TESTING THE CONTEXT RESPONSIVITY HYPOTHESIS: MANAGING RESISTANCE IN COGNITIVE BEHAVIOURAL THERAPY ADI AVIRAM A DISSERTATION SUBMITTED TO THE FACULTY OF GRADUATE STUDIES IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY GRADUATE PROGRAM IN PSYCHOLOGY YORK UNIVERSITY TORONTO, ONTARIO August 2015 © Adi Aviram, 2015 ii Abstract Despite growing recognition of the importance of context-responsivity in psychotherapy, and recommendations to develop context-responsive models through identification of clinical markers to which therapists need to be responsive, the notion of context-responsivity in relation to key markers such as resistance remains largely understudied. The current study sought to examine therapist responsiveness during identified moments of resistance (i.e., client disagreement with therapist direction) in the context of cognitive-behavioural therapy (CBT) for generalized anxiety disorder (Westra et al., 2015). There were two ways in which context- responsivity was investigated. The first was to examine whether differences in therapist style (i.e., more supportive and less directive behaviour) in the presence of disagreement go on to predict proximal (i.e., level of subsequent resistance in the session following therapist management of resistance) and distal (i.e., pre-to-post worry reduction) therapy outcomes. To this end, the present study utilized the Manual for Rating Interpersonal Resistance (Westra et al., 2009) to identify moments of client disagreement with therapist direction. In turn, the Motivational Interviewing Treatment Integrity (MITI; Moyers et al., 2010) was used to rate therapist use of theoretically indicated motivational interviewing (MI) skills (e.g., level of empathy, collaboration, evocation, and support of client autonomy) during identified moments of disagreement. The second approach to investigating context-responsivity was through comparing variations in therapist MI adherence in the presence of disagreement, with variations in therapist general MI adherence during randomly selected moments in therapy, in order to examine whether the timing of therapist use of MI principles differentially impacts treatment outcomes. Results indicated that clients whose therapists displayed higher levels of MI relational conditions in the context of disagreement had substantially lower levels of subsequent iii resistance and post-treatment worry. Furthermore, while variations in therapist MI adherence in the context of disagreement were consistently and substantially related to CBT outcomes, variations in therapist general MI adherence were not. These findings provide support for the context-responsivity hypothesis, and serve to suggest that systematic incorporation of the client- centered relational conditions advanced in MI to the responsive management of resistance in CBT is a valuable clinical endeavor which should become a priority for clinical training. iv Dedication To my sister who always believed in me and challenged me to aim higher than I thought I could achieve. To my brother, whose kind and unfettered spirit does not cease to amaze me, and has taught me much about human tenacity. To my father, who taught me independence of thought, and who, with his humour, has helped me to stay grounded when I was tempted to take life too seriously. And to my mother, whose finely tuned empathy, perceptive ability, and deep compassion have shaped my interest in, and understanding of the subtleties of human experience. v Acknowledgements There are no words profound and gratitude-infused enough to express my deep appreciation to my graduate supervisor, and indeed my mentor, Dr. Henny Westra. Your dedication, guidance, and unwavering support have challenged me to grow as a clinician and academic. Your capacity for critical thought and courage to challenge conventional beliefs has taught me to be creative, and to hold my ideas unapologetically – with passion and conviction. I have deeply enjoyed our long and spirited conversations about therapy process and the human experience. You have provided me a foundation in psychology that will inspire me for a lifetime, and I can only hope our invigorating, co-constructive conversations will continue as I embark on the next steps of my career. I would like to sincerely thank my committee members, Dr. Lynne Angus and Dr. Karen Fergus, for their guidance and invaluable feedback on my dissertation, which has significantly strengthened this research. My sincere thanks also go to Dr. David Flora for providing such detailed and constructive feedback on the statistical analyses of this project, and to Melissa Button and Kimberley Hara for their assistance in coding the numerous hours of psychotherapy sessions that made this study possible. My heartfelt gratitude also goes to Dr. Bill Stiles for taking the time to be on my committee. I have long admired his body of work and it is truly an honour to have him participate in this process. I am grateful to the wonderful faculty at York University who have provided me with excellent clinical training and taught me to deeply believe that the client‟s process must be trusted and respected. I have been particularly moved by Dr. John Eastwood whose ferocious intellect has challenged and motivated me to become a thoughtful researcher and clinician. vi To my parents to whom this work is dedicated; your precious qualities have played a crucial role in shaping the person, therapist, and researcher I am today. My accomplishments are a reflection of the values you have instilled in me. This is your success too. Finally, to Eran, who never ceases to amaze me with his steadiness, humility, and ability to stay positive regardless of life‟s burdens. You encourage me to do the same. Thank you for accompanying me through it all, and, like my father, for reminding me to laugh. vii TABLE OF CONTENTS Abstract ........................................................................................................................................... ii Dedication ...................................................................................................................................... iv Acknowledgements ......................................................................................................................... v Table of Contents .......................................................................................................................... vii List of Tables .................................................................................................................................. x List of Figures ................................................................................................................................ xi Introduction ..................................................................................................................................... 1 Key Moments in Psychotherapy ................................................................................................. 2 Resistance ................................................................................................................................... 4 Psychoanalytic ........................................................................................................................ 5 Psychodynamic ....................................................................................................................... 6 Cognitive and Behavioural ..................................................................................................... 7 Humanistic .............................................................................................................................. 9 Summary ............................................................................................................................... 10 Responsiveness in Psychotherapy............................................................................................. 11 Therapist Responsivity in the Context of Resistance ............................................................... 18 Therapist Behaviours Influencing Client Resistance ............................................................ 19 The Need for Moment-to-Moment Studies on Therapist Responsiveness in the Context of Resistance ............................................................................................................................. 24 The Motivational Interviewing Treatment Integrity (MITI) Coding System ....................... 27 Resistance and Noncompliance in CBT ................................................................................... 31 Management of Resistance in CBT ...................................................................................... 33 Aims of the Present Study......................................................................................................... 