Branislav Ranković E ditor Lichen Secondary Metabolites Bioactive Properties and Pharmaceutical Potential Second Edition Lichen Secondary Metabolites Branislav Ranković Editor Lichen Secondary Metabolites Bioactive Properties and Pharmaceutical Potential Second Edition Editor BranislavRanković FacultyofScience UniversityofKragujevac Kragujevac,Serbia ISBN978-3-030-16813-1 ISBN978-3-030-16814-8 (eBook) https://doi.org/10.1007/978-3-030-16814-8 #SpringerNatureSwitzerlandAG2019 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartofthe materialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped. 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Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Contents 1 LichensasaPotentialSourceofBioactiveSecondary Metabolites. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 BranislavRankovićandMarijanaKosanić 2 LichensUsedinTraditionalMedicine. . . . . . . . . . . . . . . . . . . . . . . . 31 StuartD.Crawford 3 LichenSecondaryMetabolitesasPotentialAntibioticAgents. . . . . . 99 MarijanaKosanićandBranislavRanković 4 StudiesonAntioxidantPropertiesofLichenSecondary Metabolites. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129 MarijanaKosanićandBranislavRanković 5 InvestigationsofLichenSecondaryMetaboliteswithPotential AnticancerActivity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 TatjanaStanojković 6 AntigenotoxicEffectofSomeLichenMetabolites. . . . . . . . . . . . . . . 175 HülyaSivas 7 LichenSecondaryMetabolitesasPossibleAntiviralAgents. . . . . . . 199 DamianC.Odimegwu,KennethNgwoke,ChikaEjikeugwu, andCharlesO.Esimone 8 AntineurodegenerativeandAntidiabeticActivityofLichens. . . . . . . 215 MarijanaKosanićandBranislavRanković 9 FutureDirectionsintheStudyofPharmaceuticalPotential ofLichens. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237 NeerajVermaandBhaskarC.Behera v 1 Lichens as a Potential Source of Bioactive Secondary Metabolites Branislav Ranković and Marijana Kosanić Abstract Lichens are complex symbiotic associations between fungi and algae which are important constituents of many ecosystems. The production of various unique extracellular secondary metabolites known as lichen substances is the result of thissymbiosis.Thesecompoundsexistwithinthethalliandtypicallyformcrystals onthesurfaceofthefungalhyphae.Thusfar,morethan800secondarymetabolites oflichenshavebeendiscovered,mostofthembeingexclusivelypresentinlichens. In recent date, lichens have been taken up for many researches concerning the phytochemical and pharmaceutical applications. Lichens and their secondary metabolites have many pharmaceutical roles, primarily including antimicrobial, antioxidant,antiviral,anticancer,antigenotoxic,anti-inflammatory,analgesic,and antipyretic activities. Hence, the present study was undertaken to explain the lichensastheimportantpotentialsourcesofbioactivesecondarymetabolites. 1.1 The Lichens: Lichenized Fungi Lichens are association between fungi (mycobiont) and photoautotrophic, algal partners (photobionts). Since the mycobiont is unique in the symbiotic association andusuallydominatestheassociation,lichensaretraditionallyclassifiedasalife-form offungi.About18,500differentlichenspecieshavebeendescribedallovertheworld. Thefungalpartnersaremostly(98%)Ascomycota(Honegger1991;Gilbert2000),and theothersbelongtotheBasidiomycotaandanamorphicfungi.Approximately21%of allfungiareabletoactasamycobiont(Honegger1991);thuslichensformthelargest B.Ranković(*)·M.Kosanić DepartmentofBiology,FacultyofScience,UniversityofKragujevac,Kragujevac,Serbia e-mail:[email protected] #SpringerNatureSwitzerlandAG2019 1 B.Ranković(ed.),LichenSecondaryMetabolites, https://doi.org/10.1007/978-3-030-16814-8_1 2 B.RankovićandM.Kosanić mutualistic group among fungi. Only 40 