GlobalChangeBiology(2015),doi:10.1111/gcb.13173 RESEARCH REVIEW Large-scale degradation of Amazonian freshwater ecosystems LEANDRO CASTELLO1 andMARCIA N. MACEDO2,3 1DepartmentofFishandWildlifeConservation,CollegeofNaturalResourcesandEnvironment,VirginiaPolytechnicInstitute andStateUniversity,310WestCampusDrive,Blacksburg,VA24061,UnitedStates,2WoodsHoleResearchCenter,149Woods HoleRd.,Falmouth,MA02540,UnitedStates,3InstitutodePesquisaAmbientaldaAmaz^onia,SHINCA5,BlocoJ2,Sala309, Bairro-LagoNorte,Bras!ılia-DF71503-505,Brazil Abstract Hydrological connectivity regulates the structure and function of Amazonian freshwater ecosystems and the provi- sioning of services that sustain local populations. This connectivity is increasingly being disrupted by the construc- tion of dams, mining, land-cover changes, and global climate change. This review analyzes these drivers of degradation,evaluatestheirimpactsonhydrologicalconnectivity,andidentifiespolicydeficienciesthathinderfresh- waterecosystemprotection.Thereare154largehydroelectricdamsinoperationtoday,and21damsunderconstruc- tion.Thecurrenttrajectoryofdamconstructionwillleaveonlythreefree-flowingtributariesinthenextfewdecades ifall277planneddamsarecompleted.Land-coverchangesdrivenbymining,damandroadconstruction,agriculture andcattleranchinghavealreadyaffected~20%oftheBasinandupto~50%ofriparianforestsinsomeregions.Glo- balclimatechangewilllikelyexacerbatetheseimpactsbycreatingwarmeranddryerconditions,withlesspredictable rainfall and more extreme events (e.g., droughts and floods). The resulting hydrological alterations are rapidly degrading freshwater ecosystems, both independently and via complex feedbacks and synergistic interactions. The ecosystem impacts include biodiversity loss, warmer stream temperatures, stronger and more frequent floodplain fires,andchangestobiogeochemicalcycles,transportoforganicandinorganicmaterials,andfreshwatercommunity structureandfunction.Theimpactsalsoincludereductionsinwaterquality,fishyields,andavailabilityofwaterfor navigation, power generation, and human use. This degradation of Amazonian freshwater ecosystems cannot be curbed presently because existing policies areinconsistent across the Basin, ignorecumulative effects,and overlook the hydrological connectivity of freshwater ecosystems. Maintaining the integrity of these freshwater ecosystems requires a basinwide research and policy framework to understand and manage hydrological connectivity across multiplespatialscalesandjurisdictionalboundaries. Keywords: climate change, conservation, dams, fragmentation, hydrological connectivity, land-cover change, mining, policy, watershed Received3July2015;revisedversionreceived29October2015andaccepted9November2015 mediated transport of matter, energy, and organisms Introduction withinandbetweenelementsofthehydrologicalcycle’ Freshwater ecosystems provide a range of key ecosys- (Rosenberg et al., 2000; Pringle, 2001; Freeman et al., tem services. They regulate climate, support nutrient 2007b). Disruptions of hydrological connectivity, cycling, transport water and materials, and maintain referredtohereashydrologicalalterations,candegrade water quality and natural communities (Millennium freshwaterecosystems.Damconstruction,forexample, Ecosystem Assessment, 2005). They also provide food, disrupts river flows by changing their seasonality and energy,fiber,andwaterforhumanconsumption,being establishing lentic (still water) conditions (e.g., Pelicice necessary for the survival and well-being of people et al.,2014). (Braumanet al.,2007). Hydrological alterations are escalating worldwide as The volume,timing,quality,andvariabilityofwater human populations grow and global climate change flows play key roles in maintaining the integrity of shifts the planetary energy and water balance freshwater ecosystems because they control their (Vo€ro€smartyet al.,2000).Theseenvironmentalchanges hydrological connectivity – defined as the ‘water- arewidespreadintropicalregions,particularlyinlarge river basins such as the Congo, Mekong, and Amazon Correspondence:LeandroCastello,tel.+15402315046,fax+1540 (Wohl et al., 2012). In the Amazon (the largest of these 2317580,e-mail:[email protected] basins), construction of dams, mining, land-cover ©2015JohnWiley&SonsLtd 1 2 L. CASTELLO & M. N. MACEDO change, and global climate change are driving rapid Trade winds Atmosphere degradationoffreshwaterecosystemsthroughchanges &1ltciohomantChrigkalelisminhoteg2ynldlook2fr,m0om%l2o2o0goi1osif5ctf)att.hlrgoecFlopyrAbecicslameahllaw(fsCzouaoartrnseeftsraeBtclsaeelocsaionrnesitdv,yaedsslrtar.e,avmfl2ian0onsi1wnn3cgasbos;v~iaMn6enr.t9adocomdevtdhiiesloer-- Vertical connectivity Evapotranspiration Rainfall Rainfall Evaporation Evaporation AtlanticOcean(Coeet al.,2008). Seasonal Maintaining the integrity of freshwater ecosystems Forests & flooding Freshwater Discharge Atlantic requires understanding the full range of ecosystem Savannas Runoff ecosystems Ocean effects caused by hydrological alterations occurring Lateral connectivity Longitudinal connectivity in adjoining freshwater, terrestrial, atmospheric, and oceanic systems. However, predicting the impact of Fig.1 Schematicdiagramofthemainpathwaysinvolvedinthe hydrological alterations on large tropical basins is hydrologicalconnectivityofAmazonfreshwaterecosystems. difficult due to a lack of integration of available knowledge. Most studies of drivers on hydrological vertical (river–atmosphere or