Exploring Urban Change in South Asia Mahendra Sethi Jose A. Puppim de Oliveira Editors Mainstreaming Climate Co- Benefits in Indian Cities Post-Habitat III Innovations and Reforms Exploring Urban Change in South Asia Series editor Marie-Hélène Zérah, Senior Researcher, Centre for Social Sciences Studies on Africa, America and Asia (CESSMA, Paris), French Institute of Research for Sustainable Development (IRD) and Visiting Fellow, Centre for Policy Research, Delhi Editorial Board Pushpa Arabindoo, Department of Geography, University College London, UK EricDenis,SeniorResearchFellow,FrenchNationalCentreforScientificResearch (CNRS)-Géographie-cités Lab, Paris, France VéroniqueDupont,CentreforSocialSciencesStudiesonAfrica,AmericaandAsia (CESSMA, Paris), French Institute of Research for Sustainable Development (IRD) Haris Gazdar, Collective for Social Science Research, Centre for Economic Research in Pakistan, Lahore, Pakistan Nandini Gooptu, Oxford Department of International Development, Oxford University, UK AmitabhKundu,FormerProfessorofEconomics,andDeanoftheSchoolofSocial Sciences, Jawaharlal Nehru University, New Delhi, India Navdeep Mathur, Public Systems Group, Indian Institute of Management Ahmedabad, India Subrata Mitra, Institute of South Asian Studies, National University of Singapore Vyjayanthi Rao, Department of Anthropology, New School, New York, USA Sanjay Srivastava, Centre for the Study of Social Systems, School of Social Sciences, Jawaharlal Nehru University, Delhi, India The series incorporates work on urbanisation and urbanism in South Asia from diverse perspectives, including, but not being limited to, sociology, anthropology, geography,socialpolicy,urbanplanningandmanagement,economics,politicsand culture studies. It publishes original, peer-reviewed work covering both macro issues such as larger urbanisation processes, and economic shifts and qualitative researchworkfocusedonmicrostudies(eithercomparativeorethnographicbased). Bothindividualauthoredandeditedbooksareconsideredwithintheserieswiththe possibility of identifying emerging topics for handbooks. More information about this series at http://www.springer.com/series/13432 Mahendra Sethi Jose A. Puppim de Oliveira (cid:129) Editors Mainstreaming Climate fi Co-Bene ts in Indian Cities Post-Habitat III Innovations and Reforms 123 Editors Mahendra Sethi Jose A.Puppim deOliveira National Institute ofUrban Affairs Getulio Vargas Foundation(FGV/EAESP NewDelhi, Delhi andFGV/EBAPE) India SaoPauloandRiodeJaneiro Brazil ISSN 2367-0045 ISSN 2367-0053 (electronic) ExploringUrban Change inSouthAsia ISBN978-981-10-5815-8 ISBN978-981-10-5816-5 (eBook) https://doi.org/10.1007/978-981-10-5816-5 LibraryofCongressControlNumber:2017948639 ©SpringerNatureSingaporePteLtd.2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerNatureSingaporePteLtd. Theregisteredcompanyaddressis:152BeachRoad,#21-01/04GatewayEast,Singapore189721,Singapore Foreword Climate Change is a global challenge and a local one too, which can only be successfully overcome through a global collaborative and cooperative effort. India ispreparedtoplayitsroleasaresponsiblememberoftheinternationalcommunity andmakeitsowncontribution,andistakingpartinmultilateralnegotiationsunder the UN Framework on Climate Change. The outcomes must be effective, fair and equitable. Every citizen of this planet must have an equal share of the planetary atmospheric space. It also has to be ensured that despite India’s developmental imperatives, per capita greenhouse gas emissions should not exceed the expected levels and also in no case should they exceed the present levels, at the very least. Climatechangeisone ofthemost importantglobalenvironmentalchallenges with implications for food production, water supply, health, energy, and so on, which otherwise may have an adverse impact on the day-to-day life of urban dwellers. Addressing climate change requires a good scientific understanding as well as coordinated actions at the settlement level. India is still a developing country. Per capita energy consumption is about 500 kJagainsttheworldaverageof1800kJ,andthereareestimated400millionIndians whodonothaveaccesstocommercialenergyinsignificantmeasure.Development imperatives are huge and we are determined to meet them with a sense of envi- ronmental responsibility. In the overall global scenario, unfortunately many poor cities in the country are proceeding with a growth structure that leads to unsus- tainable practices with regard to water and waste management, and biodiversity, includingairquality.Therigidseparationofhousing,employment,commercialand recreational activities creates a dependency on mobility which if not planned well, in turn contributes to increasing environmental pollution. The phenomenon of the urban heat island that exacerbates climate change is by now well known. Pavements, buildings and other structures typical of urban area replace natural vegetation and eliminates the cooling provided by vegetation through both shade and evapo-transpiration. In urban areas, temperatures may be raised from this process by between 2 and 10 °C; this contributes to the formation of ground level