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Materializing Bakhtin The Bakhtin Circle and Social Theory Edited by Craig Brandist and Galin Tihanov brandist/90015/crc (sam) 25/11/99 4:24 pm Page 1 St Antony’s Series General Editor: Eugene Rogan(1997– ), Fellow of St Antony’s College, Oxford Recent titles include: Carl Aaron THE POLITICAL ECONOMY OF JAPANESE FOREIGN DIRECT INVESTMENT IN THE UK AND THE US Uri Bialer OIL AND THE ARAB–ISRAELI CONFLICT, 1948–63 Craig Brandist and Galin Tihanov (editors) MATERIALIZING BAKHTIN The Bakhtin Circle and Social Theory Reinhard Drifte JAPAN’S QUEST FOR A PERMANENT SECURITY COUNCIL SEAT A Matter of Pride or Justice? Simon Duke THE ELUSIVE QUEST FOR EUROPEAN SECURITY Tim Dunne INVENTING INTERNATIONAL SOCIETY Marta Dyczok THE GRAND ALLIANCE AND UKRAINIAN REFUGEES Ken Endo THE PRESIDENCY OF THE EUROPEAN COMMISSION UNDER JACQUES DELORS M. K. Flynn IDEOLOGY, MOBILIZATION AND THE NATION The Rise of Irish, Basque and Carlist Nationalist Movements in the Nineteenth and Early Twentieth Centuries Anthony Forster BRITAIN AND THE MAASTRICHT NEGOTIATIONS Ricardo Ffrench-Davis REFORMING THE REFORMS IN LATIN AMERICA Macroeconomics, Trade, Finance Fernando Guirao SPAIN AND THE RECONSTRUCTION OF WESTERN EUROPE, 1945–57 Anthony Kirk-Greene BRITAIN’S IMPERIAL ADMINISTRATORS, 1858–1966 Bernardo Kosacoff CORPORATE STRATEGIES UNDER STRUCTURAL ADJUSTMENT IN ARGENTINA Responses by Industrial Firms to a New Set of Uncertainties brandist/90015/crc (sam) 25/11/99 4:24 pm Page 2 Huck-ju Kwon THE WELFARE STATE IN KOREA Cécile Laborde PLURALIST THOUGHT AND THE STATE IN BRITAIN AND FRANCE, 1900–25 Eiichi Motono CONFLICT AND COOPERATION IN SINO–BRITISH BUSINESS, 1860–1911 The Impact of the Pro-British Commercial Network in Shanghai C. S. Nicholls THE HISTORY OF ST ANTONY’S COLLEGE, OXFORD, 1950–2000 Laila Parsons THE DRUZE BETWEEN PALESTINE AND ISRAEL, 1947–49 Shane O’Rourke WARRIORS AND PEASANTS The Don Cossacks in Late Imperial Russia Patricia Sloane ISLAM, MODERNITY AND ENTREPRENEURSHIP AMONG THE MALAYS Karina Sonnenberg-Stern EMANCIPATION AND POVERTY The Ashkenazi Jews of Amsterdam, 1796–1850 Miguel Székely THE ECONOMICS OF POVERTY AND WEALTH ACCUMULATION IN MEXICO Ray Takeyh THE ORIGINS OF THE EISENHOWER DOCTRINE The US, Britain and Nasser’s Egypt, 1953–57 Steve Tsang and Hung-mao Tien (editors) DEMOCRATIZATION IN TAIWAN Yongjin Zhang CHINA IN INTERNATIONAL SOCIETY SINCE 1949 Jan Zielonka EXPLAINING EURO-PARALYSIS St Antony’s Series Series Standing Order ISBN 0–333–71109–2 (outside North America only) You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or, in case of difficulty, write to us at the address below with your name and address, the title of the series and the ISBN quoted above. Customer Services Department, Macmillan Distribution Ltd Houndmills, Basingstoke, Hampshire RG21 6XS, England brandist/90015/crc (sam) 25/11/99 4:24 pm Page 3 Materializing Bakhtin The Bakhtin Circle and Social Theory Edited by Craig Brandist AHRB Research Fellow University of Sheffield and Galin Tihanov Merton College University of Oxford in association with ST ANTONY’S COLLEGE, OXFORD brandist/90015/crc (sam) 25/11/99 4:24 pm Page 4 First published in Great Britain 2000 by MACMILLAN PRESS LTD Houndmills, Basingstoke, Hampshire RG21 6XS and London Companies and representatives throughout the world Acatalogue record for this book is available from the British Library. ISBN 0–333–74664–3 First published in the United States of America 2000 by ST. MARTIN’S PRESS, INC., Scholarly and Reference Division, 175 Fifth Avenue, New York, N.Y. 10010 ISBN 0–312–22860–0 Library of Congress Cataloging-in-Publication Data Materializing Bakhtin : the Bakhtin circle and social theory / edited by Craig Brandist and Galin Tihanov. p. cm. Includes bibliographical references and index. ISBN 0–312–22860–0 (cloth) ^ 1. Bakhtin, M. M. (Mikhail Mikhailovich), 1895–1975—Influence. ^ 2. Bakhtin, M. M. (Mikhail Mikhailovich), 1895–1975—Philosophy. ^ 3. Bakhtin, M. M. (Mikhail Mikhailovich), 1895–1975—Political and social views. 4. Social sciences—Philosophy. I. Brandist, Craig, 1963– . II. Tihanov, Galin. PG2947.B3M38 1999 801'.95'092—dc21 99–40986 CIP Selection and editorial matter ©Craig Brandist and Galin Tihanov 2000 Chapter 3 ©Galin Tihanov 2000 Chapter 4 ©Craig Brandist 2000 Chapters 1, 2, 5–9 ©Macmillan Press Ltd 2000 All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission. No paragraph of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, 90 Tottenham Court Road, London W1P0LP. Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The authors have asserted their rights to be identified as the authors of this work in accordance with the Copyright, Designs and Patents Act 1988. This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. 10 9 8 7 6 5 4 3 2 1 09 08 07 06 05 04 03 02 01 00 Printed and bound in Great Britain by Antony Rowe Ltd, Chippenham, Wiltshire 02PR1869 v-viii 29/9/99 10:37 Page v Contents Cited Works of Bakhtin, Voloshinov and Medvedev vi Notes on the Contributors vii Introduction: Appropriation in History 1 1 The World According to Globalization and Bakhtin Peter Hitchcock 3 2 Bakhtin’s Dialogism Reconsidered through Hegel’s ‘Monologism’: the Dialectical Foundation of Aesthetics and Ideology in Contemporary Human Sciences Jean-François Côté 20 3 Culture, Form, Life: the Early Lukács and the Early Bakhtin Galin Tihanov 43 4 Bakhtin, Marxism and Russian Populism Craig Brandist 70 5 Memories of Nature in Bakhtin and Benjamin Barry Sandywell 94 6 ‘A Very Understandable Horror of Dialectics’: Bakhtin and Marxist Phenomenology Michael Gardiner 119 7 Looking Back on the Subject: Mead and Bakhtin on Reflexivity and the Political Greg Nielsen 142 8 Bakhtin and the Study of Popular Culture: Re-thinking Carnival as a Historical and Analytical Concept Chris Humphrey 164 9 What is Marxism in Linguistics? Vladimir M. Alpatov 173 Bibliography 194 Index 205 v 02PR1869 v-viii 29/9/99 10:37 Page vi Cited Works of Bakhtin, Voloshinov and Medvedev RWR Bakhtin, M.M. (1965) Tvorchestvo Fransua Rable i narodnaia kul’tura srednevekov’ia i renessansa, Moscow: Khudozhestvennaia literatura. VLE Bakhtin, M.M. (1975) Voprosy literatury i estetiki, Moscow: Khudozhestvennaia literatura. DI Bakhtin, M.M. (1981) The Dialogic Imagination: Four Essays by M.M. Bakhtin, trans. C. Emerson and M. Holquist, Austin: University of Texas Press. PDP Bakhtin, M.M. (1984) Problems of Dostoevsky's Poetics, trans. C. Emerson, Minneapolis: Minnesota University Press. RW Bakhtin, M.M. (1984) Rabelais and His World, trans. H. Iswolsky, Bloomington, Ind.: Indiana University Press. SG Bakhtin, M.M. (1986) Speech Genres and Other Late Essays, trans. V.W. McGee, Austin: University of Texas Press. AA Bakhtin, M.M. (1990) Art and Answerability, trans. V. Liapunov, ed. M. Holquist and V. Liapunov, Austin: University of Texas Press. FM Bakhtin, M.M. and P.N. Medvedev (1991) The Formal Method in Literary Scholarship: A Critical Introduction to Sociological Poetics, trans. A.J. Wehrle, Baltimore and London: The Johns Hopkins University Press. TPA Bakhtin, M.M. (1993) Toward a Philosophy of the Act, trans. V. Liapunov, Austin: University of Texas Press. Raboty Bakhtin, M.M. (1994) Raboty 1920-x godov,Kiev: Next. PDAP Bakhtin, M.M. (1994) Problemy tvorchestva/poetiki Dostoevskogo,Kiev: Next. SS Bakhtin, M.M. (1996) Sobranie sochinenii, Vol. 5, Moscow: Russkie slovari. F Voloshinov, V. (1976) Freudiansm: A Marxist Critique, trans. I.R. Titunik, New York: Academic Press. MPL Voloshinov, V. (1986) Marxism and the Philosophy of Language, trans. L. Matejka and I.R. Titunik, Cambridge, Mass.: Harvard University Press. MFL Voloshinov, V. (1993) Marksism i filosofiia iazyka, Moscow: Labirint. vi 02PR1869 v-viii 29/9/99 10:37 Page vii Notes on the Contributors Vladimir M. Alpatov is deputy Director of the Institute of Oriental Studies of the Russian Academy of Sciences in Moscow. He is the author of many works on general linguistics, Japanese language, socio- linguistics and the history of science in addition to his works on the Bakhtin Circle. His recent books include Istoriia odnogo mifa: Marr i marrizm (Moscow, 1991) and Istoriia lingvisticheskikh uchenii (Moscow, 1998). Craig Brandist is an HRB Research Fellow at the Bakhtin Centre and Department of Russian and Slavonic Studies at Sheffield University. He is the author of Carnival Culture and the Soviet Modernist Novel (Macmillan, 1996) and of numerous articles on the Bakhtin Circle, Russian literature and culture and intellectual history. He is currently working on a translation and critical electronic edition of the works of the Bakhtin Circle and a new critical introduction to their work. Jean-François Côté teaches sociology at the University of Quebec at Montreal. He is the author of several articles about Bakhtin and theor- etical sociology in such journals as Sociologie et sociétés and Sociéte. He is currently writing about aesthetic modernity in the USA. Michael Gardiner teaches sociology at the University of Western Ontario. He is the author of The Dialogics of Critique: M.M. Bakhtin and the Theory of Ideology (Routledge, 1992), co-editor (with Michael Mayerfeld Bell) of Bakhtin and the Human Sciences: No Last Words(Sage, 1998) and author of many articles on Bakhtin, social theory and utopianism. He is currently working on a book to be entitled Critiques of Everyday Life(Routledge, forthcoming). Peter Hitchcock teaches literary and cultural studies at the City University of New York. He is the author of Dialogics of the Oppressed (Minnesota, 1993), Oscillate Wildly: Space, Body and Spirit of Millenial Materialism (forthcoming), the editor of Bakhtin/‘Bakhtin’: Studies from The Archive and Beyond (SAQ 97: 3, 1998) and numerous articles on Bakhtin. vii 02PR1869 v-viii 29/9/99 10:37 Page viii viii Notes on the Contributors Chris Humphrey is a Research Fellow at the Centre for Medieval Studies at the University of York. He has published several articles on medieval festal culture. His book The Politics of Carnival: Culture and Social Change in Medieval England is forthcoming with Manchester University Press. He is currently working on an interdisciplinary study of time and temporal change in late medieval England. Greg Nielsenteaches sociology at Concordia University in Canada. He is the author of a Bakhtinian study of Canadian political culture and comedy called Le Canada de Radio-Canada: Sociologie critique et dia- logisme culturel (Toronto, 1994) and numerous other articles on Bakhtinian themes. He is currently working on a book that brings Bakhtin into a dialogue with classical and contemporary sociological theory. Barry Sandywellis Senior Lecturer in the Department of Sociology at the University of York. He is the author of the still incomplete multi- volumeLogological Investigations (Routledge 1996–), a work tracing the history of alterity, reflexivity and ethics in philosophy and the human sciences. He is also co-editor of Interpreting Visual Culture: Studies in the Hermeneutics of Vision (Routledge 1999) and several essays on Bakhtin in various journals and collections. Galin Tihanov is Junior Research Fellow in Russian and German Intellectual History at Merton College, Oxford. He holds doctorates from Sofia University and the University of Oxford and is the author of two books on Bulgarian literature, articles on comparative literature and the history of ideas, and a forthcoming book on Bakhtin and Lukács to be published by Oxford University Press. 03CH1869 1-2 16/9/99 10:30 am Page 1 Introduction: Appropriation in History For a very long time, Bakhtin Studies have been informed by a holistic approach, which in the nearly 20 years since its inauguration by Tzvetan Todorov’s Mikhaïl Bakhtine: le principe dialogique(1981) yielded a number of biographies, expositions and anthologies of, as well as introductions into, Bakhtin’s writings. Simultaneously, there has been a strong trend of interpreting Bakhtin from the agenda of group rights, gender studies and post-colonial theory. A third persistent line has been the use of the Circle’s writings for the purposes of analysing liter- ary texts; this is the principal way in which Bakhtin has been turned into a constant presence in the seminar and classrooms of European and American universities. At present, Bakhtin Studies are undergoing a noticeable shift of attention away from the application of the Circles’s work towards the exploration of its historical foundations and contexts. Recent exam- ples of this new trend have been Caryl Emerson’s The First Hundred Years of Mikhail Bakhtin(1997), the first book investigating the history of the responses to Bakhtin’s work in Russia, The Contexts of Bakhtin (1998), a volume edited by David Shepherd and containing essays written in the early 1990s, and the articles of Brian Poole, Nina Perlina and Nikolai Nikolaev, among others. More often than not, scholars of a more historical persuasion have been arguing that their perspective should be deemed incompatible with the desire to harness Bakhtin’s work for interpreting modern cultural and social occurrences. This volume attempts to bring together the strong sides of the two latter perspectives to demonstrate that by exploring the historical backgrounds and contexts of Bakhtin’s work we could attain a better grasp of its significance. Hence the title of this volume: it conveys our belief that, as Valentin Voloshinov 1

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Interdisciplinary by design and intent, this volume brings together nine essays by established and new scholars from Russia, Britain, and North America to explore the historical contexts and current relevance of the work of the Bakhtin Circle for social theory, philosophy, history, and linguistics.
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