land–atmosphere) con- alteration of freshwater ecosystems have focused on nections. single dams in tributary watersheds, but they have Rainfall in the Amazon depends on the trade winds largely disregarded the cumulative effects of multiple and the South American Monsoon System (Fig. 1), dams on the hydrological connectivity of freshwater whichtransfermoisturefromtheAtlanticOceantothe ecosystems systems. Similarly, most studies assessing Basin (Marengo et al., 2012; Jones & Carvalho, 2013). the consequences of hydrological alteration have Average annual rainfall over the Basin is focused on specific ecosystem components (i.e., spe- ~2200 mm yr!1 and highly seasonal (Huffman et al., cies composition, biogeochemical cycling), but have 2007). Between 50 and 75% of this annual rainfall paid little attention to whole ecosystem structure and (~9600 km3 yr!1)isinterceptedbyforestsandsavannas function. and recycled back to the atmosphere via evapotranspi- This review provides a comprehensive framework ration (Shuttleworth, 1988; Malhi et al., 2002; for understanding the linkages among Amazon fresh- D’Almeida et al., 2007).Theremainder falls over fresh- water ecosystems, drivers of hydrological alteration, waterecosystems,ordrainsthroughforestsandsavan- ecosystem responses and feedbacks to these changes, nas (i.e., surface runoff) and enters a vast network of and the role of management policies. The framework streams, lakes, and rivers, transporting terrestrial hinges on four research questions: (i) What is the role organicandinorganicmaterialsintofreshwaterecosys- of hydrological connectivity in maintaining the struc- tems. Downstream flows transport these materials and ture and function of freshwater ecosystems? (ii) How discharge an estimated ~6700 km3 yr!1 of freshwater and to what extent are dams, land-cover change, min- intotheAtlanticOcean(Coeet al.,2008). ing,andglobalclimatechangealteringthehydrological connectivity of Amazon freshwater ecosystems? (iii) Influenceonfreshwaterecosystems What are the consequences of these hydrological alter- ations for freshwater ecosystems at the Amazon Basin Rainfall and geomorphology control the physical and scale? and (iv) What deficiencies in existing policies chemical properties of rivers (Sioli, 1984; Junk et al., may hinder protection of freshwater ecosystems from 2011; Hess et al., 2015). Whitewater rivers originate in hydrologicalalteration? the Andes Mountains andcarry heavy sediment loads. Clearwater rivers originate in the southeastern region ofthebasinanddraintheweatheredsoilsoftheBrazil- Hydrologicalconnectivity ianandGuiananShields,carryingsomedissolvedmin- erals but few suspended sediments. Blackwater rivers Macroscalepatterns (e.g., the Negro River) drain the sandy, nutrient-poor The hydrological connectivity of Amazon freshwater soils of the central Amazon, carrying few suspended ecosystems operates in four dimensions, one temporal sedimentsbuthighlevelsofacidityandtannins.These and three spatial (Fig. 1; adapted from Ward, 1989). In rivers form a diverse array of freshwater ecosystems the temporal domain, connectivity refers to seasonal throughouttheBasin(Fig. 2). and interannual changes in water flows (e.g., rainfall). As intermittent rainfall flows from land into stream Inthespatialdomain,itconsistsoflongitudinal(head- channels, it creates aquatic–terrestrial interfaces (re- water–estuary),lateral(river–landorstream–land),and ferredtoasriparianzonesofsmallstreams)thatarethe ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 DEGRADATION OF AMAZON FRESHWATER ECOSYSTEMS 3 Fig.2 Drivers of hydrological alteration in Amazon freshwater ecosystems. Figure by Paul Lefebvre (adapted from Castello etal. 2013b). principal zone of exchange of water, nutrients, sedi- 1989). These floodplains, which can span tens of kilo- ments, and organic matter between terrestrial and meters (Hess et al., 2003), are fertile and productive in freshwater ecosystems (Junk, 1993; Godoy et al., 1999; whitewater rivers due to their heavy sediment loads. McClain & Elsenbeer, 2001; Naiman et al., 2005). The annual rise and fall of river waters induce lateral Despite their size, small streams and their riparian exchanges of organic and inorganic materials between zones are numerous and likely the most extensive river channels and floodplain habitats that influence freshwaterecosystemoftheBasin(Junk,1993;Beighley most biogeochemical processes in these ecosystems & Gummadi,2011). Althoughtheir extent is unknown, (Junket al.,1989;Melacket al.,2009). headwater streams are thought to represent two-thirds Local precipitation andinputs fromstreams andriv- of total stream length in typical watersheds and thus ersformseveralextensivewetlandsindepressedorflat underpin basinwide freshwater connectivity (Freeman areas of the basin. As river networks traverse large et al.,2007a). inland depressions in the Basin, they form extensive Inthelowerreachesoflargerivers,seasonalinunda- wetlandsintheMaran~on-Ucayaliregion(Peru),Llanos tion cycles (i.e., flood pulses) with mean amplitude of deMoxos(Bolivia),andBananalIsland(Brazil),among 10 m (to as high as 15 m in the Purus River) control others (Kalliola et al., 1991; Hamilton et al., 2002). Sea- floodplain ecosystems supporting diverse forest stands sonal rainfall and high water tables form swamps and and aquatic macrophyte communities (Junk et al., flooded savannas in interfluvial regions (e.g., in the ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 4 L. CASTELLO & M. N. MACEDO Negro Basin; Junk, 1993). Precipitation and seasonal along river floodplains in a 1.77 million km2 region of inundation driven by flood pulses and tides create a the Central Amazon has been estimated at diversewetlandmosaiconMarajo"Islandintheestuary ~298 Tg C yr!1, of which ~210 Tg C yr!1 are out- (Smith,2002). gassedascarbondioxide(CO )andsubsequentlyrecy- 2 cled as net primary production (Melack et al., 2009). These natural carbon fluxes are comparable in scale to Ecosystemservices netcarbonemissionsattributedtoland-coverchangein The hydrological connectivity of Amazon freshwater the Brazilian Amazon during the 1990s (Houghton ecosystems enables the provision of several services et al.,2000),makingthemanimportantpartoftheglo- that are vital for local, regional, and global communi- balcarboncycle. ties.Keyecosystemservicesincludebiodiversitymain- Seasonal inundation promotes secondary productiv- tenance; water quality, climate and flow regulation; ity by allowing fish populations to exploit plant-based nutrientandcarbon(C)cycling;andfoodandfiberpro- resources in the floodplains (Lagler et al., 1971; duction. The diversity of freshwater ecosystems found Goulding, 1980; Castello, 2008a). Fish migrate laterally in the Basin sustains a wealth of life forms. According onto the floodplains during rising river waters to to available estimates,the Basincontains between 6000 avoid predators and feed on nutritious plant materi- and 8000 fish species (Schaefer, 1998; Reis et al., 2003), als (Welcomme, 1985; Gomes & Agostinho, 1997; Cas- of which only about 2320 have been described to date tello, 2008a,b). Conversely, declining waters force fish (Abell et al., 2008). About half of those fish species are to migrate back to river channels and lakes, where thought to inhabit river floodplains, while the rest water quality is generally poor and fish are more vul- occupy headwater streams, where geographicisolation nerable to predation (Welcomme, 1985; De M"erona & promotesendemism(Junk&Piedade,2004).Thediver- Gascuel, 1993; Arantes et al., 2013). These lateral sity of bird and tree species is similarly high, with an migrations are performed by resident floodplain spe- estimated1000flood-toleranttreespeciesandover1000 cies (e.g., Cichla spp.), as well as migratory species bird species inhabiting the lowland forests of the Cen- that travel longitudinally along river channels (e.g., tralAmazon(Junk,1989;Stotzet al.,1996).Muchofthis Prochilodus nigricans; Ribeiro et al., 1995; Barthem & diversityoccursalongrivernetworks,asecologicalcor- Goulding, 2007). Some large-bodied catfish species ridors with specific environmental conditions deter- migrate exclusively along river channels from the mine species occurrence and mediate movement estuary to the headwaters (e.g., Brachyplatystoma rous- through the landscape (e.g., Van Der Windt & Swart, seauxii), but they prey on floodplain-dependent spe- 2008). cies (Barthem & Goulding, 1997). The productivity of As rainwaters drain through terrestrial ecosystems, Amazon river floodplain fish populations sustains riparian zones regulate water quality by filtering the high mean per capita fish consumption rates of 40– organic and inorganic materials they carry (Alexander 94 kg yr!1, well above the global average of et al., 2000). Terrestrial inputs are transported down- 16 kg yr!1 (Isaac & Almeida, 2011). stream,deposited,andremobilizedinriverfloodplains Spatialandseasonalpatternsofwaterflowsinfluence until they are discharged into the ocean (Wipfli et al., many other animals at different points in their life his- 2007; McClain & Naiman, 2008). During this transport, tories. Turtles (Podocnemis spp.), caimans (e.g., Melano- freshwater ecosystems regulate water flows, buffering suchusniger),otters(Pteronurabrasiliensis),anddolphins flows during high discharge periods and maintaining (Inia geoffrensis, I. boliviensis, and Sotalia fluviatilis) have them during low discharge periods. This regulation of life cycles dependent on seasonal colonization of the flowspromotessoilinfiltration,rechargesgroundwater floodplains during high waters (Martin & Da Silva, stores, and facilitates regular river navigation and 2004; Martin et al., 2004; Fach"ın-Ter"an et al., 2006; Da hydropowergeneration. Silveira et al., 2010, 2011). Many terrestrial animals Seasonal inundation induces the constant recycling inhabit riparian zones year-round or during the dry of nutrients in river floodplains, leading to primary season to access water and feed on fruits, leaves, and production rates (~17 Mg C ha!1 yr!1) that are five otheranimals(Naiman&Decamps,1997;Bodmeret al., times higher than those of upland forests (Melack & 1999).Riparianzonesalsoserveasimportantmigratory Forsberg, 2001; McClain & Naiman, 2008). About 93% corridors for wide-ranging terrestrial species such as ofthisproductionoccursinleveeforestsandC4macro- jaguars (Panthera onca), tapirs (e.g., Tapirus terrestris), phyte communities (i.e., Echinochloa polystachya; Pie- and peccaries (e.g., Tayassu pecari; Lees & Peres, 2008; dadeet al.,1991),whichinwhitewaterriversreachone Keuroghlian & Eaton, 2008). Some terrestrial and of the highest primary productivity rates on the planet migratory bird species use wetlands as seasonal feed- (Melack & Forsberg, 2001). Net primary production inggrounds(Petermann,1997). ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 DEGRADATION OF AMAZON FRESHWATER ECOSYSTEMS 5 Productive whitewater river floodplains allow Ama- tible to international forces. For example, multilateral zonianstogenerateimportanteconomicactivitieswhile development initiatives, including the Initiative for the diversifyingtheirdiets.Huntingalongriparianzonesis Integration of the Regional Infrastructure of South widespread(Bodmeret al.,1999;Parryet al.,2014),asis America (IIRSA) and the South American Council on explorationofpalmfruits(e.g.,Euterpeoleracea),timber Infrastructure and Planning (COSIPLAN), have (e.g.,Calycophyllumspruceanum),andfish(e.g.,Arapaima invested heavily in the construction of waterways, spp.;Pinedo-Vasquez et al., 2001; Brond"ızio, 2008; Cas- hydroelectric dams, and other infrastructure in the tello & Stewart, 2010). Together, these activities often Amazon.Theresulthasbeenlarge-scaledisruptionsto contribute as much as two-thirds of rural household the hydrological connectivity of Amazon freshwater income(McGrathet al.,2008,2015;Ewel,2009). ecosystems via a variety of mechanisms, including: (i) storageofwaterinhydroelectricreservoirs;(ii)changes inseasonalflooddynamics;(iii)reducedrainfall,water Driversofhydrologicalalterations quality, and evapotranspiration at regional scales; and Amazon freshwater ecosystems are becoming increas- (iv)increasesinthefrequencyandintensityofextreme ingly degraded due to human development activities, weatherevents(i.e.,droughts,floods;Fig. 3). includingtheconstructionofdams,mining,land-cover change, and global climate change (Fig. 2). Many of Dams these activities were historically driven by domestic markets and national development interests, which Some of the most direct impacts on streams and rivers prompted construction of roads and conversion of stemfromdams(Fig. 4a).Storageofwaterinreservoirs native forests and savannas to croplands and range- regulates water flows, blocks animal movements, and lands (Laurance et al., 2001; Nepstad et al., 2014). disrupts downstream transport of materials. Water Although these domestic forces remain strong, the storageinreservoirscandrasticallyalterstreamorriver growing engagement of Amazonian countries in thermal regimes, depending on the depth from which export-oriented markets for agricultural and mineral waterisreleasedandthereservoir’sphysicalcharacter- commodities has made the region increasingly suscep- istics (e.g., depth, surface area; Olden& Naiman,2010; Food availability Economic activity Improved human wellbeing Global climate Electricity Land-cover change Mining Dams change Reduced evapotranspiration Decreased Water storage water quality in reservoirs Reduced rainfall; increased droughts Attenuated seasonal floods Increased Biodiversity local runoff loss Decreased regional runoff Decreased Increased Increased floodplain Disrupted flooding floodplain fires productivity migrations Reduced water for human use, navigation, and Decreased Decreased fish yields power generation crop yields and carbon cycling Decreased human wellbeing Fig.3 Interactions among freshwater ecosystems, drivers (Red rectangles), hydrological alterations (Blue rectangles), and ecosystem impacts(Yellowrectangles).Dashedlinesdenoteeffectsnotaddressedbythisreview. ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 6 L. CASTELLO & M. N. MACEDO (a) Natural conditions Postdam conditions Increased Evaporation evaporation Discharge Reservoir Lowered water discharge storage Seasonal flow Decreased flow variability, variability and timing altered timing, reduced floods (b) Natural conditions Local scale disruptions Regional scale disruptions Decreased Same Decreased Decreased ET Rainfall ET rainfall ET rainfall Runoff Increased runoff Decreased runoff Discharge Increased discharge Decreased discharge Fig.4 Schematicdiagramdepictingthemainhydrologicalalterationscausedbydamsandland-coverchangeonAmazonfreshwater ecosystems. (a) Relative to undisturbed conditions (Left), dams store water in reservoirs, lower discharge and flow variability, alter floodseasonality,anddecreasehigh-floodmaxima(Right).(b)Relativetoundisturbedconditions(Left),localland-coverchange(Mid- dle)generallydecreasesevapotranspiration(ET),increasingrunoffanddischargebutnotrainfall.Land-coverchangeatregionalscales (Right)maydecreaseETsufficientlytoalsodecreaserainfall.Runoffanddischargemayexperienceanetincreaseordecrease(+/ ), ! dependingonthebalancebetweenrainfallandET(rainfall–ET=runoff). Macedo et al., 2013). Reservoirs can also reduce river facilitate road construction in flat areas, or enable discharge as stored water evaporates or is diverted for small-scale energy or irrigation. In 2007, an estimated other uses (e.g., irrigation). Flow regulation by dams 10 000 such impoundments existed in the headwaters also disrupts lateral connectivity by decreasing sea- of the Xingu Basin alone (Macedo et al., 2013), averag- sonal flow variability, most notably by attenuating ing one impoundment per seven kilometers of stream floodmaxima(Poffet al.,1997;Poff&Hart,2002). length. The cumulative impacts of many small dams Dam-induced hydrological alterations are increas- maybesignificant,particularlyinthesensitiveheadwa- ingly common in the region as dams of all types and tersregionswheretheyaremostcommon. sizesproliferate.Althoughthereisuncertaintyinavail- able data, the total installed power generation capacity Land-coverchange in the basin is expected to double from ~18 000 mega- watts (MW),provided by154 