CONTRIBUTORS INGE M. AHAMMER SAMUEL Z. KLAUSNER PAUL B. BALTES NATHAN KOGAN VERN L. BENGTSON LAWRENCE KOHLBERG JAMES E. BIRREN JACQUES LEMPERS K. DEAN BLACK NORMAN LIVSON NANCY DATAN WILLIAM R. LOOFT WALTER EMMERICH ANNE H. NARDI DWIGHT HARSHBARGER BERNICE L. NEUGARTEN WILLARD W. HARTUP K. WARNER SCHAIE ROBERT J. HAVIGHURST DIANA S. WOODRUFF LIFE-SPAN DEVELOPMENTAL PSYCHOLOGY PERSONALITY AND SOCIALIZATION Edited by PAUL B. BALTES and K. WARNER SCHAIE College of Human Development Department of Psychology Pennsylvania State University West Virginia University University Park, Pennsylvania Morgantown, West Virginia ACADEMIC PRESS, INC. (Harcourt Brace J o v a n o v i e h , P u b l i s h e r s ) Orlando San Diego New York London Toronto Montreal Sydney Tokyo COPYRIGHT © 1 9 7 3 , BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. A C A D E M I C P R E S S , I N C . Orlando, Florida 32887 United Kingdom Edition published by A C A D E M I C P R E S S , I N C . ( L O N D O N ) L T D . 24/28 Oval Road, London NW1 7DX Library of Congress Cataloging in Publication Data Main entry under title: Life-span developmental psychology. Proceedings of the 3rd of a series of meetings; proceedings of the 1st are entered under title: Life- span developmental psychology: research and theory; proceedings of the 2nd are entered under: Life-Span Conference, 2nd, West Virginia University, 1 9 7 1 . Bibliography: p. 1. Developmental psychology-Congresses. 2. Personality-Congresses. 3. Social izat ion- Congresses. I. Baltes, Paul B., ed. II. Schaie, Klaus Warner, Date ed. BF712.L54 15 7 3 - 7 9 7 ISBN 0 - 1 2 - 0 7 . 7 1 5 0 - 0 PRINTED IN THE UNITED STATES OF AMERICA 84 85 86 87 9 8 7 6 List of Contributors Numbers in parentheses indicate the pages on which the authors* contributions begin. INGE M. AHAMMER* (253), Division of Developmental Psychology, Catholic University of Nijmegen, Nijmegen, Netherlands PAUL B. BALTES (365), College of Human Development, Pennsylvania State University, University Park, Pennsylvania VERN L. BENGTSON (207), Ethel Percy Andrus Gerontology Center, Uni- versity of Southern California, Los Angeles, California JAMES E. BIRREN (305), Ethel Percy Andrus Gerontology Center, Uni- versity of Southern California, Los Angeles, California K. DEAN BLACK (207), Ethel Percy Andrus Gerontology Center, University of Southern California, Los Angeles, California NANCY DAT AN t (53), Division of Behavioral Sciences, University of the Negev, Be'er-Sheva, Israel WALTER EMMERICH (123), Human Development Research Group, Educa- tional Testing Service, Princeton, New Jersey DWIGHT HARSHBARGER (339), Department of Psychology, West Virginia University, Morgantown, West Virginia WILLARD W. HARTUP (235), Institute of Child Development, University of Minnesota, Minneapolis, Minnesota *Present address: School of Behavioural Sciences. Macquarie University, North Ryde, N.S.W., Australia. tPresent address: Department of Psychology, West Virginia University, Morgantown, West Virginia. xi xii List of Contributors ROBERT J. HAVIGHURST (1), Department of Education, The University of Chicago, Chicago, Illinois SAMUEL Z. KLAUSNER (71), Department of Sociology, University of Pennsylvania, Philadelphia, Pennsylvania NATHAN KOGAN (145), Department of Psychology, New School for Social Research, New York, New York LAWRENCE KOHLBERG (179), Graduate School of Education, Harvard University, Cambridge, Massachusetts JACQUES LEMPERS (235), Institute of Child Development, University of Minnesota, Minneapolis, Minnesota NORMAN LIVSON (97), Institute of Human Development, University of California, Berkeley, California, and Department of Psychology, California State University, Hay ward, California WILLIAM R. LOOFT (25), College of Human Development, Pennsylvania State University, University Park, Pennsylvania ANNE H. NARDI (285), Department of Educational Psychology, West Vir- ginia University, Morgantown, West Virginia BERNICE L. NEUGARTEN (53), Committee on Human Development, The University of Chicago, Chicago, Illinois K. WARNER SCHAIE* (365), Department of Psychology, West Virginia University, Morgantown, West Virginia DIANA S. WOODRUFFt (305), Ethel Percy Andrus Gerontology Center, University of Southern California, Los Angeles, California •Present address: Ethel Percy Gerontology Center, University of Southern California, Los Angeles, California. tPresent address: Department of Psychology, University of California, Los Angeles, California. Preface The subject matter of an emerging field, life-span developmental psychology, has been the focus of three West Virginia Conferences which were held in 1969, 1971, and 1972 under the auspices of the Department of Psychology at West Virginia University. Whereas the first two conference volumes dealt with a review of life-span theory, methodology, and basic psychological processes, the current volume addresses the area of socialization and personality. Historically speaking, the selection of this topic as the focus for a third conference may seem out of chronological order, since it is the area of personality and socialization that was largely at the core of initial life-span developmental theorizing and research. Nevertheless, it is gratifying to see, in this volume, a larger contribution by and tribute to those who pioneered a life-span approach to the study of psychological ontogeny. It is testimony to their scientific posture that the present effort yields an impressive array of empirical and theoretical contributions. It is our hope that this volume will be more than a vehicle for disseminating knowledge. Rather, we trust that it will provide an incentive for the generation of research and the continuous development of more useful theoretical conceptions in the area of human development. At the present moment, in accord with a descriptive life-span view of development, we can only say that time, distance, and death alone will crystallize issues. In the meantime, it is you, the reader, who will judge the success of our efforts by your actions which will lead either to acceleration, deceleration, or modification of the course and the life span of life-span developmental psychology. In any case, we eagerly anticipate your vigorous response. xiii Acknowledgments The editors are grateful to the sponsoring institution, West Virginia University, and especially to Dr. Ray Koppelman, Provost for Research and Graduate Affairs, who so ably carried the burden of administrative risk taking. The assistance of many others associated with West Virginia University and its doctoral program in life-span developmental psychology and the College of Human Development at The Pennsylvania State University, where most of the editorial work was carried out, must also be acknowledged. In a real sense, a host of current and former West Virginia and Pennsylvania State graduate students (William Arnold, Elizabeth M. Barton, Thomas W. Bartsch, William Birkhill, Dana Cable, Wanda Franz, Joseph M. Fitzgerald, Edward Forbes, John Friel, Carol Furry, Frances Hoyer, William Hoyer, Rudolph A. Kafer, Erich W. La- bouvie, Gisela Labouvie-Vief, Leighton Stamps, Richard Swanson, and others) were collaborating conference organizers and amiable hosts. They gave their time generously in working with us to make the conference an intellectual and social success. Finally, without the secretarial skills of Mary Kutac and Pamela Evans, and especially the diligent and painstaking work of our able editorial assistant, Elizabeth M. Barton, this volume would not have been completed on schedule and with minimal frustration for the contributors and editors. We gratefully acknowledge our vast indebtedness to all of them. As to the contributors to this volume, we thank them not only for their scholarly products, but also for their warm, cooperative, and challenging spirit that made it not only enjoyable and edifying to work with them, but also easy to form a number of precious new friendships and to further develop already existing ones. We hold them in high esteem. xv CHAPTER History of Developmental Psychology: Socialization and Personality Development through the Life Span ROBERT J. HAVIGHURST THE UNIVERSITY OF CHICAGO CHICAGO, ILLINOIS ABSTRACT There was no explicit developmental psychology of personality through the life span before the middle of the twentieth century. Prior to 1940, psychologists studying personality generally confined themselves to a limited segment of the life span. The period from 1850 to 1920 saw a good deal of empirical study of child and adolescent development, but almost no attention to adulthood and later maturity. After 1930, a small number of leaders emerged with an interest in life-span development: Charlotte B'uhler, Else Frenkel-Bruns- wik, Erik Erikson, and Hans Thomae. Also, the University of Chicago Committee on Human Development directed its resources into the study of personality development in middle and old age. Theories of personality which did not prove useful for understanding life-span develop- ment were constitutional types, nineteenth century evolutionary theory (G. S. Hall), and psychoanalytic theory. Since 1930, several longitudinal studies of personality development have been producing useful data and theories. Other useful sources are biographies, auto- biographies, and systematic case studies. The development of life-span theory probably requires: an organismic theory of personality, which assumes an active organism inter- 3 4 Robert J. Havighurst acting with the social and physical environment; attention to physical vigor and health as a causal factor; study of career changes and other crises of middle age; and study of the perceptions of aging by the self and the wider community. I. Introduction There was no explicit developmental psychology of personality through the life span before the middle of the twentieth century. That is, there was no systematic set of psychological data concerning even half of anyone's life span, and there were no tested theories or models of psychological development cover- ing this much of the human life cycle. A number of questions about personality development throughout life had been asked and there were some speculative answers to these questions. Some of these basic questions were: (1) Is personality related to the physique—the biological make-up of the individual? (2) Are the principal behavior patterns determined genetically for the individual? (3) To what extent is there a quasi-universal