LOWER BOUNDS FOR MOMENTS OF L-FUNCTIONS: SYMPLECTIC AND ORTHOGONAL EXAMPLES 6 0 0 2 Z. Rudnick and K. Soundararajan n a J 1. Introduction 0 2 An important problem in number theory asks for asmptotic formulas for the moments ] of central values of L-functions varying in a family. This problem has been intensively T N studied in recent years, and thanks to the pioneering work of Keating and Snaith [7], and . the subsequent contributions of Conrey, Farmer, Keating, Rubinstein and Snaith [1], and h t Diaconu, Goldfeld and Hoffstein [3] there are now well-established conjectures for these a m moments. The conjectured asymptotic formulas take different shapes depending on the symmetry group attached to the family of L-functions, given in the work of Katz and [ Sarnak [6], with three classes of formulas depending on whether the group in question is 1 v unitary, orthogonal or symplectic. While there are many known examples of asymptotic 8 formulas dealing with the first few moments of a family of L-functions, in general the 9 4 moment conjectures seem formidable. In [8] we recently gave a simple method to obtain 1 lower bounds of the conjectured order of magnitude in many families of L-functions. In [8] 0 6 we illustrated our method by working out lower bounds for ∗χ (mod q)|L(21,χ)|2k where 0 q is a large prime, and the sum is over the primitive DirichlePt L-functions (mod q). This / h was an example of a ‘unitary’ family of L-functions, and in this paper we round out the t a picture by providing lower bounds for moments of L-functions arising from orthogonal and m symplectic families. : v As our first example, we consider k the set of Hecke eigencuspforms of weight k for H Xi the full modular group SL(2,Z). We will think of the weight k as being large, and note that contains about k/12 forms. Given f we write its Fourier expansion as r k k a H ∈ H ∞ k−1 f(z) = λf(n)n 2 e(nz), nX=1 where we have normalized the Fourier coefficients so that the Hecke eigenvalues λ (n) f satisfy Deligne’s bound λ (n) τ(n) where τ(n) is the number of divisors of n. Consider f | | ≤ the associated L-function ∞ L(s,f) = λ (n)n s = (1 λ (p)p s +p 2s) 1, f − f − − − − nX=1 Yp The first author is partially supported by a grant from the Israel Science Foundation. The second author is partially supported by the National Science Foundation. Typeset by AMS-TEX 1 2 Z. RUDNICK AND K. SOUNDARARAJAN which converges absolutely in Re (s) > 1 and extends analytically to the entire complex plane. Recall that L(s,f) satisfies the functional equation Λ(s,f) := (2π) sΓ(s+ k 1)L(s,f) = ikΛ(1 s,f). − −2 − If k 2 (mod 4) then the sign of the functional equation is negative and so L(1,f) = 0. ≡ 2 We will therefore assume that k 0 (mod 4). ≡ While dealing with moments of L-functions in , it is convenient to use the natural k H ‘harmonic weights’ that arise from the Petersson norm of f. Define the weight (4π)k 1 k 1 ω := − f,f = − L(1,Sym2f), f Γ(k 1)h i 2π2 − where f,f denotes the Petersson inner product. For a typical f in the