List of Capital Markets Services Licence holders for Advising on Corporate Finance as at 30 ...

70 Pages·2014·0.79 MB·English

by  Noraini Abu Zarin

List of Capital Markets Services Licence holders for Advising on Corporate Finance
as at 30 November 2014

No. Company
1. Affin Hwang Investment Bank Berhad
2. Alliance Investment Bank Berhad
3. Amanie Corporate Advisors Sdn Bhd
4. AmInvestment Bank Berhad
5. AsiaPacific Advisory Services Sdn. Bhd.
6. Astramina Advisory Sdn. Bhd.
7. BAC Pakar Koperat Sdn. Bhd.
8. Barclays Capital Markets Malaysia Sdn. Bhd.
9. BDO Capital Consultants Sdn. Bhd.
10. BinaFikir Sdn. Bhd.
11. BNP Paribas Capital (Malaysia) Sdn Bhd
12. Capital Intelligence Advisors Sdn. Bhd.
13. cfSolutions Sdn. Bhd.
14. CIMB Investment Bank Berhad
15. CIMB-Mapletree Management Sdn. Bhd.
16. CLSA Securities Malaysia Sdn. Bhd.
17. Covenant Equity Consulting Sdn. Bhd.
18. Credit Suisse Securities (Malaysia) Sdn Bhd
19. Crowe Horwath Advisory Sdn. Bhd.
20. DB Corporate Advisory (Malaysia) Sdn. Bhd.
21. Deloitte Corporate Advisory Services Sdn. Bhd.
22. DWA Advisory Sdn. Bhd.
23. FHMH Corporate Advisory Sdn. Bhd.
24. Fiscalab Capital Markets Sdn. Bhd.
25. Goldman Sachs (Malaysia) Sdn. Bhd.
26. Hong Leong Investment Bank Berhad
27. ING Corporate Advisory (Malaysia) Sdn. Bhd.
28. Inter-Pacific Securities Sdn Bhd
29. JPMorgan Securities (Malaysia) Sdn. Bhd.
30. Kenanga Investment Bank Berhad
31. KPMG Corporate Advisory Sdn. Bhd.
32. M & A Securities Sdn Bhd
33. Macquarie Capital Securities (Malaysia) Sdn Bhd
34. Maestro Capital Sdn. Bhd.
35. MainStreet Advisers Sdn. Bhd.
36. Maybank Investment Bank Berhad
37. Mercury Securities Sdn Bhd
38. Merrill Lynch Malaysian Advisory Sdn. Bhd.
39. MIDF Amanah Investment Bank Berhad

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 1
No. Company
40. MP Capital Advisory Sdn. Bhd.
41. Mulpha Capital Markets Sdn Bhd
42. Newfields Advisors Sdn. Bhd.
43. NewParadigm Capital Markets Sdn. Bhd.
44. Normandy Advisers Sdn Bhd
45. Nomura Securities Malaysia Sdn. Bhd.
46. OCBC Advisers (Malaysia) Sdn. Bhd.
47. Pergola Capital Sdn. Bhd.
48. PricewaterhouseCoopers Capital Sdn. Bhd.
49. Public Investment Bank Berhad
50. Quantephi Sdn. Bhd.
51. RHB Investment Bank Berhad
52. Rightlink Capital Sdn. Bhd.
53. Rothschild Malaysia Sendirian Berhad
54. SCS Global Advisory (M) Sdn. Bhd.
55. Sage 3 Capital Sdn. Bhd.
56. Salihin Capital Sdn Bhd
57. Sierac Corporate Advisers Sdn. Bhd.
58. SJ Securities Sdn Bhd
59. Strategic Capital Advisory Sdn. Bhd.
60. TA Securities Holdings Berhad
61. UBS Securities Malaysia Sdn Bhd
62. UHY Advisory (KL) Sdn. Bhd.
63. WYNCORP Advisory Sdn. Bhd.
64. ZJ Advisory Sdn. Bhd.

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 2
1. Affin Hwang Investment Bank Berhad

Shareholder Affin Holdings Berhad

Directors Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Non Executive Director
Raja Dato' Seri Aman bin Raja Haji Ahmad Non Executive Director
Gen. Tan Sri Yaacob bin Mohd Zain (R) Non Executive Director
Ariffin bin Alias Non Executive Director
Stephen Charles Li Non Executive Director
Lim Hun Soon @ David Lim Non Executive Director
Abd Malik bin A Rahman Non Executive Director
Lee Chor Kee Alternate Director

Company Secretary Azizah binti Shukor

Compliance Officers Ho Soke Yin
Cheah Guat Sim
Kuan Wun Sein
Liew Kuang Chiang
Ong Bee Koon
Gan May Ling
Chin Hsu Lin
Stefanie Yeoh Sue Lin
Farhana Binti Umar Baki
Zam Morniwati binti Othman
Chua Teng Wee
Rosmawati Binti Mamat Ramli @ Ramli

