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MASSES, CLASSES, IDEAS MASSES, CLASSES. IDEAS Studies on Politics and Philosophy Before and After Marx Etienne Balibar translated by James Swenson Routledge • New York & London Published in 1994 by Routledge An imprint of Routledge, Chapman and Hall, Inc. 29 West 35 Street New York, NY 10001 Published in Great Britain in 1993 by Routledge 11 New Fetter Lane London EC4P 4EE Copyright © 1994 by Routledge All rights reserved. No part of this book may be reprinted or repro- duced or utilized in any form or by any electronic, mechanical or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. Library of Congress Cataloging-in-Publication Data Balibar, Etienne [Essays. English. Selections.] Masses, classes, ideas: studies on politics and philosophy before and after Marx Ettienne Balibar; translated by James Swenson p. cm. Includes biographical references and index. 1. Political Science—Philosophy. 2. Philosophy—Marxist. 3. Ideology I. Title. JA74.B33 1993 320.01—dc20 93-19168 CIP British Library Cataloguing-in-Publication Data Balibar, Etienne Masses, Classes, Ideas: Studies on Politics and Philosophy Before and After Marx I. Title. II. Swenson, James 320.01 ISBN 0-415-90601-6 (hardcover) ISBN 0-415-90602-4 (paperback) CONTENTS Preface Part One Dilemmas of Classical Politics: Insurrection vs Constitution 1 Spinoza, the Anti-Orwell: The Fear of the Masses 3 2 "Rights of Man" and "Rights of the Citizen": The Modern Dialectic of Equality and Freedom 39 3 Fichte and the Internal Border: On Addresses to the German Nation 61 Part Two Antinomies of Marxian Politics: Materialism, History, and Teleology 4 The Vacillation of Ideology in Marxism 87 5 In Search of the Proletariat: The Notion of Class Politics in Marx 125 6 Politics and Truth: The Vacillation of Ideology, II 151 Part Three Frontiers of Contemporary Politics: Questioning the Universal 7 Fascism, Psychoanalysis, Freudo-Marxism 177 8 Racism as Universalism 191 9 What Is a Politics of the Rights of Man? 205 Notes 227 Index 247 Acknowledgments 251 PREFACE The essays I have collected in this book were written between 1982 (the first, on "Spinoza, the Anti-Orwell") and 1991 (the last, on "What Is a Politics of the Rights of Man?"). They are logically independent from one another and can be read separately (with the sole exception of chapter 6, "Politics and Truth," which is a continuation of the previous essay on "The Vacillation of Ideology in Marxism" [chapter 4], and would also benefit, so I believe, from a preliminary reading of chapter 5, "In Search of the Proletariat"). However, I have presented them in a successive order, which I hope will help the reader understand their common objectives and some of the underlying hypotheses. I do not claim to present a systematic doctrine of political philosophy. But I certainly believe that the questions I have asked while rereading certain classical works or addressing current issues, the criteria according to which I have measured concepts of different origin, and the correspondences I have tried to establish between different periods and contexts all refer to some very crucial issues in our understanding of the political tradition. Like vii PREFACE many of my contemporaries, I am trying to set this tradition to work again in the very uncertain conjuncture we are living in. This involves transform- ing the tradition from the inside. A first and central issue is already indicated by my subtitle: "Studies on Politics and Philosophy before and after Marx." To American and English readers, it will recall a well-known book: C. E. Vaughan s Studies in the History of Political Philosophy before and after Rousseau, published in 1925 in Manchester. It was through this book that many of us first became acquainted with (among others) the doctrines of Spinoza, Locke, Fichte, and Mazzini. I have no pretension to match the breadth of scope and richness of content of that great classic, but I want to retain something of its method. What appeals to me in the analogy between a "before and after Rousseau" and a "before and after Marx" is not only a matter of formal characteristics. Let me explain more precisely. We find ourselves today at nearly the same chronological distance from the writing of the Communist Manifesto, Capital, or the Anti-Duhring, as political thinkers or activists at the beginning of this century (among them the first generation of "Marxists") found themselves with respect to the Discourse on the Origins of Inequality or the Social Contract. And it could be claimed that, by virtue of their intrinsic conceptual power as well as their controversial legacies in the experiences of revolutions and counter- revolutions, the impact of Rousseauism and Marxism in their respective "centuries" (I mean the centuries that came after them) have been fairly comparable. (This might also suggest that a withering away of the interest in Marx in the coming decades is not any more likely than a forgetting of Rousseau was in the twentieth century). We could even trace a closer analo- gy between the meaning and lasting effects of Rousseau s asking the famous question, at the beginning of the Social Contract (I, 5): "What makes a people a people?"1 and the impact of the questions asked by Marx, Engels, and some of their followers concerning the role of class struggles, mass movements, and the socialist/communist Weltanschauung in modern poli- tics. Actually the latter set of questions concerns the revolutionary unity of the people (or, as I say in chapter 2, "the people s people": the working class or the proletariat) just as the former concerned the state unity of a people (ein Volk—versus das Volk to recall the symptomatic oscillation which took y place in the recent events of East Germany, before the fall of the Wall). So the latter appears in a sense as simply pushing one step further the inner ten- sion of "insurrection" and "constitution" which is so typical of modern democratic political thought, and is clearly exhibited in Rousseau's writings. viii PREFACE But this takes us to the core of the analogy which I would suggest is implicit in my essays and above all in their assemblage: the fact that I want to evaluate the degree of originality of Marxist political theory with respect to its forerunners (the exact nature of the "break" it represents), and discuss the kind of irreversible constraints it imposes on its successors (that is, on ourselves), just as it once proved necessary to evaluate the degree of originality and the kind of irreversible threshold represented by Rousseau, in order to understand modern democratic thought. Because Rousseau had broken with past "constitutional" theory on a decisive point (regarding popular sovereignty, and the "immanent" nature of legislation), it would not prove possible to think of politics after him in the traditional way (as an "art" of the rulers); as a result, the very use of his predecessors, be it of Locke, or Spinoza, or even Machiavelli or Aristotle, would become twisted and deter- mined by the new "paradigm" he framed. Because Marx and Engels (who in this respect are hardly separable, in spite of their very different casts of mind) had broken with past "ideological" representations of the motor forces and the orientation of history, it proved impossible to think of politics after them in the traditional way (as a realization of the "will," or the "ends" of Reason). The contemporary "crisis of Marxism" poses no objection to that; on the contrary it is the best proof of it, particularly inasmuch as it leads many of us to reread classical, pre-Marxist authors, in order to find some foundations for an alternative view of the relation between law, the state, social interests or social struggles, or more simply (an orientation which I share to a large extent) to elicit clarification of the central aporias of Marxism itself and ways to get out of them. Admittedly neither Rousseau nor Marx and the Marxist tradition can be isolated from their historical destiny. Rousseau has a necessary connection to the French Revolution (although the Revolution was not exactly a "Rousseauist" process, nor was the Declaration of the Rights of Man and the Citizen a Rousseauist text: but who could argue that, without the Discourse and the Contract, the radical, motor forces of the Revolution could have found their genuine language?). Similarly, Marx cannot be read apart from the history of the labor movement and other revolutionary or reformist movements before and after the Soviet Revolution (although it certainly was not a Marxist revolution, but rather a revolution, and later on a counterrev- olution, carried on in the name of Marx, which is something quite different and much more ambiguous). My objective here, however, is not directly social and political history. It is concentrated on the intellectual implications of Marxism and some other doctrines that can be compared with it (both ix

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