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Lipid membranes with free edges Zhan-chun Tu1,2, and Zhong-can Ou-Yang1,3, ∗ † 1Institute of Theoretical Physics, Academia Sinica, 4 P.O.Box 2735 Beijing 100080, China 0 0 2Graduate School, Academia Sinica, Beijing, China 2 n 3Center for Advanced Study, Tsinghua University, Beijing 100084, China a J Abstract 7 ] Lipid membrane with freely exposed edge is regarded as smooth surface with curved boundary. t f o Exteriordifferentialformsareintroducedtodescribethesurfaceandtheboundarycurve. Thetotal s . t free energy is defined as the sum of Helfrich’s free energy and the surface and line tension energy. a m The equilibrium equation and boundary conditions of the membrane are derived by taking the - d n variationofthetotalfreeenergy. Theseequationscanalsobeappliedtothemembranewithseveral o c freely exposed edges. Analytical and numerical solutions to these equations are obtained underthe [ axisymmetric condition. The numerical results can be used to explain recent experimental results 4 v 0 obtained by Saitoh et al. [Proc. Natl. Acad. Sci. 95, 1026 (1998)]. 0 7 5 PACS numbers: 87.16.Dg, 02.40.Hw 0 3 0 / t a m - d n o c : v i X r a ∗Email address: [email protected] †Email address: [email protected] 1 I. INTRODUCTION Theoretical study on shapes of closed lipid membranes made great progress two decades ago. The shape equation of closed membranes was obtained in 1987 [1], with which the biconcave discoidal shape of the red cell was naturally explained [2], and a ratio of √2 of the two radii of a torus vesicle membrane was predicted [3] and confirmed by experiment [4]. During the formation process of the cell, either material will be added to the edge or the edge will heal itself so as to form closed structure. There are also metastable cup-like equilibrium shapes of lipid membranes with free edges [5]. Recently, opening-up process of liposomal membranes by talin [6, 7] has also been observed gives rise to the interest of studying the equilibrium equation and boundary conditions of lipid membranes with free exposed edges. Capovilla et al. first study this problem and give the equilibrium equation and boundary conditions [8]. They also discuss the mechanical meaning of these equations [8, 9]. The study of these cup-like structures enables us to understand the assembly process of vesicles. Ju¨licher et al. suggest thatalinetension canbeassociatedwithadomainboundary between two different phases of an inhomogeneous vesicle and leads to the budding [10]. For simplicity, however, we will restrict our discussion on open homogenous vesicles. In this paper, a lipid membrane with freely exposed edge is regarded as a differentiable surface with a boundary curve. Exterior differential forms are introduced to describe the surfaceandthecurve. ThetotalfreeenergyisdefinedasthesumofHelfrich’sfreeenergyand the surface and line tension energy. The equilibrium equation and the boundary conditions of the membrane are derived from the variation of the total free energy. These equations can also be applied to the membrane with several freely exposed edges. This is another way to obtain the results of Capovilla et al. Some solutions to the equations are obtained and the corresponding shapes are shown. They can be used to explain some known experimental results [6]. This paper is organized as follows: In Sec.II, we retrospect briefly the surface theory expressed by exterior differential forms. In Sec.III, we introduce some basic properties of Hodge star . In