ozonewhichisdetrimentaltohumanhealth.Furthermore,thecompoundingeffects of urban heat islands and increased temperatures from climate change result in v vi Foreword increased demand for air-conditioning which in turn means increased generation and consumption of electricity, which if allowed to be not used well as it is now, adversely affects the climate. On the other hand, there are new technologies that convert waste into economic returns, with zero-landfill and redeploying the waste heat productivity. ClimatechangeriskinIndia’surbancentrescanbeseenintheperspectiveofthe expected transition in city growth. In addition to 500 million people, an estimated 10,000 plus urban settlements are expected by 2050. This will involve environ- mental transition related to water, sanitation, environmental, health, air and water pollution, and climate change. Urban challenges for India for the twenty first century are dual. On the one side there are calls for priority interventions such as providing housing and basic services to all, infrastructure to support an ever-growing population and addressing poverty. On the other side there is the challengeofcopingwiththevariouskindsofpollution,whetherair,noiseorwater pollution or environmental degradation, and climate change-induced extreme events and disasters. India has embarked on a comprehensive national action plan for meeting the challenges of climate change. The approach of the action plan is to promote developmental objectives through pathways that also yield co-benefits for addressing climate change. In principle, it includes inclusive and sustainable development, cost-effective strategies for induced demand-side management, combating growth with ecological sustainability, adoption of appropriate technol- ogy for adaptation and mitigation of greenhouse gas emissions extensively, engi- neering new and innovative market’s regulatory and voluntary mechanism, effective programme implementation through linkages with the local bodies, and the people and public-private partnerships, and welcoming international coopera- tion or R&D and transfer of technologies. The National Action Plan for Climate Change,whichisbeingcloselymonitoredbythePrimeMinisterhimself,haseight missions, namely: the National Solar Mission, National Mission for Enhanced Energy Efficiency, National Mission on Sustainable Habitat, National Water Mission, National Mission for Sustaining the Himalayan Eco System, National Mission for a Green India, National Mission for Sustainable Agriculture, and National Mission on Strategic Knowledge for Climate Change. TheresponsibilityforspearheadingtheNationalMissionforSustainableHabitat has been entrusted to the Ministry of Urban Development (MoUD). The mission covers abroad spectrum ofissues relatedtoboth mitigation andadaptation.Asfar as mitigation is concerned, the focus would be on energy efficiency, in residential andcommercialsectors,urbanwatermanagement,urbanplanning,bringingabouta modal shift in the area of urban transportation, and so on. As far as adaptation is concerned, the focus would be on ensuring universal access to water, protection against floods and cyclones, establishment of disaster warning systems, and mea- surestakenforpre-andpost-disasterpreparations.Indiahasalreadyinitiatedaction on many of these issues. Its cities require and in fact the participants can give feedbackastohowthingsarebeingdoneandhowthingscouldbedoneevenbetter. Foreword vii India’s cities require integrated interventions that involve urban development and growth coupled with environmental safety and sustainability. Any framework needs to first identify the city-level vulnerability and risk and then redirect investments and programmes in the city-planning process. This calls for reducing city social structural vulnerability. Service level benchmarks have also been developedthatwillhelptodesignthespecificprojectsandprogrammes.Itinvolves redirecting investment towards climate sensitive planning and linking the different levels of institutional interventions. This means equipping cities in two ways: building resilience coping mechanisms against disaster, extreme events and plan- ning citydevelopment inanenvironmentally friendly mannerthat issustainable in the long run. The strategies may include promoting low-rise high density mix land use development toreduce demandfor travel andland integrating sustainability norms in master plans or development plans of cities and towns. A lot of debate is going on, whether there should be high-rise buildings or not, and perhaps the workshop could deliberate on this issue also, in the context of sustainability. Besides increasing and restoring the green cover in and around cities, use of building materials and surfaces that reduce urban heat islands and improve the storm water drainage system will also help. Strategies could also involve interventions at the regional level like proper resource management, improving weather forecasting to prepare for extreme events, having a disaster management plan in place for envi- ronmentally sensitive drought and flood prone areas, and preservation of the threatened areas. It is noticeable that India often gets the sudden cloudburst kind of rainfall now