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Documents on Canadian Arctic Sovereignty and Security LEGAL APPRAISALS OF CANADA’S ARCTIC SOVEREIGNTY: KEY DOCUMENTS, 1905-56 Peter Kikkert and P. Whitney Lackenbauer Documents on Canadian Arctic Sovereignty and Security (DCASS) ISSN 2368-4569 Series Editors: P. Whitney Lackenbauer Adam Lajeunesse Managing Editor: Ryan Dean Legal Appraisals of Canada’s Arctic Sovereignty: Key Documents, 1905-56 Peter Kikkert and P. Whitney Lackenbauer DCASS Number 2, 2014 Cover: Map from Laurence Collier, Memorandum Respecting Territorial Claims in the Arctic to 1930, 10 February 1930, National Archives of Australia, A981, ARC 1, Arctic, British Interests Centre for Military and Strategic Studies Centre on Foreign Policy and Federalism University of Calgary St. Jerome’s University 2500 University Dr. N.W. 290 Westmount Road N. Calgary, AB T2N 1N4 Waterloo, ON N2L 3G3 Tel: 403.220.4030 Tel: 519.884.8110 ext. 28233 www.cmss.ucalgary.ca www.sju.ca/cfpf Copyright © the authors/editors, 2014 Permission policies are outlined on our website http://cmss.ucalgary.ca/research/arctic-document-series Legal Appraisals of Canada’s Arctic Sovereignty: Key Documents, 1905-1956 Peter Kikkert, M.A. and P. Whitney Lackenbauer, Ph.D. Contents Introduction: Legal Appraisals of Canada’s Arctic Sovereignty, 1905-1956 ............... vi International Law and the Acquisition of Territory: A Complicated History ... xi The Documents: Appraising Canada’s Sovereignty in the Arctic ................... xxi 1. Memorandum, W.F. King, Chief Astronomer, to Hon. Clifford Sifton, Minister of the Interior, Report upon the Title of Canada to the Islands North of the Mainland of Canada, 23 January 1904 ..................................................................... 1 2. Memorandum from L.C. Christie, Legal Adviser, to Prime Minister, Ottawa, Exploration and Occupation of the Northern Arctic Islands, 28 October 1920 ........ 8 3. Memorandum, J.B. Harkin to W.W. Cory, Deputy Minister, Department of the Interior, 7 April 1921 [excerpt] .............................................................................. 12 4. H.R. Holmden to A.G. Doughty, Memo re the Arctic Islands, 26 April 1921 .... 13 5. James White, Technical Adviser, to O.D. Skelton, Under Secretary of State for External Affairs, Memorandum Respecting MacMillan Expedition to the Canadian Arctic, 25 May 1925 (with corrections dated 29 May 1925) ................................... 47 6. Governor General Byng to His Excellency, The Right Honourable Sir Esme Howard, 4 June 1925............................................................................................. 56 7. Governor General Lord Byng to British Chargé d'Affaires in United States, Telegram 73A, 12 June 1925 ................................................................................. 65 8. Charles Cheney Hyde, Office of the Solicitor, to the Secretary of State, 18 June 1925 ...................................................................................................................... 67 9. Irving N. Linnell, Canada’s Territorial Claims in Arctic Ocean, Department of State, Division of Western European Affairs, 13 July 1925 ..................................... 69 10. Suggested Draft Note to the British Embassy, Department of State, Division of Western European Affairs, 16 September 1925 ...................................................... 71 11. Department of State, Division of Western European Affairs, Territorial Sovereignty in the Polar Regions, 6 August 1926 ................................................... 72 12. Hydrographic Department, Admiralty, Notes on the Governor-General’s Despatch to Washington, No. 104 of June 4th 1925.............................................. 92 13. Rough Draft, Annexation of Territories in the Polar Region: Memorandum Prepared for the Committee of Foreign Policy and Defence by the Admiralty, 1926 [Excerpts] ............................................................................................................... 93 ii 14. Document A: To Be Circulated to Members of Antarctic Committee at Imperial Conference, Prepared by Dominions Office [Excerpts] .......................................... 99 15. Document B: Confidential Document for Use of His Majesty’s Government, Prepared by Dominions Office, 1926 [Excerpts] .................................................. 103 16. Admiralty Remarks on Dominion Office Draft, Memoranda A and B, 1926 .. 107 17. General Staff [Lieutenant-Colonel H.D.G. Crerar], Department of National Defence, Canadian Political Rights in the Arctic, 28 January 1930 ....................... 