MEDIEVAL INDIA FROM SULTANATE TO THE MUGHALS PART TWO MUGHAL EMPIRE (1526-1748) SATISH CHANDRA HAR-ANAND PUBLICATIONS PVT LTD Contents 1. Central Asian Politics and the Advance of Babur towards India a. The Timurids b. The Timurid-Uzbek and Uzbek-Iran Conflict and Babur c. Babur's Advance towards India 2. Struggle for Empire in North India: Afghans, Rajputs and Mughals a. Struggle between Ibrahim Lodi and Babur, the Battle of Panipat b. Babur's problems after the Battle of Panipat -- Struggle with Rana Sanga c. Problems of the Eastern Areas and the Afghans d. Babur's Contribution and Significance of his Advent into India 3. Struggle for Empire in North India: Humayun and the Afghans a. Interpreting Humayun's Reign - Some Considerations b. Early Activities of Humayun, and the Tussle with Bahadur Shah c. The Gujarat Campaign d. The Bengal Campaign, and Struggle with Sher Khan 4. The Establishment of the North Indian Empire --The Surs a. Sher Shah's Early Life b. Social and Political Background of Bihar and the Rise of Sher Shah to Power. c. The Sur Empire (1540-56) d. Contributions of Sher Shah and Islam Shah 5. Consolidation and Expansion of the Empire - Akbar a. Conflict with the Afghans - Hemu b. Struggle with the Nobility: Bairam Khan's Regency; Revolt of Uzbek Nobles c. Early Expansion of the Empire (1560-76) – i. Malwa, ii. Garh-Katanga iii. Rajasthan iv. Gujarat v. Eastern India d. Relations with the Rajputs - Growth of a Composite Ruling Class e. Rebellions, and Further Expansion of the Empire in the North West 6. State and Government under Akbar a. Akbar's Concept of Suzerainty b. Structure of Government, i. Central and Provincial 1. the Vikalat, 2. the Central Ministries, ii. Provincial Government iii. District and Local Government c. The Working of Government 7. Akbar's Religious Views, Relations with the Ulama and Social Reforms a. The Early Phase (1556-73) b. The Second Phase (1573-80) i. the Ibadat Khana Debates ii. the Mahzar iii. Breach with Orthodox Ulama iv. Re-organisation of Madadd-i-Maash Grants c. Third or Final Phase i. Din-i-Ilahi ii. State Policies and religious toleration 8. The Deccan and the Mughals (Upto 1657) a. The Deccani States upto 1595 b. Mughal Advance towards the Deccan c. Mughal Conquest of Berar, Khandesh and Parts of Ahmadnagar d. Rise of Malik Ambar, and Frustration of Mughal Attempt at Consolidation (1601-27) e. Extinction of Ahmadnagar, Acceptance of Mughal Suzerainty by Bijapur and Golconda f. Shah Jahan and the Deccan (1636-57) g. Cultural Contribution of the Deccani States 9. Foreign Policy of the Mughals a. Akbar and the Uzbeks b. The Question of Qandahar and Relations with Iran c. Shah Jahan's Balkh Campaign d. Mughal - Persian Relations - the Last Phase 10. India in the First Half of the Seventeenth Century a. Jahangir's Accession - his Early Difficulties b. Territorial Consolidation and Expansion of the Empire - Mewar, East India and Kangra c. Nur Jahan, and the Nur Jahan 'Junta' d. The Rebellions of Shah Jahan, and the coup de main of Mahabat Khan e. Jahangir as a Ruler f. State and Religion in the First Half of the Seventeenth Century g. Shah Jahan - Consolidation and Expansion of the Empire h. Evolution of the Mughal Ruling Class and the Mansabdari System 11. Aurangzeb - Religious Policies, North India and the Rajputs a. War of Succession b. Religious Policy: First Phase (1658-79)- Reforms and Puritanical Measures, Hindu Temples, Jizya; c. Second Phase (1679-1707) d. Territorial Consolidation and Expansion of Empire - North India e. Popular Revolts - Jats, Satnamis, Afghans and Sikhs f. Breach with Marwar and Mewar 12. Climax and Crisis of the Mughal Empire a. Rise of the Marathas b. Early Career of Shivaji c. Treaty of Purandar - the Agra Visit d. Shivaji's Swarajya - Administration and Achievements e. Aurangzeb and the Deccani States (1658-87) f. Marathas and the Deccan (1687-1707) g. Assessment of Aurangzeb and the Jagirdari Crisis 13. Society - Structure and Growth a. Rural Society b. Towns and Town Life c. Artisans and Master-Craftsmen d. Women e. Servants and Slaves f. Standard of Living g. The Ruling Classes - Nobility, Rural Gentry h. The Middle Strata i. The Commercial Classes 14. Economic Life-Patterns and Prospects a. Inland Trade b. Overseas Trade i. Role of Foreign Trading Companies ii. Position of Indian Merchants iii. Over-land Trade c. The Mughal State and Commerce d. Trend of India's Economy and Prospects during the First Half of the