Kai Starke Magnetic Dichroism in Core-Level Photoemission With 46 Figures regnirpS Springer Tracts in Modern Physics Springer Tracts in Modern Physics provides comprehensive and critical reviews of topics of current interest in physics. The following fields are emphasized: elementary particle physics, solid-state physics, complex systems, and fundamental astrophysics. Suitable reviews of other fields can also be accepted. The editors encourage prospective authors to correspond with them in advance of submitting an article. For reviews of topics belonging to the above mentioned fields, they should address the responsible editor, otherwise the managing editor. See also http://www.springer.de/phys/books/stmp.html gniganaM rotidE Solid-State Physics, rotidE Gerhard H6hler Peter elf16W Institut fiir Theoretische Teilchenphysik Institut fiir Theorie der Kondensierten Materie Universit~t Karlsruhe Universit~t Karlsruhe Postfach 69 80 Postfach 69 80 82167-D Karlsruhe, Germany 82167-D Karlsruhe, Germany Phone: +49 (7 20 6 08 33 57 Phone: +49 7( )12 6 08 53 9 ° Fax: +49 (7 )12 73 07 26 Fax: +49 (7 zI) 69 8150 Email: gerhard.hoehler~hysik.uni-karlsruhe.de Email: [email protected] http://www-ttp.physik.uni-karlsruhe.de/ http://www-tkm.physik.uni-karlsruhe.de yratnemelE elcitraP Physics, srotidE xelpmoC ,smetsyS rotidE Johann .H Kfihn Frank Steiner Institut fir Theoretische Teilchenphysik Abteilung Theoretische Physik Universit/it Karlsruhe Universit~it Utm Postfach 69 8o Albert -Einstein-Allee 11 82167-D Karlsruhe, Germany D-89o69 Ulm, Germany Phone: +49 (7 )12 6 08 33 27 Phone: +49 (7 )13 5 o2 29 lo Fax: +49 (7 )12 73 07 26 lax: +49 (7 )13 5 02 29 24 Emait: [email protected] Email: [email protected] http://www-ttp.physiLuni-karlsruhe.de/~jk http://www.physik.uni-ulm.de/theo/theophys~ht ml Thomas reUiiM Fundamental Astrophysics, Editor Institut ftir Experimentelle Kernphysik Pakult~t fiir Physik Joachim Triimper ti~tisrevinU Karlsruhe Postfach 69 8o Max-Ptanck-lnstitut fiir Extraterrestrische Physik 82167-D Karlsruhe, Germany Postfach 61 30 Phone: +49 (7 )~2 6 o8 53 24 o4758-D Garching, Germany Fax: +49 (7 )12 6 07 26 12 Phone: +49 (89) 23 99 53 95 Email: [email protected] Fax: +49 (89) 23 99 53 69 http://www-ekp.physik.uni-karlsruhe.de Email: [email protected] http:t lvrwa.mpe-garching.mpg.de/index.html goberto Peccei Department of Physics University of California, Los Angeles 5o4 Hilgard Avenue Los Angeles, CA 9oo24q547, ASU Phone: +t o13 528 lo42 Fax: +131o 528 9368 Emafl: [email protected] http://www.physics.uda.edu/facutty/ladder/ peccei.html Springer Tracts in Modern Physics Volume 951 Managing Editor: .G H6hler, Karlsruhe Editors: I. Kiihn, Karlsruhe Th. Miiller, Karlsruhe .R .D Peccei, Los Angeles .F Steiner, Ulm .J Trftmper, Garching .P ,elf16W Karlsruhe Honorary Editor: .E A. Niekisch, Jiilich regnirpS nilreB grebledieH New kroY anolecraB Hong gnoK nodnoL Milan siraP eropagniS oykoT Dr. habil. Kai Starke Freie Universitiit Berlin Institut ffir Experimentalphysik Arnimallee 14 D-14195 Berlin, Germany E-mail: [email protected] Physics and Astronomy Classification Scheme (PACS): 32.7o.C, 61.66.B, 68.35, 68.55, 71.2o, 71.22, 71.7o, 73.2o, ,mJ.o1.57 75.2o.En, 75.25.+z, 75.3o.Et, 75.3o.Pd, ,gG.o5.57 75.5o.Vv, 75.7o.-i, 75.7o.Ak, 75.7o.C, 78.4o.K, 79.6o, 81.15 ISSN oo81-3869 ISBN 3-540-66268-5 Springer-Veflag Berlin Heidelberg New York Library of Congress Cataloging-in-Publication Data applied for. Die Deutsche Bibliothek - CIP Einheitsaufnahme Starke, Kai: Magnetic dichroism in core level photoemission/Kai Starke. - Berlin; Heidelberg; New ;kroY Barcelona; Hong Kong; London; Milan; Paris; Singapore; Tokyo: Springer: 2o00. (Springer tracts in modern physics; Vol. )951 NBSI 5-86266-o45-3 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is permitted only under the provisions of the German Copyright Law of September 9,1965, in its current version, and permission for use must always be