and this is creating another kind of challenge. When planners and city authorities arequestioned,theygobacktotheirdatabaseandtheysaythatthisneverhappened before,thereforetheyneverplannedforit.Theysaythatinthelast30yearsitnever rained like this in a short spell. However, what we are viewing as a nuisance, as a challenge,isactuallyaresource.Ifyouplanforthissortofrainfall,thewatercanbe storedwell,anditcanchangethefaceofthecities.Thisisachallengebecausenot allclimate change issues needtobereactive;wecanproactivelyprepareourselves too.Make gooduseofwhatever isappearingtobe achallenge oranuisance.This could be achieved through specific mitigation and adaptation plans that are built into city planning, ascertaining institutional backup to enable operationalization of these plans. Butahugeknowledgegapexistsintermsofpossibleclimatechangeimpactsat regional, local and city levels. The nature of responses should be designed to take careoflocation-specificimpacts.Hence,thereisaneedtolookattheR&Dneeds, specific to design of urban responses against climate change of the cities. The role of town planners assumes significance as they have to sensitize the numerous agencies and the citizen towards the adverse impacts of climate change and as pointed out above, not all climate change issues need to be a threat; they are opportunities as well, provided we appreciate them seriously, carefully. While undertaking preparation of master plans, zonal developmental plans and layout plans, it has to be ensured that the adverse impacts on quality of air and water are viii Foreword minimized. I hope that the state town and country planning departments, urban development and planning authorities, municipal bodies, schools of planning and architecture andrelatedprofessionalandstatutorybodies will play aproactiverole in taking up the issue of climate change and accordingly take the necessary steps and studies for incorporating the environmental concerns of cities to reduce the adverse impact of these threats. Ialsohopethatthestrategiesadoptedforthepurposefocusonsustainabilityand an inclusive approach. The MoUD have revised the Urban Development Plan FormulationandImplementationGuidelines.Thediscourseonclimateissuescould suitablyinfluencetheseguidelines.SinceUnitedNationsUniversity(UNU)hasgot a global presence, it can bring the global knowledge and awareness into India successfully.Indiaisaverylargecountryandtheissues(thatarefoundindifferent parts of the world are probably found in this country) are such that it deserves to have a chapter of UNU in India. The book deliberates on all the relevant issues, themes and comes up with excellent suggestions that would be useful for one and all who are concerned. I wish the book every success! Dr. Sudhir Krishna Former Secretary, Ministry of Urban Development, Government of India Preface The twenty-first century is considered to be the greatest opportunity to attain sus- tainabledevelopment.However,afailuretotransformourpatternsofdevelopment canleadtoirreversibleimpactswithconsequencesforthepeopleandplanet.Inthis context, the future of sustainable development objectives is intrinsically linked to the development processes in our cities, as evident with the inclusion of a Cities Goal in the Sustainable Development Goals (SDGs), though urban development affectsmostoftheSDGs.Rapidurbanizationputsincreasingpressureontheglobal environment and exacerbates inequalities as cities both produce and consume materialandenergyresources.Theideaofgeneratingpartnershipsforco-benefitsis embedded in how we can integrate the solutions to global challenges and the pressureforlocaldevelopmentobjectivesincitiesintheshortandlongterm.Cities in the developing world face multiple challenges to achieve sustainability goals. These challenges include jobless labour, slums and health risks; lagging access to basiclevelsofinfrastructure,suchasadequatehousing,transport,electricity;losing prime green and blue land uses to industries, buildings and roads; facing the onslaughtoflocalpollutionandglobalclimatechangeimpacts.Nevertheless,cities have historically been and will continue to be centres of hope, knowledge, inno- vation, social and political reforms that catalyse transformations. In this sense, collaborative approaches between various functional sectors and levelsofgovernancearekeytocreatethelocalandglobalinnovations,institutions and mechanisms to generate co-benefits as, for example, reducing the causes and impactsofclimatechangeandairpollutionandimprovinghumanhealth.However, in view of adhering to international commitments like the Paris Agreement, SDGs andtherecentlyagreedNewUrbanAgendainPost-HabitatIIIand,forthecaseof India, attaining ambitious national goals for sustainable urbanization under the Smart Cities Mission, AMRUT (Atal Mission for Rejuvenation and Urban Transformation), HRIDAY (National Heritage City Development and Augmentation Yojana) and the Swachh Bharat Mission, we need a comprehensive discourse to transform broad concepts into practical results for the implementation ofsuchcommitments.Theobjectiveofthisbookistodiscusshowwecandevelop policies and instruments to boost the capacity of societies to generate climate, ix