genera are involved as photosynthetic partnersinlichenformation:25algaeand15cyanobacteria(Kirketal.2008). MostcommonphotobiontsarethegeneraTrebouxia,Trentepohlia,andNostoc. The genera Trebouxia and Trentepohlia are of eukaryotic structure and belong to the green algae, while the genus Nostoc belongs to the prokaryotic cyanobacteria. Eukaryotic photobionts are sometimes called phycobionts (90% of lichens), while cyanobacterialphotobiontsaretermedcyanobionts(10%oflichens). Inlichenassociationsbothpartnershavebenefit.Themycobionthastwoprinci- palrolesinthelichensymbiosis:toprotectthephotobiontfromexposuretointense sunlight and desiccation and to absorb mineral nutrients from the underlying surface or from minute traces of atmospheric contaminants. The photobiont also hastworoles:tosynthesizeorganicnutrientsfromcarbondioxideand,inthecaseof cyanobacteria,toproduceammonium(andthenorganicnitrogencompounds)from N gas,bynitrogenfixation.Insomeecosystemssuchasdesertsoils,tundraheaths, 2 andDouglas-firforestsofthePacificNorthwestoftheUSA,lichenscanprovidethe majorinputofnitrogenwhichsupportsotherformsoflife(Hale1983;Nash1996). Thus, through the lichen partnership, the photobionts are protected and able to grow in conditions in which they could not grow alone; they also benefit from the highly efficient uptake of mineral nutrients by the lichen fungi. The fungi, in turn, obtain sugars and in some cases organic nitrogen from the photosynthetic partner, enabling them to grow in environments deficient in organic nutrients (Hale 1983; Nash1996). A lichen thallus usually consists of layers such as an upper and lower cortex, algal layer, and medulla (Fig. 1.1). The layers differ in thickness and are better developedinsomespeciesthaninothers.Fungalhyphaemakeupmostofathallus; the photobionts are cells only a small percentage (about 7%) of the total volume (Ahmadijan 1993). There are three main types of thalli: crustose, foliose, and fruticose(Fig.1.2).Acrustosethalluslacksalowercortexandisgenerallyconsid- eredtobethemostprimitivetype.ThallioftheLeprariaspeciesdonothavelayers but consist only of powdery granules. Many crustose lichens stick tightly to the substratum and appear to be painted on it. Squamules are a specialized type of Fig. 1.1 A vertical section of lichen thallus showing anatomical features. (a) Homoiomerous thallus;(b)heteromerousthallus 1 LichensasaPotentialSourceofBioactiveSecondaryMetabolites 3 Fig.1.2 Mainmorphologicalgroupsoflichenthallus.(a)Crustose;(b)foliose;(c)fruticose crustosethallusandareattachedatonlyoneandtothesubstratum.Afoliosethallus has an upper and lower cortex, an algal layer, and medulla and is usually loosely attachedtothesubstratebyhair-likestructurescalledrhizines.Somefolioselichens havethallithatareattachedtothesubstratebyonlyonecentralpoint.Fruticosethalli are upright or hanging, round or flat, and often highly branched. The layers of a fruticosethallusmaysurroundacentralthickcord,asinUsnea,orahollowspaceas insomeCladoniaspecies(Ahmadijan1993;Nash1996). Somelichens,suchasCollema,whichhaveNostocasaphotobiont,donotforma well-organizedthallus(Fig.1.1).Inthesecases,fungalhyphaegrowinsidethethick gelatinous sheathsofthephotobiont,whichmakes upmuch ofthethallus(Paracer andAhmadijan2000). In nature, lichens grow very slowly. Their radial growth is measured in millimeters per year. Hale (1983) made the following generalization about growth rates of lichens: most foliose species grow 0.5–4 mm per year, fruticose species 1.5–5mmperyear,andcrustosespecies0.5–2mmperyear. Lichensgrowpracticallyeverywhere—onandwithinrocks,onsoilandtreebark, andonalmostanyinanimateobject.Theygrowindesertsandintropicalrainforests, wheretheyoccuronlivingleavesofplantsandferns.Theyhavebeenfoundonthe