Eighteenth Century 15. Religion, Fine Arts, Science and Technology a. Religion- Hindu Religion, Sikh Religion, Islam b. Fine Arts - Architecture, Painting, Language and Literature, Music c. Science and Technology 16. Northern India in the First Half of the Eighteenth Century a. Bahadur Shah I, and the Beginning of the Struggle for Wizarat – i. Party Factionalism ii. Rajput Affairs iii. Marathas and the Deccan iv. Accentuation of the Party Struggle b. Struggle for 'New' Wizarat: Zulfiqar Khan and Jahandar Shah (1712-13) c. The Saiyid Brothers' Struggle for 'New' Wizarat d. The Saiyid 'New' Wizarat e. The Wizarat of M. Amin Khan and Nizam-ul-Mulk f. Rise of Regional States, Beginning of Foreign Invasions of India (1725-48) 17. The Maratha Bid for Supremacy a. The Marathas and their Policy of Expansion b. The Marathas and Nizam-ul-Mulk c. The Maratha Advance into Gujarat and Malwa d. The Maratha Advance into Doab and Punjab: First Phase (1741-52); Second Phase (1752-61); Third Battle of Panipat e. Review and Conclusions Glossary References Chapter 1 Central Asian Politics and the Advance of Babur Towards India Throughout Indian history, events and developments in Central Asia had a deep and abiding impact on India. As we have seen, during the 10th and the 12th centuries, developments in Central Asia led to the advent of the Ghaznavids, and then of the Ghurids into India. Similarly, developments in Central Asia during the 15th and early 16th centuries, led to a new Turkish incursion into India, this time in the shape of Zahiruddin Muhammad Babur. The Timurids The rapid rise and decline of the Mongols, and their mutual squabbles created the climate for the emergence of a new Central Asian empire during the 14th century. The founder of this empire, Timur, belonged to the Barlas clan of Turks who had been owners of land in Transoxiana, and had freely intermarried with the Mongols. Even Timur claimed descent from Genghis by virtue of his marrying a daughter of the Mongol Khan, Qazan Khan, who was a descendant of Genghis's son, Chagatai. However, as a modern writer, Gavin Hamby, observes: "In Asia, Genghis Khan's career gave birth to a new concept of imperium which certainly captured men's imagination, although at first the predominant sentiment was one of terror ... after the fall of the Mongol empire every princeling in Central Asia sought, if he could, to legitimize his rule by claiming descent from Genghis Khan." Timur launched upon a career of conquest which lasted almost a quarter of a century till his death in 1404-05. He over-ran Khurasan (eastern Iran), Iran, Georgia, Iraq and the Ottoman empire in Syria and Anatolia (Turkey). He also led a series of campaigns against the Mongol ulus called the Golden Horde, which controlled Southern Russia and parts of modern Sinkiang and Siberia. However, he made no attempt to incorporate them in his empire. He sacked Delhi, and laid a vague claim over the Punjab. He was planning an invasion of China at the time of his death. Timur has been called "one of the boldest and most destructive conquerors in human history." Like Genghis earlier, he used terror as an instrument of war. He ruthlessly sacked cities which offered resistance to him, slaughtering and enslaving large numbers and carrying off artisans, craftsmen and scholars to his capital, Samarqand. He followed this policy in Khurasan and Iran, and in India when he sacked Delhi. Timur did not leave any lasting institutions, and his empire disintegrated rapidly after his death. However, the state he created, and the new cultural values and norms it generated, influenced not only the Mughals in India, but also the other states which arose in the area—the Uzbeks, the Safavids, and the Ottomans. Although the Mongols had embraced Islam like the Turks earlier, they had continued many Mongol practices and rituals, including the regulations or yassa laid down by Genghis. Timur claimed to be a pious Muslim. However, according to a contemporary observer, Ibn Arab Shah, the yassal of Genghis and the traditions of the Mongols were fundamental to Timur's character and policy. He argues that the Quran and the sharia did not matter to Timur except as external forms. While many of the successors of Timur tried to pose as orthodox Muslims, and gave patronage to the Muslim religious classes, made provision for religious endowment, and built shrines, mosques and madrasas, they never repudiated the yassa. This willingness to treat the yassa