C. E. Bosworth The Medieval History of Iran, Afghanistan and Central Asia VARIORUM REPRINTS London 1977 ISBN 0 86078 000 7 Published in Great Britain by Variorum Reprints 21a Pembridge Mews London W1 I 3EQ Printed in Great Britain by Kingprint Ltd Richmond Surrey TW9 4PD VARIORUM REPRINT CS56 TABLE OF CONTENTS Preface i-iv I The rise of the Karimiyyah in Khurasan 5-14 The Muslim World L. Hartford, 1960 II On the chronology of the Ziyirids in Gurgin and Tabaristin 25-34 Der Islam XL. Berlin, 1964 111 Military organisation under the Bfiyids of Persia and Iraq 143-167 Oriens X VIII-XIX. Leiden, 1 965-6 IV The Tiharids and Persian literature Iran VII. London, 1969 V Dailamis in Central Iran: the Kikuyids of Jibil and Yazd Iran VIII. London. 19 70 VI The Banu Ilyis of Kirmin (320-571932-68) 107-124 Iran and Islam. In memory of the late Madimir Minorsky, ed. C E. Bosworth. Edinburgh, 1971 VII The heritage of rulership in early Islamic Iran and the search for dynastic connections with the past 5 1-62 Iran XI. London, 19 73 VIII The Kifichis or Qufs in Persian history 9-17 Iran XI K London, 19 76 AFGHANISTAN IX The early Islamic history of Ghur Central Asiatic Journal VI. The Hague- Wiesbaden, 1961 X The titulature of the early Ghaznavids 21 0-233 Oriens X K Leiden, 1962 XI The imperial policy of the early Ghaznawids 49-82 Islamic Studies, Journal of the Central Institute of Islamic Research, Karachi 113. 1 962 XI1 A Turco-Mongol practice among the early Ghaznavids? Central Asiatic Journal VII. The Hague- Wiesbaden, 1962 XI11 Early sources for the history of the first four Ghaznavid sultans (977 -1 041 ) The Islamic Quarterly VII. Oxford, 1963 XIV Notes on the pre-Ghaznavid history of Eastern Afghanistan The Islamic Quarterly IX. Oxford, 1965 XV An embassy to Mahmud of Ghazna recorded in QHdi Ibn az-zubayr9sK itiib adh-dhdkhd 'ir wa't-iuhaf 404-407 Journal of the American Oriental Society LXXXV. New Haven, 1965 XVI Mahmiid of Ghazna in contemporary eyes and in later Persian literature 85-92 Iran ICI: London, 1966 XVII The armies of the Saffirids 534-554 Bulletin of the School of Oriental and African Studies, University of London XXXI. London, 1968 XVIII The development of Persian culture under the early Ghaznavids 33-44 Iran VI. hndon, 1968 XIX 'Ubaidallah b. Abi Bakra and the "Army of Destruction" in Zibulistin (791698) Der Islam L. Berlin, 19 73 CENTRAL ASIA XX Al-Xwirazmi on the peoples of Central Asia 2-12 Journal of the Royal Asiatic Society. London, 1965 (with Sir Gerard Clauson) XXI A propos de l'article de Mohamed Khadr: "Deux actes de waqf d'un Qarabinide d' Asie Centrale" (Journal Asiatique, 1967) 449-453 Journal Asiatique CCL VI. Paris, 1968 XXII An alleged embassy from the Emperor of China to the Amir Nasr b. Ahmad: a contribution to Siminid military history 1-13 Ydd-&me-ye irini-ye Minorsky, ed. M. Minovi and I. Afshar. Tehran, 1969 XXIII Barbarian incursions: the coming of the Turks into the Islamic world Islamic civilisation 950-11 50, ed. D. S. Richards. Oxford, 19 73 Index This volume contains a total of 374 pages INTRODUCTION The studies here collected together relate to the geographically very extensive world of eastern Islam and its outliers in the mediaeval period, sc. the six centuries or so between the first Arab conquests in Iran or Persia, Central Asia and Sind and the cataclysm of the Mongol invasions, which affected almost the entire span of the Old World, from Korea to Hungary. This eastern Islamic world had the ancient crossroads of civilisation, Iran, as its cultural and religious core, but its borders extended far to the north and east of modern Persia into what are now Afghanistan, Pakistan and northern India and into the Soviet and Chinese-held domains of Central Asia. These last comprised in part what is often referred to in the classical and mediaeval context as "1'Iran extkrieure", the regions of Transoxania and Khwirazm and even of Sin-kiang or Chinese Turkestan, which were still at this time ethnically and culturally Iranian or at least Indo-European. Beyond these regions lay the steppe and forest lands sparsely populated by Turks, Mongols and other splinters of Inner Asian peoples. Some of these in time came to adopt the Islamic faith, though in much of Inner Asia this was a slow process, with other faiths such as Buddhism and Christianity contending for the regions' soul. The peoples that became Muslim at the same time adopted something of the Perso-Islamic cultural and artistic heritage which had evolved in Iran proper; but they retained and were often able to extend their particular ethnic and linguistic identity. Hence most of "l'lran extkrieure" was gradually Turkicised, and today, only in the modern Tajikistan S.S.R. is there any significant number of Iranian speakers north of the Oxus, whilst considerable stretches of Iran itself are Turkish and Turkoman. Reflecting these ethnic complications - for Inner Asia has always been one of the ethnic and cultural melting-pots of the Old World, poorly endowed with creativity of its own, but