largehydroelectric dams Land-cover change, particularly the conversion of currently in operation, to ~37 000 MW with the com- native forests and savannas to other land uses (e.g., pletionof~21additionaldamsnowunderconstruction agriculture, pastures), alters the surface water balance (Fig. 2; Table 1; ANEEL, 2012; Proteger, 2012; Castello andpartitioningofrainfallintoevapotranspiration,dis- et al.,2013b).Constructionofanestimated277planned charge, and soil moisture (Abell et al., 2007; Brauman hydroelectric dams (now in the initial planning stages) et al., 2007; Sterling et al., 2012; Wohl et al., 2012). In couldaddasmuchas~58 000 MWofinstalledcapacity general, crops and pasture grasses use less water than in the region, although many dams operate below native vegetation due to their lower height, less com- capacity. Most hydroelectric dams are relatively small plex canopy, shallower rooting depth, and lower leaf (<100 MW) and are or will be located in the Araguaia- area index (Calder, 1998; Giambelluca, 2002). As a Tocantins, Tapajo"s, and Madeira tributary basins result, at local scales, deforestation tends to decrease (Table 1).Althoughglobalattentionhasfocusedonthe evapotranspirationandincreaserunoffandstreamdis- construction of large hydroelectric dams, the most charge (Sahin & Hall, 1996; Andreassian, 2004; Coe abundantdamsin the Amazonareactually small farm et al., 2011; Hayhoe et al., 2011). Over large spatial impoundments, which are constructed in headwater scales,deforestationislikelytoreduceregionalrainfall stream reaches to provide drinking water for cattle, andalterrainfallseasonality(Buttet al.,2011;Spracklen ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 DEGRADATION OF AMAZON FRESHWATER ECOSYSTEMS 7 Table1 Amazon hydroelectric dams by installed potential, gold mining activities have existed in the Amazon for country,andsubwatershed decades, they have recently surged following a 360% increase in gold prices after 2000 (Fig. 2; Nevado et al., Operational Construction Planned 2010;Swensonet al.,2011;Asneret al.,2013;DeMiguel Damcapacity et al., 2014; Marinho et al., 2014). Artisanal miners <100MW 135 14 206 extract gold by dredging sediments from the river bot- 100–1000MW 14 4 56 tom and using mercury (Hg) to amalgamate fine gold >1000MW 5 3 15 particles, thereby altering stream and river morphol- Country ogy, increasing suspended sediment loads, and pollut- Brazil 138 16 221 ing waters via the release of Hg. Mercury can be Peru 7 2 30 transformed by microorganisms into Methylmercury Ecuador 5 2 17 (MeHg), which is a powerful endocrine disruptor that Bolivia 4 1 8 Colombia 0 0 1 can damage the nervous system, be assimilated into Subwatershed living tissue, and become magnified in food webs via Araguaia-Tocantins 56 2 101 bioaccumulation(Zhang&Wong,2007). Madeira 43 8 44 Large-scale mining for iron ore, bauxite, oil, and Tapajo"s 33 6 73 gas impacts freshwater ecosystems (both directly and Ucayali 6 1 15 indirectly) by promoting deforestation, dam construc- Xingu 6 1 2 tion, and roads in remote regions. Because smelting Maran~on 5 3 22 of iron ore and bauxite is energy intensive, the steel Amazondrainage 4 0 8 and aluminum industries have motivated the con- Negro 1 0 1 struction of many dams in the Amazon (Switkes, Purus 0 0 6 2005; Fearnside, 2006), including the Tucuru"ı Dam, Napo 0 0 4 Caqueta-Japur"a 0 0 1 which flooded an area spanning 2860 km2 and dis- placed more than 24 000 people (WCD, 2000). Where hydroelectric power is insufficient to meet mining et al., 2012; Yin et al., 2014), which in turn would demands, smelters consume charcoal that is produced decrease stream and river discharge (Fig. 4b; Brui- by burning native vegetation (Fearnside, 1989; Sonter jnzeel,2004;Stickleret al.,2013). et al., 2014a,b). The Caraj"as Mining Complex (Par"a, Land-cover change has affected about 1.4 mil- Brazil), for example, is the world’s largest iron ore lion km2 (~20%) of the Amazon Basin (Hansen et al., mine with large stores of bauxite, copper, manganese, 2013; Fig. 2), primarily driven by expansion of cattle and gold. Since construction in the 1970s, the Greater ranching and crop production into native forest and Caraj"as Project has led to the construction of a rail- savanna regions (Nepstad et al., 2014). Most land- road, many roads, and a large hydroelectric dam, all cover change to date has occurred in the headwaters of which have led to significant land-cover changes. of the Araguaia-Tocantins, Xingu, and Tapajo"s Rivers Leases for oil and gas extraction drive similar land- (i.e., the ‘arc of deforestation’); more recently, it has cover changes and infrastructure development. Today, extended to the south and southwestern regions of more than two-thirds of the Peruvian and Ecuadorian the basin. High rates of deforestation observed in the Amazon are covered by oil and gas leases (Fig. 2), early 2000s decreased significantly after 2005, particu- many of which overlap protected areas and indige- larly in Brazil (Macedo et al., 2012; Nepstad et al., nous reserves in remote regions (Finer et al., 2008). As 2014). They remain low relative to historic rates, but energy demand grows, controversial projects like the have shown an increasing trend since 2012 (INPE Camisea gas pipeline in Peru are likely to become 2014). Growing demands for agricultural products more common, particularly in the Andean Amazon and weakening of environmental legislation in some (Finer et