as a supplement to the sharia, and to issue royal edicts (yarligh) to modify the sharia whenever it suited them, gave a broader, more liberal character to the Timurid state than the states which had preceded. The Timurid rulers also gave support to the new liberal stream of thought, based on Ibn Arabi's philosophy of wahdat-al-wajud, or unity of God and the created world, which was given popular expression by a new breed of poets. Thus, Jami, one of the most popular poets, was patronized by Timur's successor, Shah Rukh, at Herat. The Timurids presided over what has been called "the last great age of Persian literature." They also encouraged the development of Chagatai Turkish as a literary language. Another successor of Timur, Sultan Husain Baiqara, set up a new school of painting at Herat under the master painter, Bihazad. Thus, the times and the efforts of Timur, and his successors led to the rise of a liberal Muslim state which did not exclude anyone on the basis of their faiths. Thus, Christians and other non-Muslims were included in Timur's armies. The state was also to be a champion and promoter of a broad liberal school of culture. As Gavin Hamby says: "No other dynasty in Central Asia left behind it such a legacy." Another Mongol tradition which the Timurids inherited was of giving total loyalty and support to the chief, called Qa-an, or the great chief by the Mongols. Genghis, and following him, the Timurids claimed the divine right to rule. No ordinary noble or military leader could, therefore, dream of displacing them. In fact, they were content to be called their servitors or servants (nokar). It was these traditions which gave greater stability and longevity to the great empires which arose in the region during the post-Mongol period—the Mughal, the Safavid, the Uzbek, the Ottoman etc., as compared to the pre-Mongol states. It also helped to shape the Mughal state and culture in India. The Timurid-Uzbek and the Uzbek-Iranian Conflict and Babur As we have noted, following the disintegration of the Timurid empire during the second half of the fifteenth century, three powerful empires arose in Central and West Asia. The Uzbek empire dominated Transoxiana, the Safavid empire comprised Iran, and the Ottoman empire was based on Anatolia (modern Turkey) and Syria which extended to Eastern Europe and dominated the Mediterranean Sea. The Ottomans were the only Asian power which had a large navy. It clashed with the Safavids for the control of Baghdad, South-Western Iran and Azerbaijan. The Safavids, who claimed descent from an old order of saints, established themselves towards the beginning of the sixteenth century. They were fiercely Shi’ite, and persecuted the Sunnis, including the theologians, in Iran. They also tried to propagate Shiism in Syria and Anatolia. The Ottomans were staunch Sunnis and retaliated by persecuting Shi’ites in Syria and Anatolia. Thus, sectarian conflict made the political rivalry between the two more bitter and intense. The Uzbeks who were the main rivals of the Timurids, consisted of nomadic Turkish and Mongol tribes speaking Turkish, living in what is modern Kazakhstan. They had established an Uzbek khanate in the area during the middle of the fifteenth century. However, this khanate had been destroyed, and the Uzbek empire was virtually rebuilt by Muhammad Shaibani Khan. Starting life as a free-booter and a mercenary, Shaibani Khan served for some time under the Mongol Khan of Mughalistan, but soon struck out on his own, basing himself on Uzbek and Mongol soldiers of fortune. The great prize before all the contenders was Transoxiana which was then fragmented among a series of Timurid princelings. In the hot-house atmosphere of the times, each Timurid prince not only tried to hold on to what he had, but was always on the look out to seize the territory of a neighbour—brother, cousin, uncle or nephew. Nor did any of them hesitate in employing Uzbek or Mongol mercenaries, or calling in outside powers to intervene in their internal struggles. In such a situation, only a bold and unscrupulous person could hope to succeed. While none of the begs (nobles, leaders of soldiers) could be relied upon, the worst were the Mongol mercenaries. Years later, Babur, while forced to employ Mongol mercenaries, wrote: "If they win, they grab at booty; if they lose, they unhorse and pilfer their own side!" Apart from the Uzbeks, the Mongol Khans whose kingdoms were in the modern Sinkiang area