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Mechanochemical Organic Synthesis Davor Margetić Vjekoslav Štrukil Ruđer Bošković Institute AMSTERDAM • BOSTON • HEIDELBERG • LONDON • NEW YORK • OXFORD PARIS • SAN DIEGO • SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYO Elsevier Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, UK 50 Hampshire Street, 5th Floor, Cambridge, MA 02139, USA Copyright © 2016 Elsevier Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress ISBN: 978-0-12-802184-2 For information on all Elsevier publications visit our website at https://www.elsevier.com/ Publisher: Cathleen Sether Acquisition Editor: Katey Birtcher Editorial Project Manager: Jill Cetel Production Project Manager: Anitha Sivaraj Designer: Maria Ines Cruz Typeset by TNQ Books and Journals Preface Responsible management of natural resources and the diminution of environmental impact of chemical industry in many ways rely on organic chemists, and develop- ment of novel ecofriendly organic methods and processes is gaining in importance. During 2010s mechanosynthesis by automated ball milling has become more widely applied among researchers. Since the potential of the method for greener synthesis has been recognized, more accounts appear and the number of research papers pub- lished in scholarly journals is steadily increasing. Thus, there was a need to collect the information scattered in the literature and organize an up-to-date overview. In this book organic chemists could find the advantages and shortcomings of the automated ball-milling technique and its applicability. In addition to benefits of excluding solvents from reaction, by this way increasing the concentration and kinet- ics, as well as better reproducibility than mortar and pestle manual grinding, excit- ing opportunities lay before organic chemists to discover new products and reaction pathways which differ from conventional synthesis, thus complementing the conven- tional reaction conditions. Synthetic chemists will surely find it appealing to carry out reactions in a new and unique way without solvent effects, and in most protocols without special precaution against moisture. We strongly believe that this field of chemistry will be further developed and find its application to variety of organic transformations. Application of environment friendly methods in organic synthesis is an ongoing program in our research group focusing on application of extremely high pressures and microwave-assisted synthesis, and this book is a part of our activity in the area of mechanochemistry. This book is intended for a broad audience, for the most part to practical organic chemists working on development of new “greener” techniques for organic synthe- sis, describing the advantages, possibilities, and downturns of the mechanosynthetic method. Studies of reaction mechanisms in solid state have importance to physical organic chemists, whereas industrial chemists interested in green technologies could also find a wealth of information. Academic educators and advanced organic chem- istry students will find relevant chapter devoted to undergraduate organic chemis- try laboratory, which was initiated by our involvement in postgraduate-level course entitled “Special techniques in organic synthesis.” The first chapter gives a review on practical aspects of mechanochemical organic synthesis, which is followed by an in-depth literature overview of examples divided into chapters, according to the reaction types; however, in some cases additional examples could be found in the other chapters, particularly for cycloadditions and multicomponent or cascade reactions. These chapters are followed by chapters devoted to applications of ball milling to fullerene and supramolecular chemistry. Final chapter gives examples of ball-milling reactions which could be integrated in undergraduate organic chemistry courses. Throughout the book, standard reaction workup involving product extraction with solvent and purification is not specified, xi xii Preface but rather examples given which differ from this standard procedure by complete avoidance of the use of organic solvents. Wherever data were available, a comparison with conventional synthesis is given. A great care has been taken to provide enough experimental details, so that synthetic procedures can be applied on the new reac- tions without the need to consult the original research papers. Technical help of members of Laboratory for Physical Organic Chemistry is acknowledged. Elsevier editorial staff is thanked for the opportunity to publish this work and their continuous assistance during the project. We would like to thank Mr. Milan Trenc for the book cover illustration. Croatian Science Foundation is thanked for financial support (grant no. 9310). We are also very grateful to colleagues who introduced mechanochemistry to us, Professor Koichi Komatsu (Kyoto, D.M.) and Professor Tomislav Friščić (McGill, V.