Sec.IV, we construct the variational theory of the surface and give some ∗ useful formulas. In Sec.V, we derive the equilibrium equation and boundary conditions of 2 the membrane from the variation of the total free energy. In Sec.VI, we suggest some special solutionstotheequationsandshow theircorresponding shapes. InSec.VII, weput forwarda numerical scheme to give some axisymmetric solutions as well as their corresponding shapes to explain some experimental results. In Sec.VIII, we give a brief conclusion and prospect the challenging work. II. SURFACE THEORY EXPRESSED BY EXTERIOR DIFFERENTIAL FORMS In this section, we retrospect briefly the surface theory expressed by exterior differential forms. The details can be found in Ref.[11]. We regard a membrane with freely exposed edge as a differentiable and orientational surface with a boundary curve C, as shown in Fig.1. At every point on the surface, we can choose an orthogonal frame e ,e ,e with e e = δ and e being the normal vector. For 1 2 3 i j ij 3 · a point in curve C, e is the tangent vector of C. 1 An infinitesimal tangent vector of the surface is defined as dr = ω e +ω e , (1) 1 1 2 2 where d is an exterior differential operator, and ω ,ω are 1-differential forms. Moreover, we 1 2 define de = ω e , (2) i ij j where ω satisfies ω = ω because of e e = δ . ij ij ji i j ij − · With dd = 0 and d(ω ω ) = dω ω ω dω , we have 1 2 1 2 1 2 ∧ ∧ − ∧ dω = ω ω ; dω = ω ω ; ω ω +ω ω = 0; (3) 1 12 2 2 21 1 1 13 2 23 ∧ ∧ ∧ ∧ and dω = ω ω (i,j = 1,2,3), (4) ij ik kj ∧ where the symbol “ ” represents the exterior product on which the most excellent expatia- ∧ tion may be the Ref.[12]. Eq.(3) and Cartan lemma imply that: ω = aω +bω , ω = bω +cω . (5) 13 1 2 23 1 2 3 Therefore, we have area element: dA = ω ω , (6) 1 2 ∧ first fundamental form: I = dr dr = ω2+ω2, (7) · 1 2 second fundamental form: II = dr de = aω2 +2bω ω +cω2, (8) − · 3 1 1 2 2 a+c mean curvature: H = , (9) 2 Gaussian curvature: K = ac b2. (10) − III. HODGE STAR ∗ In this part, we briefly introduce basic properties rather than the exact definition of Hodge star [13] because we just use these properties in the following contents. ∗ If g,h are functions defined on 2D smooth surface M, then the following formulas are valid: f = fω ω ; (11) 1 2 ∗ ∧ df = f ω +f ω , if df = f ω +f ω ; (12) 2 1 1 2 1 1 2 2 ∗ − d df = 2f, 2 is the Laplace-Beltrami operator. (13) ∗ ∇ ∇ We can easily prove that (fd dg gd df) = (f dg g df) (14) ZZ ∗ − ∗ I ∗ − ∗ M ∂M through Stokes’s theorem and integration by parts. IV. VARIATIONAL THEORY OF THE SURFACE the variation of the surface is defined as: δr = Ω e +Ω e , (15) 2 2 3 3 where the variation along e is unnecessary because it gives only an identity. Furthermore, 1 let δe = Ω e , Ω = Ω . (16) i ij j ij ji − 4 Operators d and δ are independent, thus dδ = δd. dδr = δdr implies that: δω = Ω ω +Ω ω ω Ω , (17) 1 2 21 3 31 2 21 − δω = dΩ +Ω ω ω Ω , (18) 2 2 3 32 1 12 − dΩ = Ω ω +Ω ω Ω ω . (19) 3 13 1 23 2 2 23 − Furthermore, dδe = δde implies that: i i δω = dΩ +Ω ω ω Ω . (20) ij ij ik kj ik kj − It is necessary to point out that the properties of the operator δ are exactly similar to those of the ordinary differential. V. EQUILIBRIUM EQUATION OF THE MEMBRANE AND BOUNDARY CON- DITIONS The total free energy F of a membrane with an edge is defined as the sum of Helfrich’s free energy[14, 15] F = [kc(2H +c )2 +k¯K]dA and the surface and line tension energy H 2 0 RR ¯ F = λ dA + γ ds. Here k , k, c , λ and γ are constants. With the arc-length sl C c 0 RR H parameter ds = ω , the geodesic curvature k = ω /ds on C and the Gauss-Bonnet formula 1 g 12 KdA = 2π k ds, the total free energy and its variation are given − C g RR H k F = [ c(2H +c )2 +λ]ω ω +γ ω k¯ ω +2πk¯, (21) 0 1 2 1 12 ZZ 2 ∧ I − I C C and k δF = k (2H +c )δ(2H)ω ω + [ c(2H +c )2 +λ]δ(ω ω ) c 0 1 2 0 1 2 ZZ ∧ ZZ 2 ∧ ¯ + γ δω k δω , (22) 1 12 I − I C C respectively. From Eqs.