or Mughalistan but had a toehold in Transoxiana, were also on the look-out to expand their dominions there. The two Khans, Muhammad Khan and Ahmad Khan, were maternal uncles of Babur. They helped Babur on occasions, but could not hold back their own ambitions. The third party to this conflict was the Timurid Sultan, Husain Baiqara who controlled Khurasan (eastern Iran). He was always prepared to nibble at Transoxiana without, however, committing a major part of his forces for the purpose. The centre point of the struggle for Transoxiana was the control over Samarqand. Samarqand had immense prestige value because it had been the capital of the Timurids for almost 140 years. It was also the centre of a rich and prosperous tract. Years later Babur was to say that "Few towns in the whole habitable world are so pleasant as Samarqand." He dwells on its magnificent buildings and gardens, its trade and manufactures, the excellent meadows around it, and its fruits and wine. This is the background against which Babur was born, and in which he spent his early years. As is well known, Babur ascended the small principality of Farghana in 1494 at the age of twelve, following the death of his father, Umar Shaikh, when the house from which he was flying pigeons collapsed and fell upon him. At the time Farghana was being attacked from all quarters, but mainly, by his paternal uncle, Sultan Ahmad Mirza, aided by his maternal uncle, Sultan Mahmud Khan. With luck, firmness, and the loyalty of his subjects, Babur was able to stand up to these attacks, and forced his attackers to make peace with him. During the next ten years, Babur twice conquered Samarqand to lose it again after a short spell. The first time, in 1497, when Babur was barely fifteen, he conquered Samarqand after a siege of seven months. He was aided in the enterprise by a split in the camp of the Timurid ruler of Samarqand, Baisanghar Mirza, whose brother was with Babur. Baisanghar sent repeated appeals to Shaibani Khan for help. Shaibani advanced but found Babur's defence to be too strong, and retreated. Babur was warmly welcomed by the citizens of Samarqand. However, he had to vacate it soon because the city lacked both supplies and money which Babur could not provide. There was little to plunder, and soon the Mongol mercenaries of Babur deserted. Many of Babur's own begs left him, and returned to the comforts of Farghana. Babur's serious illness, and a conspiracy against him in his own dominions worsened Babur’s position and forced him to leave Samarqand. Meanwhile, some of his begs had installed his younger half-brother, Jahangir Mirza, at Farghana, while some portions of the kingdom were seized by his maternal uncle, Mahmud Khan. Thus, Babur lost both Samarqand and his own kingdom. In great distress, Babur repaired for help to his maternal uncles who fobbed him off with promises. While Babur was grappling with his internal problems, Shaibani Khan was invited by the Uzbek mother of the Timurid Sultan to occupy Samarqand in return for marrying her, and giving her son an appendage somewhere. This was a golden opportunity which Shaibani Khan seized. He soon made himself the virtual master of Mawara-un-Nahar, and also captured Bukhara. In an effort not to allow Shaibani Khan to consolidate his position any further, Babur advanced on Samarqand with a small force, and captured it with the help of the Samarqandis (1501). Babur says that the Uzbeks were so unpopular that the Samarqandis killed them with sticks and stones like dogs. But the support of the citizens alone was of little avail for Babur. His plea to the other Timurids to rally against the Uzbeks fell on deaf ears: Sultan Baiqara of Herat did not even reply to Babur's plea for help, but sent an envoy to Shaibani Khan who still controlled Bukhara. The help sent by Babur's maternal uncles, the Mongol Khans, was too small. It is clear that without resources of his own backed by a kingdom, which would have attracted other adventurers to his side, Babur had little chance of success against the Uzbeks who had an able and experienced leader in the person of Shaibani Khan. It does not see that Babur fully understood the real weakness of his position. Shaibani Khan counter-attacked from Bukhara. In a bold effort, Babur came out from the city in the open to face him. However, at Sar-i-Pul, Shaibani Khan inflicted a sharp defeat on Babur (1502). It was in this battle that Shaibani Khan used the wheeling tactics or