Long-Term Perspective in Coastal Zone Development Frank Ahlhorn Long-Term Perspective in Coastal Zone Development Multifunctional Coastal Protection Zones 123 FrankAhlhorn Universita¨tOldenburg Zentrumfu¨rUmwelt-und Nachhaltigkeitsforschung (COAST) 26111Oldenburg Germany [email protected] ISBN978-3-642-01773-5 e-ISBN978-3-642-01774-2 DOI10.1007/978-3-642-01774-2 SpringerDordrechtHeidelbergLondonNewYork LibraryofCongressControlNumber:2009926866 (cid:2)c Springer-VerlagBerlinHeidelberg2009 Thisworkissubjecttocopyright.Allrightsarereserved,whetherthewholeorpartofthematerialis concerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation,broadcasting, reproductiononmicrofilmorinanyotherway,andstorageindatabanks.Duplicationofthispublication orpartsthereofispermittedonlyundertheprovisionsoftheGermanCopyrightLawofSeptember9, 1965,initscurrentversion,andpermissionforusemustalwaysbeobtainedfromSpringer.Violations areliabletoprosecutionundertheGermanCopyrightLaw. Theuseofgeneraldescriptivenames,registerednames,trademarks,etc.inthispublicationdoesnot imply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevantprotective lawsandregulationsandthereforefreeforgeneraluse. Coverdesign:deblik,Berlin PhotooftheAuthor:(c)Nordwestzeitung,Red.Varel. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Weneedplansforthefuture thatdonotpaintallgreyandblack, butformulateworthwhileaims. Source:Prof.Dr.Hans-PeterDu¨rr (RecipientoftheRightLivelihoodAwardin1987) TomyFamily. Preface FromFebruary2004untilDecember2007theComCoastproject(CombinedFunc- tionsinCoastalDefenceZones)wascarriedoutwithintheInterregIIIBframework. The objective of this project was to investigate and to test the options for spatial coastal protection concepts. The mission statement of the project over its entire duration was: A wider approach in coastal thinking. I was glad to be part of this projectandwouldliketothankallmyEuropeancolleaguesfortheconstructiveand cooperativeatmosphere. Firstly,Iwouldliketoexpress mythanks toProf.Dr.HorstSterrandProf.Dr. Hans Kunz who assisted me over these years with their thorough guidance and comprehensive expertise and for many in-depth discussions on the focus of this dissertation. Secondly,IwouldliketothankmycolleagueDr.Ju¨rgenMeyerdirks,whoacted asmykeyscientificsparringpartneroverthelasttwoyears,andwhocontinuously demonstrated his ability to bring me back to earth. Additionally, I would like to thank my colleague Dr. Thomas Klenke, who gave me the chance to be part of a challengingEuropeanprojectconsortiumandwhosupportedmewithhisexpertise ontheprojectandthedissertation.Furthermore,Iwouldliketoexpressmyspecial thankstoGerardMcGovern,whothoroughlyimprovedmyEnglish. Last,butnotleast,Iowemyspecialthankstomyfamily–Malika,Marten,Jonte, LasseandmywifeSandra–whosupportedmewithpatience,creativeinterruptions andforcedmetofinallycompletemydissertation. ix Contents 1 Introduction ................................................... 1 1.1 Aim,ContextandGuidingQuestions ......................... 1 1.2 StructureoftheDissertation................................. 3 1.3 MethodologicalApproaches................................. 5 2 BackgroundInformation–NatureandSociety .................... 7 2.1 TheNaturalEnvironmentoftheNorthSeaCoastalZones ........ 7 2.1.1 BasicInformation................................... 7 2.1.2 LandscapesandImportantAreas ...................... 9 2.2 SeaLevelCurvesandtheFlood-proneAreas................... 21 2.2.1 SeaLevelCurves ................................... 21 2.2.2 TodaysFlood-proneAreas ........................... 22 2.3 ServiceforSociety:CoastalProtection........................ 24 2.3.1 Retrospective–CoastalProtectionuntilYesterday ....... 24 2.3.2 TheConsequencesoftheStormSurgesin1953andin1962 26 2.4 ProtectionAgainstFlooding–Today’sConcept ................ 29 2.4.1 LowerSaxony...................................... 29 2.4.2 TheNetherlands.................................... 33 2.4.3 Outlook ........................................... 34 3 NewInsights–VaryingCircumstancesandNewFrameworks ....... 37 3.1 ClimateChangeandConsequences........................... 37 3.1.1 IPCC–FourthAssessmentReport(AR4)............... 38 3.1.2 TheEuropeanDimension ............................ 40 3.1.3 PossibleEffectsofClimateChangeinGermany ......... 42 3.1.4 RegionalVulnerabilityandSectoralPerspectives......... 48 3.2 SustainableDevelopmentandIntegratedManagement........... 50 3.2.1 TheInternationalPerspective ......................... 52 3.2.2 TheEuropeanPerspective............................ 53 3.2.3 NationalStrategyonICZMinGermany ................ 56 3.3 Addressing(Flood)RiskManagement ........................ 57 3.3.1 Risk,UncertaintyandVulnerability.................... 57 xi xii Contents 3.3.2 RiskPerception .................................... 62 3.3.3 RiskCommunication................................ 63 3.3.4 IntegratedRiskManagementApproach................. 66 3.4 NewSafetyNeeds–DemandsforAction...................... 71 3.4.1 SafetyDemandsinGermany ......................... 71 3.4.2 SafetyDemandsinTheNetherlands ................... 72 3.4.3 LookingBackandForward........................... 75 4 AnticipatingtheFuture–AvailableToolsandInstruments .......... 79 4.1 LegalProcesses–ConsultationandCooperation................ 80 4.1.1 RelevantInstruments ................................ 80 4.1.2 PotentialsandChallengesforCoastalProtectionZones ... 90 4.2 ParticipatoryAction–InvolvingtheCoastalSociety ............ 95 4.2.1 ParticipationApproaches–Retrospective............... 