obtained from Springer-Verlag. Violations are liable for prosecution under the German Copyright .waL © Springer-Verlag Berlin Heidelberg 2ooo Printed in Germany The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Typesetting: Camera-ready copy by the author using a Springer XBf0g macro package Cover design: &ngised noitcudorp GmbH, Heidelberg :NIPS 10698300 56/3144/tr - 5 4 3 21 o - Printed on acid-free paper Preface The joy of insight is a sense of involvement and awe, the elated state of mind that you achieve when you have grasped some essential point; it is akin to what you feel on top of a mountain after a hard climb, or when you hear a great work of music. Viktor Weisskopf This volume is a review of a rapidly developing field in thin-film magnetism. Between 1990, when magnetic dichroism in core-level photoemission (MDPE) was discovered, and today, the attitude of researchers in the field has changed from surprise to a full appreciation of the physical basis. Most important for the present level of understanding was the early participation of theorists, to whom nature was kind enough to reveal some of its underlying structure. A wealth of primary research literature has now been published on MDPE, and it is our aim to make a selection of it available to an interested broader audience. Special emphasis is laid here on the application of MDPE as an element-specific magnetization probe for low-dimensional rare-earth systems. After an introduction to core-level photoemission with a brief description of chemical binding-energy shifts, the basic role of exchange and spin-orbit interaction in the occurrence of magnetic dichroism is described in detail. Transparent LS-coupling pictures are developed, which explain MDPE as a consequence of selection rules in dipole transitions from magnetically oriented states. They predict particularly large magnetic dichroism effects for the well- resolved multiplet lines of shallow rare-earth core levels. Experimental chal- lenges and their state-of-the-art solutions, e.g. for preparing atomically sharp rare-earth interfaces, are described along with synchrotron radiation sources for circularly polarized soft x-rays. We review early MDPE experiments on closed p shells of ferromagnetic iron to demonstrate that both spin-orbit coupling and intra-atomic exchange interaction are necessary for magnetic dichroism. The example of Gd 4d shows how MDPE can give insight into the core-level electronic structure which could hardly be obtained otherwise. To my wife Martina, and my children Nils, Muriel, and Olivia VIII Preface The main part of Magnetic Dichroisra in Core-Level Photoemission is devoted to rare-earth 4f shells. The sharp and often well-resolved 4f photoe- mission lines exhibit huge dichroic effects, which are comparable with or even larger than those known from x-ray absorption. In relevant cases, 4f photoe- mission line intensities are large for only one magnetization direction, relative to the incoming circular-polarized light, but nearly absent for the other. A detailed comparison with recent intermediate-coupling calculations by Thole and van der Laan - explained in the commonly used LS-coupling scheme - shows that the basic observations are quantitatively well described by atomic multiplet theory. Resonant MDPE is analyzed in great detail at d ~ 4f excitation thresh- olds. It is shown that the angular-momentum character of the x-ray absorp- tion states involved is directly reflected by the sign of the associated x-ray absorption magnetic circular dichroism (XMCD) spectra. In addition, we dis- cuss the issue of spin-flip excitations in resonant photoemission. Chapter 7 covers the application of MDPE as an element-specific sensor for surface and interface magnetization studies. The availability of intense po- larized light makes it a fast alternative method to established spin-resolving techniques. Using the core-level chemical shifts at rare-earth