(17) and (18), we can easily obtain: δ(ω ω ) = δω ω +ω δω = d(Ω ω ) (2H)Ω ω ω . (23) 1 2 1 2 1 2 2 1 3 1 2 ∧ ∧ ∧ − − ∧ Eqs.(5), (17), (18) and (20) lead to: δ(2H)ω ω = δ(a+c)ω ω 1 2 1 2 ∧ ∧ = 2(2H2 K)Ω ω ω +d(Ω ω Ω ω ) 3 1 2 13 2 23 1 − ∧ − + aΩ dω bdΩ ω +bΩ dω +cdΩ ω . (24) 2 1 2 2 2 2 2 1 − ∧ ∧ 5 Thus we have: δF = k (2H +c )[2(2H2 K)Ω ω ω +d(Ω ω Ω ω ) c 0 3 1 2 13 2 23 1 ZZ − ∧ − +aΩ dω bdΩ ω +bΩ dω +cdΩ ω ] 2 1 2 2 2 2 2 1 − ∧ ∧ k + ( c(2H +c )2 +λ)[ d(Ω ω ) (2H)Ω ω ω ] 0 2 1 3 1 2 ZZ 2 − − ∧ ¯ +γ [Ω ω +Ω ω ω Ω ] k [dΩ +Ω ω ω Ω ]. (25) 2 21 3 31 2 21 12 13 32 13 32 I − − I − C C If Ω = 0, then dΩ = Ω ω + Ω ω , dΩ = Ω ω + Ω ω . On curve C, ω = 0, 2 3 13 1 23 2 3 23 1 13 2 2 ∗ − ω = aω , ω = bω , Ω = Ω . Thus Eq.(25) is reduced to 31 1 32 1 3 C 3C − − | δF = [k (2H +c )(2H2 c H 2K) 2λH]Ω ω ω c 0 0 3 1 2 ZZ − − − ∧ ¯ + k (2H +c )d dΩ γ aω Ω +k (bΩ aΩ )ω (26) c 0 3 1 3 13 23 1 ZZ ∗ − I I − C C In terms of Eqs.(13) and (14), we have: (2H +c )d dΩ = (2H +c ) dΩ Ω d(2H +c )+ Ω 2(2H +c )ω ω . 0 3 0 3 3 0 3 0 1 2 ZZ ∗ I ∗ −I ∗ ZZ ∇ ∧ C C Using integration by parts and Stokes’s theorem, we arrive at bΩ ω = bdΩ = C 13 1 C 3C H H Ω db. Thus − C 3C H δF = [k (2H +c )(2H2 c H 2K) 2λH +k 2(2H +c )]Ω ω ω c 0 0 c 0 3 1 2 ZZ − − − ∇ ∧ ¯ ¯ [k (2H +c )+ka]Ω ω Ω [k d(2H +c )+γaω +kdb]. (27) c 0 23 1 3C c 0 1 −I −I ∗ C C It follows that k (2H +c )(2H2 c H 2K) 2λH +k 2(2H) = 0, (28) c 0 0 c − − − ∇ ¯ [k (2H +c )+ka] = 0, (29) c 0 C (cid:12) [k d(2H)+γaω(cid:12)+k¯db] = 0. (30) c ∗ 1 C (cid:12) (cid:12) The mechanical meanings of the above three equations are: Eq.(28) is the equilibrium equation of the membrane; Eq.(29) is the moment equilibrium equation of points on C around the axis e ; and Eq.(30) is the force equilibrium equation of points on C along the 1 direction of e [8, 9]. It is not surprising that Eq.(29) contains the factor k¯ because it is 3 related to the bend energy in Helfrich’s free energy. However, it is difficult to understand 6 ¯ ¯ why k is also included in Eq.(30). In fact, the term kdb in Eq.(30) represents the shear stress which also contributes to the bend energy in Helfrich’s free energy. In fact, a = k and b = τ are the normal curvature and the geodesic torsion of curve C, n g respectively, and d(2H) = e (2H)ω . Thus Eqs.(29) and (30) become 2 1 ∗ − ·∇ ¯ [k (2H +c )+kk ] = 0, (31) c 0 n C (cid:12) dτ [ k e (2H)+γk(cid:12) +k¯ g] = 0, (32) c 2 n − ·∇ ds (cid:12) (cid:12)C (cid:12) (cid:12) respectively. If Ω = 0, then dΩ = Ω ω +Ω ω Ω ω = (Ω bΩ )ω +(Ω cΩ )ω = 0. It 3 3 13 1 23 2 2 23 13 2 1 23 2 2 − − − leads to Ω = bΩ and Ω = cΩ . 13 2 23 2 δF = k (2H +c )[aΩ dω bdΩ ω +bΩ dω +cdΩ ω +d(Ω ω Ω ω )] c 0 2 1 2 2 2 2 2 1 13 2 23 1 ZZ − ∧ ∧ − k + [ c(2H +c )2 +λ][ d(Ω ω )]+γ Ω ω k¯ KΩ ω . (33) 0 2 1 2 21 2 1 ZZ 2 − I − I C C Otherwise, ω = aω +bω implies that: adω +db ω +2bdω cdω = da ω . Thus 13 1 2 1 2 2 1 1 ∧ − − ∧ aΩ dω bdΩ ω +bΩ dω +cdΩ ω +d(Ω ω Ω ω ) 2 1 2 2 2 2 2 1 13 2 23 1 − ∧ ∧ − = d(a+c) Ω ω = d(2H +c ) Ω ω (c is a constant). (34) 2 1 0 2 1 0 − ∧ − ∧ Therefore k δF = [ c(2H +c )2Ω ω k¯KΩ ω λΩ ω +γΩ ω ]. (35) 0 2 1 2 1 2 1 2 21 I − 2 − − C It follows that: k [ c(2H +c )2 +k¯K +λ+γk ] = 0, (36) 0 g 2 (cid:12) (cid:12)C (cid:12) because of ω21 = kgω1 on C. This equation is the force (cid:12)equilibrium equation of points on − C along the direction of e [8, 9]. 