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MAKING SENSE OF AFFIRMATIVE ACTION: REFLECTIONS ON THE POLITICS OF RACE AND IDENTITY IN SOUTH AFRICA Lisa Marcelle Klein Thesis submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Politics in the Faculty of Social Studies at the University of Oxford - 5 DEC 2000 St. Antony's College University of Oxford Trinity Term 1999 Contents Acknowledgements .................................................................................. .......................... vi List of Abbreviations. .......................................................................................................... vii Abstract....... .................................................................................................................. ..........ix 1. Introduction........................................................................................................................! 2. Methodology..................................................................................................................... 28 2.1 Introduction .......................................................................................................28 2.2 Process ................................................................................................................31 2.3 Case Studies .......................................................................................................33 2.4 Interviews ...........................................................................................................34 2.5 Focus Groups .....................................................................................................40 2.6 Participant Observation ................................................................................... 42 2.7 Document Analysis ........................................................................................... 45 2.8 Conclusions......................................................................................................... 46 3. Case Studies............................................... ....................................................................... 48 3.1 Introduction .......................................................................................................48 3.2 Individual Case Studies .................................................................................... 51 3.3 Conclusions....................................................... ............................................... ...82 4. The Context of Affirmative Action............................................................................... 86 4.1 Introduction .......................................................................................................86 4.2 The Legacy of Apartheid ................................................................................. 89 4.3 Legislative Measures to Redress the Legacy of Apartheid ......................... 96 4.4 Employment Equity Act .................................................................................. 97 4.5 Labour Relations Act ...................................................................................... 103 iii 4.6 Condusions....................... . . ....... .......................... 107 5. The Politics of Affirmative Action ............................................................................. 109 5.1 Introduction ..................................................................................................... 109 5.2 Defining the Terms of the Transition............................................................ Ill 5.3 Beyond Race? Class-based Affirmative Action ........................................... 116 5.4 Equal Opportunities: Undermining Equality? ............................................ 121 5.5 The Business of Affirmative Action .............................................................. 123 5.6 Conclusions....................................................................................................... 128 6. Affirmative Action: Who Benefits?............................................................................ 132 6.1 Introduction ..................................................................................................... 132 6.2 Not Black Enough? The "Coloured Question"............................................ 133 6.3 Overlooking the Truly Disadvantaged?....................................................... 135 6.4 Is Gender on the Agenda? .............................................................................. 136 6.5 Conclusions.......................................................................................................141 7. The Workings of Affirmative Action......................................................................... 143 7.1 Introduction ..................................................................................................... 143 7.2 Understanding Support for Targets ............................................................. 145 7.3 Targets in Practice: A Brief Appraisal...........................................................148 7.4 Understanding Resistance to Targets ........................................................... 150 7.5 Two Sides of the Coin: Skills Shortages and Quick Fixes .......................... 154 7.6 Redefining Human Resources Policies and Practices................................. 161 7.7 Conclusions....................................................................................................... 167 8. Responsibility and Resistance: Negotiating the Obstacles ................................... 170 8.1 Introduction ..................................................................................................... 170 8.2 Who Drives Affirmative Action Strategies? ................................................ 171 8.3 Accountability and Performance Evaluations............................................. 174 iv 8.4 Black Management Caucuses......................................................................... 177 8.5 White Fears: The Tokolosh Revisited?.......................................................... 181 8.6 Reconciling Conflicting Organizational Objectives ................................... 184 8.7 Conclusions....................................................................................................... 191 9. Managing Diversity....................................................................................................... 193 9.1 Introduction ..................................................................................................... 193 9.2 The Move from Segregation to Assimilation .............................................. 195 9.3 Defining Diversity ........................................................................................... 202 9.4 A Review of Culture Audits and Diversity Workshops............................. 207 9.5 Can We Measure Diversity?........................................................................... 213 9.6 The Limits of Diversity.................................................................................... 216 9.7 Conclusions....................................................................................................... 225 10. African Management................................................................................................... 229 10.1 Introduction ...................................................................................................229 10.2 Making Sense of African Management....................................................... 231 10.3 Rhythm is the Architecture of Being: Rituals Operationalized............... 237 10.4Ubuntu Reconsidered.................................................................................... 241 10.5 Questioning African Management and its' Antinomies .......................... 248 10.6 Conclusions..................................................................................................... 251 11. Conclusions................................................................................................................... 