FER MIL AB-T HESIS-2009-17 A Meas ure me nt of Electr o n Ne utri no A p peara nce wit h t he MI N O S Ex peri me nt A dissertation presented by Joshua Ada m Alpern Boeh m to The Depart ment of Physics in partial fulfill ment ofthe require ments forthe degree of Doctor of Philosophy inthe subject of Physics Harvard University Ca mbridge, Massachusetts May 2009 c 2009 - Joshua Ada m Alpern Boeh m All rights reserved. Thesis advisor Author Prof .Gary Feld man Joshua Ada m Alpern Boeh m A Meas ure me nt of Electro n Ne utri no Ap peara nce wit h t he MI N O S Ex peri me nt A bstr act MI N OS is a long-baseline t wo-detector neutrino oscillation experi ment that uses a high intensity muon neutrino bea mtoinvestigatethe pheno menon of neutrino oscillations. By measuringthe neu- trinointeractionsin a detector nearthe neutrino source and again 735 k m a wayfro mthe production site, itis possible to probethe para meters governing neutrino oscillations. The majority ofthe ν µ oscillateto ν but a s mallfraction may oscillateinsteadto ν . Thisthesis presents a measure ment of τ e theν appearancerateinthe MI N OSfar detector usingthe firstt wo years of exposure. Methodsfor e constrainingthe far detector backgrounds usingthe near detector measure ments are discussed and atechnique for esti matingthe uncertainty onthe background and signal selection are developed. A 1.5σ excess overthe expected background rateis found providing a hint of ν appearance. e iii C o nt e nts T itle Page . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii Table of Contents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix List of Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiv Ackno wledg ments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xvi 1 Introduction 1 2 Neutrino Physics 4 2.1 History ofthe Neutrino . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2.2 The Weak Force . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 2.2.1 The S U (2) Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.2.2 Mass Ter ms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.2.3 Fer mion Representationin S U (2) . . . . . . . . . . . . . . . . . . . . . . 12 2.2.4 Glasho w- Weingberg-Sala m Theory . . . . . . . . . . . . . . . . . . . . . 13 2.2.5 Flavor Changing Interactions. . . . . . . . . . . . . . . . . . . . . . . . . 16 2.2.6 Neutrino Interactions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 2.3 Neutrino Oscillations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 2.3.1 Ti me Evolution ofthe Neutrino . . . . . . . . . . . . . . . . . . . . . . . 19 2.3.2 Conversionto Flavor Basis . . . . . . . . . . . . . . . . . . . . . . . . . . 21 2.3.3 Three Flavor Neutrino Mixing . . . . . . . . . . . . . . . . . . . . . . . . 22 2.3.4 Matter Effects. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2.3.5 Neutrino Oscillation Analysis Probabilities . . . . . . . . . . . . . . . . . 27 2.4 Evidence for Neutrino Oscillations . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.4.1 Solar Neutrino Oscillations. . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.4.2 At mospheric Neutrino Oscillations. . . . . . . . . . . . . . . . . . . . . . 31 2.4.3 Measure ments of θ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 13 3 The MI N OS Experi ment 36 3.1 Nu MI Bea m . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2 The MI N OS Detectors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.2.1 Magnetic Field . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 iv Contents v 3.2.2 Scintillator Asse mbly. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.2.3 Detector Electronics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 3.2.4 Triggering. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.3 Detector Calibration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.4 MI N OS Monte Carlo Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 3.4.1 Si mulation ofthe Bea m . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 3.4.2 Si mulation of Neutrino Interactions . . . . . . . . . . . . . . . . . . . . . 58 3.4.3 Detector Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 3.4.4 Lo w Pulse Height Model . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 3.4.5 Hadronic Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 3.5 Current Status ofthe Experi ment . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 4 Electron Event Selection 70 4.1 Event Topologyin MI N OS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 4.2 Event Reconstruction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 4.2.1 Track Reconstruction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 4.2.2 Sho wer Reconstruction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 4.2.3 Reconstructed Event Energy . . . . . . . . . . . . . . . . . . . . . . . . . 77 4.3 Data Quality Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 4.3.1 Bea m Quality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 4.3.2 Detector Quality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 4.4 Event Quality Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 4.4.1 Fiducial Volu me Cut . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 4.4.2 Mini mu m Activity Cut . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 4.4.3 Spill Ti ming Cut . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 4.4.4 Cos mic Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 4.4.5 Largest Event Cut. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 4.4.6 Co mparison of Data and Si mulation . . . . . . . . . . . . . . . . . . . . . 88 4.5 Preselection Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 4.5.1 Event Based Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 4.5.2 Track Based Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 4.5.3 Energy Based Cuts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 4.5.4 Su m mary of Preselection Cuts . . . . . . . . . . . . . . . . . . . . . . . . 93 4.6 Topological Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 4.6.1 Longitudinal Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 4.6.2 Transverse Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 4.6.3 Sho wer Dispersion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 4.7 Electron Identification Algorith ms . . . . . . . . . . . . . . . . . . . . . . . . . . 100 4.7.1 A N N Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 4.7.2 L E M Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 4.8 Perfor mance ofthe Selections . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 4.9 Identification of ν C C Candidates . . . . . . . . . . . . . . . . . . . . . . . . . . 105 µ Contents vi 5 Near Detector Data 109 5.1 Uncertaintiesin Near Detector Si mulation . . . . . . . . . . . . . . . . . . . . . . 110 5.2 Co mparison Bet ween Near Data and Si mulation . . . . . . . . . . . . . . . . . . . 110 5.2.1 Preselection Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 5.2.2 Topological Variables. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 5.2.3 Near Detector Electron Event Candidates . . . . . . . . . . . . . . . . . . 115 5.2.4 Data and Si mulation Agree mentinthe ν C C Selection. . . . . . . . . . . 119 µ 5.3 Horn On and Horn Off Data Separation Method . . . . . . . . . . . . . . . . . . . 121 5.3.1 The Horn On/ Off Method . . . . . . . . . . . . . . . . . . . . . . . . . . 123 5.3.2 Syste matics Uncertaintiesinthe Horn On/ Off Method . . . . . . . . . . . 124 5.3.3 The Horn On/ Off Event Type Separation . . . . . . . . . . . . . . . . . . 126 5.4 Muon Re moval . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128 5.4.1 Description ofthe Muon Re moval Algorith m . . . . . . . . . . . . . . . . 129 5.4.2 Muon Re moval Data Separation Technique . . . . . . . . . . . . . . . . . 133 5.4.3 I mple mentation ofthe Muon Re moval Separation Method . . . . . . . . . 139 5.4.4 Syste matic Uncertaintiesinthe Muon Re moval Separation . . . . . . . . . 141 5.4.5 Separation of Near Data Usingthe M R C C Technique . . . . . . . . . . . . 143 5.5 Co mparison ofthe Methods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144 6 Esti mation of the Signal Efficiency 146 6.1 Muon Re moval and Electron Addition Algorith m . . . . . . . . . . . . . . . . . . 147 6.2 Analysis Using M R E Sa mples . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 6.2.1 Muon Re moval with Electron Quality Cuts . . . . . . . . . . . . . . . . . 151 6.3 Co mparison of M R E data and Si mulation . . . . . . . . . . . . . . . . . . . . . . 153 6.3.1 Original Event Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . 154 6.3.2 Track Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157 6.3.3 Sho wer Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 6.3.4 Topological Variables. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160 6.3.5 ν Selection Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163 e 6.3.6 Su m mary of M R E data and Si mulation . . . . . . . . . . . . . . . . . . . 164 6.4 Deter mination ofthe ν Signal Selection Efficiency . . . . . . . . . . . . . . . . . 