Liberal Imperialism: The Rise and Fall of Liberal Internationalism in U.S.-China Relations and the Origins of the Cold War, 1898–1945 by Jason C. Chang A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy (American Culture) in The University of Michigan 2010 Doctoral Committee: Professor Kevin Gaines, Co-Chair Professor Penny Von Eschen, Co-Chair Associate Professor Paul A. Anderson Associate Professor Thomas A. Guglielmo, The George Washington University © Jason C. Chang 2010 All rights reserved. For my parents Annie Koh Chang and Ricky Wu-nan Chang and in loving memory of Nikita, best dog ever. ii Acknowledgments I‘ve always found writing to be a solitary pursuit, but one thing that I‘ve come to learn while working on this dissertation is that the writing itself is perhaps the only part of the long process that does not require the generous aid of mentors, teachers, family, a dog, friends, and strangers. For all the help I‘ve received along the way, I‘d like to give thanks. Penny Von Eschen has been an enthusiastic advocate of my work ever since we first met many years ago, when we were both new arrivals in Ann Arbor. The ideas that eventually coalesced and became this dissertation were first conceived in her seminar on Race, Gender, and Empire in U.S. History, and expanded in the readings we did for my oral examinations. I hope that her longstanding dedication seeing to my intellectual growth, and the influence of her own path breaking scholarship on the importance of thinking U.S. empire in an international frame, will be apparent in the following pages. Her support and feedback through all stages of this dissertation have made it a much better product, and for that I am grateful. It has been an honor to be her student. Kevin K. Gaines has been a steady pillar of support as well, ever since I first sat down in his seminar on the Origins of Black Studies during my first week of graduate school, through my oral examinations, and now as the co-chair of my dissertation committee. His level- headed and incisive critiques helped focus what was at times a rather unwieldy project. Thomas A. Guglielmo has been a model teacher and scholar, as well as a good friend. His iii commitment to a rigorous historical methodology, and his reminders about the primacy of the archive have provided a model worthy of emulation, and some great leads on sources. Paul A. Anderson has been a cheerful interlocutor, and an intensely close reader, for which I am thankful. Plus, I owe my dissertation title to a conversation we had over beers at Ashley‘s one afternoon several years ago. I would like to give thanks to the many wonderful teachers I have had over the years, both at the University of California at Santa Cruz, where I did my undergraduate studies, and at the University of Michigan: Julia Adams, Tomas Almaguer, Jonathan Beller, David Brundage, James Clifford, Christopher Connery, Phil Deloria, John Dizikes, Geoff Eley, Dana Frank, Kevin Gaines, Herman Gray, Gail Hershatter, Scott Kurashige, Curtis Marez, Terrence McDonald, Jim McIntosh, Aamir Mufti, Jeffrey Paige, Hannah Rosen, Maurice Stevens, Penny Von Eschen, David Wellman, Marilyn Westerkamp, Karen Tei Yamashita, Alice Yang, and Judy Yung. Two scholars outside of the Santa Cruz and Michigan network deserve special mention for their support as this project came to fruition. Kevin Scott Wong served as a commentator on several conference panels where earlier versions of the ideas in this dissertation were presented, and at conferences where he wasn‘t giving official comments, he was often in the audience offering his wise counsel and support. Donald E. Pease offered good cheer, insightful comments, as well as a collegial intellectual environment, when I had the good fortune to present a portion of this dissertation in our seminar at the Dartmouth Futures of American Studies Workshop in the summer of 2009. Marlene Moore, of the Program in American Culture, has guided me seamlessly through many years of the bureaucratic aspects of being a graduate student at the iv University of Michigan, and for this I thank her. Funding from the Horace H. Rackham School of Graduate Studies, The Program in American Culture, Students of Color of Rackham (SCOR), and the Organization for Academic and Multicultural Initiatives, have made much of the research for this dissertation possible. Fellow graduate students at the University of Michigan, and in the Bay Area where I moved to finish the dissertation, have constituted a tremendous support network in all phases of my graduate education. They are, in no particular order: Nicholas Syrett, Laura Hymson, Robin Li, Charles Gentry, Justine Pas, Jennifer Beckham, Dolores Ines Casillas, Robert Hill, Tracie Rubeck, Shawan Wade-Worsley, Robert McLean, Tamar Carroll, Richard Kim, Erika Gassar, Leah Khaghani, Matthew Wittman, Tyler Cornelius, Janxin Leu, Shaun Lopez, Larry Hashima, Daryl Maeda, Anna Pegler-Gordon, Grace Wang, Nikki Stanton, Cindy Wu, Colin Johnson, Dean Saranillio, Sharon Lee, Lee Ann Wang, Brian Chung, Nhi Lieu, John McKiernan Gonzalez, Jess Rigelhaupt, Kim Alidio, Jan Bernabe, Sarah Gould, Afia Ofori-Mensa, Munia Bhaumik, Jennifer Harford-Vargas, Swati Rana, and Jennifer Reimer. I count myself lucky to have a solid group of friends whom I have known since childhood, who have provided me with solid laughs and great times as I‘ve worked on this project for many years. They are: Noah Dasho, Manton Hurd, Joshua Kennedy- Smith, Gabriel Monts, Tobe O‘neal, John Roller, Akiva Schaffer, Jorma Taccone, Paul Vogler, and