always receptive to outside influences and adept at absorbing them into its own limited stock of ideas and customs one of the studies in - Part 3 Central Asia deals with the Iranian dynasty in Transoxania of the Siminids, but for the most part they are concerned with the Turkish tribes and peoples of the steppes beyond. The incursions of these nomads culminated, for the pre-Mongol period, in the establishment of the powerful groupings of the Qarakhanids in Transoxania and the Seljuqs in Iran proper; from these population movements and from the effects of their pastoral mode of life there resulted important, long-term changes in land utilisation and in the ethnic complexion of the regions involved. Iran proper remained, during the first four centuries of Islam, a land where the political control of the Damascus and Baghdad caliphs, exercised through their Arab governors, gradually became loosened and then slipped from their hands into the grip of indigenous Iranian military leaders and soldiers of fortune. This process is well seen in the annexation of Khurasan or eastern Persia in the mid-ninth century by the local Sistan dynasty of the Saffirids, for the previous line of governors there, the Tihirids, although ultimately of Iranian stock, had become largely Arabised, a prime example of symbiosis between the two cultures, the religiously-inspired Arab-Islamic one and the secular ancient Persian one. In the following century, sc. the tenth, we have the phenomenon of the dynamic, but as yet ill-explained rise of the Dailamis, a mountain people from north-western Iran who had previously played hardly any noticeable r61e in the history of Iran. It seems that the Dailamis, and other hitherto submerged peoples like the Kurds, began to assert themselves as Arab political control crumbled, adopting Islam in both its majority Sunni and its minority Shi'i forms, and establishing their domination over the whole of central and western Iran and extending into Arab lands like Iraq, Diyirbakr and Oman. Hence various studies in Part 1 Iran deal with such Dailami dynasties as the BCiyids, the Ziysrids and the Kikiiyids, whose political independence was in the eleventh century to be sapped by the incoming Seljuq Turks, but whose encouragement and patronage of New Persian culture and literature was to show that the age-old concepts of Iranian self- identity and distinctive self-expression had been only dormant during the centuries of Arab domination and by no means extinguished. The political entity "Afghanistan" is hardly more than two centuries old, and the name of the Afghan people themselves - apparently the name of the forerunners of the modern Pashtuns - is not attested before the tenth century, yet the geographical compactness of this region of mountains and plateaux and its historic part as a buffer-zone between the Inner Asian steppes and the rich lands of ancient civilisation lying to the south, sc. Iran and above all India, nevertheless justify using the term in a mediaeval context. Arab raiders penetrated early into Afghanistan, yet apart from slaves, the booty to be gained in this land of thinly-spread population and meagre natural resources can hardly have been tempting. In fact, the indigenous rulers of northern and eastern Afghanistan (who seem to have included epigoni of the pre-Islamic Hephthalites, long dominant in this region of Inner Asia) resisted fiercely the Arabs' attempts at domination, and it was not until the coming of the Turkish slave commanders of the Siminids to such centres as Bust, Ghazna and Gardiz that Islam was implanted there; even then, the inaccessible central province of Ghiir remained pagan till the eleventh century, and it is less than a century now that Kafiristan, modern Nuristan, had Islam imposed upon it. Much of Part 2 Afghanistan is taken up with aspects of the rule and culture of the Turkish Ghaznavid dynasty, which in the later tenth and early eleventh centuries became the nucleus of a vast if transient military empire in eastern Islam, stretching from western Iran to northern India. These studies supplement and complete the present author's two full-scale books devoted to this dynasty, The Ghaznavids, their empire in Afghanistan and eastern Iran 994-1 040 (Edinburgh University Press, 1963) and The later Ghaznavids in Afghanistan and northern India 1040-11 86 (Edinburgh University Press, 1977). The image which grew up of the great Sultan Mahmud of Ghazna as hammer of the infidel Hindus both he and his son Mastiid left a lasting impression on - the folk-consciousness of eastern Islam, seen in the popular romances and epics in which they figure made him a Muslim - hero, and it was through his efforts that the orientation of the Ghaznavid empire through almost two centuries of its existence was turned primarily towards India. There thus began a new phase in the close relationship of Afghanistan to northern India, one which was eventually to make much of the latter land Muslim, so that today Islam is the majority faith in Baluchistan, Sind, the