metal surfaces, we discuss the potential of MDPE to probe the orientation of the top-layer magnetization with respect to adjacent 'bulk' atomic layers. Novel experi- ments on rare-earth interfaces illustrate the feasibility of magnetometry with atomic-layer resolution, a unique merit of MDPE by which it provides layer- by-layer coupling strengths from rare-earth interfaces. An appendix provides practical advice for experimentalists who want to apply MDPE at 4f shells for magnetic analysis. The formulae given shall facilitate the choice of the most appropriate measurement geometry. It is a pleasure to thank the many collegues whose spirit of collabora- tion has made the present volume possible. In particular, I am grateful to G. Kaindl for his scientific advice and continuous support, and for the con- genial atmosphere in his group at the Freie Universit~t Berlin, of which I have been a member since 1991. I owe considerable debt to the group's for- mer and present PhD students, E. Arenholz, .S Bode, A. V. Fedorov, A. Y. Grigoriev, F. Heigl, F. Hiibinger, E. Navas, the 'multivalent' Zhiwei Hu, and .S Gorovikov (St. Petersburg State University). I would like to thank L. Baumgarten (Forschungszentrum Jiilich) for his help in the initial stage of this work. The numerous atomic multiplet calculations of G. van der Laan (Daresbury Laboratory) and his theoretical support over the years have be- come indispensable. In 1994-95 I benefited much from the generous support by the Deutsche Forschungsgemeinschaft, and I would like to thank C. T. Chen (Bell Labs) and P. D. Johnson (Brookhaven Nat. Lab.) for their hos- pitality during that time. Special thanks go to P. Jensen (Freie Universit~t Berlin), C. .S Fadley (Lawrence Berkeley Nat. Lab.), and J. Henk (Max- Planck-Institut Halle) for our stimulating collaboration. Berlin, September 1999 Kai Starke Contents o1 Introduction .............................................. 1 2. Theoretical Considerations ............................... 3 2.1 Atomic Multiplet Theory ................................ 4 2.1.1 Selection Rules and Total Final States .............. 4 2.1.2 Photoemission Final States and Line Strength ....... 8 2.2 Simple Cases ........................................... 10 2.2.1 Gd 4f Photoemission: The Role of Final-State Spin-Orbit Interaction ............................ 10 2.2.2 Tb 4f Photoemission: The sST/2 Component ......... 13 2.3 Geometries for Magnetic Dichroism ....................... 14 2.3.1 Circularly Polarized Light ......................... 16 2.3.2 Linearly Polarized Light ........................... 18 2.4 Binding Energy and Chemical Shift ....................... 19 2.4.1 Core-Level Binding Energy in Rare-Earth Metals ..... 20 2.4.2 4f Photoemission and Surface Core-Level Shift ....... 25 3. Experimental Techniques ................................. 29 3.1 Sample Preparation ..................................... 29 3.1.1 Rare-Earth-Metal Evaporators ..................... 30 3.1.2 Wide-Temperature-Range Tungsten-Crystal Holder ... 31 3.1.3 Structural and Magnetic Characterization of Rare-Earth-Metal Films ......................... 33 3.2 X-Ray Magnetic Circular Dichroism as a Complementary Method ............................. 37 3.3 Beamlines for Circularly Polarized Soft X-Rays ............. 39 4. Closed Shells ............................................. 43 4.1 Analytical Single-Particle Model .......................... 44 4.2 Transition Metals: Fe 2p and Fe 3p ....................... 45 4.3 Rare-Earth Metals: Gd 4d ............................... 50 X Contents . Rare-Earth 4f Shells ...................................... 55 5.1 Gd Metal .............................................. 55 5.2 Heavier Rare-Earth Metals: Tb and Dy ................... 57 5.3 Intermetallic Compounds: TbFex ......................... 59 6. Magnetic Circular Dichroism in Resonant Photoemission . 65 6.1 A Primer on Fano's Theory ............................. 