Noah Zoloth-Levy. I‘d like to thank the librarians and archivists at the Bancroft and Asian American Studies libraries at the University of California at Berkeley, the Hoover Institution Archives at Stanford University, the Yale Divinity School Library at Yale University, and v the United States National Archives and Records Administration, both in College Park, MD, and San Bruno, CA. In 2002, I adopted a beautiful four-year-old Husky–Shepherd mix named Nikita from the Ann Arbor Humane Society. She was a tireless companion, and spent countless hours by my side, under my feet, and wedged between by leg and some other object. She was there as I read for orals, as I began the task of writing the dissertation, and was always happy to see me when I came home from the archives. I had always had a vision of celebrating the completion of my dissertation with her (and some humans as well), but she passed away in 2008, before I could finish. She‘s always in my heart, and this dissertation is dedicated in part to her memory. I know she would have really enjoyed sleeping on her very own bound copy. Without the love and support of my family none of this would have been possible. My parents, Annie and Ricky Chang, have given me every kind of support imaginable, and then some, and then some more. They are models of kindness and generosity. Words cannot express my gratitude for the sacrifices they made, and the opportunities they provided me with. I hope this dissertation gives them a soupcon of relief, and a feeling that it was worth it. If not, it will at least make an incredibly serviceable doorstop on those particularly windy Beijing days. My grandmother Cecile Koh has been ever interested in my progress, and I am happy to be able to tell her now that the dissertation is done. My uncle Hsing-wu Chang has been eternally supportive, and provided honest and practical life advice. My older sister Aimee Chang has been an inspiration throughout much of my life (in the years after I retired as her living TV-channel-changer, and other sundry things for which there are now wireless technologies widely available). Her good vi cheer and fierce intellect are awe-inspiring, and my pursuit of a Ph.D. can be seen as just one part of the larger life project of becoming, some day, I hope, as smart as she is. But I suspect one cannot just learn these things, it is an expression of her extraordinary habitus. Her partner Becky Escamilla is one of the kindest, most cheerful, and generous persons I have ever met. Plus, she has a mind-bogglingly amazing guitar collection. It has been my good fortune to have her as part of the family. My in-laws, Lois, Mark, and Sam Pipkin provided much-needed cheerleading as this project came to a close. My partner in crime and in life, Erin Pipkin, has been the exemplar of patience and understanding. Her wise counsel and critical acumen have made this a much better dissertation than it could ever have been without it, and our lively conversations always sharpen my thinking. More importantly, her love and companionship have enriched my life beyond measure, and make me feel as though every day brings with it the possibility for newness and something even better than what came before. This is particularly uplifting for someone who spends so much time looking backwards, contemplating what ways, if any, the lessons of history might help lead us towards a more equitable and just future. There is no way that I can thank her enough for all she has given me. vii Table of Contents Dedication…………………………………………………………………………………ii Acknowledgements………………………………………………………………………iii A Note on Usage………………………………………………………………………….ix Chapter 1: Introduction……………………………………………………………………1 Chapter 2: Empire of Time: Emergent Chinese Modernities in The Republican Advocate and Kang You-wei‘s Da Tong Shu…..………….…………………………….43 Chapter 3: The Missionary Apparatus, American Liberalism, and Chinese Anti- Imperialist Nationalism………………………………….…………………………..….115 Chapter 4: The Rise and Fall of Sino-Soviet Relations, and the Origins of Chinese Anti-Communism………………………………………………………………………168 Chapter 5: The Dixie Mission, SACO, and the Foundations of the Cold War Dynamic …………………………………………………………………………….…………….209 Chapter 6: ―International Solidarity of the Indestructible Type‖: Race, Internationalism, and the Two Chinas in the Debates over the Repeal of Chinese Exclusion..…………..280 Chapter 7: The Failures of U.S.–China Diplomacy and the Road to McCarthyism……337 Chapter 8: Conclusion………………………………………………………….……….433 Bibliography…………………………………………………………………..………..453 viii A Note on Usage For romanization of Chinese, I have opted to use both the now defunct Wade-Giles as well as the contemporary Pinyin systems. For famous historical actors, where Pinyin would presumably be less familiar to the reader, I have retained Wade-Giles. For example, I have chosen to use Wade-Giles for Chiang Kai-shek, as the Pinyin form, Jiang Jieshi, would be unrecognizable to most readers outside of the field of Chinese history. In other instances, as with the Chinese Communist leader Mao Zedong, I have used Pinyin, as it is not only more current, but is also as recognizable to most readers as the Wade- Giles, Mao Tze-tung. Most place names have been rendered in Pinyin, except those that remain familiar to most readers in Wade-Giles, like Peking instead of Beijing. In other instances, with less familiar names, I have generally used Pinyin, but list Wade-Giles in parentheses, for example: Zhang Zuolin (Chang Tso-lin). ix
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