MANIFEST RATIONALITY A Pragmatic Theory of Argument Ralph H. Johnson Universitu ofWindsor LAWRENCE ERLBAUM ASSOCIATES, PUBLISHERS 2000 Mahwah, New Jersey London Copyrig©h t2 000b yL awrenEcrleb aumA ssociaItnecs., Alrli ghrtess ervNeod p.a rto ft he bookm ayb er eproduicne d anyf ormb,yp hotosmtiactr,o forrme,tri evsaly steomra, n yo ther means,w ithotuhtpe ri orw ritten permiosfts hipeou nb lisher. LawrenEcrel bauAms sociaItnecsP.,u, b lishers I 0 IndustriAa vle nue MahwahN,e wJ ers0e7y4 30 Covedre sibgynK athryHno ughtalLiancge y Library of Congress Cataloging-in-Publication Data JohnsoRnalp,h H . Manifersatt ion:a lpiart ayg matthieco oryf ar gumenI tR alpHh. Johnson. p.cm. Inclubdiebsl iograrpehfiecraelan ncdei sn dexes. ISBN0 -8058-21(7c3l-o:2t a hlkp.a pe-r-)ISBN0 -8058-21(7p4b-:k0a . lkp.a per) I. ReasoninIg.T. i tle. BC177. J5240 00 153.4'3--dc21 99-058491 Bookpsu blisbhyeL da wrenEcrel bauAms sociaartee psr intoenad c id-fpraepee r, andt hebiirn diarneg sc hosefno srt renangdt hd urability. Printientd h Uen iteSdt atoefsA merica 10 9 8 7 6 5 4 3 2 1 To Maggie, for her love and support through all these years Contents Preface xi Introduction PART 1: THE HISTORICAL CONTEXT 9 1. CONTEXT: ARGUMENTATION AS A CULTURAL PRACTICE 11 Argumentation and Rationality 12 Argumentation Under Seige 14 The Network Problem 21 The Centrality and Importance of Argumentation 23 Argumentation Distinguished 24 The Benefits of Argumentation 26 Conclusion 27 2. CONTEXT: THE STUDY OF ARGUMENTATION 28 The Re-emergence of Argumentation Theory 28 Argumentation Theory Versus the Theory of Argument 30 Informal Logic as a Theory of Argument 31 Setting the Stage 32 The Nature of Theory of Argument 37 Govier's Typology 42 Previous Theories of Argument 46 Adequacy Conditions for-�-Theory of Argument 52 Conclusion 56 3. PARADIGM ABANDONED: CRITIQUE OF DEDUCTIVISM 57 FDL: A Monistic Theory 58 ,. · · FDL Criticized 59 FDL Rejected 78 Positivism: A Dualist Theory of Argument 81 Conductivism: A Pluralistic Theory of Argument 84 Conclusion 88 vii viii CON'IENTS 4. LESSONS FROM THE PAST 91 The Truth Behind Conductivism 92 Excursus: The Theory of Reasoning 95 Hamblin on the Concept of Argument 98 The pr·oblems With FDL: An Alternative View 102 The Mathematicization of Logic 104 Lessons From the Past 105 Conclusion 107 PART II: A PRAGMATIC THEORY OF ARGUMENT 109 5. INFORMAL LOGIC: AN ALTERNATIVE THEORY OF ARGUMENT 111 A Brief Account of the Rise of Informal Logic 112 What.Is Informal Logic? 116 Informal Logic and the Theory of Analysis 123 Informal Logic and the Theory of Appraisal 135 Who, or What, Then, Is an Informal Logician? 140 Conclusion 142 6. ARGUMENT AS MANIFEST RATIONALITY: 143 A PRAGMATIC CONCEPTION Critique of Current Definitions of Argument 144 A Brief Detour Into the History of Argumentation 150 A New Framework for the Theory of Analysis 154 Fundamental Characteristics of Argumentation 159 Rethinking the Nature of Argument 164 Objections and Replies 169 Walton on Argument and Reasoning 175 Benefits of the Pragmatic Approach 177 7. WHAT MAKES A GOOD ARGUMENT? TOWARD 180 A THEORY OF EVALUATION Further Reflections on Hamblin 182 Criteria for Good Argument 189 Other Normative Criteria 209 Satisfaction of the Adequacy Conditions 213 Conclusion 216 8. PRINCIPLES OF CRITICISM 217 Criticism and Evaluation 217 The Principle of Vulnerability 223 The Principle of Parity 236 The Principle of Logical Neutrality 237 The Principle of Discrimination 240 Responding to Criticism 247 Concluding Reflections on Criticism 248 CON1ENTS ix PART Ill: MATTERS DIALECTICAL 249 9. CRITICISMS, OBJECTIONS, AND REPLIES 251 Informal Logic-An Oxymoron 252 Informal Logic-see Formal Logic 260 Informal Logic-see Rhetoric 263 Informal Logic-See Epistemology 271 Informal Logic-See Sexism 283 Conclusion 289 10. ALTERNATIVE THEORIES OF ARGUMENT 290 Dialogue Logics 290 Field Theories 291 I The Pragma-Dialectical Approach 309 Willard's Theory of Argumentation 320 Conclusion 324 11. OUTSTANDING ISSUES AND THE RESEARCH AGENDA 326 Possible Solutions to Outstanding Problems 326 Research Agenda for Informal Logic 343 Research Agenda for the Theory of Argument 351 Conclusion 353 12. RETROSPECT AND PROSPECT 354 The Gap Between Theory and Practice: Some Reflections on Toulmin's Revolution 354 Future Directions for the Theory of Argument 359 The Theory of Reasoning 362 The Significance of Informal Logic 365 ConClusion 369 References 371 Author Index 381 Subject index 385 Preface 1his book is an attempt to work through some of the theoretical issues that have been accumulating in informal logic since the 1980s. At the same time, it is an �ttempt to define a core position in the theory of argument in which those issues can be further explored. As my position develops, other issues will arise that transcend this discussion and can only be answered by the development of a theory of reasoning. That is a recurrent theme in what follows. When I began thinking about arguments and how to appraise them more than 25 years ago, I thought of an argument mainly as a product. Under the influence of people like my colleagues, Tony