al., 2008). countries have increased pressures on the region’s native vegetation, especially in the Andes (Guti"errez- Climatechange V"elez et al., 2011) and Cerrado savannas (Soares-Filho et al., 2014). Increases in atmospheric greenhouse gas (GHG) con- centrationsaredrivingglobalclimatechangesthatwill likely exacerbate the impacts of ongoing hydrological Mining alterations on freshwater ecosystems (Fig. 3; Melack & Mining involves rapidly expanding operations to Coe, 2013). Climate predictions for the future of the extract gold, oil, gas, bauxite, and iron ore. Although Amazon generally indicate that temperatures will ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 8 L. CASTELLO & M. N. MACEDO increase, promoting melting of snow and ice in the ganic materials, freshwater community composition, AndesMountains(IPCC,2014)andreducingthewater and productivity (Fig. 3). These changes may hinder storage and discharge buffer capacity of freshwater theprovisionofkeyecosystemservicesbycausingbio- ecosystems (Junk, 2013). Projections also indicate that diversity loss and increasing disturbances such as total rainfall will likely decrease, while seasonal vari- floodplain fires and extreme droughts and floods. ability will increase and extreme weather events (i.e., Decreases in hydrological connectivity can also drive droughts, floods) will become more frequent and sev- changes in water quality, carbon cycling, and fish ere (Mahli et al., 2007; Malhi et al., 2009; IPCC, 2014). yields, and may limit the availability of water for Such dry–warm conditions would likely dampen humanuse,navigation,andpowergeneration(Fig. 3). annual flood pulses and increase the frequency and severityoflow-watereventsinlargerivers(Costaet al., Disruptedbiogeochemicalcycles 2003). Low-order rivers could experience dramatic changes in discharge and flood pulses, while many The biogeochemistry of freshwater ecosystems is gov- perennial headwater streams may become intermittent ernedprimarilybyhydrology,soiltype,nutrientavail- (Junk,2013). ability, and terrestrial inputs of organic and inorganic Regional land-cover changes have been linked to matter. Biogeochemical cycling, in turn, is largely con- decreasesinwaterrecyclingandincreasedlandsurface trolled by biota, temperature, light availability, and temperatures, driving local climate changes beyond water chemistry. All of these factors vary geographi- those attributed to atmospheric GHG concentrations cally throughout the Amazon, and changes to any of (Silv"erioet al.,2015).Bycausingnear-termshiftsinthe them can indirectly affect others. In temperate water- energyandwaterbalance,land-coverchangesmaypro- sheds,conversionofforeststocroplandshasbeenasso- voke shifts in regional rainfall regimes, increased land ciatedwithincreasedstreamflowandnutrientloading, surface temperatures, and changes in river flows (Pan- causing large-scale eutrophication (Carpenter et al., day et al., 2015). Land-cover change in the western 1998; Schindler, 2006). However, little is known about Amazon, for example, has been linked to decreased howsimilarchangesaffecttropicalsystems,wheresoils precipitation,longerdryseasons,andhigheramplitude requiredifferentfertilizationregimesanddifferintheir of seasonal water flow (Lima et al., 2013). Cumulative capacity toretain and cyclenutrients. Inthe southeast- land-cover changes in the western Brazilian Amazon ern Amazon (Xingu Basin) fertilizer use in soy crop- (Rondo^niastate)havebeenlinkedtodelaysintheonset lands has not affected stream nutrient concentrations ofthewetseason,decreasingitslengthbyanestimated duetothehighbindingcapacityofregionalsoils(Neill sixdaysperdecade(Buttet al.,2011;Yinet al.,2014). et al., 2013). On the other hand, land-use practices in Climateandland-usechangeoftenactsynergistically thesameregionhavedegradedriparianvegetationand (Fig. 3). Regional deforestation appears to amplify the led to the establishment of thousands of small farm magnitude of droughts, making them dryer and more impoundments,whichtogetherhavewarmedheadwa- severethantheywouldbewithfullforestcover(Bagley terstreamsby2–3 °Candincreaseddischargefourfold et al., 2014). Severe droughts, in turn, can fuel further relative to streams in forested watersheds (Hayhoe land-cover changes by killing trees directly (Lewis et al.,2011;Macedoet al.,2013). et al., 2011) or triggering more widespread and intense Inadditiontothesephysicalchangestostreamwater, wildfires (Brando et al., 2014), both of which release mining exploration, agricultural development, and carbon stored in vegetation back to the atmosphere. dam construction can introduce new pollutants into These changes are expected to disproportionately freshwaterecosystems.Mercury,forexample,isoneof impact dryer transitional forests (~40% of the Amazon severalpollutantsthatareproducedoraccumulatedin basin) and their associated freshwater ecosystems reservoirs, dispersed downstream, and magnified in (Brandoet al.,2014). food webs (Schwarzenbach et al., 2006; Ashe, 2012; Marinho et al., 2014). The anoxic conditions commonly found in dam reservoirs increase natural levels of Ecosystemimpacts MeHg. For example, MeHg levels in water, plankton, Hydrological alterations trigger a wide range of and fish downstream of the Balbina Dam on the impacts on Amazon freshwater ecosystems, many of Uatum~a River have been shown to be higher when whichhavecomplexfeedbacksandsynergisticinterac- reservoir water is stratified, because