255 Appendix............................................................................................................................. 269 A. Sample Interview Schedules ...........................................................................269 Selected Bibliography.......................................................................................................274 v ACKNOWLEDGEMENTS The writing and research of this thesis was made possible by the assistance of many people. My time at Oxford was made possible by the generous support of the Rhodes Trust, to whom I am most grateful. I owe many thanks to all my interviewees for their time and help. I would particularly like to thank the human resources and training managers who were exceptionally helpful in providing me with access to the case study companies. Louis Blair, Peter Christie, Avril Jofee, Dona Wolf, and Rene Redwood all provided me with much help in establishing contacts. For sharing their insights and critiques at different stages of my thesis, I am grateful to Sue Dopson, Daryl Lee, David Storey, and all my Oxford seminar colleagues. Finally, I express debts of gratitude to Gavin Williams, my supervisor, for his support, enthusiasm, and unfailingly insightful comments. VI LIST OF ABBREVIATIONS AA Affirmative Action AAPDF Affirmative Action Policy Development Forum ABET Adult Basic Education Training AHI Afrikaanse Handelsinstituut ANC African National Congress AWB Afrikaner Weerstandsbeweging (Afrikaner Resistance Movement) BMC Black Management Caucus BMP Black Management Forum BPR Business Process Re-engineering BSA Business South Africa CEO Chief Executive Officer CCMA Commission for Conciliation, Mediation and Arbitration Codesa Convention for a Democratic South Africa Cosatu Congress of South African Trade Unions CST Colonialism of a Special Type DP Democratic Party EEOC Equal Employment Opportunity Commission Fedsal Federation of SA Labour Unions FF Freedom Front GM General Manager HR Human Resources Idasa Institute for Democracy in South Africa IFP Inkatha Freedom Party ILO International Labour Organization Jodac Johannesburg Democratic Action Committee JSE Johannesburg Stock Exchange LRA Labour Relations Act MD Managing Director MDM Mass Democratic Movement MK Umkhonto we Sizwe MWU Mine Workers Union vn NAACP National Association for the Advancement of Colored People Nactu National Council of Trade Unions Nafcoc National African Federated Chamber of Commerce and Industry Nedlac National Economic Development and Labour Council Netu National Employees Trade Union NP National Party Numsa National Union of Metal Workers of South Africa Nusas National Union of South African Students PAC Pan African Congress Pawu Paper and Allied Workers Union PF Plant Forum Ppwawu Paper, Printing, Wood and Allied Workers Union PFP Progressive Federal Party RDP Reconstruction and Development Programme Sacob South African Chamber of Business SACP South African Communist Party Sansco South African National Students Congress SHC Stakeholders Committee TPM Total Productive Maintenance TQM Total Quality Management UCT University of Cape Town UDF United Democratic Front Uwusa United Workers Union of South Africa WCM&S World Class Manufacturing and Services WPF Workplace Forum vni ABSTRACT Making Sense of Affirmative Action: Reflections on the Politics of Race and Identity in South Africa Lisa Marcelle Klein D.Phil. St. Antony's College Trinity 1999 This thesis examines organizational programmes designed to manage racial identities in the South African workplace. It focuses on race-based affirmative action (AA) programmes. The AA debate has become a proxy for a more fundamental contest over the political boundaries of legitimate action and discourse. Notwithstanding pockets of resistance, there is consensus (amongst business leaders) on the need for AA policies. This is explained, in part, by post-1994 shifts in the boundaries of legitimacy. Rejection of AA is no longer a legitimate course of action. The AA controversy seems to be serving as a litmus test for the state of race relations in SA. The political transition has been accompanied by attempts to reconstitute political identities. It is suggested that the language of Africanism is providing the conceptual grammar with which to understand these processes. Race has become the primary axis through which an African identity, apposite to the 1990s, is being theorized. In the face of economic uncertainty and inequality the temptation is to naturalize identities. Hence the appeal of strictly defined race-based AA programmes. Despite the moral lexicon which has sprung up around AA, many companies are arguing that AA makes good business sense. It is needed to meet changes in the demographic profile of the consumer and supplier markets. The political and legislative imperative to implement AA means that companies need to make sense of it economically. This is not to suggest that managers are simply having to make a leap of faith with regards to AA. The issue is more complex: whilst many are making a virtue out of necessity, this necessity may prove to have its virtues. AA programmes cannot be understood in isolation from the economic 'realities' that enable, shape and constrain them. Given these adverse economic conditions, AA will, in all likelihood, have limited individual impact. At most, its gains will be modest. It will not eliminate the apartheid legacy of racial and gender inequalities, nor can it alone overcome the effects of other economic forces. AA needs to be located within a broader policy agenda aimed at promoting economic equity. It is in this respect that it has the potential to be an effective policy tool. ix CHAPTER 1 INTRODUCTION 1.1 Introduction The end of apartheid did not entail a concomitant reconfiguration of political identities and relationships. Unlike constitutions and sunset clauses, these are not ipso facto generated by the politics of transition. Indeed, the political practices of apartheid and the myriad mythologies they produced will in all likelihood live on well beyond a second ANC term in government. This thesis examines the ways in which this struggle to redefine individual and collective identities plays out in the workplace. It examines the organizational programmes introduced to foster employment equity, and the strategies initiated to manage race and gender identities. This takes the form of a multi-pronged inquiry. It focuses particularly on race-based affirmative action (AA) programmes in the workplace. In the last few years, a legislative framework designed to secure employment and occupational equity has begun to take shape. The employment arena is the focus of this study because it, more than other areas, is giving definition to A A. Public and private discourse is primarily concerned with the implications of A A for job creation and performance and its likely impact on the career trajectories of existing staff. It is in this area that the conflicts and contradictions of A A are most clearly illuminated. The concept of 'AA' is 'essentially contested'. Gallic notes that there are 'concepts which are essentially contested, concepts the proper use of which inevitably involves endless disputes about their proper uses on the part of their users/1 He suggests that for a concept to count as essentially contested (something different from a concept that is simply confused) it needs to possess seven characteristics. Of import here are the following two criteria: (1) the concept is a derivation from an original exemplar whose 1 W.B. Gallic, 'Essentially Contested Concepts/ in Proceedings of the Aristotelian Society, New Series, Vol. LVI, 1956,169.

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10.5 Questioning African Management and its' Antinomies temptation is to naturalize identities. It is in this respect that it has the potential to be an effective policy tool. remedy. The second claim attaches value to race as an independent variable: race as may change from situation to situati
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