36 Method .......................................................................................................................................... 43 Participants and Selection ......................................................................................................... 43 Therapists and Therapist Training ........................................................................................ 45 Treatment .............................................................................................................................. 47 Self- and Clinician-Report Measures ........................................................................................ 48 Penn State Worry Questionnaire (PSWQ; Meyer, Miller, Metzger, & Borkovec, 1990). ... 48 Therapist Ratings of Resistance. ........................................................................................... 48 Credibility and Expectancy Questionnaire (CEQ; Devilly & Borkovec, 2000). .................. 49 Process Measures and Method .................................................................................................. 49 Sample Selection ................................................................................................................... 50 Resistance Coding ................................................................................................................. 51 Disagreement Episode Identification .................................................................................... 51 MITI Coding for Disagreement Episodes ............................................................................. 52 Subsequent Resistance Coding ............................................................................................. 52 General MI Adherence Coding ............................................................................................. 52 Process Coding Measures ......................................................................................................... 53 Manual for Rating Interpersonal Resistance (Westra, Aviram, Kertes, Ahmed, & Connors, 2009). .................................................................................................................................... 53 viii Motivational Interviewing Treatment Integrity (MITI 3.1.1; Moyers, Martin, Manuel, Miller, & Ernst, 2010) ........................................................................................................... 56 Training and Reliability ............................................................................................................ 60 Resistance Coding ................................................................................................................. 60 MITI Coding ......................................................................................................................... 61 Results ........................................................................................................................................... 62 Sample Characteristics .............................................................................................................. 62 Preliminary Analyses ................................................................................................................ 62 Range of MI Adherence ........................................................................................................ 63 Consistency of Disagreement Management .......................................................................... 63 Intercorrelations of Measures ................................................................................................... 63 Behavioural Count Summary Scores during Disagreement and Study Outcome Measures 63 Behavioural Count Summary Scores during Randomly Selected 20-Minute Therapy Segments and Study Outcome Measures .............................................................................. 64 Global Measures of MI Adherence and Study Outcome Measures ...................................... 65 Regression Analyses ................................................................................................................. 66 Hypothesis 1: Higher Ratings of CBT Therapist MI Adherence in the Context of Client Disagreement will be Associated with Significantly Lower Ratings of Post-Treatment Worry .................................................................................................................................... 66 Hypothesis 2: Higher Ratings of CBT Therapist MI Adherence in the Context of Client Disagreement will be associated with Significantly Lower Levels of Subsequent Resistance ............................................................................................................................................... 67 Hypothesis 3: Higher Levels of CBT Therapist Context-Specific MI Adherence (i.e., During Disagreement Episodes) will Result in Significantly Lower Ratings of Post-Treatment Worry and Subsequent Resistance, when compared to CBT Therapist General MI Adherence (i.e., During Randomly Selected Moments in Therapy) ..................................... 68 General MI Adherence in the Prediction of Post-Treatment Worry ................................. 69 General MI Adherence in the Prediction of Subsequent Resistance ................................ 69 Discussion ..................................................................................................................................... 70 Context Responsivity in CBT: What you do in the Presence of Resistance Matters ............... 72 Deviation of Effective Resistance Management from Existing CBT Recommendations .... 76 A Little Good Process Goes a Long Way? ........................................................................... 80 Context Responsivity in CBT: When you become More MI-Like Matters .............................. 83 Resistance is an Important Clinical Marker in Psychotherapy ............................................. 86 Why Might it be Important to be More „MI-Like‟ Especially at Moments of Client Opposition? ........................................................................................................................... 89 Support for the „Responsiveness Critique‟ ......................................................................... 104 Could Management of Disagreement be a Key CBT Therapist Effect? ............................. 107 Clinical and Training Implications ......................................................................................... 111 Strengths, Limitations, and Future Directions ........................................................................ 119 References ................................................................................................................................... 126 Appendices .................................................................................................................................. 166 ix Appendix A: Manual for Rating Interpersonal Resistance ..................................................... 166 Appendix B: Examples Illustrating the Beginning of Disagreement Episodes ...................... 184 Appendix C: Summary of MITI Global Scores on a Dimension from High (5) to Low (1) .. 186 Appendix D: Summary of MITI Behavioural Counts and Coding Considerations ................ 188 Appendix E: Example Illustrating High MI Adherence during Disagreement ....................... 193 Appendix F: Example Illustrating Low MI Adherence during Disagreement ....................... 202 x LIST OF TABLES Table 1: Therapist Characteristics .............................................................................................. 216 Table 2: Sample Characteristics .................................................................................................. 217 Table 3: Means and Standard Deviations for Study Variables ................................................... 218 Table 4: Intercorrelations among Behavioural Count Summary Scores during Disagreement Episodes ...................................................................................................................................... 219 Table 5: Intercorrelations among Behavioural Count Summary Scores during Randomly Selected Therapy Segments ........................................................................................................ 220 Table 6: Intercorrelations among Primary Study Variables ....................................................... 221 Table 7: Random-Intercepts Models Examining Disagreement MI Adherence and General MI Adherence in the Prediction of Worry Reduction ................................................................. 222 Table 8: Regression Analyses Examining Disagreement MI Adherence and General MI Adherence in the Prediction of Subsequent Resistance .............................................................. 223
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