stratification fos- tions. The available information indicates that the ters the anoxic conditions required for methylation cumulative impacts of dams, land-cover changes, min- (Kasperet al.,2014). ing, and global climate changes can substantially alter Reservoirs often flood large forested areas, killing biogeochemical cycling, transport of organic and inor- treesthatproducelargequantitiesofmethane(CH )as 4 ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 DEGRADATION OF AMAZON FRESHWATER ECOSYSTEMS 9 they decay. As a result, tropical reservoirs can have river floodplain ecosystems. Over 50% of floodplain high concentrations of CH and CO in their deeper forestsintheLowerAmazonregionweredeforestedby 4 2 anoxic layers (Kemeneset al., 2007), although there are 2008 (Reno" et al., 2011), compared to ~20% of upland few reliable estimates of the rate at which these GHGs forestsin2012(Hansenet al.,2013).Inadditiontoredu- are emitted to the atmosphere. Estimates from the cing biodiversity, deforestation of riparian areas Balbina hydroelectric dam (Amazonas state, Brazil) reduces filtration of terrestrial inputs flowing into suggest that emissions from within and downstream streams and rivers, causing erosion, lowering water of the reservoir totaled 3 Tg C yr!1 (Kemenes et al., quality, and altering aquatic primary production (Wil- 2007, 2011). Other studies of tropical dams likely liams et al., 1997; Neill et al., 2001). In whitewater riv- underestimate GHG emissions because they exclude ers, floodplain deforestation reduces the abundance of downstream fluxes (St Louis et al., 2000; Demarty & C3 plant communities that sustain herbivorous and Bastien, 2011). Sediment deposition in reservoirs (par- detritivorousanimalpopulations, as wellasC4 macro- ticularly in whitewater rivers) has the potential to trap phyte communities that are key biological producers C, lowering CO and methane (CH ) emissions that (Araujo-Limaet al.,1986;Forsberget al.,1993).Riparian 2 4 would normally occur from biological processing deforestation also removes structures that provide downstream(Smithet al.,2001).ItisunclearwhetherC habitatforaquaticbiota(e.g.,macrophytes,woodydeb- storage in sediments could be sufficient to compensate ris) and reduces shading of small streams, often emissions, but Amazon reservoirs are likely net pro- increasing incident sunlight and water temperature, ducers of GHGs (St Louis et al., 2000; Fearnside, 2004; which may directly affect species composition and Kemeneset al.,2011). metabolism (Bojsen & Barriga, 2002; Sweeney et al., 2004;Macedoet al.,2013). Alteredsedimentdynamics Changinginundationregimes Damsandland-coverchangesaffectriverdischargeand sediment transport and mobilization, which are key Disruptionofseasonalinundationregimesimpactsspe- determinants of river geomorphology, but their net cies composition and biogeochemical cycling in river effects are scale dependent and context specific. In the floodplains. Floodplain forest trees have a number of Upper Xingu Basin, for example, a fourfold increase in adaptations to cope with the physiological stress stream flow in agricultural watersheds had little effect caused by regular seasonal flooding (Haugaasen & onsedimentloadsorthemorphologyofsmall headwa- Peres, 2005). Global climate change (coupled with ter streams (Hayhoe et al., 2011). On the other hand, in large-scaleland-coverchange)isexpectedtoshiftthese the Araguaia River Basin a 25% increase in annual dis- hydrological regimes by decreasing mean annual rain- charge (due to large-scale land-cover change) increased fall and increasing the frequency of extreme weather bed load transport by 31% and completely restructured events (e.g., droughts and floods). Such changes in the theriver’smorphology(Latrubesseet al.,2009;Coeet al., inundationregime,particularlyreducedfloodmaxima, 2011). In contrast, hydroelectric projects on whitewater could reduce selection for flood-tolerant species and rivers such as the Madeira are expected to trap large alterthespeciescompositionoffloodplainforests(Nils- amountsofsediments,reducingsedimenttransportand son & Berggren, 2000). Reduced flood maxima could potentiallyalteringriverfloodplainmorphology(Fearn- reduce lateral exchanges between river channels and side, 2013). Such changes in sediment dynamics and floodplains, decreasing nutrient recycling and associ- water temperature may affect incubation and develop- atedbiologicalproductivity(Nilsson&Berggren,2000) menttime,sexdetermination,growthrates,andmetabo- and hence altering regional Cbudgets, including GHG lism of some species, particularly ectotherms (e.g., fish, emissions.Reducedfloodmaximacanalsoincreasethe reptiles). Thenestingoutcomes of turtle speciessuch as frequency, severity, and ecological impact of fires, the giant Amazon river turtle (Podocnemis expansa) and given that floodplain trees lack many traits associated yellow-spotted sideneck turtle (Podocnemis unifilis) have with fire and drought resistance (Brando et al., 2012; been linked to river dynamics, temperature, and the Flores et al., 2012). In the Middle Rio Negro, for exam- grain size of sediments in the nesting area (Lubiana & ple, severe droughts have caused fires that killed over FerreiraJu"nior,2009;FerreiraJu"nior&Castro,2010). 