harmonic k h i H weight ω is of size about k/12, and so ω 1 is very nearly 1. The weights ω arise f f k f− f naturally in connection with the PeterPsson∈Hformula, and the facts mentioned above are standard and may be found in Iwaniec [4]. For a positive integer r, we are interested in the r-th moment h 1 L(1,f)r := L(1,f)r. 2 ω 2 X X f f k f k ∈H ∈H This family of L-functions is expected to be of ‘orthogonal type’ and the Keating-Snaith conjectures predict that for any given r N as k with k 0 (mod 4) we have ∈ → ∞ ≡ h L(1,f)r C(r)(logk)r(r 1)/2, − 2 ∼ X f k ∈H for some positive constant C(r). This conjecture can be verified for r = 1 and r = 2, and if we permit an additional averaging over the weight k then for r = 3 and 4 also. Theorem 1. For any givenevennatural number r, and weight k 12 with k 0 (mod 4), ≥ ≡ we have h L(1,f)r (logk)r(r 1)/2. 2 ≫r − X f k ∈H In fact, with more effort our method could be adapted to give lower bounds as in Theorem 1 for all rational numbers r 1, rather than just even integers. ≥ Our other example involves the family of quadratic Dirichlet L-functions. Let d denote a fundamental discriminant, and let χ denote the corresponding real primitive charac- d ter with conductor d . We are interested in the class of quadratic Dirichlet L-functions | | L(s,χ ). Recall that, with a = 0 or 1 depending on whether d is positive or negative, these d L-functions satisfy the functional equation q s+a s+a 2 Λ(s,χ ) := Γ L(s,χ ) = Λ(1 s,χ ). d d d π 2 − (cid:16) (cid:17) (cid:16) (cid:17) LOWER BOUNDS FOR MOMENTS 3 Notice that the sign of the functional equation is always positive, and it is expected that the central values L(1,χ ) are all positive although this remains unknown. This family 2 d is expected to be of ‘symplectic’ type and the Keating-Snaith conjectures predict that for any given k N and as X we have ∈ → ∞ ♭ L(1,χ )k D(k)X(logX)k(k+1)/2, 2 d ∼ X d X | |≤ for some positive constant D(k), where the ♭ indicates that the sum is over fundamental discriminants. Jutila [5] established asymptotics for the first two moments of this family, and the third moment was evaluated in Soundararajan [10]. Theorem 2. For every even natural number k we have ♭ L(1,χ )k X(logX)k(k+1)/2. 2 d ≫k X d X | |≤ As with Theorem 1, our method can be used to obtain lower bounds for these moments for all rational numbers k, taking care to replace L(1,χ )k by L(1,χ ) k when k is not 2 d | 2 d | an even integer. In the case of the fourth moment we are able to get a lower bound (D(4)+o(1))X(logX)10, which matches exactly the asymptotic conjectured by Keating ≥ and Snaith. The details of this calculation will appear elsewhere. 2. Proof of Theorem 1 1 Let x := k2r and consider λ (n) f A(f) := A(f,x) = . √n X n x ≤ We will consider h h S := L(1,f)A(f)r 1, and S := A(f)r. 1 2 − 2 X X f k f k ∈H ∈H Then H¨older’s inequality gives, keeping in mind that r is even so that A(f) r = A(f)r, | | h r h h r 1 L(1,f)A(f)r 1 L(1,f)r A(f)r − , − 2 ≤ 2 (cid:16)X (cid:17) (cid:16)X (cid:17)(cid:16)X (cid:17) f k f k f k ∈H ∈H ∈H so that h Sr L(1,f)r 1 . 