Š.). Great thanks go to our families, espe- cially to our children Dominik, Karlo Ken, and Marina for their patience and under- standing during the preparation of this manuscript. Davor Margetić Vjekoslav Štrukil Ruđer Bošković Institute Zagreb, December 2015 List of Abbreviations API Active pharmaceutical ingredients ATR-IR spectroscopy Attenuated total reflectance infrared spectroscopy Bn Benzyl Boc tert-Butyloxycarbonyl BQ Benzoquinone BTC 1,3,5-Benzenetricarboxylate n-Bu n-Butyl CAN Cerium ammonium nitrate CDC Cross-dehydrogenative coupling CDI Carbonyl diimidazole CPD Cyclopentadiene CP-MAS Cross-polarization magic angle spinning DABCO 1,4-Diazabicyclo[2.2.2]octane DBU 1,8-Diazabicyclo[5.4.0]undec-7-ene DCB 1,3-Dichlorobenzene DCC N,N′-Dicyclohexylcarbodiimide DDQ 2,3-Dichloro-5,6-dicyano-p-benzoquinone DIC N,N′-Diisopropylcarbodiimide DIEA Diisopropylethylamine DKR Dynamic kinetic resolution DMAD Dimethylacetylene dicarboxylate DMAP 4-(Dimethylamino)pyridine DMF N,N-Dimethylformamide DMSO Dimethylsulfoxide DMT 4,4′-Dimethoxytrityl DSC N,N′-Disuccinimidyl carbonate EDC·HCl N-Ethyl-N′-(3-dimethylaminopropyl)carbodiimide hydrochloride EDTA Ethylenediaminetetraacetic acid Et Ethyl EtOAc Ethyl acetate Fmoc 9-Fluorenylmethyloxycarbonyl FRP Functional resin particles Gn Graphene GO Graphene oxide n-Hex n-Hexyl HMDS Hexamethyldisilazane HPLC High-performance liquid chromatography HRMS High-resolution mass spectrometry HSVM High-speed vibration mill IBA 2-Iodosobenzoic acid IBX 2-Iodoxybenzoic acid ICP-MS Inductively coupled plasma mass spectrometry ILAG Ion- and liquid-assisted grinding INA Isonicotinic acid xiii xiv List of Abbreviations IR spectrocopy Infrared spectroscopy KIE Kinetic isotope effect LAG Liquid-assisted grinding MA Maleic anhydride MALDI Matrix-assisted laser desorption/ionization MAPP Maleated poly(propylene) MAS Magic angle spinning mCPBA m-Chloroperbenzoic acid Me Methyl MeCN Acetonitrile MI Maleic imide MOF Metal organic framework MSDS Material safety data sheet MW Microwave MWCNT Multiwalled carbon nanotube NBS N-Bromosuccinimide NCS N-Chlorosuccinimide NHS ester N-Hydroxysuccinimidyl ester NIS N-Iodosuccinimide NMR Nuclear magnetic resonance PCBs Polychlorinated biphenyls PCP Pentachlorophenol PEG Polyethylene glycol Ph Phenyl PM Planetary ball mill PMMA Poly(methyl)methacrylate POLAG Polymer-assisted grinding iPr Isopropyl PTC Phase transfer catalyst PTFE Polytetrafluoroethylene PXRD analysis Powder X-ray diffraction analysis RCM Ring closing metathesis rpm Rounds per minute SDG Solvent-drop grinding SEM Scanning electron microscopy ssNMR spectrocopy Solid-state nuclear magnetic resonance spectroscopy SWNH Single walled nanohorn SWNT Single walled nanotube TBAB Tetrabutylammonium bromide TBAI Tetrabutylammonium iodide TBDMS t-Butyldimethylsilyl TBDPS t-Butyldiphenylsilyl TLC Thin layer chromatography TMS Trimethylsilyl TOF Turnover frequencies Tr Triphenylmethyl (trityl) TsOH p-Toluenesulfonic acid UNCA Urethane-protected α-amino acid N-carboxyanhydride Z Benzyloxycarbonyl CHAPTER 1 Practical Considerations in Mechanochemical Organic Synthesis CHAPTER OUTLINE 1.1 A Historical Perspective .........................................................................................1 1.2 M odern Laboratory Instrumentation for Mechanosynthesis .....................................12 1.2.1 Planetary Ball Mills ..........................................................................13 1.2.2 Mixer (Shaker) Ball Mills ..................................................................14 1.2.3 Custom-Made Ball Mills ...................................................................15 1.2.4 Milling Parameters ...........................................................................16 1.3 C ontamination From Wear in Organic Mechanosynthesis .......................................18 1.4 A nalysis and Monitoring of Mechanochemical Reactions ......................................22 1.4.1 Analytical Methods in Organic Solid-State Chemistry ...........................22 1.4.2 Monitoring of Mechanochemical Reactions .........................................35 1.4.2.1 Ex Situ Monitoring .......................................................................37 1.4.2.2 In Situ Monitoring .......................................................................42 References ................................................................................................................50 1.1 A HISTORICAL PERSPECTIVE From the beginnings of mankind, mechanical treatment and processing of grains and seeds emerged as the first engineering technology in food preparation [1]. Later on, treating raw materials like minerals and ores in the same way, allowed the production of finely powdered paints and medicines. Prototypical mortars dif- fering in material, shape, size, and decorations, found at many archaeological sites throughout the world, testify to early developments of tools that were intended to make use of mechanical force exerted by a hand. In those primitive grindstones, a stone ball was devised as a substitute to what later would become a pestle. Fol- lowing the advancement of technology, simple grindstones eventually evolved into a variety of stylized mortars. Beautiful pieces named molcajete made of basalt stone, typical for pre-Hispanic Mesoamerican cultures, represent one such addi- tion. Dating back to several thousand years, the Aztec and Maya people exten- sively used them for crushing and grinding spices and for preparation of salsas and guacamole. Even today, molcajete is a must-have kitchen utensil in traditional Mexican cuisine. Another example is a metate or mealing stone, traditionally used Mechanochemical Organic Synthesis. http://dx.doi.org/10.1016/B978-0-12-802184-2.00001-7 1 Copyright © 2016 Elsevier Inc. All rights reserved. 