites examined on each bank also is provided. Data from submersible, ROV, orboth vehicles, were obtained during a total of59 dives on 28 different sites. Observations made during the dives revealed that the substrate within the EFH on all banks consisted ofcarbonate bedrock interspersed with sediment deposits. The latter were mostly composed ofcarbonate sand and pebbles with smalleramounts ofgravel and cobbles. Not surprisingly, bedrock was predominantjust below the break where the slope was the steepest, whereas sediment was predominant above the break as well as deeper, nearthe lowerboundaryofthe EFHwhere the slope was flatter(Fig. 2). Low amplitude sedimentwaves were present even where the sand layerwas relatively thin. In these cases, the underlyingbedrock was clearly visible in the troughs. Exposed carbonate bedrock clearly had different levels ofcomplexity (i.e., rugosity +porosity). Bottomfish, as well as many otherfish species observed, were typically found in association with high complexity bedrock ratherthan low complexity bedrockorsediment. Furthermore, porosity (i.e., the number ofholes in the rock as the term is usedhere) was clearly a more important factorthan rugosity, presumably because it offered more effective shelteragainst predators. Asummary ofthe CTD data obtained within thebottomfishEFH onthebanks as well as the calculated theoretical light intensity values are presented in Table 2. Due to technical problems, temperature and salinity measurements were only a\'ailable from 15 ofthe 16 submersible dives conducted in 2001 and2002. Furthermore, only the DO measurements from 9 ofthe 10 submersible dives in 2002 were considered useable. Within the 100-400 m EFH depth range, both salinity and DO remained relatively constantat all sites, varying between 34-35 ppt and 5-6 ml/1, respectively. In contrast, temperature ranged from a high of23°C at 100 m to a low of 10°C at 400 m, while the theoretical irradiance values ranged between a low of to a high of4,098 klux (4% ofthe light intensityjustbelow the surface). Asummary ofthe biological organisms observedwithin the EFH depth range on these fourbanks is presented in Table 3. Ofthe invertebrates, atotal of64 cnidarian, 49 echinoderm, 30 crustacean, 15 mollusk, 10 sponge, 3 tunicate, and 1 ctenophore species were recorded during the dives. Examples ofthese are provided in Figure 3. Anemones (11 species), seastars (22 species), gastropods (10 species), and crabs (11 species) were the mostdiverse groups ofcnidarians, echinoderms, mollusks, and crustaceans, respectively. Mosturchins, seastars, andcrustaceans were identified to species; however, many ofthe sponges and cnidarians were not, due to the difficulty in making accurate identifications ofthese organisms without close inspection ofspecimens. Clearly different 324 types were noted, such as small white pennatulids vs. large orange ones, whichwere assumedto be different species. Small branchinghydrozoans were not routinelyrecorded because in most cases, they couldnotbe distinguished from small dead antipatharians. Furthennore, the seven different species ofalgae observed during the dives were not identifiedpast majordivision. Those observed appearedto beprimarily non-attached fragments which had originated from the tops ofthe banks andwere subsequently carried down slope. Therefore, these were not consideredto bepart ofthe natural biotawithin the bottomfish EFH andwere notcarefullyrecorded, although that assumption should be more thoroughly investigated. Furthennore, the importance ofalgae to thebottomfish EFHmaybe understated in this study, because locations at ornearthe 100-m upper boundaiy where naturally growing algae occurwere unden'epresented. One hundredandfifty-two different fish species were observedwithin the EFH on the banks representing fifty-nine families (Table 3). Ofthese, serranids (groupers) were the most specious (12) followed