tulghuma, a well-known Uzbek devise which Babur was to use against Ibrahim Lodi twenty-five years later. Babur retreated into Samarqand, but seeing no help from any quarter, and with starvation beginning in the town, and his own begs slipping away in ones and twos, Babur had no option but to make, what he says, "a sort of peace" with Shaibani Khan. Although Babur does not say so, one of the terms of the peace was the marriage of Babur's elder sister, Khanazad Begum, to Shaibani Khan. But this marriage hardly healed the breach between Shaibani Khan and Babur, or with the Timurids. In fact, Shaibani Khan applied continuous pressure against the remaining Timurid states in the region. Babur was again without a kingdom. In the process, he had to suffer, as he says, "great poverty and humiliation". It was now that the Mongol Khans finally awoke to the danger posed to them by the growing Uzbek power. Hence, with a large army they marched from Tashkent towards Farghana to counter Shaibani Khan. Like Babur earlier, the Mongol Khans had hoped that the Timurid princes would help them to deal with the rising Uzbek danger. Moving quickly to forestall any such combination of forces, Shaibani Khan met the Khans with 30,000 horses near Archian. In one of the greatest battles ever fought between the Mongols and the Turks, the Mongol forces were utterly routed (1503), and both the Mongol Khans taken captive. Shaibani Khan now played a master stroke. He spared the lives of the Khans, and legitimized his position by entering into matrimonial relations with them. Simultaneously, he admitted about 30,000 Mongols into the Uzbek army. The victories of Sar-i-Pul and Archian established the Uzbek supremacy in Transoxiana against both the Timurids and the Mongols. Babur also realized that his position in the region was now impossible. Hence, in a bold move, crossing the Hindukush mountains in winter, Babur attacked and conquered Kabul (1504) and Ghazni. The importance of Kabul was fully understood by Babur and his kinsmen and begs who now rallied to him in large numbers. Kabul not only provided Babur with a breathing space from Uzbek attacks, but as a modern writer, Rushbrooke Williams says, ''master of that country (he) could turn his eyes west to Samarqand, or east to Hindustan." In his Memoirs Babur says," Kabul is the intermediate point between Hindustan and Khurasan". In 1506, he journeyed to Herat at the invitation of his uncle, Sultan Husain Baiqara, who wanted him to join in a joint expedition against the Uzbeks, the latter having occupied Khwarazm, a possession of Sultan Husain Baiqara. But the Sultan died just then, and Babur returned to Kabul, realizing that the sons of Sultan Hussain were both incompetent and not serious in fighting the Uzbeks. As it was, Shaibani Khan also realized this. He soon over-ran Herat, thus extinguishing the last Timurid kingdom in the area. Babur was now afraid of an Uzbek attack on Kabul itself. To raise the morale of his followers, in 1506 he decided that all his followers call him 'Padshah'. This was also to demonstrate that the Timurid dynasty was not dead, thereby claiming the allegiance of all those Chagatai and Mughal tribesmen, princes and begs who felt a sense of loyalty to the Timurids. However, this was not such an innovative step as it has been made out to be. The use of the word "Padshah" was common currency in Central Asia at the time. In his Memoirs, Babur himself shows that in the period following his conquest of Samarqand, on many occasions his followers called him "Padshah." It was at this time that the Uzbeks suffered their first serious reverse. Conscious that the Uzbek conquest of Khurasan would pose a danger to the position of the Safavids in Iran, Shah Ismail Safavi marched against Shaibani Khan. In the battle near Merv (1508), the Uzbek forces were routed, and Shaibani Khan himself was found dead in a heap of corpses. The Persian Sultan, whom Shaibani Khan had earlier insulted by calling him a begging mendicant (dervish) — an allusion to his ancestry from Sufi saints, revenged himself by ordering Shaibani Khan's skull to be set in gold and made into a drinking cup! It was this debacle of the Uzbeks which tempted Babur once again to try his luck at Samarqand. Arriving at the Amu-Darya (Oxus), Babur defeated the Uzbeks in a sharp encounter, but felt that he was still not strong enough to expel them from Transoxiana. He, therefore, sent an embassy to Shah Ismail. The Shah