2 CHAPTER 1 Practical Considerations by Mesoamerican cultures to grind lime-treated maize and to prepare food. How- ever, mealing stones are not tied with Mexico only since variations are found all over the world (Fig. 1.1). (A) (B) (C) FIGURE 1.1 (A) A primitive grindstone, (B) Molcajete, a traditional Mexican tool for crushing and grinding spices, (C) Diego Rivera’s La Molendera (The Woman Grinder, 1924) showing traditional use of metate in making tortillas. In his booklet De Lapidibus (On Stones), Theophrastus of Eresus described what is believed to be the first surviving testimony on relationship between grinding, as a means to introduce a mechanical force, and a chemical change as a consequence thereof [2]. It was a reduction of native cinnabar to the liquid mercury metal in the presence of vinegar, carried out in a copper mortar with a copper pestle: HgS(s) + Cu(s) → Hg(l) + CuS(s) In this, according to today’s standards, mechanochemical reaction, vinegar was used to eliminate side-reactions that often take place during milling in air. Interestingly, it would take another 2000 years for scientists to rediscover the effects of added liquid on the course of mechanochemically promoted reactions in what has come to be known as solvent-drop grinding (SDG), kneading, or liquid-assisted grinding (LAG) [3]. By entering the middle ages, much of the knowledge collected during the ancient times was lost or forgotten. However, mortar and pestle continued to be the primary tool for mechanical treatment of substances, and an alchemist laboratory could not be imag- ined without this grinding equipment, as nicely illustrated in Jan Van der Straet’s painting The Alchemist’s Studio (Fig. 1.2). While the medieval awakened interest in unraveling the mysteries of nature and new revolutionary ideas of renaissance have greatly con- tributed to the development of all fields of science, a systematic approach in studying mechanochemical reactions was left out until the second half of the 19th century. Although Michael Faraday performed reduction of silver chloride with zinc, copper, tin, and iron by manual grinding demonstrating that chemical changes induced by means of mechanical agitation was a common knowledge [4], it was only with Walthère Spring and Matthew Carey Lea stepping up on the stage when mechanochemical phenomena started to be investigated in a systematic fashion [5]. While Spring, led by an aspiration to grasp the formation of minerals inside the earth’s crust, focused his research on the effect of high pressure on phase 1.1 A Historical Perspective 3 FIGURE 1.2 Jan Van der Straet’s “The Alchemist’s Studio” (1571). transformations and chemical reactions, M. C. Lea explored the behavior of silver, gold, mercury, and platinum halides (Cl, Br, and I) under the conditions of static pressure and shearing forces during manual agitation. He found that the potential of large static pressure to bring about a chemical reaction is much less pronounced compared to weak shearing forces exerted on the system as a result of manual grinding. Notably, the most important and cited result of Lea’s research on mecha- nochemistry, which earned him the title of “father of mechanochemistry,” is the observation that mechanical grinding leads to effects different from those induced by heat in thermochemical reactions. The two examples that illustrate this were mechanochemical decomposition of silver and mercury chlorides to silver, liquid mercury, and chlorine gas, as opposed to melting (AgCl) and sublimation (HgCl ) 2 without decomposition upon exposure to heat: 2AgCl(s) → 2Ag(s) + Cl2(g) HgCl2(s) → Hg(l) + Cl2(g) As far as the mechanochemical synthesis involving organic molecules goes, the earliest documented example dates back in 1893 in a paper published by Ling and 4 CHAPTER 1 Practical Considerations Baker [6]. In their contribution, an equimolar mixture of metadichloroquinol 1 and metadichloroquinone 2 was ground in a mortar to yield tetrachloroquinhydrone co-crystal 3 (Scheme 1.1A). It took nearly 100 years for chemists to again engage in mechanochemically promoted organic reactions. The work published by Paul in the early 1980s dealt with syntheses of quinhydrone charge–transfer complexes in the solid state by means of grinding with a mortar and pestle [7]. Specifically, mecha- nochemical co-crystallization of benzoquinone 4 with several hydroquinones, for example, naphthalene-1,4-diol 5 and 2-methylhydroquinone 7 resulted in charge– transfer molecular complexes 6 and 8 (Scheme 1.1B and C) that are difficult to synthesize in solution due to redox self-isomerization. SCHEME 1.1 Solid-state synthesis of charge–transfer complexes. Toda et al. succeeded in preparing several co-crystals of different compounds that normally undergo redox isomerization, but did not display charge-transfer interaction by agitation in a mechanical test tube shaker [8]. During the late 1980s, Etter’s group embarked on a research project aimed at understanding hydrogen bonding preferences and the viability of solution evaporation and solid-state grinding as synthetic methods to prepare co-crystals [9]. Their research has shown that solvent-free (or neat grind- ing) approach for promoting co-crystallization is a simple and rapid alternative to solution-based methods that enables preparation of a wide range of hydrogen-bonded co-crystals. The work by Etter, and also Caira, published in 1995 marked the begin- ning of an extensive application of manual neat grinding and ball milling as preparative methods for the synthesis of co-crystals of active pharmaceutical ingredients (API), and offered new opportunities for the solid-state chemistry in pharmaceutical science [10].

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