90%offloodplainforesttrees,whichshowedlittlesign ofregenerationevenadecadelater(Floreset al.,2012). Disruption of seasonal inundation regimes by dams Deforestationofriparianareas also disrupts the migrations of fish and other fauna Human settlements and development activities have (Jackson&Marmulla,2001).MostdamsintheAmazon disproportionatelyimpactedstreamriparianzonesand areconstructedinthemiddleandupperreachesofriv- ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173 10 L. CASTELLO & M. N. MACEDO ers (Fig. 2), affecting resident and long-distance ecosystems, and combined they fail to address the full migrants whose home ranges encompass the area. range of drivers of hydrological alteration (Fig. 5). The Dependingonriverandreservoircharacteristics,atten- main limitation of these policies is their disregard for uation of seasonal inundation regimes and reductions the role of hydrological connectivity in freshwater in high-flood maxima can restrict access to floodplain ecosystemstructureandfunction. food and habitat resources for fish populations far downstream. Many other animal groups (e.g., turtles, Protectedareas caimans, otters, dolphins) are similarly affected by attenuatedinundation.Lateralandlongitudinalrestric- The Brazilian Amazon enjoys a relatively high level of tions of fish migrations by dams have led to dramatic protection, with a network of nature reserves, indige- fishery impacts in the Araguaia-Tocantins Basin and nouslands,andsustainableuseareascovering~54%of elsewhereintheworld(Ribeiroet al.,1995;Limburg& its area (Soares-Filho et al., 2010; Castello et al., 2013b). Waldman, 2009; Fei et al., 2015). Continued hydroelec- Although it is touted as the model of Amazonian con- tric development in the Amazon is thus likely to servation, this protected area network has limited disrupt the ecosystem roles of many animals and capacity to protect freshwater ecosystems because its reduce fisheries yields, with the potential to threaten designwaslargelybasedonthebiogeographyofterres- regionalincomeandfoodsecurity(Castelloet al.,2015). trial taxa, with little regard for hydrological connectiv- Such hydrological alterations also limit animal disper- ity (Peres & Terborgh, 1995; Abell et al., 2007). A large sal and recolonization after extreme events, increasing proportionofheadwaterstreams,rivers,andotherwet- the likelihood of biological extinctions over the long land types are unprotected, and many freshwater run(Hess,1996;Fagan,2002),particularlyinheadwater ecosystems within protected areas are vulnerable to streamswithhighspeciesdiversity. upstream threats (e.g., dams) outside their boundaries (Pringle, 2001; Hansen & Defries, 2007). Furthermore, manyprotectedareasoverlapcompetinglanddesigna- Establishmentofreservoirconditions tionsoraregovernedbylawsthatallowmining,forest By replacing lotic habitats with lentic ones, the storage exploration, or hydroelectric development within their ofwater inreservoirsthreatensspecialist endemicspe- boundaries (Ver"ıssimo et al., 2011; Ferreira et al., 2014). cies and favors generalist species, leading to biotic Forexample,theoriginaldesignofBrazil’sBeloMonte homogenization and reduced biodiversity (Poff et al., Hydroelectric Complex contemplated five separate 1997; Liermann et al., 2012). As a result, Amazonian reservoirswithinfederalindigenousreservesupstream reservoirs are often heavily vegetated with macro- of the Belo Monte Dam in the Xingu River. Although phytesanddominatedbyspeciesadaptedtolenticcon- the five reservoirs are not yet being constructed, they ditions (Junk & Mello, 1990; Gunkelet al., 2003). Inthe mayeventuallybebuilttoallowBeloMontetofunction Araguaia-TocantinsRiverBasin,forexample,construc- at capacity (Stickler et al., 2013). Brazil’s Congress is tionoftheTucuru"ıDamledtoadominanceofpredator alsodebatingseveralnewlaws(i.e.,the‘MiningCode’, species, and increased the abundance and biomass of PEC215,PL 3.682) thatcould openprotected areas and detritivorous Prochilodontids and planktivorous indigenousreservestominingexploration.Inaddition, Hypophthalmus spp. (Ribeiro et al., 1995). It is often Amazonian protected areas have been increasingly argued that reservoirs create additional habitat, but downgraded, downsized, degazetted, and reclassified habitatqualitymaybepoorerthanthenaturalhabitats since 2008, mainly to enable the generation and trans- they replace. For example, today the 4500 km2 Balbina mission of hydroelectric power (Bernard et al., 2014; Reservoir supports giant otter (Pteronura brasiliensis) Ferreiraet al.,2014). populationstwiceaslargeasthosebeforeconstruction, butfourtimessmallerthanthosepredictedbyavailable Climateandland-usepolicies habitat(Palmeirimet al.,2014). BrazilandPeruregulateforestcoveronprivateproper- ties. The Brazilian Forest Code requires landowners in Policylimitations the Amazon biome to conserve native vegetation on Somepoliciespertinenttofreshwaterecosystemconser- 80%oftheirpropertyinforestedregionsand20–35%in vation exist, including laws governing protected areas, Cerradoregions.Italsodesignatesriparianforestbuffer conservation of forests on private properties, water zonesasAreasofPermanentPreservation(Soares-Filho resource management, and environmental licensing of et al., 2014). Peru’s Forest and Fauna Law also man- hydroelectric dams (Fig. 5). However, each of these dates the conservation of a 50 m riparian buffer zone policies has limited capacity to protect freshwater along rivers and lakes. By requiring conservation of ©2015JohnWiley&SonsLtd,GlobalChangeBiology,doi:10.1111/gcb.13173
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