166 e 6.4.1 Efficiencies as Deter mined bythe M R E Sa mples . . . . . . . . . . . . . . 166 6.4.2 Efficienciesinthe Standard Monte Carlo . . . . . . . . . . . . . . . . . . 167 6.4.3 Predicted ν C C Signal Data Efficiency . . . . . . . . . . . . . . . . . . . 168 e 6.5 Uncertaintyinthe Signal Efficiency . . . . . . . . . . . . . . . . . . . . . . . . . 171 6.5.1 Syste matic Uncertaintiesinthe M R E Esti mation . . . . . . . . . . . . . . 171 6.5.2 Syste matic Uncertaintyinthe Electron Si mulation . . . . . . . . . . . . . 175 6.5.3 Su m mary of Syste matic Uncertainties . . . . . . . . . . . . . . . . . . . . 176 6.6 Analysis of Far M R E Sa mples . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177 6.7 Validation of Far Detector M R E Sa mples . . . . . . . . . . . . . . . . . . . . . . 178 6.8 Far Detector M R E ν Signal Selection Efficiency . . . . . . . . . . . . . . . . . . 178 e 6.8.1 Far Detector Based Predicted ν C C Signal Data Efficiency. . . . . . . . . 180 e 6.9 Su m mary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 Contents vii 7 Prediction of Far Detector Rates 182 7.1 Far/ Near Extrapolation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183 7.1.1 Prediction fro m Near Detector Backgrounds. . . . . . . . . . . . . . . . . 183 7.1.2 Prediction of ν and Oscillated ν Event Rates . . . . . . . . . . . . . . . 188 τ e 7.2 Inputstothe Extrapolation Method . . . . . . . . . . . . . . . . . . . . . . . . . . 192 7.3 Predicted Far Detector Event Rates . . . . . . . . . . . . . . . . . . . . . . . . . . 193 8 Uncertainties on the Far Detector Prediction 198 8.1 Uncertaintiesinthe Physics Si mulation . . . . . . . . . . . . . . . . . . . . . . . 200 8.1.1 Bea m Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 200 8.1.2 Cross Section Uncertainties . . . . . . . . . . . . . . . . . . . . . . . . . 201 8.1.3 Hadronization Model Uncertainties . . . . . . . . . . . . . . . . . . . . . 202 8.1.4 Averaged Particle Multiplicities and Dispersion . . . . . . . . . . . . . . . 206 8.1.5 Intranuke Uncertainties . . . . . . . . . . . . . . . . . . . . . . . . . . . . 208 8.1.6 Single Particle Interaction Uncertainties . . . . . . . . . . . . . . . . . . . 209 8.2 Uncertaintiesinthe Energy Scale . . . . . . . . . . . . . . . . . . . . . . . . . . . 209 8.2.1 Absolute Energy Scale Uncertainty . . . . . . . . . . . . . . . . . . . . . 210 8.2.2 Relative Energy Calibration Uncertainty . . . . . . . . . . . . . . . . . . . 211 8.2.3 Hadronic/ E M Energy Scale Uncertainty . . . . . . . . . . . . . . . . . . . 212 8.2.4 Additional Uncertaintiesinthe Calibration Chain . . . . . . . . . . . . . . 213 8.3 Uncertaintiesinthe Detector Model . . . . . . . . . . . . . . . . . . . . . . . . . 215 8.3.1 Relative Event Rates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 215 8.3.2 Effects fro m Preselection . . . . . . . . . . . . . . . . . . . . . . . . . . . 216 8.3.3 Lo w Pulse Height Modeling . . . . . . . . . . . . . . . . . . . . . . . . . 217 8.3.4 Uncertaintiesinthe Crosstalk Model. . . . . . . . . . . . . . . . . . . . . 218 8.4 Syste matics Associated with ν and Signal ν Events . . . . . . . . . . . . . . . . 219 τ e 8.4.1 ν C C Selection Syste matics . . . . . . . . . . . . . . . . . . . . . . . . . 219 µ 8.4.2 M R E Signal ν Efficiency Error . . . . . . . . . . . . . . . . . . . . . . . 220 e 8.4.3 ν Selection Efficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . 220 τ 8.5 Syste matic Uncertainty ofthe Predicted Rates . . . . . . . . . . . . . . . . . . . . 220 8.5.1 Calculation of Syste matic Errors fro m Extrapolation . . . . . . . . . . . . 235 8.5.2 Calculation of Syste matic Errors fro m Input Data . . . . . . . . . . . . . . 237 8.5.3 Calculation ofthe Total Syste matic Error . . . . . . . . . . . . . . . . . . 238 9 Far Detector Data 242 9.1 The Far Detector Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 243 9.2 Far Detector Data Sidebands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244 9.2.1 Anti-PI D Sideband . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245 9.2.2 M R C C Sideband . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250 9.2.3 M R E Sideband . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 253 9.2.4 Near-PI D Sideband . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 255 9.3 Far Data ν Candidates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 256 e 9.4 ν → ν Oscillation Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 260 µ e 9.4.1 Unified Analysis (Feld man- Cousins) Based Contours . . . . . . . . . . . . 263 9.5 Results ofthe ν Appearance Analysis . . . . . . . . . . . . . . . . . . . . . . . . 