109 18. Laurence Collier, Memorandum Respecting Territorial Claims in the Arctic to 1930, 10 February 1930 ....................................................................................... 119 19. Note to File, Ellesmere, 14 November 1930 ................................................... 139 20. S.W. Boggs, Department of State, Office of the Historical Adviser, The Polar Regions: Geographical and Historical Data in a Study of Claims to Sovereignty in the Arctic and Antarctic Regions, 21 September 1933 [Excerpts] ............................... 142 21. T.L. Cory, compiled for the Northwest Territories Council, British Sovereignty in the Arctic, 3 June 1936 .................................................................................... 150 22. Under Secretary of State for External Affairs to the Deputy Minister of Transport, 4 May 1946 ........................................................................................ 212 23. Memorandum from Head, Third Political Division, to Legal Division, Sovereignty in the Arctic, 6-8 May 1946 .............................................................. 214 24. Memorandum from Head, Third Political Division, to Associate Under-Secretary of State for External Affairs, [c. 6-8 May 1946] .................................................... 216 25. Ambassador in United States, Washington, to Acting Under-Secretary of State for External Affairs, 5 June 1946 ............................................................................... 222 26. Memorandum from Associate Under-Secretary of State for External Affairs to Secretary to the Cabinet, 24 June 1946 ................................................................ 224 27. James H. Brewster, Report on the Arctic, Atlantic Division Air Transport Command, Headquarters, Atlantic-Division Air Transport Command, Report on the Arctic, 1946 [Excerpts] ........................................................................................ 225 28. Department of State, Polar Regions, Policy and Information Statement, 1 July 1946 [Excerpts] .................................................................................................... 243 29. Office of the PC/S Intelligence, US Army Air Force (USAAF), Problems of Canadian-United States Cooperation in the Arctic, 29 October 1946 .................. 247 30. E.R. Hopkins, Legal Adviser for External Affairs, Legal Aspects of Sovereignty in the Canadian Arctic, 22 January 1949 .................................................................. 257 iii 31. Vincent C. Macdonald, Canadian Sovereignty in the Arctic, March 1950 ...... 280 32. Department of State, Policy Statement: Polar Regions, 1 July 1951 ................ 314 33. K.J. Burbridge, Legal Division to Acting Undersecretary, External Affairs, 23 February 1954...................................................................................................... 316 34. External Affairs, The Sector Theory and Floating Ice Islands in the Arctic, 30 August 1954 ........................................................................................................ 318 35. Foreign Service Despatch, U.S. Embassy, Ottawa, to the Department of State, Washington, Canadian Sovereignty in the Arctic Archipelago by Jean R. Tartter, Third Secretary, 10 March 1955 .......................................................................... 323 36. Jean R. Tartter, Third Secretary of Embassy to the Department of State, Canadian Territorial Claims in the Arctic, 3 May 1955 ........................................ 332 37. Canadian Sovereignty in the Arctic, 15 August 1956 ...................................... 336 iv v Introduction: Legal Appraisals of Canada’s Arctic Sovereignty, 1905-1956 In his landmark study on territorial acquisition, legal scholar Robert Jennings noted that “the mission and purpose of traditional international law has been the delimitation of the exercise of sovereign power on a territorial basis.”1 Since Columbus set sail in 1492, popes, jurists and empires had constructed a wide array of legal arguments to justify Europe’s territorial aggrandizement and seizure of land often occupied by Indigenous Peoples, most notably the doctrines of discovery, cession, occupation and conquest. While there was “remarkable stability in these doctrines,” legal historian Andrew Fitzmaurice suggests, “they were subjected to ceaseless reinterpretation.”2 As states and jurists adjusted the law of nations to suit a wide range of legal and political