Key Management Teng Chean Choy Head of Dealing - Debt Capital Markets/Bonds
Abdul Hadzi bin Marzuki Head of Dealing - Securities
Tan Lee Poh Head of Dealing - Securities
Arvin Chia Yew Kim Head of Dealing - Securities
Low Yek Moo Head of Operations
Leong Weng Fook Head of Operations
Hatini binti Mat Husin Head of Corporate Finance (Debt)
Johan Hashim Head of Corporate Finance (Equity)
Kevin Low Kean Leong Head of Research Equity
Ong Boon Leong Head of Research
Wan Hashimah binti Ahmad Merican Head of Compliance
Chen Mun Peng Head of Compliance

Business Address(es)
Headquarters
Address Aras 2, 3, 4, 5 & 7 Wisma Sri Pinang, 60 Green Hall, Aras 2, 3, 4, 5, 6, 7 & 8 Wisma Sri Pinang II, 42
Green Hall, 10200 Pulau Pinang, Pulau Pinang, MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 3
Cawangan Jalan Pending, Kuching, Sarawak
Address Ground Floor & 1st Floor, No.1 Jalan Pending, 1st Floor, No.3 Jalan Pending, 93450 Kuching, Sarawak,
MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Bukit Bintang, Kuala Lumpur
7th, 22nd and 23rd Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur, Wilayah
Address
Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Mahligai, Bahau, Negeri Sembilan
Address No. 6, Tingkat Atas, Jalan Mahligai, 72100 Bahau, Negeri Sembilan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan SS16/1, Subang Jaya, Selangor
East Wing & Centre Link, Tingkat 3A, Wisma Consplant 2, No. 7, Jalan SS16/1, 47500 Subang Jaya,
Address
Selangor, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Stesen, Taiping, Perak
Address Tingkat Bawah, Aras 1, 2 & 3, 21 Jalan Stesen, 34000 Taiping, Perak, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Tun Ahmad Zaidi, Bintulu, Sarawak
No.282, 1st Floor, Park City Commercial Center, Phase 4, Jalan Tun Ahmad Zaidi, 97000 Bintulu,
Address
Sarawak, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Centre Point, Kota Kinabalu, Sabah
Suite 1-9-E1, 9th Floor, CPS Tower, Centre Point Sabah, No. 1 Jalan Centre Point, 88000 Kota Kinabalu,
Address
Sabah, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Wong Ah Fook, Johor Bahru, Johor
Aras 7, Johor Bahru City Square (Office Tower), 106-108, Jalan Wong Ah Fook, 80000 Johor Bahru,
Address
Johor, MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 4
Cawangan Jalan Yam Tuan, Seremban, Negeri Sembilan
Address Tingkat 1, 105, 107 & 109 Jalan Yam Tuan, 70000 Seremban, Negeri Sembilan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Persiaran Greentown 1, Ipoh, Perak
2nd & 3rd Floor, No.22 Persiaran Greentown 1, Greentown Business Centre, 30450 Ipoh, Perak,
Address
MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Seksyen 9, Shah Alam, Selangor
Tingkat 16 (Part), 18, 19 & 20, Plaza Masalam, 2 Jalan Tengku Ampuan Zabedah E9/E, Seksyen 9, 40100
Address
Shah Alam, Selangor, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Bandar Perda, Bukit Mertajam, Pulau Pinang
Address 2 & 4 Jalan Perda Barat, Bandar Perda, Bukit Mertajam, 14000 Pulau Pinang, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Taman Pekan Baru, Sungai Petani, Kedah
Address No 70A, B, C, Jalan Mawar 1, Taman Pekan Baru, 08000 Sungai Petani, Kedah, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Taman Tun Dr Ismail, Kuala Lumpur
Tingkat 2, Bangunan AHP, No. 2, Jalan Tun Mohd Fuad 3, Taman Tun Dr Ismail, 60000 Kuala Lumpur,
Address
Wilayah Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Mid Valley, Kuala Lumpur
Address 57-10, Level 10, The Boulevard, Mid Valley City, Lingkaran Syed Putra, 59000 Kuala Lumpur, Wilayah
Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Conlay, Kuala Lumpur
Address Ground, Mezzanine & 3rd Floor, Chulan Tower, No. 3 Jalan Conlay, 50450 Kuala Lumpur, Wilayah
Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 5
2. Alliance Investment Bank Berhad

Directors Dato' Thomas Mun Lung Lee Non Executive Director
Megat Dziauddin bin Megat Mahmud Non Executive Director
Kung Beng Hong Non Executive Director
Kuah Hun Liang Non Executive Director

Chief Executive Officer Mahesh s/o Shri Pranlal Rupawalla

Company Secretary Lee Wei Yen

Compliance Officers Sow Irene
Rokayah binti Mohamed Mustapha

Key Management Yee Meng Phang Head of Dealing - Securities
Junaida binti Abdul Jalal Head of Dealing - Securities
Andrew Yaw Mun Keng Head of Dealing - Securities
Wong Weng Leong Head of Operations
Yap Sieh Wai Head of Compliance
Khaw Lin Lin Head of Compliance