269 e Contents viii 9.5.1 I mpact of Other Oscillation Para meters . . . . . . . . . . . . . . . . . . . 272 9.5.2 Potential Future Li mits . . . . . . . . . . . . . . . . . . . . . . . . . . . . 274 9.5.3 Possible I mprove ments for Future Analysis . . . . . . . . . . . . . . . . . 276 9.6 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 278 A Three Neutrinosin Matter 289 A.1 Properties ofthe Oscillation Probabilities . . . . . . . . . . . . . . . . . . . . . . 291 A.2 Expansions Used forthe ν Appearance Result . . . . . . . . . . . . . . . . . . . 293 e A.2.1 Expansionto First Orderin α . . . . . . . . . . . . . . . . . . . . . . . . 295 A.2.2 Expansionto First Orderin sinθ . . . . . . . . . . . . . . . . . . . . . . 303 13 A.2.3 Neutrino oscillation for mulato second orderin α and sinθ . . . . . . . . 310 13 A.3 Analysis Neutrino Appearance Probabilities . . . . . . . . . . . . . . . . . . . . . 311 A.4 Accuracy ofthe approxi mations . . . . . . . . . . . . . . . . . . . . . . . . . . . 314 B Validation of Far M R E Sa mples 316 B.1 Variables Relatedtothe M R E Process . . . . . . . . . . . . . . . . . . . . . . . . 316 B.2 Reconstruction Quantities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 318 B.2.1 Track Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 318 B.2.2 Sho wer Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 320 B.3 PI D Input Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 321 B.4 PI D Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 321 B.5 Su m mary of Far M R E Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . 321 C Alternative Oscillation Analysis Approaches 324 C.1 Si mple χ 2 Derived Sensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . 325 C.2 Feld man- Cousins Analysis with Pseudo-experi ments . . . . . . . . . . . . . . . . 327 C.2.1 Pseudo- Experi ment Method A . . . . . . . . . . . . . . . . . . . . . . . . 331 C.2.2 Pseudo- Experi ment Method B . . . . . . . . . . . . . . . . . . . . . . . . 332 C.2.3 Pseudo- Experi ment Method C . . . . . . . . . . . . . . . . . . . . . . . . 332 List of Fi g u r es 2.1 The possible weakinteractions ofthe neutrino. . . . . . . . . . . . . . . . . . . . 8 2.2 Exa mple of a standard neutrinointeraction with a nucleon. . . . . . . . . . . . . . 18 2.3 The possible neutrino mass ordering. . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.4 The flux of 8B solar neutrinos measuredin S N O. . . . . . . . . . . . . . . . . . . 31 2.5 The zenith angle distribution for Super K events. . . . . . . . . . . . . . . . . . . . 32 2.6 Contours forthe best fit values ofthe at mospheric oscillation para meters. . . . . . 33 2.7 90 % exclusion contours forthe C H O O Z experi ment. . . . . . . . . . . . . . . . . 34 3.1 Thelayout ofthe Nu MI bea mline . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3.2 Calculated rate of ν - C Cinteractionsinthe near detector. . . . . . . . . . . . . . . 39 µ 3.3 Distribution of parent hadronstothe bea m ν content. . . . . . . . . . . . . . . . . 41 e 3.4 The MI N OS far detector. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.5 The MI N OS near detector. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 3.6 A single scintillator strip sho wnin cuta way. . . . . . . . . . . . . . . . . . . . . . 47 3.7 The far detector scintillator configuration forthe U direction. . . . . . . . . . . . . 47 3.8 The four different scintillator configurations usedinthe near detector. . . . . . . . 48 3.9 The stopping po wer of muonsinthe MI N OS calibration detector.. . . . . . . . . . 54 3.10 The response ofthe calibration detectorto pions and electrons. . . . . . . . . . . . 55 3.11 Co mparison of near detector datato original and fit Monte Carlo. . . . . . . . . . . 57 3.12 The near detector distribution of strip energies. . . . . . . . . . . . . . . . . . . . 60 3.13 The pixelto plane mapping for a M64 and M16 P M T. . . . . . . . . . . . . . . . . 62 3.14 Data/ M C co mparison of non-track hits associated with a cos mictrack. . . . . . . . 62 3.15 Results of near detector crosstalktuning . . . . . . . . . . . . . . . . . . . . . . . 63 3.16 Results of far detector crosstalktuning . . . . . . . . . . . . . . . . . . . . . . . 64 3.17 K N O scaling distributions for νp and ν n interactions. . . . . . . . . . . . . . . . . 67 3.18 Nucleon p2 and nucleon x distribution data. . . . . . . . . . . . . . . . . . . . . 68 T F 3.19 The perfor mance ofthe Nu MI bea m since May 2005. . . . . . . . . . . . . . . . . 