2 ≥ Sr 1 fXk 2− ∈H We will prove Theorem 1 by finding the asymptotic orders of magnitude of S and S . 1 2 4 Z. RUDNICK AND K. SOUNDARARAJAN We begin with S . To evaluate this, we must expand out A(f)r and group terms using 2 the Hecke relations. To do this conveniently, let us denote by the ring generated over H the integers by symbols x(n) (n N) subject to the Hecke relations ∈ mn x(1) = 1, and x(m)x(n) = x . d2 X (cid:16) (cid:17) d(m,n) | Thus isapolynomialringonx(p)wherepruns overallprimes. UsingtheHeckerelations H we may write x(n ) x(n ) = b (n ,... ,n )x(t), 1 r t 1 r ··· t| Xrj=1nj Q for certain integers b (n ,... ,n ). Note that b (n ,... ,n ) is symmetric in the variables t 1 r t 1 r n , ...,n ,andthatb (n ,... ,n )isalwaysnon-negative, andfinallythatb (n ,... ,n ) 1 r t 1 r t 1 r ≤ τ(n ) τ(n ) (n n )ǫ. Of special importance for us will be the coefficient of x(1) 1 r 1 r ··· ≪ ··· namely b (n ,... ,n ). It is easy to see that b satisfies a multiplicative property: if 1 1 r 1 r r ( m , n ) = 1 then j=1 j j=1 j Q Q b (m n ,... ,m n ) = b (m ,... ,m )b (n ,... ,n ). 1 1 1 r r 1 1 r 1 1 r Thus it suffices to understand b when the n , ..., n are all powers of some prime 1 1 r p. Here we note that b (pa1,... ,par) is independent of p, always lies between 0 and 1 (1+a ) (1+a ), and that it equals 0 if a +...+a is odd. If we write 1 r 1 r ··· B (n) = b (n ,... ,n ), r 1 1 r n1X,...,nr n1 nr=n ··· then we find that B (n) is a multiplicative function, that B (n) = 0 unless n is a square, r r and that B (pa) is independent of p and grows at most polynomially in a. Finally, and r crucially, we note that B (p2) = r(r 1)/2, r − which follows upon noting that b (p2,1,... ,1) = 0 and that b (p,p,1,... ,1) = 1. 1 1 Returning to S note that 2 1 A(f)r = b (n ,... ,n )λ (t), t 1 r f √n n n1,..X.,nr≤x 1··· r t|nX1···nr h andsowerequireknowledgeof λ (t). ThisfollowseasilyfromPetersson’sformula. f k f ∈H P Lemma 2.1. If k is large, and t and u are natural numbers with tu k2/104 then ≤ h λ (t)λ (u) = δ(t,u)+O(e k), f f − X f k ∈H LOWER BOUNDS FOR MOMENTS 5 where δ(t,u) is 1 if t = u and is 0 otherwise. Proof. Petersson’s formula (see [4]) gives h ∞ S(t,u;c) 4π√tu λ (t)λ (u) = δ(t,u)+2πik J . f f k 1 fXk Xc=1 c − (cid:16) c (cid:17) ∈H Note that if z 2k then (z/2)k 1+ℓ/Γ(k 1+ℓ) (z/2)k 1/Γ(k 1) for all ℓ 0. We − − ≤ − ≤ − ≥ now use the series representation for J (z) which gives, for z 2k, k 1 − ≤ J (z) = ∞ (−1)ℓ(z/2)ℓ (z/2)ℓ+k−1 (z/2)k−1ez/2. k 1 | − | (cid:12)(cid:12)Xℓ=0 ℓ! Γ(ℓ+k −1)(cid:12)(cid:12) ≤ Γ(k −1) (cid:12) (cid:12) Therefore, for tu k2/104, we deduce that ≤ 4π√tu (2πk/(100c))k 1 J − eπk/50. k 1 (cid:12) − (cid:16) c (cid:17)(cid:12) ≤ (k 2)! (cid:12) (cid:12) − (cid:12) (cid:12) Using the trivial bound S(t,u;c) c we conclude that | | ≤ ∞ S(t,u;c) 4π√tu πk k 1 1 2πik J − eπk/50 e k, k 1 − Xc=1 c − (cid:16) c (cid:17) ≪ (cid:16)50(cid:17) (k −2)! ≪ for large k, as desired. Since n n xr = √k we see by Lemma 2.1 that 1 r ··· ≤ b (n ,... ,n ) τ(n ) τ(n )τ(n n ) S = 1 1 r +O e k 1 ··· r 1··· r . 2 − √n n √n n n1,..X.,nr x 1··· r (cid:16) n1,.X..nr x 1··· r (cid:17) ≤ ≤ The error term is easily seen to be e−kxk = k12e−k, a negligible amount. As for the ≪ main term we see easily that B (n) b (n ,... ,n ) B (n) r 1 1 r r . √n ≤ √n n ≤ √n nXx n1,..X.,nr x 1··· r nXxr ≤ ≤ ≤ Recall that B (n) is a multiplicative function with B (p) = 0, B (p2) = r(r 1)/2 and r r r − Br(pa) grows only polynomially in a. Thus the generating function ∞n=1Br(n)n−s can be compared with ζ(2s)r(r 1)/2, the quotient being a Dirichlet series aPbsolutely convergent − in Re(s) > 1. A standard argument (see Theorem 2 of [9]) therefore gives that 4 B (n) r C (logz)r(r 1)/2, r − √n ∼ X n z ≤ for a positive constant C . It follows that r S (logx)r(r 1)/2 (logk)r(r 1)/2. 2 − − ≍ ≍ We now turn to S . To evaluate S we need an ‘approximate functional equation’ for 1 1 L(1,f). 2 6 Z. RUDNICK AND K. SOUNDARARAJAN Lemma 2.2. Define for any positive number ξ the weight W (ξ) := 1 (2π)−12−sΓ(s+ k2)ξ sds, k 2πi Z(c) (2π)−12Γ(k2) − s where the integral is over a vertical line c i to c + i with c > 0. Then, for k 0 − ∞ ∞ ≡ (mod 4), L(1,f) = 2 ∞ λf(n)W (n) = 2 λf(n)W (n)+O(e k). 2 √n k √n k − nX=1 nXk ≤ Further the weight W (ξ) satisfies W (ξ) kπ k/ξ for ξ > k, W (ξ) = 1+O(e k) for k k − k − | | ≪ ξ < k/100, and W (ξ) 1 for k/100 ξ k. k ≪ ≤ ≤ Proof. The argument is standard. For 1 c > 1 we consider ≤ 2 I = 1 (2π)−21−sΓ(s+ k2)L(1 +s,f)ds. 2πi Z(c) (2π)−21Γ(k2) 2 s Expanding out L(1 +s,f) and integrating term by term we see that 2 ∞ 1 I = λf(n)n−2Wk(n). nX=1 On the other hand moving the line of integration to the line Re(s) = c we see that − 1 Λ(1 +s,f) ds I = L(1,f)+ 2 , 2 2πi Z(−c) (2π)−12Γ(k2) s and using the functional equation Λ(1 +s,f) = Λ(1 s,f), and replacing s by s in the 2 2 − − integral above, we see that I = L(1,f) I. Thus 2 − L(1,f) = 2I = 2 ∞ λf(n)W (n). 2 √n k nX=1 Regarding the weight W (ξ)note that by considering the integral for some large positive k integer c we get that 1 Γ(s+ k +1) ds W (ξ) (2πξ) c| 2 | | | | k | ≤ 2π Z − Γ(k) s(s+k/2) (c) 2 | | Γ(c+1+ k) (2πξ) c 2 (2πξ) c(k +c)c. − − ≤ Γ(k) ≤ 2 LOWER BOUNDS FOR MOMENTS 7 Taking c = k we obtain that W (ξ) (k/(πξ))k so that if ξ k then W (ξ) k k | | ≤ ≥ | | ≤ (k/ξ)π (k 1). This proves the first bound for W (ξ) claimed in the Lemma, and also − − k shows that λ (n) λ (n) f W (n) kπ k | f | e k. (cid:12)X √n k (cid:12) ≪ − X n23 ≪ − (cid:12)n>k (cid:12) n>k (cid:12) (cid:12) The other claims on W (ξ) are proved similarly; for the range ξ < k/100 we move the line k of integration to c = k +1, for the last range k/100 ξ k just take the integral to be −2 ≤ ≤ on the line c = 1. Returning to S note that 1 1 A(f)r 1 = b (n ,... ,n )λ (t). − t 1 r 1 f n1,...X,nr−1≤x √n1···nr−1 t|n1X···nr−1 − Since A(f)r 1 is trivially seen to be xr 1 < √k, we see by Lemma 2.2, that − − ≪ 1 b (n ,... ,n ) h S1 = 2 Wk(n) t 1 r−1 λf(t)λf(n)+O(√ke−k). √n √n n nX≤k n1,...X,nr−1≤xt|n1X···nr−1 1··· r−1 fX∈Hk Now we appeal to Lemma 