Business Address(es)
Headquarters
Address Tingkat 19, Menara Multi-Purpose, Capital Square, No. 8, Jalan Munshi Abdullah, 50100 Kuala Lumpur,
Wilayah Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Munshi Abdullah, Kuala Lumpur
Address Level 17, Menara Multi-Purpose, Capital Square, No. 8, Jalan Munshi Abdullah, 50100 Kuala Lumpur,
Wilayah Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Air Jerneh, Kuala Terengganu, Terengganu
Address Ground & Mezzanine Floor, Wisma Kam Choon, 101, Jalan Kampung Tiong, 20100 Kuala Terengganu,
Terengganu, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Kluang, Johor
Address No. 73, Ground & 1st Floor, Jalan Rambutan, 86000 Kluang, Johor, Malaysia
Telephone [phone]
Fax [phone]

Cawangan Jalan Sultan Badlishah, Alor Setar, Kedah
Address 2nd Floor, Wisma PKNK, Jalan Sultan Badlishah, 05000 Alor Setar, Kedah, MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 6
Cawangan Taman Sri Kuantan III, Kuantan, Pahang
Address Ground, Mezzanine & 1st Floor, B-400, Jalan Berserah, 25300 Kuantan, Pahang, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Georgetown, Pulau Pinang
Address Ground & Mezzanine Floor, Bangunan Barkath, 21 Beach Street, 10300 Georgetown, Pulau Pinang,
MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 7
3. Amanie Corporate Advisors Sdn Bhd
(formerly known as WG Advisory Sdn. Bhd.)

Shareholders Dato' Nik Mod Amin Bin Nik Abd Majid
Datuk Dr. Mohd Daud Bin Bakar

Directors Anwar bin Ab Ghani Executive Director
Wan Kamarul Zaman bin Wan Yaacob Executive Director
Chong Kok Leong Executive Director
Dato' Nik Mod Amin bin Nik Abd Majid Non Executive Director
Cheah Hannon Non Executive Director
Mohd Daud bin Bakar Non Executive Director
Roslan bin Ahmad Alternate Director

Company Secretary Lim Yang Meng

Business Address
Headquarters
Suite B & C, Level 8, Tower 2, Etiqa Twins, 11 Jalan Pinang, 50450 Kuala Lumpur, Wilayah Persekutuan,
Address
MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 8
4. AmInvestment Bank Berhad

Shareholder AMMB Holdings Berhad

Directors Y A Bhg Tun Mohammed Hanif bin Omar Non Executive Director
Tan Sri Dato’ Azman bin Hashim Non Executive Director
Tan Sri Datuk Clifford Francis Herbert Non Executive Director
Tan Sri Datuk Dr. Aris bin Osman @ Othman Non Executive Director
Dato' Rohana Tan Sri Mahmood Non Executive Director
Cheah Tek Kuang Non Executive Director
Ashok Ramamurthy Non Executive Director

Chief Executive Officer Kok Tuck Cheong

Company Secretary Koid Phaik Gunn

Compliance Officers Liu Meng Kian
Mu'azam Shah Bin Ahmad
Azizzul Rahim bin Abd. Rahman
J.Visvanathan Jaganatha Thevar

Key Management Wong Kum Cheong Head of Dealing – Securities
Shaharuddin bin Hassan Head of Operations
Seohan Soo Head of Corporate Finance - Debt
Anuar bin Omar Head of Corporate Finance
Mohd Effendi bin Abdullah Head of Corporate Finance
Tan Chong Hin Head of Corporate Finance
Kee Kin Onn Head of Fund Management
Rueben Panchadcharam Head of Compliance

Business Address(es)
Headquarters
Address Tingkat 8-9, 11-18, 21-25, Bangunan AmBank Group, 55 Jalan Raja Chulan, 50200 Kuala Lumpur,
Wilayah Persekutuan, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Abdul Rahman, Batu Pahat, Johor
Address Tingkat 3, Kompleks Penggaram, 1 Jalan Abdul Rahman, 83000 Batu Pahat, Johor, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Abell, Kuching, Sarawak
Address No. 162, 164, 166 & 168, 1st, 2nd & 3rd Floors, Jalan Abell, 93100 Kuching, Sarawak, MALAYSIA
Telephone [phone]
Fax [phone]

Securities Commission Malaysia | Advising on Corporate Finance as at 30 November 2014 9
Cawangan Jalan Dato' Abdullah Tahir, Johor Bahru, Johor
Address 18th & 31st Floor, Selesa Tower, Jalan Dato' Abdullah Tahir, 80300 Johor Bahru, Johor, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan SS21/60, Petaling Jaya, Selangor
Address Tingkat 4, Plaza Damansara Utama, 2 Jalan SS21/60, 47400 Petaling Jaya, Selangor, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang
Mezzanine Floor & Level 3, No. 37 Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang,
Address
MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Jalan Tuaran, Kota Kinabalu, Sabah
Tingkat Bawah & 1, Menara PBSB, Wisma Tun Fuad Stephens, KM2.4, Jalan Tuaran, 88300 Kota
Address
Kinabalu, Sabah, MALAYSIA
Telephone [phone]
Fax [phone]

Cawangan Lebuh Pantai, Pulau Pinang
Address Level 3, No.15,Lebuh Pantai, 10300 Georgetown, Pulau Pinang, MALAYSIA
Telephone [phone]
Fax [phone]

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