circumstances, no clear formula for territorial acquisition emerged. When Canada’s chief astronomer Dr. William Frederick King started to research and write the first legal appraisal ever produced on Canada’s Arctic sovereignty in 1904 (Document 1 in this collection) he did so at the “zenith of European jurisprudence,” when international law formulated by European states and jurists spread throughout the world.3 Despite the growing professionalism and enthusiasm of international legal jurists, the legal discourse on territorial acquisition and the establishment of state sovereignty remained underdeveloped, unclear, and shrouded in layers of complexity. Even as legal constructions like the doctrine of effective occupation appeared to become more consistent and cohesive, jurists and states consistently found room for interpretation and exception.4 The growth of Europe’s formal empires during the last decades of the century highlighted that multiple versions of imperial sovereignty often existed contemporaneously, producing a 1 Robert Jennings, The Acquisition of Territory in International Law (Manchester: Manchester U n i v e r s i t y P r e s s , 1 9 6 3 ) , 2 . 2 Andrew Fitzmaurice, “Discovery, Conquest, and Occupation of Territory,” in The Oxford Handbook of the History of International Law, eds. Bardo Fassbender and Anne Peters (Oxford: Oxford University Press, 2012), 840. 3 Milos Vec, “From the Congress of Vienna to the Paris Peace Treaties of 1919,” in The Oxford Handbook of the History of International Law, eds. Fassbender and Peters, 654. 4 Vec, “From the Congress of Vienna,” 672. See also Daniel-Erasmus Khan, “Territory and Boundaries,” in The Oxford Handbook of the History of International Law, eds. Fassbender and Peters, 225-49. vi convoluted legal landscape.5 Far from being black and white, a tangle of juridical writings and state practice made the legal regime on territorial acquisition murky and grey. In this confused legal environment King and the other authors of the first documents in this collection tried to bring the North American Arctic Archipelago into the realm of international law. In so doing, they applied the unclear and inconsistent rules of territorial acquisition to the unique and challenging geographical, political and legal terrain of the polar region. There was little legal precedent and few guidelines for how a state could establish sovereignty over uninhabited or sparsely populated areas like the Arctic islands, remote from centres of power and where -- as legal scholar Donald Rothwell has explained -- “there was no immediate intent to colonise as distinct from acquire.”6 These unique conditions called for adaptations to the law, and the extension of the “taxonomy of occupation.”7 When Canadian legal and political experts featured in this document collection attempted to evaluate the strength of Canada’s terrestrial claims in the Arctic Archipelago and to develop strategies to secure them, they faced a bevy of complicated questions. What rights did a state acquire when one of its citizens discovered new land and performed purely symbolic acts, such as planting a flag or installing a cairn? How could states extend their jurisdiction over inhospitable and often uninhabitable lands? What level of occupation or control would be required to secure title to land in the Arctic? Did the unique conditions of the Arctic allow for a relaxation of the rules used in more temperate zones or demand a completely new set of rules? Even as the decisions in important legal cases like Palmas Island, Clipperton Island and Eastern Greenland clarified the requirements of territorial acquisition in the 1920s and 1930s, the judicial nature of polar sovereignty remained ambiguous. In his 1946 evaluation of Canada’s claims in the Arctic (Document 27), American intelligence officer James H. Brewster captured this uncertainty: 5 See Lauren Benton, A Search for Sovereignty: Law and Geography in European Empires, 1460- 1 9 0 0 ( C a m b r id g e : C a m b r i d g e U n i v e r s i ty Press, 2010) and Antony Anghie, Imperialism, Sovereignty and the Making of International Law (Cambridge: Cambridge University Press, 2005). 6 Donald Rothwell, The Polar Regions and the Development of International Law (Cambridge: Cambridge University Press, 1996), 2. 7 Fitzmaurice, “Discovery, Conquest, and Occupation,” 858. vii

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LEGAL APPRAISALS OF CANADA’S ARCTIC SOVEREIGNTY: External Affairs, 25. Ambassador in United States,
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