had already shown his good-will by escorting back with honour Babur's sister, Khanazad Begum who, after the death of Shaibani Khan and her second husband, had fallen into the hands of the Persians. Although the Shah had earlier entered into an agreement with the Uzbeks by which the river Oxus was fixed as the boundary between them, he had no qualms in assisting the Timurids in expelling the Uzbeks from Transoxiana. Apparently, he hoped that in this way any potential threat from the side of the Uzbeks would be effectively removed. As a price of his assistance, he demanded that Babur substitute the Shah's name in the khutba, stamp coins in the Shah's name, and propagate Shia doctrines in his dominions. These, however, were to be applied only in the territories conquered with the help of the Persian, for Babur was permitted to issue coins (sikka) in his own name in Afghanistan, and in his hereditary dominion, Farghana. Babur accepted these conditions. With the help of a Persian army, he conquered Bukhara and then Samarqand where he was welcomed by the begs and the people. In order to assert his independence, after the fall of Bukhara Babur sent back the Persian army. However, the Persian ruler was determined to treat Babur as a subordinate ruler. Babur chafed at the intervention of the Persian agent at Samarqand in day-to-day affairs. Both the Persian rulers and the local population were convinced that at the first suitable opportunity, Babur would repudiate the khutba and sikka demanded by the Shah, and declare himself independent.1 Conscious of the Uzbek danger, Babur tried to maintain friendship with the Shah for the time being by wearing the Persian dress of the Kizilbash, much to the annoyance of the local population. However, he refused to permit the persecution of the Sunni theologians for their beliefs. Muhammad Jan Ishaq, the Shah's chamberlain, who was the Iranian agent at Samarqand, secretly informed the Shah that Babur was contemplating rebellion. In anger, the Shah sent a Persian army to punish him. But before the Persian army could reach Samarqand, the Uzbeks rallied, captured Bukhara, and defeated Babur in a sharp battle fought near it. Faced with a sullen population, Babur had to abandon Samarqand, and fall back on Hisar on the Amu Darya. The exulting Uzbeks now encountered and defeated the advancing Persian army under Najm-i-Sani which had been sent to punish Babur, but had been forced to succour him. Babur was with the Persian forces, but seems to have stood aloof. Thus, the Amu Darya once again became the boundary between Persia and the Uzbeks. Babur had no option but to withdraw from Transoxiana, and he returned to Kabul after a gap of almost three years. 1 Mirza Haider Dughlat, a prominent noble, and the author of Tarikh-i-Rashidi, reflects this, saying, "Although in the hour of necessity, the Emperor had put on the garments of the Kizilbash (i.e., Shias) which was pure heresy, nay almost unbelief, the people sincerely hoped that when he mounted the throne of Samarqand, and place on his head the diadem of the Sunna of Muhammad, he would remove from it the insignia of the Shah." The third and last foray of Babur into Samarqand hardly gives him any credit. Babur grossly overestimated his own strength and ability to retain Samarqand, much less conquer the rest of Transoxiana without the active aid and support of the Persian armies. In the process, he compromised his principles, and saddled himself with a treaty which he could neither implement nor repudiate. Similarly, the Persians grossly underestimated the strength of the Uzbeks, and their capacity to recoup. It was this which made Shah Ismail treat Babur as a cat's paw against the Uzbeks who could be easily removed once he had served the purpose of dislodging the Uzbeks from Transoxiana. It was these wrong perceptions and contradictions on both the sides, rather than the Shia-Sunni strife (which was real, but was a subordinate factor), which foredoomed Babur's last Samarqand enterprise. The only positive outcome of the expedition was that Babur was finally forced to turn his attention to India. Second, that it laid the foundation of Timurid-Safavids cooperation against the Uzbeks, disregarding sectarian differences. Babur's Advance Towards India The dream of conquering India had never been far from Babur's mind. While he was wandering in Transoxiana without a kingdom, his imagination had been fired by hearing tales about Timur's exploits