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Anurag K. Agarwal Legal Language and Business Communication Legal Language and Business Communication Anurag K. Agarwal Legal Language and Business Communication Anurag K. Agarwal Indian Institute of Management Ahmedabad, India ISBN 978-981-13-7533-0 ISBN 978-981-13-7534-7 (eBook) https://doi.org/10.1007/978-981-13-7534-7 © The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer Nature Singapore Pte Ltd. 2019 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover design: eStudio Calamar This Palgrave Macmillan imprint is published by the registered company Springer Nature Singapore Pte Ltd. The registered company address is: 152 Beach Road, #21- 01/04 Gateway East, Singapore 189721, Singapore C ontents 1 Loose Lips Sink Ships 1 2 What’s the Good Word? 29 3 Should a Business Leader Talk Like a Lawyer or a Judge? 59 4 It’s All Greek to Me 87 5 Read My Lips! 117 6 Man Is a Social Animal 145 7 Speech Is Silver, Silence Is Golden 177 v I ntroduCtIon The story of salt in Indian freedom movement has been of immense importance, and it was the Draconian British rule which legally imposed a tax on salt and made it illegal to produce salt or sell it without a licence granted by the British government in India. Salt is an essential commodity and everyone needs it, whether poor or rich. It was precisely because of this reason, the British made the availability of salt legally very difficult, though it was widely and easily available in India because of the very large coastline. It was only in 1930 when Mahatma Gandhi—later known as the “Father of the Nation”—started on a long walk, known as the Dandi March, and wilfully broke the law by picking up salt from the seashore. He and several others were arrested and that moment was one of the turning points of the Indian freedom struggle, which one can say started in 1857 and culminated in 1947. With this background it will be easy to understand that in 1925 one of the finest Hindi writers, Munshi Premchand, wrote a story titled Namak Ka Daroga (The Salt Inspector), depicting the dilemma faced by a Salt Inspector and the allurements given by a very rich businessman of that time. The story is all about fictional characters and events; however, as literature is the reflection of what happens in the society, it can be a good barometer of the happenings in the society at that time, particularly the manner in which the successful business leaders used to communicate with government officials, so that their illegal activities could continue unhin- dered and technically speaking they remained on the right side of the law. In brief, the story is like this. vii viii INTRoDuCTIoN Banshidhar was a capable and honest young man. He was appointed as the Salt Inspector. once on duty at night, he saw several bullock carts illegally carrying salt on the instructions of Alopidin, a very rich landlord and businessman. Banshidhar did not allow the illegal movement of salt. Alopidin offered him huge sums of money in bribe, but he did not relent and got Alopidin arrested. When produced in the court, Alopidin man- aged the entire legal proceedings and was released honourably. But, after some time, Banshidhar was fired from his job, at the behest of Alopidin. Banshidhar was devastated and so was his father. Later, one evening Alopidin came to Banshidhar’s house and made him the offer to become his manager at an extremely high salary and perquisites as he wanted a dead honest person to take care of his estate and business, and he stated that Banshidhar was the most suitable person for that position. Banshidhar accepted the offer, and the story ended on a positive note. This was the social, business and legal environment in the 1920s in India, a time which was highly turbulent due to social inequality, drain of wealth by the British and general unrest in the country. Honest and talented per- sons were rare. The role of law in framing innocent people, or on the other hand letting go of the real culprits, was widely seen as the easiest method of controlling people by the British rulers. Communication, and business com- munication, was either in vernacular or in the English language—local trad- ers used the vernacular, however, when talking to the British officers the English language was used, and this practice gave immense importance to individuals who knew the languages well. Besides the advantage of knowing two languages, the most important thing was to understand the mood of the officers so as to communicate with them the intricacies of business in such a manner that the work of the local traders got done, the officers felt happy that they had done something good and were holding the moral high ground, and in this entire process the middlemen got the illegal gratification from the traders. All this was the heady mix of business and law bringing to the fore the issues related to polite business communication blending it with the proper legal language. The art was not only in spoken communication, but had to be exhibited to a much higher level in writing. Noteworthy issue regarding the first communication between Alopidin and Banshidhar is the fact that Alopidin wanted to bribe Banshidhar and the story dealt the interaction with great dexterity. At the outset Alopidin threw his weight around and tried to impress upon Banshidhar his status in business, government and social circles so as to browbeat him. But being a seasoned businessman, Alopidin did not threaten Banshidhar, INTRoDuCTIoN ix neither in the first meeting nor later on in the court. He casually offered a big sum of money—increasing it incrementally in every offer which was rejected one by one by Banshidhar—to the extent he might have decided in his mind as the ultimate limit to which he could have gone. When it didn’t work and Alopidin could gauge Banshidhar’s next move very clearly—that arrest was imminent—he did not increase the offer further and got himself arrested. one may analyse Alopidin’s conduct at that moment as that of a person who has resigned to his fate, accepted his arrest as predestined, and believes that nothing will change the future course of action; however, there was the shrewd mind of a businessperson working, doing cost-benefit analysis, and then taking the decision of going with the flow at that moment, and later on taking his revenge by getting Banshidhar fired from his job. Alopidin, in this entire process, ostensibly remained suave and acted like a thorough gentleman. But, his inner core was full of guilt and manip- ulation. He had no remorse and did not appoint Banshidhar as his man- ager so as to correct the wrong he had done but to take advantage of the availability of a gem of a person like Banshidhar. The language he used with Banshidhar in the second meeting, when he made the offer to him, was extremely polite and made it possible for him to be using the courte- ous language laced with the legal jargon of making an offer under the contract law. At that time also he did not resort to any of the practices