literacy in the persianate world Penn Museum International Research Conferences Holly Pittman, Series Editor, Conference Publications Volume 4: Proceedings of “Comparative Diplomatics: Historical and Cultural Implications,” Philadelphia, October 5–8, 2006 PMIRC volumes 1. Landscapes of Movement: Trails, Paths, and Roads in Anthropological Perspective, edited by James E. Snead, Clark L. Erickson, and J. Andrew Darling, 2009 2. Mapping Mongolia: Situating Mongolia in the World from Geologic Time to the Present, edited by Paula L.W. Sabloff, 2011 3. Sustainable Lifeways: Cultural Persistence in an Ever-changing Environment, edited by Naomi F. Miller, Katherine M. Moore, and Kathleen Ryan, 2011 literacy in the persianate world writing and the social order edited by Brian Spooner and William L. Hanaway University of Pennsylvania Museum of Archaeology and Anthropology Philadelphia Library of Congress Cataloging-in-Publication Data Literacy in the Persianate world : writing and the social order / edited by Brian Spooner and William L. Hanaway. p. cm. Includes bibliographical references and index. ISBN-13: 978-1-934536-45-2 (hardcover : alk. paper) ISBN-10: 1-934536-45-8 (hardcover : alk. paper) 1. Persian language—History. 2. Persian language—Written Persian—History. 3. Writ- ing—Iran—History. 4. Literacy—Iran—History. 5. Iran—Intellectual life. 6. Iran— Social life and customs. I. Spooner, Brian. II. Hanaway, William L., 1929– PK6225.L57 2012 491’.5509—dc23 2011041955 Endpaper illustration by Kimberly Leaman. © 2012 by the University of Pennsylvania Museum of Archaeology and Anthropology Philadelphia, PA All rights reserved. Published 2012 Published for the University of Pennsylvania Museum of Archaeology and Anthropology by the University of Pennsylvania Press. Printed in the United States of America on acid-free paper. contents Foreword vii Preface ix Contributors xv Note on Transliteration and Referencing xvii Introduction: Persian as Koine: Written Persian in World-historical Perspective 1 Brian Spooner and William L. Hanaway Part One: Foundations 1 New Persian: Expansion, Standardization, and Inclusivity 70 John R. Perry 2 Secretaries, Poets, and the Literary Language 95 William L. Hanaway 3 The Transmission of Persian Texts Compared to the Case of Classical Latin 143 A.H. Morton Part Two: Spread 4 Persian as a Lingua Franca in the Mongol Empire 160 David Morgan 5 Ottoman Turkish: Written Language and Scribal Practice, 13th to 20th Centuries 171 Linda T. Darling 6 Persian Rhetoric in the Safavid Context: A 16th Century Nurbakhshiyya Treatise on Inshā 196 Colin P. Mitchell vi Contents Part Three: Vernacularization and Nationalism 7 Historiography in the Sadduzai Era: Language and Narration 234 Senzil Nawid 8 How Could Urdu Be the Envy of Persian (rashk-i-Fārsi)! The Role of Persian in South Asian Culture and Literature 279 Muhammad Aslam Syed 9 Urdu Inshā: The Hyderābād Experiment, 1860–1948 311 Anwar Moazzam 10 Teaching Persian as an Imperial Language in India and in England during the Late 18th and Early 19th Centuries 328 Michael H. Fisher Part Four: The Larger Context 11 The Latinate Tradition as a Point of Reference 360 Joseph Farrell 12 Persian Scribes (munshi) and Chinese Literati (ru). The Power and Prestige of Fine Writing (adab/wenzhang) 388 Victor H. Mair Afterword 415 Glossary 418 Index 424 penn Museum international research conferences Foreword For more than a century, a core mission of the University of Pennsylva- nia Museum of Archaeology and Anthropology has been to foster re- search that leads to new understandings about human culture. For much of the 20th century, this research took the form of worldwide expeditions that brought back both raw data and artifacts whose analysis continues to shed light on early complex societies of the New and Old worlds. The civiliza- tions of pharonic Egypt, Mesopotamia, Iran, Greece, Rome, Mexico, Peru, and Native Americans have been represented in galleries that display only the most remarkable of Penn Museum’s vast holding of artifacts. These collections have long provided primary evidence of many distinct research programs engaging scholars from around the world. As we moved into a new century, indeed a new millennium, Penn Museum sought to reinvigorate its commitment to research focused on questions of human societies. In 2005, working with then Williams Director Richard M. Leventhal, Michael J. Kowalski, Chairman of the Board of Over- seers of Penn Museum, gave a generous gift to the Museum to seed a new program of high level conferences designed to engage themes central to the museum’s core research mission. According to Leventhal’s vision, gen- erating new knowledge and frameworks for understanding requires more than raw data and collections. More than ever, it depends on collaboration among communities of scholars investigating problems using distinct lines viii Foreword of evidence and different modes of analysis. Recognizing the importance of collaborative and multidisciplinary endeavors in the social sciences, Penn Museum used the gift to launch a program of International Research Con- ferences that each brought together ten to fifteen scholars who had reached a critical point in the consideration of a shared problem. During the three years until the spring of 2008, it was my privilege to identify, develop, run, and now oversee the publication of eight such confer- ences. The dozen or so papers for each conference were submitted to all participants one month in advance of the meeting. The fact that the papers were circulated beforehand meant that no time was lost introducing new material to the group. Rather, after each paper was briefly summarized by its author, an intense and extended critique followed that allowed for sus- tained consideration of the contribution that both the data and the argu- ment made to the larger questions. The discussions of individual papers were followed by a day discussing crosscutting issues and concluded with an overarching synthesis of ideas. “Comparative Diplomatics: Historical and Cultural Implications” was the second conference in the series, held in the fall of 2006. It is the fourth of the conferences to see publication. As Series Editor, I look forward to four more volumes that will appear will appear over the next few years. The pub- lication of the results of these conferences allows the new knowledge and understanding that they achieved to be shared broadly and to contribute to the uniquely human enterprise of self understanding. Holly Pittman Series Editor Deputy Director for Academic Programs, Penn Museum, 2005–2008 Curator, Near East Section Professor, History of Art Bok Family Professor in the Humanities, University of Pennsylvania preface Brian Spooner and William L. Hanaway the revolution that culminated with the departure of the Shāh in 1979 changed the way we think of Iran. During the 1980s a large Iranian di- aspora established communities in key cities in America, Europe, and Asia. Some began to question whether modern Iran remains the same country as the Persia we knew from the past. Should we think of it more in terms of the relationship between modern and ancient Greece? The subject matter of Persian Studies was also changing, and appeared less secure in the West- ern curriculum. It was in this environment that the idea for this book began to develop. In the 1980s the new Iran redefined its relationship with the past in ways that raised questions about the history of Persian civilization and the histor- ical nature of Iranian identity. A number of Iranian intellectuals as well as Western Iranists began to engage these questions. Are we still on the same historical trajectory that began with the prophet Zoroaster and Cyrus the Great in the middle of the 1st millennium BC? Is there a continuous line of development in civilization and identity from the foundational monotheism of Zoroaster and the administration of the Achaemenian Empire (550–330 BC) through the courts of the Sasanian Shāhs supported by their landed aristocracy and gentry (AD 224–651), their cultural successors under the Caliphate in the Samanid amirates (AD 819–999) and the later sultanates of Central Asia, to the conscious regeneration of an explicitly Iranian Shia identity by the Safavids in the 16th century, which was continued through the Zands, Qajars, and Pahlavis and regenerated by Khomeini? What would
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