2.1. The error term that arises is trivially bounded by ke k − ≪ which is negligible. In the main term δ(n,t), since t xr 1 < √k we may replace W (n) − k ≤ by 1+O(e k). It follows that − b (n ,... ,n ) 1 S1 = 2 t 1 r−1 +O(ke−k). √n n √t n1,...X,nr−1≤xt|n1X···nr−1 1··· r−1 Now observe that b (n ,... ,n ,t) = b (n ,... ,n ) if t divides n n , and oth- 1 1 r 1 t 1 r 1 1 r 1 − − ··· − erwise b (n ,... ,n ,t) is zero. Therefore, writing n for t, we obtain that 1 1 r 1 r − b (n ,... ,n ) S = 2 1 1 r +O(ke k). 1 − √n n n1,...X,nr−1≤xnrX≤√k 1··· r Using b 0 we see that S 2S +O(ke k), and moreover, arguing as in the case of S 1 1 2 − 2 ≥ ≥ we may see that S (logk)r(r 1)/2. 1 − ≍ Theorem 1 follows. 3. Proof of Theorem 2 For simplicity, we will restrict ourselves to fundamental discriminants of the form 8d where d is a positive, odd square-free number with X/16 < d X/8. Let k be a given even ≤ 1 number, and set x = X10k. Define χ (n) 8d A(8d) := , √n X n x ≤ 8 Z. RUDNICK AND K. SOUNDARARAJAN and let S := µ2(2d)L(1,χ )A(8d)k 1, and S := µ2(2d)A(8d)k. 1 2 8d − 2 X X X/16<d X/8 X/16<d X/8 ≤ ≤ An application of H¨older’s inequality gives that ♭ Sk L(1,χ )k µ2(2d)L(1,χ )k 1 , 2 8d ≥ 2 8d ≥ Sk 1 dXX X/16X<d X/8 2− | |≤ ≤ so that to prove Theorem 2 we need only give satisfactory estimates for S and S . 1 2 We start with S . Expanding our A(8d)k we see that 2 1 8d (3.1) S = µ2(2d) . 2 √n n (cid:18)n n (cid:19) n1,..X.,nk x 1··· k X/16X<d X/8 1··· k ≤ ≤ Lemma 3.1. Let n be an odd integer, and let z 3 be a real number. If n is not a perfect ≥ square then 8d µ2(2d) z12n41 log(2n), (cid:18)n(cid:19) ≪ X d z ≤ while if n is a perfect square then 8d z p µ2(2d) = +O(z12+ǫnǫ). (cid:18)n(cid:19) ζ(2) (cid:18)p+1(cid:19) X Y d z p2n ≤ | Proof. Note that µ(α) = 1 if d is square-free and 0 otherwise. Therefore, α2 d | P 8d 8α2 d µ2(2d) = . (cid:18)n(cid:19) (cid:18) n (cid:19) (cid:18)n(cid:19) nXz αX√z dXz/α2 ≤ α≤odd d≤odd If n is not a square then the inner sum over d is a character sum to a non-principal characterofmodulus2n(wetake2ntoaccount fordbeingodd), andtheP´olya-Vinogradov inequality (see [2]) gives that the sum over d is √nlog(2n). Further, the sum over d is ≪ trivially z/α2. Thus, if n is not a square, we get that ≪ 8d z µ2(2d) min √nlog(2n), z12n41 log(2n), (cid:18)n(cid:19) ≪ α2 ≪ X X (cid:16) (cid:17) n z α √z ≤ ≤ 1 1 upon using the first bound for α z2n−4 and the second bound for larger α. ≤ If n is a perfect square, then 8d = 1 if d is coprime to n, and is 0 otherwise. Thus n (cid:0) (cid:1) 8d z p µ(2d)2 = µ2(d) = +O(z21+ǫnǫ), (cid:18)n(cid:19) ζ(2) (cid:18)p+1(cid:19) X X Y d z d z p2n ≤ (d,2≤n)=1 | LOWER BOUNDS FOR MOMENTS 9 by a standard argument. Using Lemma 3.1 in (3.1) we obtain that X 1 p S2 = +O X12+ǫxk(43+ǫ) . 