shellsoftortoisesintheGalapagosIslandsandonlargeweevilsinNewGuinea.In the dry valleys of Antartica, endolithic lichens, such as Buellia and Lecidea, grow inside sandstone crevices. Dermatocarpon fluviatile and Hydrothyria venosa grow infreshwaterstreams,andspeciesofVerrucariaarecommonintheintertidalzones of rocky, ocean shores. Verrucaria serpuloides is permanently submerged marine lichenthatgrowsonstonesandrocks4–10mbelowmeanlowtideoffthecoastof theAntarcticPeninsula.Verrucariatavaresiaeisanotherunusualmarinelichenwith brownalgalphotobiont.DouglasLarsonhasestimatedthatabout8%oftheearth’s terrestrialsurfaceisdominatedbylichens.Lichensaboundinareaswithhighannual humidity,suchasthefogbeltzonesofChileandBajaCalifornia.Extensivelichen populationsalsogrowinthecool,northernforestsoftheworld,wherehundredsof miles of forest floor are covered with thick carpets of reindeer lichens (Cladonia). Trees along the coasts of the northwestern United States may be blanketed with beardlichenssuchasAlectoriaandUsnea(Hale1983;Moe1997;Cox2003). 4 B.RankovićandM.Kosanić Lichenswithorganizedthallidonotgrowwellinareasthatarecontinuouslywet, such as tropical rainforests. Only poorly organized species of Lepraria and leaf- inhabitinglichensarefoundintheseregions.LecanoraconizaeoidesandLecanora dispersa colonize trees and gravestones in industrial cities and towns, but most lichenscannottoleratethepollutedatmosphereandpersistentdrynessofurbanareas. The sensitivity of lichens to atmospheric pollutants such as sulfur dioxide, ozone, andfluorideshasmadethemvaluableindicatorsofpollutionincitiesandindustrial regions(Richardson1992). Interactions between the symbiotic partners allow lichens that live in unusual environments (Bačkor and Fahselt 2008). Lichens are able to survive in extreme ecologicalconditions;theycanadapttoextremetemperatures,drought,inundation, salinity, high concentrations of air pollutants, and nutrient-poor, highly nitrified environments (Nash 2008). Despite this extreme range of ecological adaptations, mostlichensaresensitivetochangesoftheirpreferredecologicalconditionsandcan hardlygrowinnonnativehabitats. 1.2 Lichen Metabolites Specific conditions in which lichens live are the reason of production of many metabolites that they provide good protection against various negative physical and biological influences. Metabolites synthesized by lichens were divided into twogroups:primaryandsecondary(Lawrey1986). Theprimary(intracellular)metabolitesincludeproteins,aminoacids,carotenoids, polysaccharides,andvitamins.Theyaregenerallysolubleinwaterandcanbeeasily isolated from the lichens by boiling water. Some of the primary metabolites are producedbyfungiandsomebyalgae.Mostofthesemetabolitesarethenonspecific and also may occur in free-living fungi, algae, and higher plants. Presence of free aminoacidsissimilartotheirpresenceintheplants.Ingeneral,theamountofnitrogen compounds is between 1.6 and 11.4% dry weight of the lichen thallus (Hale 1983). Carotenoidsaremetabolicproductsofbothsymbiontsandareintherange1.5–24mg/ gdryweightofthetalus.Amongthecarotenoidsinthelichenstalusidentifiedwere β-caroteneepoxide,α-cryptoxanthin,lutein,astaxanthin.Polysaccharidesandrelated compounds are present in the lichen in an amount of 3–5% dry weight of the talus (Culberson 1970). Among vitamins, lichen contains ascorbic acid, biotin, α-tocopherol, nicotinic acid, pantothenic acid, riboflavin, thiamine, and folic acid. Vitamins were identified as metabolic products which biosynthesize alga, until the mushroomsarepoorsourcesofthesecompounds(Hale1983). Themajorityoforganiccompoundsfoundinlichensaresecondarymetabolites. Lichensmaycontainsubstantialamountsofsecondarymetabolites,usuallybetween 0.1 and 10% of the dry weight but sometimes up to 30% (Galun and Shomer-Ilan 1988; Stocker-Wörgötter 