life course for humans that can be described in terms of per- sonality development? (4) To what extent and in what ways can personality be changed after the end of adolescence? (5) How is human personality modified as the individual progresses through the life span? Though these questions were discussed, from time to time, in a largely speculative way, or in dogmatic terms, they did not get serious, sustained scientific attention prior to the twentieth century. A. Definition of the Topic of This Paper This chapter deals with one aspect of human life-span developmental psychology. The broader field has been defined by Baltes and Goulet (1970) as follows: "Human life-span developmental psychology is concerned with the description and explication of ontogenetic (age-related) behavioral changes from birth to death [p. 1 2 ] . " The aspect of focus here is personality development and the socialization processes that influence personality. Thus, we are not concerned directly with several major areas of psychological development—intelligence, learning, psychomotor development, sensory development, or occupational development. Within the field of personality and socialization, we are especially concerned 1 with the adult period, since this is a relatively neglected area. Baltes and Goulet ^h i s chapter depends heavily on two papers prepared for an earlier symposium and published in the book entitled Life-Span Developmental Psychology: Research and Theory edited by Baltes and Goulet. The papers are: "Historical Antecedents of Life-Span Developmental Psychology" by Charles (1970), and "Life-Span Developmental Psychology in Europe" by Groffmann (1970). It is assumed that the reader has access to these papers. The focus of this paper, therefore, has been nar- rowed from developmental psychology in general to the subject of personality development. History of Developmental Psychology: Socialization and Personality Development 5 (1970) point this out when they say that a major objective of life-span developmen- tal psychology is the integrative conceptualization of the totality of ontogenetic behavioral c h a n g e s . . . the bulk of research efforts in developmental psychology has been conducted thus far by researchers whose primary orientation was toward specific age periods such as infancy, etc., without any comprehensive attempts to integrate the findings within the framework of the life span. As a consequence, and with few exceptions, these age-specific research efforts have remained fairly insular and uncoordinated, even though they appear to be intrinsically related through their common goal, the study of age-related behavioral change [p. 13] . B. Trends before 1920 Developmental studies of infancy, childhood, and adolescence originated in the nineteenth century and were flourishing by 1940, when studies of adulthood and aging were just getting started. Some of the people who worked with the earlier stages of development became interested in adulthood and aging, but they did not do serious research at these levels. For example, G. Stanley Hall, who published his influential book on Adolescence in 1904, after his formal retirement wrote his book on Senescence: The Last Half of Life, published in 1922. In his introduction to the later book, he wrote: Our life, bounded by birth and death, has five chief stages, each of which, while it may be divided into substages, also passes into the next so gradually that we cannot date, save roughly and approximately, the transition from one period to that which succeeds it. These more marked nodes in the unity of man's individual existence are: (1) childhood, (2) adolescence from puberty to full nubility, (3) middle life or the prime, when we are at the apex of our aggregate of powers, ranging from twenty-five or thirty to forty or forty-five and comprising thus the fifteen or twenty years now commonly called our best, (4) senescence, which begins in the early forties, or before in woman, and (5) senectitude, the post- climacteric or old age proper. My own life work, such as it is, as a genetic psychologist was devoted for years to the study of infancy and childhood, then to the phenomena of youth, later to adulthood and the stage of sex maturity. To complete a long-cherished program I have now finally tried, aided by the first-hand knowledge that advancing years have brought, to understand better the two last and closing stages of human life [p. v i i ] . The history of the study of personality development over the life span can be broken into two periods. The period from 1850 to 1920 saw a good deal of empirical study of child and adolescent development, with almost no attention to adulthood and later maturity. Throughout most of this period, it was supposed Parallel to this paper, and written with a systematic basis in general psychological theory, is the chapter by Riegel (1960) on personality theory and aging in Bin-en's Handbook of Aging and the Individual. Riegel analyzes the contribution each of the major theories or schools of thought has made to a systematic theory of personality in the latter half of life. He concludes that "up to the present, no theory exists which takes full account of the aging personality [p. 8 4 4 ] . "