69 4.1 A charged current and neutral currentinteraction. . . . . . . . . . . . . . . . . . . 71 4.2 A si mulated quasi-elastic ν C Cinteractioninthe far detector.. . . . . . . . . . . . 72 e 4.3 T wo candidate ν C Cinteractionsinthe far detector. . . . . . . . . . . . . . . . . 73 µ 4.4 Event display of si mulated N Cinteractionsinthe far detector . . . . . . . . . . . . 73 4.5 Event display of a si mulated ν -like N Cinteractioninthe far detector. . . . . . . . 74 e ix List of Figur es x 4.6 An ev ent display sho wing an event containing both atrack and a sho wer. . . . . . . 76 4.7 Reconstructed energy as a function ofthetrue hadronic and E M energy . . . . . . 80 4.8 Diagra m ofthe fiducial volu me regions . . . . . . . . . . . . . . . . . . . . . . . 83 4.9 Far detector energy spectra before and afterthe mini mu m activity cut . . . . . . . 85 4.10 Far detector spillti me before and afterthe mini mu m activity cut . . . . . . . . . . 87 4.11 Reconstructed vertex distributions forthe near and far detectors. . . . . . . . . . . 90 4.12 Contiguous planes with greaterthan 0.5 M E U per planeinthe far detector . . . . . 91 4.13 Length oftrackin planesinthe far detector . . . . . . . . . . . . . . . . . . . . . 92 4.14 Nu mber oftracklike planesinthe far detector . . . . . . . . . . . . . . . . . . . . 92 4.15 Reconstructed andtrue energy distribution of preselected far det. M C events . . . . 95 4.16 Sho wer rise and fall fit para meters distributions of far detector M C events . . . . . 96 4.17 Fraction of event energy containedin a windo w of 2, 4 or 6 planes . . . . . . . . . 97 4.18 Sho wer radius co mputed fro m sho wer width and 90 % contain ment . . . . . . . . . 98 4.19 Fraction of event energyinthe sho wer core andlongitudinal energy . . . . . . . . 99 4.20 Sho wer dispersion para meter and fraction of energyinthe 8 hottest strips . . . . . 99 4.21 Distribution ofthe A N N discri mination variable . . . . . . . . . . . . . . . . . . . 101 4.22 Thethreeinput variablestothe L E M PI D . . . . . . . . . . . . . . . . . . . . . . 102 4.23 Distribution ofthe L E M discri mination variable . . . . . . . . . . . . . . . . . . . 103 4.24 The F O M and SF O M calculated as a function of a cutin PI D . . . . . . . . . . . . 105 4.25 The fourinput variablestothe k N N algorith m.. . . . . . . . . . . . . . . . . . . . 107 4.26 Distribution ofthe k N N discri mination variable . . . . . . . . . . . . . . . . . . . 108 4.27 Purity and efficiency ofthe k N N selection . . . . . . . . . . . . . . . . . . . . . . 108 5.1 The fractional syste matic uncertainty onthe A N N and L E M distributions . . . . . 111 5.2 Data and M C co mparison ofthe preselection variables . . . . . . . . . . . . . . . 112 5.3 The ratio of datato M C forthe preselection variables . . . . . . . . . . . . . . . . 113 5.4 The reconstructed energy spectru m ofthe preselected event sa mple . . . . . . . . . 114 5.5 Data and M C co mparison ofthe fraction energyin a narro w road . . . . . . . . . . 116 5.6 Data and M C co mparison ofthe sho wer radius. . . . . . . . . . . . . . . . . . . . 116 5.7 Data and M C co mparison ofthe sho wer dispersion variable . . . . . . . . . . . . . 117 5.8 Data and M C co mparison ofthe sho wer fall fit para meter . . . . . . . . . . . . . . 117 5.9 Data and M C co mparison ofthe fraction of ν events matches . . . . . . . . . . . 118 e 5.10 Data and M C co mparison ofthe mean y of matched events . . . . . . . . . . . . . 118 5.11 Data and M C co mparison ofthe mean matched charge . . . . . . . . . . . . . . . 119 5.12 The near detector data and M C distribution of A N N and L E M . . . . . . . . . . . 120 5.13 The near detector energy distribution for A N N and L E M selected events . . . . . . 121 5.14 Reconstructed energy distribution for events selected as ν C C candidates . . . . . 121 µ 5.15 Thetrue neutrino energy of eventsinthe Horn On and Horn Off data . . . . . . . . 122 5.16 The reconstructed energy of eventsinthe Horn On and Horn Off data . . . . . . . 123 5.17 Horn On/ Off ratios for ν C C and N C events . . . . . . . . . . . . . . . . . . . . 125 µ 5.18 Horn On/ Off ratios after successive cutlevels . . . . . . . . . . . . . . . . . . . . 127 5.19 Horn On/ Off separated spectra forthe A N N and L E M selections . . . . . . . . . . 128 5.20 Purity and co mpleteness forthe muon re moved events. . . . . . . . . . . . . . . . 132 5.21 An event before and after muon re moval which si mulated an N C event . . . . . . . 132 5.22 An event before and after muon re moval which si mulated an ν event . . . . . . . 133 e
Description: