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Monographs Series Editor: U.Veronesi R. Mertelsmann (Ed.) Lymphohaematopoietic Growth Factors in Cancer Therapy With 8 Figures and 14 Tables Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Hong Kong Barcelona Abteilung Innere Medizin I Klinikum der Albert-Ludwigs-Universitat Hugstetter StraBe 55 7800 Freiburg Federal Republic of Germany The European School of Oncology gratefully acknowledges sponsorship for the Task (ROCho/ Force received from Prodotti Roche S.p.A. - Milano Library of Concress Cataloging-in-Publication Data Lymphohaematopoietic growth factors in cancer therapy 1 R. Mertelsmann (ed.). p. cm.-(Monographs 1 European School of Oncology) ISBN-13: 978-3-642-76039-6 e-ISBN-13: 978-3-642-76037-2 001: 10.1007/978-3-642-76037-2 1. Cancer-Immunotherapy. 2. Hematopoietic growth factors Therapeutic use. 3. Lymphokines-Therapeutic use. 4. Interleukins-Therapeutic use. I. Mertelsmann, Roland. II. Series: Monographs (European School of Oncology) [DNLM: 1. Growth Substances. 2. Interleukin-2-therapeutic use. 3. Inter leukins-therapeutic use. 4. Killer Cells, Lymphokine-Activated. 5. Neoplasms-therapy. OZ266 L9864] RC271.145L9441990 616.99'4061-dc20 DNLMIDLC for Library of Congress 90-10303 CIP This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, recitation, broadcasting, reproduction on microfilms or in other ways, and storage in data banks. Duplication of this publication or parts thereof is only permitted under the provisions of the German Copyright Law of September 9, 1965, in its current version, and a copyright fee must always be paid. Violations fall under the prosecution act of the German Copyright Law. © Springer-Verlag Berlin Heidelberg 1990 Softcover reprint of the hardcover 1st edition 1990 The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Product Liability: The publisher can give no guarantee for information about drug dosage and application thereof contained in this book. In every individual case the respective user must check its accuracy by consulting other pharmaceutical literature. 2123/3145-543210 - Printed on acid-free paper Foreword The European School of Oncology came into existence to respond to a need for informa tion, education and training in the field of the diagnosis and treatment of cancer. There are two main reasons why such an initiative was considered necessary. Firstly, the teaching of oncology requires a rigorously multidisciplinary approach which is difficult for the Univer sities to put into practice since their system is mainly disciplinary orientated. Secondly, the rate of technological development that impinges on the diagnosis and treatment of cancer has been so rapid that it is not an easy task for medical faculties to adapt their curricula flexibly. With its residential courses for organ pathologies and the seminars on new techniques (laser, monoclonal antibodies, imaging techniques etc.) or on the principal therapeutic controversies (conservative or mutilating surgery, primary or adjuvant chemotherapy, radiotherapy alone or integrated), it is the ambition of the European School of Oncology to fill a cultural and scientific gap and, thereby, create a bridge between the University and Industry and between these two and daily medical practice. One of the more recent initiatives of ESO has been the institution of permanent study groups, also called task forces, where a limited number of leading experts are invited to meet once a year with the aim of defining the state of the art and possibly reaching a consensus on future developments in specific fields of oncology. The ESO Monograph series was designed with the specific purpose of disseminating the results of these study group meetings, and providing concise and updated reviews of the topic discussed. It was decided to keep the layout relatively simple, in order to restrict the costs and make the monographs available in the shortest possible time, thus overcoming a common problem in medical literature: that ofthe material being outdated even before publication. UMBERTO VERONESI Chairman Scientific Committee European School of Oncology Contents Introduction R. MERTELSMANN . . . . . . . . . . . . . . . . .. 1 Interleukins and Haematopoietic Growth Factors F. M. ROSENTHAL, A. LINDEMANN, F. HERRMANN and R. MERTELSMANN . . . . . . . . . . .. 3 Mechanisms ofT-Ceil Activation H. WAGNER and K. HEEG . . . . . . .......... 19 Characteristics of LAK Cells and Their Use in Adoptive Therapy of Cancer in Experimental Animals R. B. HERBERMAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . 25 Interleukin 2: In Vivo Induction of Effector Cells G. FORNI, M. C. Bosco, S. VAl and M. GIOVARELLI ................... 37 Cellular Immunotherapy of Cancer: The Use of Lymphokine-Activated Natural Killer (LANAK) Cells F. FARACE, B. ESCUDIER, F. TRIEBEL and T. HERCEND .................... 47 Interleukin 2: Clinical Aspects N . THATCHER .. . . . . .. ............. . . . . . . . . . . . . . . . 57 Interleukin 2 and LAK Cells F. CALABRESI and E. M. RUGGERI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 Introduction Roland Mertelsmann Department of Medicine I, Division of HaematologylOncology, Albert-Ludwig's University Medical Centre, Hugstetter Strasse 55, 7800 Freiburg, FRG Proliferation, differentiation and functional activity of haematopoietic and immunological progenitor and effector cells are regulated by a family of peptide hormones called cytokines. Recent information suggests an important role for these mediators not only in the elimination of pathogenic organisms and cells but also in the pathogenesis of infectious and neoplastic disorders. Studies of gene structure, gene expression, induction requirements and cellular sources using molecular probes and biological assays, have demonstrated a complex cascade of synergising activation signals that amplify immune and inflammatory responses. Through recombinant DNA technology, sufficient quantities of highly purified cytokines have become available for clinical evaluation. Conceptually, cytokine-based treatment strategies are directed towards 1) stimulation of host antitumour defense mechanisms, 2) direct effect on tumour cell proliferation and differentiation, and 3) increasing host resistance to neoplasia- or therapy-induced Iympho- and myelosuppression. Interleukin 2 is the prime example of a cytokine which induces host effector cells with tumour killing capacities, resulting in reproducible albeit 'rare remissions in malignant melanoma and renal cell carcinoma. The interferons are thought to exert their most prominent clinical benefits in hairy cell leukaemia and chronic myelogenous leukaemia by direct effects on the respective leukaemic cell populations. Major progress has recently been made by using haematopoietic growth factors (haemopoietins) including erythropoietin, G-CSF, GM-CSF and Interleukin 3 in ameliorating disease- and therapy induced myelosuppression with significant clinical benefits for patients. A survival advantage for patients receiving haemopoietins in conjunction with chemo/radiotherapy has already been demonstrated in some studies. A significant improvement in the quality of life of patients receiving cancer chemotherapy has been documented in all 'clinical studies so far, making the introduction of cytokines into the clinic one of the major advances in cancer therapy of the 1980s. In preparing this monograph, the editor has had the privilege and pleasure to collaborate with an outstanding group of experts in clinical and experimental cytokine research, for which he expresses his warmest appreciation. Interleukins and Haematopoietic Growth Factors F.M. Rosenthal, A. Lindemann, F. Herrmann and R. Mertelsmann Department of Medicine I, Division of HaematologylOncology, Albert-Ludwig's University Medical Centre, Hugstetter Strasse 55, 7800 Freiburg, FRG One of the most challenging areas of con tients or by depletive immunotherapy, and fi temporary oncological and immunological re nally by adoptive immunotherapy, entailing search is represented by investigation of the the transfer of immunocompetent cells from potential clinical use of human cytokines. one individual to another or the administra In recent years, a breakthrough was provided tion of ex vivo activated autologous immune by cloning of the genes of some of these cells. growth factors. It was thus made possible to In this chapter, we will concentrate on the ex obtain homogeneous preparations of individ perience that has been gained with the use of ual factors in sufficient quantities to permit cytokines in cancer therapy. large-scale laboratory and clinical trials. Cytokines are polypeptide products of acti For many years, standard treatment of malig vated cells which, in most instances, provide nant disease has focussed on local surgery, relatively short-range communication be radiation and systemic chemotherapy. As the tween a wide variety of cells by influencing available therapy for the more frequent their proliferation, differentiation and state of cancers has remained unsatisfactory, oncol activation. They are produced by multiple cell ogists are forced to explore novel therapeutic types and several of them have pleiotropic approaches. and overlapping, sometimes synergistic or Improved understanding of tumour patho additive, activities that are not restricted to in physiology and immunology raises the pos fluencing one cell lineage only. The majority sibility of introducing additional treatment of growth factors appear to have the capacity modalities: the stimulation of host defense of inducing other cytokines, including HGFs, mechanisms including specific and non-spe in activated white blood cells. This complex cific immunological approaches as well as network of interactions renders the evaluation effects to directly affect tumour growth and dif of clinical studies conducted with these fac ferentiation by therapeutically influencing tors very complex, since multifaceted direct pathophysiological mechanisms. The com and indirect effects on many organ systems plexity of the immune response to tumours have to be expected. necessitates a multifaceted approach to the The potential clinical use of human cytokines problem of immunotherapy. Ideally, such an can arbitrarily be ramified into 4 strategies: approach should attempt to minimise the 1. Stimulation of the immune response in ability of a tumour to escape immunological order to enhance immunosurveillance of control, reduce tumour viability and enhance neoplasms (e.g., 1L2). specific or non-specific host resistance. In 2. Mitigation of cancer therapy and cancer practice, this may be achieved either by ac related immuno- and myelosuppression tive manipulation of the immune response by and augmentation of non-specific mech vaccination against tumours or by administra anisms of host resistance. (e.g., GM-CSF, tion of immunoregulatory factors such as cy G-CSF, EPO). tokines. Another possible access to this 3. Indirect improvement of antitumour re problem is by passive immunotherapy involv sponse and survival by reducing toxicity ing the transfer of antibodies to cancer pa- and thus altering the definition of the 4 F.M. Rosenthal, A. Lindemann, F. Herrmann and R. Mertelsmann Table 1. Cytokines involved in immunoregulation and haematopoietic blood cell development Family Molecules Synonyms Chromosomal Molecular weight" localisation (kilodalton) 1 . Growth factors Multi-CSF IL-3 5q23-q31 14-28 GM-CSF CSF-alpha 5q21-q32 14-35 G-CSF CSF-beta 17q11-q22 18-22 M-CSF CSF-1 5q33 47-74 EPO 7q11-q22 34-39 2. Interleukins IL-1 Hematopoietin-1 2q14 31 ;17 IL-2 TCGF 4q2S-q28 15.5 IL-3 Multi-CSF 5q23-q31 14-28 IL-4 BSF-1 5q 15-20 IL-5 BCGF-II, TRF 5q 12-18 IL-S BSF-2 7q 24 3. Interferons IFN-alpha Leukocyte-IFN 9 18-20 IFN-beta Fibroblast-IFN 9 23 IFN-gamma Immune-IFN 12 20-25 4. Tumor necrosis TNF-alpha Cachectin S 17 factors TNF-beta Lymphotoxin S 25 5. Others PDGF (examples) TGF-alpha TGF-beta TCGF, T-cell growth factor; BSF, B-cell stimulatory factor; BCGF, B-cell growth factor; TRF, T-cell replacing factor; PDGF, platelet-derived growth factor; TGF, transforming growth factor For other abbreviations see text " Variations in molecular weight are in most cases due to different degrees of glycosylation maximum tolerated doses of conventional Haematopoletlc Growth Factors chemotherapeutic regimens (CSFs). 4. Direct influence on tumour cell growth and differentiation via cytotoxic, cytostatic The haematopoietic growth factors (HGFs) or regulatory mechanisms (e.g., TNF). are a family of glycoprotein hormones which regulate survival, proliferation and differentia Apart from this potential use in cancer ther tion of haematopoietic progenitor cells as well apy, there are a number of non-neoplastic as the functional activities of mature cells [1] disorders associated with neutropenia, where (see Fig. 1). During the past few years, the the application of growth factors may prove to genes for 5 of the human factors have been be beneficial. defined and cloned, and recombinant forms Cytokines involved in immunoregulation or of the proteins have been produced and puri cell proliferation can be divided into several fied. The different factors have been opera groups (Table 1), such as haematopoietic tionally defined by prefixes based on the pre growth factors, interleukins, interferons, tu dominant type of colony found in vitro in re mour necrosis factors, and others. sponse to these molecules. The factors cur Since most cytokines possess pleiotropic bio rently under active clinical investigation in logical properties, there are overlapping ac clude multipotential colony-stimulating factor tivities between groups, which makes any (Multi-CSF or interleukin 3), granulocyte classification somewhat arbitrary. macrophage CSF (GM-CSF), granulocyte Interleukins and Haematopoietic Growth Factors 5 Il-3 Gran~ytes 1l-4 baso ? GM-CSF L-3 11..-5 -----------------~ eos 1l-3 ? GM-CSF G-CSF neut 3d 3d t.4onocyte Epo .- -. •· .•·7 d 1l-3 Platelet. Gt.4-CSF t.4egakaryocyte Epo _120c1 Epo BFU-E CFU-E RBe Fig. 1. Influence of haematopoietic growth factors on different cell types CSF (G-CSF), macrophage CSF (M-CSF), sentation [10] and to release oxygen radicals and erythropoietin (EPO). [11 ]. Although these in vitro findings suggested a possible role for inducing indirect and direct Granulocyte-Macrophage Colony antitumour effects, no such effects of GM-CSF Stimulating Factor could be observed in any of the clinical stud ies [12-14]. Induction of in vivo tumour cyto-' The human gene encoding GM-CSF is lo toxicity might be achieved by combining GM cated on chromosome 5q21-5q32 [2]. CSF with more traditional macrophage acti Probably due to variable glycolysation, the vating factors like interferon-gamma (IFN-y): molecular mass of the mature protein, which GM-CSF delivering large numbers of effector comprises 127 amino acids, ranges from 14- cells and IFN-y triggering the response. 35 kD [3]. A variety of cells producing GM Apart from its possible role as an antitumour CSF have been identified, among them agent, which requires further evaluation, GM monocytes, fibroblasts, endothelial cells, ep CSF demonstrates an already well charac ithelial cells and T lymphocytes [4]. GM-CSF terised activity in reducing chemotherapy-as stimulates granulocyte/macrophage and sociated morbidity. eosinophil colony formation in vitro and acts Severe and prolonged myelosuppression in combination with erythropoietin as ery after chemotherapy in neoplastic disease rep throid burst promoting activity [5]. In addition resents a fundamental problem, to its effect on progenitor cell differentiation, Complications during this myelosuppressive GM-CSF also induces a variety of functional period often limit the practicability of changes in mature cells. It increases neu chemotherapeutic regimens. Frequently, pa trophil phagocytic activity, inhibits the migra tients receiving high-dose chemotherapy de tion of neutrophil granulocytes [6] and in velop neutropenia that often results in bacte duces the production of other cytokines (e.g., rial and secondary fungal infections. TNF, IL1) by these same cells [7,8]. It also in Shortening the period and degree of neu duces macrophage tumour cytotoxicity [9], tropenia should decrease the incidence and activates macrophages to synthesise MHC severity of infections and thereby also shorten class II molecules, to augment antigen pre- 6 F.M. Rosenthal, A. Lindemann, F. Herrmann and R. Mertelsmann hospital stay and even reduce mortality as nesis induced in vivo, by augmenting the sociated with chemotherapy. proportion of malignant cells recruited into the In our own phase II clinical trial, it was shown S-phase of the cell cycle and thus obtain en that the neutrophil nadir was significantly ele hanced cytotOXiC effects with drugs such as vated and time of relevant neutropenia was Ara-C, that kill cycle-activated cells [27,28]. abbreviated with a single daily subcutaneous The value of" GM-CSF in the treatment of dose of GM-CSF (250 1l9/m2 body surface aplastic al}aemia appears to be limited, as area) given over a period of 10 days [15]. reported by Champlin and Nissen [29,30]. Patients were protected from febrile events Combinations of haematopoietic growth fac and incidence of mucositis was reduced as tors acting on early progenitors with later well. No significant effect was seen regarding acting factors might have synergistiC effects in platelet counts, haemoglobin levels or dura accelerating repopulation of the bone marrow tion of chemotherapy-related thrombocy and warrant further investigation in this dis topenia and anaemia. ease. The toxicity encountered was tolerable. The Ultimately, GM-CSF may find a place in the adverse effects consisted mainly of discrete treatment of other non-malignant conditions bone pain, skin rash and weakness. Short which are characterised by leukopenia (e.g., lived dyspnoea was occasionally seen in pa AIDS) [31], or in the improvement of host de tients receiving the factor intravenously, fence in infectious disease complications [32]. especially if white blood cell counts exceeded normal values by far. Dose-limiting toxicities reported were serositis and thrombosis with Granulocyte Colony-Stimulating Factor pulmonary emboli [16-21]. Effects of GM-CSF were also studied in the By recombinant DNA technology, 2 cDNAs clinical setting of autOlogous bone marrow representing a 177 amino-acid protein form transplantation [17,22,23]. It has been shown and a 174 amino-acid protein form of human that this growth factor increases the circulat granulocyte colony-stimulating factor (G-CSF) ing pool of peripheral blood haematopoietic could be isolated [33-35]. It is not known, progenitors and thus accelerates the rate of however, whether both forms do physiologi neutrophil recovery. No difference was seen cally exist in man. The shorter version of the with respect to the first appearance of neu molecules seems to be more active in vivo. trophils in the circulation when comparing The gene which encodes for G-CSF is lo GM-CSF-treated patients with non-treated cated on chromosome 17 in region q11-q22 patients [24]. This may open new perspec [36]. tives in the field of bone marrow transplanta G-CSF is a rather lineage-specific tion. The need for bone marrow harvesting haematopoietic growth factor in that it acts on might be avoided by using peripheral blood cells capable of forming one differentiated stem cells for transplantation. cell type: the neutrophil granulocyte. In com Application of GM-CSF to patients with bination with other haematopoietic growth myelodysplastic syndrome (MDS) has been factors, it acts synergistically to stimulate a described to normalise red-cell, white-cell broader spectrum of colony-forming units [33]. and platelet counts in some patients [25]. In addition, G-CSF increases antibody-de More recent studies, however, have not been pendent cellular cytotoxicity of peripheral able to confirm this optimistic report, demon blood granulocytes as well as several other strating rises in neutrophil counts only. At aspects of neutrophil activity [37]. higher GM-CSF doses, an increase in Like GM-CSF, G-CSF has been utilised in the leukaemic blast cells in the bone marrow was prevention of chemotherapy-induced neu seen, indicating that GM-CSF can stimulate tropenia [38-42] and in the setting of autolo the proliferation of human leukaemic blast gous bone marrow transplantation [22,43]. A cells as well as normal haematopoietic cells dose-dependent increase in absolute neu in vivo [19,20,26]. Even a possible progres trophil counts (at least 3-fold) and shortening sion to frank leukaemia has been observed of the neutropenic period was observed. At [26]. On the other hand, in the future one higher doses, an up to 10-fold increase in might be able to take advantage of blastoge- monocytes was also seen [40]. In one study,

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