mentioned in the contract law which could have made the agreement between the two of them voidable or void. Alopidin had mastered the art and science of finely blending the legal language in his business communi- cation and had further perfected it to match the taste of the person with whom he used to communicate. Though it is not at all recommended to have evil designs and ill feelings in business, yet the importance of being tactful while conducting business communication, keeping in mind the legal contours within which one must perambulate, can never be over emphasised. one must surely try to conduct business by walking on the straight and narrow path; however, legal language, if used heavily, can make business communication unwork- able besides being dry and boring. one need not start cracking a joke unnecessarily; still, there is merit in keeping the communication simple, effective and legal, according to the law of the land. There is the possibility of a business communication backfiring if too much of legality is mixed as there is a tendency of thinking and talking more about one’s rights the moment there is a mention of the legal provisions. The other party, as a reflex action, usually becomes closed and suspicious at the sight of legalese. x INTRoDuCTIoN As will be discussed in subsequent chapters, a business leader has to be conscious of the value of effective business communication while being on the right side of the law. The book is divided into seven chapters, with each chapter dealing with a different facet of the relationship between legal language and business communication. Though the chapters can be read separately in any sequence, there is a loose connection between them with certain thoughts and ideas overflowing from one to another. Thus, the material is so placed with emphasis on certain court judgments that reading and understanding them is enjoyable and informative, without being too legalistic. Chapter 1, “Loose Lips Sink Ships,” talks about leadership communi- cation and how the business leaders should be discreet, while trying to remain on the right side of the law. The focus of this chapter is on the maturity a business leader must develop and exhibit in making decisions and dealing with numerous individuals, in different capacities, while doing business. He cannot afford to be rigid in behaviour and attitude, as rigidity brings in obstinacy and the desire to put self at a higher pedestal than the business one is supposed to manage and lead. Being a business leader, in essence, means being flexible in approach and not to overstate according to the demands of a specific situation. Garrulity is often self-hurting and usually makes a person unconsciously slide into the grey area of law. A business leader should truly avoid being loquacious. Chapter 2, “What’s the Good Word?,” highlights the importance of precision in communication, especially while writing. use of proper words, punctuation marks and so on is emphasised. The legal vocabulary typically is full of words which may not be commonly used. A business leader is not expected to use them with perfection; however, he must have a basic understanding of some of the words and phrases used in business com- munication, particularly those which have a different connotation from the ordinary usage. The same is true about punctuation marks, which may make or mar a business deal, if the parties are determined to read some- thing different from what is normally meant. Precise use, therefore, helps in avoiding future disputes. one can always take the help of a good lawyer, in case of a doubt. Getting important written business communication vetted by a legal expert is often desirable. Chapter 3, “Should a Business Leader Talk Like a Lawyer or a Judge?,” tries to answer the question which business leaders frequently ask when they face the challenge of converting simple business communication into a proper legal document. A business leader need not necessarily commu- INTRoDuCTIoN xi nicate like a lawyer or a judge, but should be careful to keep his commu- nication simple. Being simple and straightforward in conveying one’s thoughts about business is a great quality of a business leader; however, these thoughts have to be cloaked in suitable legal language to make them legally tenable according to the requirements of the particular legal environment. Chapter 4, “It’s All Greek to Me,” discusses some important foreign language words, phrases and maxims, along with some cases. Despite the best intentions of using one’s language to put the thoughts in words, there are occasions when foreign language words creep in oral and written communication. If we take the example of the English language for con- veying our thoughts as business leaders, there are several words and phrases of foreign languages—such as French, Greek, Latin and Spanish— which find their way to the text on their own. With globalisation and international trade growing exponentially, big markets such as China and India also have their languages finding a noticeable acceptance. Due to immense technological and management advances, some of the com- monly used Japanese words and phrases have already been accepted in business. But, the legal language still is dominated by Latin and Greek words, phrases and maxims. Chapter 5, “Read My Lips!,” goes into the important aspects of inter- pretation, which make all the difference in communication. At times what- ever a person says may not be what he really wishes to convey and that may create problems for any person to understand the real meaning of the communication. These problems may be of varied nature, ranging from certain innocuous meanings to absolutely contrary meanings to what the real message is. There are different shades of confusion which may arise in between. It is, therefore, important for a receiver to understand the con- text and pay attention to what the sender wishes to communicate. A lot depends on the relative position of the two and the difference in their stature. In situations of one person commanding the other, it is of utmost importance that there is a certain expectation of the nature of communica- tion made between each other, and that is met. Chapter 6, “Man Is a Social Animal,” discusses the emergence of social media in recent times and the importance it deserves in business commu- nication, along with the legal implications. In the last decade or so there have been dramatic changes observed in the way social media has been emerging, thanks to the galloping development in technology and differ- ent business models which make this technology easily accessible to almost

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This book discusses the proper use of legal language in business communication. While communicating, a business leader has to bear in mind the relevant legal framework, and be sure to never violate it. However, legal language in itself can be so complex and difficult that it is often unclear as to w
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