66 6.2 Gd 4d-4f Giant Resonance .............................. 69 6.2.1 Identification of X-Ray Absorption Lines ............ 71 6.2.2 Magnetic Cicular Dichroism in Resonant 4d-4f Photoemission ................... 73 6.3 Gd 3d-4f Resonance .................................... 76 6.3.1 High-Resolution X-Ray Absorption Magnetic Circular Dichroism ............................... 77 6.3.2 Spin Flip in Resonant Photoemission ............... 79 . Magnetic Dichroism in Photoemission as a Near-Surface Magnetic Probe ........................ 85 7.1 Magnetic Surface Reconstruction ......................... 86 7.1.1 Wb(0001) ........................................ 89 7.1.2 Gd(0001) ........................................ 91 7.2 Atomic-Layer Resolution at Heteromagnetic Interfaces: Eu/Gd(0001) .......................................... 96 7.2.1 An Atomically Sharp Rare-Earth Interface ........... 96 7.2.2 Layer-Dependent Magnetic Coupling of Ordered Eu Layers ....................................... 100 7.2.3 Thicker Eu Films on Gd(0001) ..................... 107 8. Conclusions and Future Directions ........................ 111 A. Angle-Resolved Photoemission from f Shells: Gd .......... 115 References .................................................... 121 Glossary of Acronyms ........................................ 131 Index ......................................................... 133 1. Introduction Magnetic coupling in layered metallic structures has become a key issue in thin-film magnetism since the discovery of interlayer exchange coupling in the mid-1980s. In multilayers built from different rare-earth elements, it was found that exchange coupling is mediated over many nonmagnetic atomic layers. Such long-range oscillatory coupling was also observed in artificially layered transition-metal films, and from then on basic and applied research in magnetism aimed at understanding and tailoring the properties of mul- tilayers. Efforts were exceptionally quickly rewarded with observations of new scientific phenomena and advances of practical value. 1 Among these, 'giant magnetoresistance' has currently the strongest impact on information technology. Similarly important are multilayers with perpendicular magnetic anisotropy, which show promise as 'blue' magneto-optical media. In all these multilayers with alternating magnetic and 'nonmagnetic' elements, atomic layers which are located directly at interfaces play a decisive role. One of the most versatile methods for studying multicomponent magnetic systems is magnetic circular dichroism in x-ray absorption (XMCD). This technique is based on the fact that the absorption of circularly polarized x- rays depends on the relative orientation of the photon momentum and sample magnetization. Through the involvement of inner-shell electrons, XMCD is an element-specific technique, as has been demonstrated in numerous stud- ies Schfitz et al., 1987; Chen et al., 1990; Ebert et al., 1991b; Samant et al., 1994. Moreover, XMCD can probe magnetic moments in a quantitative way, on the basis of theoretical 'sum rules' which connect the XMCD signal with the size of the orbital and spin magnetic moments Thole et al., 1992; Carra et al., 1993. With these merits, XMCD has become a magnetometry tool which is widely used at many 'dedicated' synchrotron beamlines supply- ing circularly polarized x-rays for magnetism studies around the world. The concomitantly growing need for intense circularly polarized x-ray sources re- sulted in new insertion-device designs of undulators and wigglers, optimized 1 The improved sensitivity of present-day magnetic read heads si based on 'giant magnetoresistance' (GMR) in exchange-coupled Co/Cu multilayers. In 5991 IBM purchased the patent on GMR (obtained in 6891 by .P Griinberg, -nezsgnuhcsroF trum Jiilich, Germany) - a fortunate example of fast technology transfer and monetarily rewarded scientific efforts.