by lutjanids (snappers, 9), labrids (wrasses, 9), scorpaenids (scorpionfish, 7) andmorids (cods, 7). Twenty-one families had only one representative and includedaberycid(alfonsin), amullid (goatfish), anapogonid (cardinal fish), an ammodytid (sandlance), and an argentinid (deep-sea smelt). Two clearpatterns were evident from the fish identifications and countdata. First, a diurnal-nocturnal shift inthe fish communities on thebanks was detected within the EFH depth range. The majority ofthe families shown in Table 3 appearedto be diurnal; however, there were a numberoffamilies thatwere only observed during ROV surveys atnight. Mostnotable among thesewerethe morids, carapids (pearlfish), myctophids (lantern fish), trachichthyids (slimeheads), andnettastomatids (duck-billed eels). Furthennore, most ofthe congrid (congereels) observations were made at night aswell. Three types ofbehaviors appearedto be responsible forthis pattern. Morids and the congrid. Congeroligoponis, appearedto remain in the EFH during the day, hiding in holes in the rocks until nightwhentheypresumably emerged to feed. In contrast, other congrids, such asAriosoma marginatus, also hid during the daybut by diggingburrows inthe sediment instead. The nettastomatid, Saurenchelysstylurus, was enigmatic since these fish neverwere observed during the day and only observed on sediment substrates atnight. Unlike the burrowing congrids, this species was not observed digging in response to the approach ofthe ROV, and, furthermore, ithas adelicate caudal fin that does not appearto be well adapted forcreating burrows. Third, it is well known that many myctophids undergo a daily vertical (i.e., from further down the slope) and/or lateral (i.e., from furtheroffshore) migration atnight. It isbelievedthatthese fishmost likely leave thebottomfish EFH, orthatportion close to the substrate, duringthe day and return each night. The second pattern was a shift in the families observedbetweenthe upperand lowerboundaries ofthe EFH, clearly indicatingthis depth range is the majortransition zonebetween shallow and deep-waterfish species. The depth ranges observed onthe banks for39 ofthe 59 families are shown in Figure 4.Acomplete change takes place between 100 and 400 meters with the upperend ofthe EFH dominated by shallow-water families such as acanthurids (surgeonfish), chaetodontids (butterflyfish), pomacentrids (damselfish), priacanthids (big-eyes), whilethe lower endwas dominatedby deep-water families such as epigonids (deepwatercardinal fishes), chlorophthalmids (green-eyes), 325 bembrids (deep-waterflat-heads), symphysanodontids (no comnion name), and others. While this pattern is not surprising given the changes in both water temperature and light. it is certainly worth noting in any update oi'the bottomiish F.Fl1 detinilion. Similarly, invertebrate communities showed a considerable change between 100 and 400 m, although not with such a clear pattern at the family level. DISCUSSION EFH definitions are designedto guide managementdecisions on the protection and sustainable exploitation offishery resources and therefore need to be as complete and specific as possible. Similar to many otherfisheries in the U.S., the EFH for the Hawaiian bottomfish fishery has been defined in general terms due to the lack ofavailable infoiTnation on theirecology (Park, 2002) and therefore does not provide the value it was intended to provide. This situation is changing, however, with several recent studies generating multibeam sonardata and insitu obsei'vations useful forcreating a more specific definition. In the Main Hawaiian Islands (MHI), a bottomfish habitat geographic information system (GIS) that incoiporates multibeam bathymetiy and sidescan data with over 5,000 fishing survey records was submitted this past yearto state and federal fishery management agencies (Kelley, unpublished). Additional ship days have