2 Eqs.(28), (31), (32) and (36) are the equilibrium equation and boundary conditions of the membrane. They correspond to Eqs. (17), (60), (59) and (58) in Ref.[8], respectively. In fact, these equations can be applied to the membrane with several edges also, because in above discussion the edge is a general edge. But it is necessary to notice the right direction of the edges. We call these equations the basic equations. 7 VI. SPECIAL SOLUTIONS TO BASIC EQUATIONS AND THEIR CORRE- SPONDING SHAPES In this section, we will give some special solutions to the basic equations together with their corresponding shapes. For convenience, we consider the axial symmetric surface with axial symmetric edges. Zhou has considered the similar problem in his PhD thesis [16]. If expressing the surface in 3-dimensional space as r = vcosu,vsinu,z(v) we obtain { } 2H = (sinψ+cosψdψ), K = sinψcosψdψ, (2H) = r2 d (sinψ+cosψdψ) and 2(2H) = − v dv v dv ∇ −sec2ψdv v dv ∇ cosψ d [vcosψ d (sinψ + cosψdψ)], where ψ = arctan[dz(v)], r = ∂r/∂v. Define t as the − v dv dv v dv dv 2 direction of curve C and r = ∂r/∂u. Obviously, t is parallel or antiparallel to r on curve 1 1 C. Introduce a notation sn, such that sn = +1 if t is parallel to r , and sn = 1 if not. 1 − Thus e = sn r2 and e (2H) = sncosψ ∂ (sinψ +cosψdψ) on curve C. For curve C, 2 secψ 2 ·∇ − ∂v v dv k = sinψ, τ = 0, and k = sncosψ. Thus we can reduce Eqs.(28), (31), (32) and (36) n − v g g − v to: sinψ dψ 1 sinψ dψ 1 sinψ dψ 2sinψcosψdψ k ( + cosψ c )[ ( +cosψ )2 + c ( +cosψ ) ] c 0 0 v dv − 2 v dv 2 v dv − v dv sinψ dψ cosψ d d sinψ dψ λ( +cosψ )+k [vcosψ ( +cosψ )] = 0, (37) c − v dv v dv dv v dv sinψ dψ sinψ ¯ k ( +cosψ c )+k = 0, (38) c 0 (cid:20) v dv − v (cid:21) C d sinψ sinψ ¯ snkcosψ ( )+γ = 0, (39) (cid:20)− dv v v (cid:21) C k¯2 sinψ sinψcosψdψ cosψ ( )2 +k¯ +λ snγ = 0. (40) (cid:20)2k v v dv − v (cid:21) c C In fact, in above four equations only three of them are independent. We usually keep Eqs.(37), (38) and (40) for the axial symmetric surface. For the general case, we conjecture that there are also three independent equations among Eqs. (28), (31), (32) and (36). Eq.(37) isthesame astheequilibrium equationofaxisymmetrical closed membranes [17, 18]. In Ref [18], a large number of numerical solutions to Eq.(37) as well as their classifications are discussed. Next, Let us consider some analytical solutions and their corresponding shapes. We merely try to show that these shapes exist, but not to compare with experiments. Therefore, we only consider analytical solutions for some specific values of parameters. 8 A. The constant mean curvature surface The constant mean curvature surfaces satisfy Eq.(28) for proper values of k , c , K, and c 0 ¯ λ. But Eqs.(31), (32) and (36) imply 2H +c = 0, k = 0, and kK +γk = 0 on curve C if 0 n g ¯ k , k, and γ are nonzero. c For axial symmetric surfaces, k = 0 requires sinψ = 0. Therefore K = 0 which requires n k = 0. Only straight line can satisfy these conditions. It contradicts to the fact that C is g a closed curve. Therefore, there is no axial symmetric open membrane with constant mean curvature. B. The central part of a torus When λ = 0, c = 0, the condition sinψ = av +√2 satisfies Eq.(37). It corresponds to 0 a torus [15]. Eqs.