2008; Solhaug et al. 2009). More than 800 secondary metabolites known are from lichens, most are unique to these organisms, and only a small minority occurs in the other fungi or higher plants. All of the secondary substancesinlichensareoffungalorigin.Thesesubstancesarethecrystalsdeposited 1 LichensasaPotentialSourceofBioactiveSecondaryMetabolites 5 onthesurfaceofthehyphae,whicharepoorlysolubleinwaterandusuallycanbe isolatedfromthelichensbyorganicsolvents(Bačkorováetal.2012). Once formed, the lichen secondary metabolites appear to be extremely stable. Very old herbarium specimens of lichens show no significant reduction in concentrations of lichen substances (Rundel 1978). In addition, the production of secondarycompoundsisgeneticallycontrolled(CulbersonandCulberson2001)and insomeinstancesiscorrelatedwithmorphologyandgeographyinindividualsatthe speciesandgenuslevels(Egan1986;Zhouetal.2006). Histologically,lichensecondarymetabolitesaredepositedineitherthecortexor, morecommonly,themedulla.Themostusualcorticalcompoundsareusnicacidand atranorin,butanthraquinones,pulvinicacidderivates,andxanthonesmayalsooccur here.Allofthese,withtheexceptionofatranorin,aretypicallypigmented.Thegreat majority of lichen substances are deposited in the medulla. Lichen substances are often expressed differentially in the layers of lichen thallus, and typical cortical substancescanbedistinguishedfromcompoundsusuallyfoundonlyinthemedulla. This could be linked with their biological function: the cortical compounds are regarded as a kind of light filter, which is apparently not a function of compounds belowthealgallayers(Marques2013). Lichenssynthesizesignificantamountsofsubstancesonlyinpermissivephysiologi- calstages.Asaconsequence,theproductioninaxenicculturescandiffersubstantially from that in nature. Mycobionts grown without their photobionts synthesize specific secondary lichen compounds under certain conditions (Culberson and Armaleo1992; Mattsson1994;Stocker-WörgötterandElix2002;Fazioetal.2007;Hageretal.2008) but can also produce substances that are different from the metabolites found in symbiosis (Yoshimura et al. 1994; Brunauer et al. 2007). For example, natural lichen Lecanora dispersa contains 2,7-dichlorolichexanthone as the major secondary com- pound, but cultured spore isolates, growing without the alga, produced pannarin and relateddepsidonesinstead(Leuckertetal.1990).Pannarincouldnotbeconfirmedofthe naturalsourcelichen,butthebiosyntheticpotentialforthisdepsidonewasprovenforthe speciesbyaherbariumsurvey.Anothersimilarresultistheproductionofatranorinin Usnea hirta, when cultured in a modified LB medium (Kinoshita 1993), since this compoundisnotpresentthroughouttheentiregenusUsnea. Eachlichenmycobiontprefersspeciallyadaptedcultureconditions(suchasnutri- ent medium, added sugars or polyols, pH, temperature, light, stress) to produce the specificsecondarymetabolites(Hageretal.2008).Similarly,lichen“tissue”cultures, inmanycases,canproducesecondarysubstances(Yamamotoetal.1985,1993),but the chemistry is usually different from the chemosyndrome of the corresponding natural lichen thalli (Yamamoto et al. 1993). Lichenized Basidiomycotina do not containlichensubstances(Lumbsch1998). The distribution patterns of secondary metabolites are usually taxon-specific and, therefore, have been widely used in lichen taxonomy and systematics (Nordin et al. 2007;Fehreretal.2008;NelsenandGargas2008).However,ithasbeenshownthatthe similarities in secondary chemistry may not necessarily indicate close phylogenetic relationships(NelsenandGargas2008).Forexample,XanthoparmeliaandNeofuscelia, twocloselyrelatedgeneraoftheParmeliaceae,differprimarilyinthepigmentsoftheir uppercortex:whileXanthoparmeliacontainscrystallizedusnicacid,thecloselyrelated