16ζ(2) √n n (cid:18)p+1(cid:19) n1 nn1k,=..X.o,ndkd≤sxquare 1··· k p|2nY1···nk (cid:16) (cid:17) ··· Since x = X101k the error term above is X53. Writing n1 nk = m2 we see that ≪ ··· d (m2) p 1 p k m (cid:18)p+1(cid:19) ≤ √n n (cid:18)p+1(cid:19) mmX2o≤dxd pY|2m n1 nn1k,=..X.o,ndkd≤sxquare 1··· k p|2nY1···nk ··· d (m2) p k . ≤ m (cid:18)p+1(cid:19) mX2 xk pY2m m≤odd | A standard argument (see Theorem 2 of [9]) shows that d (m2) p k C(k)(logz)k(k+1)/2, m (cid:18)p+1(cid:19) ∼ X Y m z p2m m o≤dd | for a positive constant C(k). We conclude that (3.2) S X(logX)k(k+1)/2. 2 ≍ It remains to evaluate S . As before, we need an ‘approximate functional equation’ for 1 L(1,χ ). 2 8d Lemma 3.2. For a positive number ξ define the weight 1 Γ(s + 1) ds W(ξ) = 2 4 ξ s , − 2πi Z Γ(1) s (c) 4 where the integral is over a vertical line c i to c+i with c > 0. Then, for any odd, − ∞ ∞ positive, square-free number d we have L(1,χ ) = 2 ∞ χ8d(n)W n√π . 2 8d nX=1 √n (cid:16)√8d(cid:17) The weight W(ξ) is smooth and satisfies W(ξ) = 1+O(ξ21−ǫ) for ξ small, and for large ξ satisfies W(ξ) e−ξ. Moreover the derivative W′(ξ) satisfies W′(ξ) ξ21−ǫe−ξ. ≪ ≪ Proof. This is given in Lemmas 2.1 and 2.2 of [10], but for completeness we give a sketch. For some 1 c > 1, we consider ≥ 2 1 (8d/π)2s+41Γ(s + 1) ds 2 4 L(1 +s,χ ) , 2πi Zc) (8d/π)41Γ(1) 2 8d s 4 10 Z. RUDNICK AND K. SOUNDARARAJAN and argue exactly as in Lemma 2.2. This gives the desired formula for L(1,χ ). The 2 8d results on the weight W(ξ) follow upon moving the line of integration to Re(s) = 1 +ǫ −2 when ξ is small, and taking c to be an appropriately large positive number if ξ is large. By Lemma 3.2 we see that (3.3) ∞ 1 1 8d n√π S = 2 µ2(2d) W . 1 nX=1 √n n1,...X,nk−1 x √n1···nk−1 X/16X<d X/8 (cid:18)nn1···nk−1(cid:19) (cid:18)√8d(cid:19) ≤ ≤ If nn n is not a square, then using Lemma 3.1 and partial summation we may see 1 k 1 ··· − that 8d n√π µ2(2d) W X12(nn1 nk 1)41+ǫe−n/√X. X/16X<d X/8 (cid:18)nn1···nk−1(cid:19) (cid:18)√8d(cid:19) ≪ ··· − ≤ If nn n is an odd square then Lemma 3.1 and partial summation gives that the 1 k 1 ··· − sum over d in (3.3) is X p 2 n√2π W dt+O(X12+ǫe−n/√X). 16ζ(2) (cid:18)p+1(cid:19)Z (cid:18)√Xt(cid:19) Y 1 p2nn1 nk−1 | ··· We use these two observations in (3.3). Note that the error terms contribute to (3.3) an amount X21+ǫx(k−1)(34+ǫ)X83+ǫ X4309. It remains to estimate the main term ≪ ≪ contribution to (3.3). To analyze these terms let us write n n as rs2 where r and 1 k 1 s are odd and r is square-free. Then n must be of the form rℓ·2··whe−re ℓ is odd. With this notation the main term contribution to (3.3) is X 1 1 2 p rℓ2√2π W dt. 8ζ(2) rs2=nX1···nk−1 rs ℓXodd ℓ Z1 p|Y2rsℓ(cid:18)p+1(cid:19) (cid:16) √Xt (cid:17) n1,...,nk−1 x ≤ Note that r xk−1 < X110, and an easy calculation gives that the sum over ℓ above is ≤ p 1 1 √X = 1 log +O(1). (cid:18)p+1(cid:19) − p(p+1) 4 r Y Y (cid:16) (cid:17) p2rs p∤2rs | It follows that the main term contribution to (3.3) is 1 p XlogX ≫ rs (cid:18)p+1(cid:19) rs2=nX1···nk−1 pY|2rs n1,...,nk−1 x ≤ d (rs2) p XlogX k−1 X(logX)(logx)k−1+k(k−1)/2, ≫ rs (cid:18)p+1(cid:19) ≫ X Y r odd and square-free p2rs s odd | rs2 x ≤ where the last bound follows by invoking Theorem 2 of [9]. We conclude that S X(logX)k(k+1)/2, 1 ≫ which when combined with (3.2) proves Theorem 2.