(38) and (40) determine the position of the edge v = √2(kc+k¯), where e −a(2kc+k¯) a = γ(kc+k¯)√2(2kc2+4kck¯+k¯2). If we let k = k¯ and kc = 2√14 (unit: length dimension), − (2kc+k¯)kck¯ c γ 3 it leads to 1/a = 1 and v = 2√2 (unit: length dimension). Thus the shape is the − e 3 central part of a torus as shown in Fig.2. This shape is topologically equivalent to a ring as shown in Fig.3. C. A cup If we let sinψ = Ψ, according Hu’s method [19] Eq.(37) reduce to: d3Ψ d2ΨdΨ 1 dΨ 2(Ψ2 1)d2Ψ 3Ψ dΨ (Ψ2 1) +Ψ ( )3 + − + ( )2 − dv3 dv2 dv − 2 dv v dv2 2v dv c2 2c Ψ λ 3Ψ2 2 dΨ c2 λ 1 Ψ Ψ3 +( 0 + 0 + − ) +( 0 + ) + = 0. (41) 2 v k − 2v2 dv 2 k − v2 v 2v3 c c Now, we will consider the case that Ψ = 0 for v = 0. As v 0, Eq.(41) approaches to → d3Ψ + 1d2Ψ 1 dΨ + Ψ = 0. Its solution is Ψ = α /v+α v+α vlnv where α = 0, α and dv3 v dv2 − v2 dv v2 1 2 3 1 2 α are three constants. If λ = 0 and c > 0, we find that Ψ = sinψ = β(v/v0)+c vln(v/v ) 3 0 0 0 satisfies Eq.(37). The shapes of closed membranes corresponding to this solution are fully discussed by Liuet al.[20]. Eqs.(38) and(40) determine the positionof theedge that satisfies tanψ(v) = γ if k¯ = 2k . If let β = 1, v = 1/c = 1 (unit: length dimension) −2kcc0 − c 0 0 and γ k c , we obtain v/v 1 and its corresponding shape likes a cup as shown in Fig.4. c 0 0 ≫ ≈ This shape is topologically equivalent to a disk as shown in Fig.3. 9 VII. AXISYMMETRICAL NUMERICAL SOLUTIONS It is extremely difficult to find analytical solutions to Eq.(37). We attempt to find the numerical solutions in this section. But there is a difficulty that sinψ(v) is multi-valued. To overcome this obstacle, we use the arc-length as the parameter and express the surface as r = v(s)cosu,v(s)sinu,z(s) . The geometrical constraint and Eqs.(28), (31) and (36) { } now become: v (s) = cosψ(s), z (s) = sinψ(s), (42) ′ ′ (2 3sin2ψ)ψ v sinψ(1+cos2ψ)+[(c2 +2λ/k )ψ (ψ )3 2ψ ]v3 − ′ − 0 c ′ − ′ − ′′′ +[(c2 +2λ/k )sinψ 4c sinψψ +3sinψ(ψ )2 4cosψψ ]v2 = 0, (43) 0 c − 0 ′ ′ − ′′ sinψ sinψ ¯ k (c ψ ) k = 0, (44) c 0 ′ (cid:20) − v − − v (cid:21) C sinψ k¯ sin2ψ cosψ ¯ ¯ kc k(1+ ) +λ snγ = 0. (45) (cid:20) 0 v − 2k v2 − v (cid:21) c C We can numerically solve Eqs.(42) and (43) with initial conditions v(0) = 0, ψ(0) = 0, ψ (0) = α and ψ (0) = 0 and then find the edge position through Eqs.(44) and (45). The ′ ′′ shape corresponding to the solution is topologically equivalent to a disk as shown in Fig.3. In fact, Eq.(43) can be reduce to a second order differential equation [8, 9, 21], but we still use the third order differential equation (43) in our numerical scheme. InFig.5,wedepictstheoutlineofthecup-likemembranewithawideorifice. Thesolidline corresponds to the numerical result with parameters α = c = 0.8µm 1, λ/k = 0.08µm 2, 0 − c − γ/k = 0.20µm 1 and k¯/k = 0.38. The squares come from Fig.1d of Ref.[6]. c − c In Fig.6, we depicts the outline of the cup-like membrane with a narrow orifice. The solid line corresponds to the numerical result with parameters α = c = 0.86µm 1, λ/k = 0 − c 0.26µm 2, γ/k = 0.36µm 1 and k¯/k = 0.033. The squares come from Fig.3k of Ref.[6]. − c − c − Obviously, the numerical results agree quite well with the experimental results of Ref.[6]. VIII. CONCLUSION In above discussion, we introduce exterior differential forms to describe a lipid membrane with freely exposed edge. The total free energy is defined as the Helfrich’s free energy plus the surface and line tension energy. The equilibrium equation and boundary conditions of the membrane are derived from the variation of the total free energy. These equations can 10

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