been scheduled for2005-2006 to complete the mapping ofthe entire MHI 100-400 m EFH depth zone. Recent submersible dives have been conducted on bottomfish grounds offthe islands ofOahu, Molokai, and Kahoolawe (Kelley et al. unpublishedreport; Moffitt et al., unpublished) which provided macro- and micro-scale geological and biological data. In the NWHI, multibeam mapping and submersible/ROV dives have also been conducted on fourbanks, the data from which are summarized inthis paper. In short, a more extensive archipelago-wide description ofthe EFH is forthcoming which will include multibeam and insitu data from both the NWHI and MHI. With respect to the largerpicture, this paperpresents only a brieflook at the EFH- relevant information obtained on a deep-waterfisheiy during a study examining the impacts offishing activities in theNWHI. Many studies are being conducted elsewhere, whichare also accumulating large amounts ofEFH-relevant data for otherfisheries (see Benaka, 1999). However, awidely accepted data framework forcreating EFH definitions has notbeen developed, and consequently these efforts are not being conducted in a coordinated manner. GIS is being commonly used to visualize habitattypes and boundaries andmay provide the means by which the process can be standardized. All ofthe various types ofdata summarized in this paper, including multibeam bathymetry, substrate observations, waterquality parameters, and the various species presentat different times ofthe day and at different depths, can be converted into GIS layers. One can imagine many othertypes ofdata layers, such as current vectors, catch data, and life stage distributions, which would be useful toward achieving more accurate and functional definitions. Aconsensus needs to be attained as to which layers to include and how each type ofdata are collected and coded. Once this occurs, the concept ofEFH truly can beginto achieve its intendedgoal ofecosystem-basedfishery management. 326 ACKNOWLEDGEMENTS The authors are indebtedto the following individuals and organizations forproviding the funding forthis study: Robert Smith, National Ocean Survey; Tom Hourigan, NOAAFisheries; Kitty Simonds, Western Pacific Regional Fishery Management Council; andNURP. We would like to thank all ofthe observers who assisted us withthe submersible operations: SeanCorson, Bruce Mundy, Frank Parrish, Ray Boland, Jane Culp, Terry Kerby, andEric Conklin. Charles Holloway andT Kerby pilotedthePisces/Fand V,while Chris Taylor, Dan Greeson, Tym Catterson, Keith Tamburi, andMarkDrewrypilotedthe ROV. Wewouldalso like to thanktheNWHI fishers whoprovidedus with invaluable information on theirfishing sites: Guy Ohara, TimTimony, Dane Johnson and Bobby Gomes. Table 1: Numberofsubmersible and ROV dives conducted on eachbank. Bank Sub Dives ROV Dives Total Dives # Sites Raita 10 14 24 9 W. St. Rogatien 8 15 23 12 Brooks 3 5 8 3 Bank 66 1 3 4 4 Total 22 37 59 28 Table 2: Summary ofCTD dataand calculatedlight intensity. Depth Range (m) Salinity(ppt) DO (ml/1) Temp CO Light(klux) 100-200 34-35 5-6 15-23 38-4098 200-300 34-35 5-6 12-21 1-151 300-400 34-35 5-6 10-17 0-6 100-400 34-35 5-6 10-23 0-4098 ' 327 % (NCN CN(N(N(NCNCN en -a >< a-u3a5..-Do(EoecaXn). a5Dc. cCuoc/«5.-CoopcCoa3 -IoccoaS o0^e3n .re2snf •^^Soso^.---EcoeT2^n3 T=oo§e3i«n)J-J3wcHs5 o"IrEe^tn ^eOn •§e>—-nv -eCOnuTo=3'3^ J_OEQSo_!.3-co2e.an OEd0j-0;-^eao^n.^!S o;oCeE-3n =ctn ."-c9O .hoa5i.,•"OO _ oen en % )_2 OS ONr-r-vciO'^ •^'^(^rnrnmmr^r'-in-irjfNr^joioir^jfNt^irjoitNfN - T^ •^- -Ea •g2 S§:2o ?e«n ^3oc« -^rcSt —_=>OcJ.-OD(eoUnO4-•^mO•o=O- J^2CE3c5S^•:-oO-=;,--gSOc-2;^-l.coc.j« "•^eo3c0O-n3 -Xxe;Ea)>-n •ax3fT^l O^cmedn.-ean "-O3 •rnoe3n.t "3e5reOann "ooonrO0eOan-0'zOfOo3^.-^:OO0253 oHO03i3 % m m — ^ \c ^onos ONoocxJt^m (^ ro — 2 <N (N ^- ^^ r^ ^ m ro fN en ^ 03 03 -a "o en e3n e3n en 23 e3n a en --PQosS.-S2on^^. 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