95 4.2.2 BarrierstoParticipation.............................. 98 4.3 AssessingtheFuture–ScenariosandEvaluation................104 4.3.1 Scenarios..........................................104 4.3.2 AssessmentFrameworks .............................107 4.3.3 OutrankingofScenarios–Background.................112 4.4 Cooperation for the Future – Participatory Integrated Assessment .............................................. 117 4.4.1 FrameworkforImplementation .......................119 5 SoundOptions–MultifunctionalCoastalProtectionZones ..........123 5.1 SpatialCoastalProtectionConcept ...........................123 5.1.1 DefinitionofCoastalProtectionZones .................123 5.1.2 ProposedSolutionsoftheComCoastProject ............128 5.2 Results of the Case Study Nessmersiel – Achieving Multifunctionality......................................... 129 5.2.1 IdentificationofSites................................129 5.2.2 DescriptionoftheSite...............................132 5.2.3 DesignoftheParticipationProcess ....................134 5.2.4 Design Elements, Geographic Information SystemandScoringMatrix .......................... 137 5.2.5 ResultsoftheProcess ...............................142 5.2.6 SingleandGroupDecision-MakingProcess.............153 5.3 LessonsLearned–ParticipatoryIntegratedAssessment..........158 5.3.1 TheScoringMatrix–CatalystforaDesiredWorld?......162 5.3.2 AVisionfortheFuture–WhatAbouttheAdaptability? ..163 6 LookingAhead–ASustainableProcess ...........................165 6.1 ProgressThroughAdaptation................................166 6.2 PracticeIntegratedCoastalZoneManagement..................167 6.3 Outcome–OptionsofMultifunctionalCoastalProtectionZones ..169 6.4 FinalRemarks ............................................171 Contents xiii 7 Summaries ....................................................173 7.1 Summary.................................................173 7.2 Zusammenfassung .........................................175 8 References .....................................................187 A LegalInstrumentsRelatedtoMultifunctionalCoastalProtection Zones .........................................................205 A.1 StrategicEnvironmentalAssessment(SEA)....................205 A.2 EnvironmentalImpactAssessment(EIA)......................206 A.3 WaterFrameworkDirective(WFD)...........................207 A.4 FloodRiskManagementDirective(FRMD)....................207 A.5 BirdsDirective............................................209 A.6 HabitatsDirective .........................................209 A.7 LawonWaterManagementofLowerSaxony(NWG) ...........210 B EuropeanCaseStudies ..........................................211 B.1 CaseStudyAbbottsHall(UK)...............................211 B.1.1 DescriptionoftheSettingandtheProcess ..............211 B.1.2 ResultsoftheParticipationProcessinAbbottsHall ......212 B.2 CaseStudyWallaseaWetlandCreation(UK)...................214 B.2.1 StepstoIdentifyaFeasibleSite .......................214 B.2.2 WallaseaIslandToday...............................216 B.3 CaseStudyPerkpolder(NL).................................217 B.3.1 DescriptionoftheSettingandtheProcess ..............217 B.3.2 ResultsoftheParticipationProcess ....................218 Index .............................................................219 List of Figures 1.1 Structureofthedissertation..................................... 4 2.1 TidalrangeofthesouthernNorthSea ............................ 9 2.2 LandreclamationworksintheLeyBay........................... 15 2.3 SaltmarshareaintheWaddenSea ............................... 15 2.4 Interactionoftidelevelandsaltmarshvegetation................... 18 2.5 SeaLevelCurveforthesouthernNorthSea ....................... 22 2.6 Thecoastalfloodplainofnorth-westernGermany .................. 23 2.7 FiguresaboutthecoastalfloodplainofthesouthernNorthSearegion . 24 2.8 Proceedingsofdesignwaterlevel,LowerSaxony .................. 31 2.9 SeconddikelinesinLowerSaxony .............................. 32 3.1 Schematic view of the components of the climate system, their processesandinteractions ...................................... 38 3.2 Projectedglobalaveragesurfacewarmingandsealevelriseattheend ofthe21stcentury............................................. 40 3.3 ResultsofREMOformeanairtemperatureinwinterandinsummer timefor2071–2100againsttheperiod1961–1990.................. 43 3.4 ResultsofREMOofrelativechangesforprecipitationinwinterand insummertimefor2071–2100againsttheperiod1961–1990 ........ 44 3.5 Meanairtemperatureforsummertimeinthreeperiods.............. 44 3.6 Changesinprecipitationinwintertimeforthreeperiods............. 45 3.7 Semi-quantativevisualisationoftheresultsofWETTREGforthe NorthSeaandBalticSeacoast .................................. 46 3.8 ScenariosofchangesinextremehighwaterlevelforHamburgand Cuxhaven.................................................... 47 3.9 VulnerableregionsandsectorsinGermany(excerpt)................ 49 3.10 ClassificationofriskafterWBGU ............................... 60 3.11 Strategiesandinstrumentsfortherisktypecyclops ................. 60 3.12 Conceptualframeworkforcoastalvulnerabilityassessment .......... 61 3.13 Actorsofthepolitical-administrativesystemforcoastalprotectionin LowerSaxony ................................................ 63 3.14 Riskdynamics................................................ 67 3.15 Integratedriskapproach........................................ 70 3.16 OverviewaboutsitesofactioninLowerSaxonyandBremen......... 71 xv