Blair, Joe Wenzel, Charles Willard, and other members of the speech communication community, I gradually came to an appreciation of an argument as a process. Under the influence of Dewey (as interpreted by Bernstein, 1971) and more recently having benefited from the work of Govier, Barth, and Walton, I have begun to see the importance of viewing an argument as the product of the practice of argumentation. A satisfactory theory of argument must include all three dimensions of argument: product, process, and practice. That, too, is a recurrent theme in this book. In this volume, I have attempted to occupy middle ground. The approach to argument I advocate is broader than that of traditional logic, which sees argument as a formal structure. On the other hand, it is narrower and stricter than that advocated by some other theorists; for example, Willard and Gilbert, who view argument as a type of communication. The underlying concern that motivates this work is the health of the practice of argumentation as an important cultural artifact. As I read the signs of the times, they are not propitious as far as argumentation is concemed.lf, as I believe, argumentation belongs on the list of endangered species, we must take special pains to protect it, to ensure its survival, and to nourish it. Part of what this entails is distinguishing it carefully from, while still seeing it in relationship to other forms of reasoning and other sociocultural practices that it resembles. That, too, is a recurrent theme in this book. xi xil PREFACE A further concern underlying this work is for logic as a discipline. In the 20th century, logic turned to mathematics for insight and focus. Once result was the development of powerful theories-logic became a science rich in theory, whereas a focus on logic as a craft virtually disappeared.P erhaps that is what Nietzsche (1976) was thinking about when he wrote, "Learning to think: in our schools one no longer has any idea of this, Even in universities, even among the real scholars of philosophy, logic as a theory, as a practice, as a craft, is beginning to die out ... (p. 512).1 As is evident, I have been influenced in the development of my views by the work of a great many philosophers, logicians, speech communication theorists, and discussions and correspondence over the years. I mention only four here. First, the work of Stephen Toulmin provided important leads and support but whose work I now see as limited in important ways. Second, I am also heavily indebted to E. M. Barth, whose approach to argumentation combines the desire for rigor associated with formal logic, along with the recognition that logic must be engaged in the sociopolitical sphere. Third, it has been with the greatest pleasure that toward the end of the writing of this book, I had the opportunity to read again a series of papers by Henry W. Johnstone, Jr. I was pleased to find that, in many ways, our ideas are similar. His work was particularly helpful in the rewriting of chapter 8. Finally, I am deeply indebted to my colleague and friend, Tony Blair, for more than 25 years of a continuing and fruitful conversation about these (any many other) matters. -Ralph H. Johnson ACKNOWLEDGMENTS A great many friends and colleagues have read various parts of this work, and provided me with first-rate criticism, often accompanied by suggestions about how to do it better.I have not taken them all but I am certainly grateful for having had the benefit of their ideas. These colleagues and friends have also provided the kind of moral support without which this book could not have been written. Here, discrimination (in the sense talked about in this book) is scarcely possible and so they are listed here alphabetically. I thank you all, each and every one, and ask forgiveness and understanding from those whose names I have failed to include. 1Twilight of the Idols (The "'Improvers"' of Mankind), p. 512. PREFACE xlii I alswoi stho t hankt heed itaotrL sa wrenEcrel baAusms ociaItnecfs.o, r shepherdtihnipgsr ojeaclto nbge,g innwiinthgL indBaa thgatthee,an n assiducooupsy ediwhtoosre nIa dmoen ot know ath foorro ugjho obn t he typescarnidep stp,e citaoSl olnyd Gruai demfaonhr e cro ntinguueidd ance ands upporctr uanttic mhe I. a lsthoa nkm yr eseaarscshi stGaanrFtyo, g al, fohirs h elnpa ilidnogw nr efereanncdceo sm piling thiend ex. Colleagues: Fonner students: Jonathan Adler Jill Binker Derek Allen Brad Bowen Else Barth Oonald Caron Robert Binkley Debra Cox Tony Blair Wichert Hochert Jerry Cederblom Takuzo Konishi Frans van Eemeren Jay Latkoczky Alec Fisher David Macdonald James Freeman Salim Murad Dick Fulkerson Jessica Shumake Michael Gilbert Matthias Mooij Jen Glaser Elizabeth Skakoon Jean Goodwin Trudy Govier LeoGroarke Rob Grootendorst Hans Villem Hansen David Hitchcock John Hoaglund Sally Jackson Scott Jacobs Fred Kauffeld Erik C. W. Krabbe Michael Leff John Mackenzie Dennis Matthies Gerald Nosich Richard Paul Bob Pinto Nicholas Rescher Michael Scriven Harvey Siegel Christopher Tindale Marius Vermaak Douglas Walton Perry Weddle
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