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KNOWLEDGE REPRESENTATION AND INDUCTIVE REASONING USING CONDITIONAL LOGIC AND SETS OF RANKING FUNCTIONS Dissertations in Artificial Intelligence Artificial Intelligence (AI) is one of the fastest growing research areas in computer science with a strong impact on various fields of science, industry, and society. This series publishes excellent doctoral dissertations in all sub-fields of AI, ranging from foundational work on AI methods and theories to application-oriented theses. Editor-in-Chief: Professor Dr. Ralph Bergmann Department of Business Information Systems II, University of Trier, 54286 Trier, Germany Volume 350 Previously published in this series: Vol. 349 Markus Schwinn, Ontologie-basierte Informationsextraktion zum Aufbau einer Wissensbasis für dokumentgetriebene Workflows Vol. 348 Pascal Welke, Efficient Frequent Subtree Mining Beyond Forests Vol. 347 Johannes Hellrich, Word Embeddings: Reliability & Semantic Change Vol. 346 Mark Wernsdorfer, Symbol Grounding as the Generation of Mental Representations Vol. 345 Alexander Steen, Extensional Paramodulation for Higher-Order Logic and its Effective Implementation Leo-III Vol. 344 Jan Ole Berndt, Self-Organizing Multiagent Negotiations – Cooperation and Competition of Concurrently Acting Agents with Limited Knowledge Vol. 343 Emmanuelle-Anna Dietz Saldanha, From Logic Programming to Human Reasoning: How to be Artificially Human Vol. 342 Marc Finthammer, Concepts and Algorithms for Computing Maximum Entropy Distributions for Knowledge Bases with Relational Probabilistic Conditionals Vol. 341 Jasper van de Ven, Supporting Communication in Spatially Distributed Groups – Privacy as a Service for Ambient Intelligence Vol. 340 Nina Dethlefs, Hierarchical Joint Learning for Natural Language Generation Vol. 339 Jens Haupert, DOMeMan: Repräsentation, Verwaltung und Nutzung von digitalen Objektgedächtnissen Vol. 338 Mari Carmen Suárez-Figueroa, NeOn Methodology for Building Ontology Networks: Specification, Scheduling and Reuse Vol. 337 Nicola Pirlo, Zur Robustheit eines modellgestützten Verfolgungsansatzes in Videos von Straßenverkehrszenen Vol. 336 Matthias Thimm, Probabilistic Reasoning with Incomplete and Inconsistent Beliefs Vol. 335 René Schumann, Engineering Coordination – A Methodology for the Coordination of Planning Systems Vol. 334 Marvin R.G. Schiller, Granularity Analysis for Tutoring Mathematical Proofs Vol. 333 Marc Wagner, A Change-Oriented Architecture for Mathematical Authoring Assistance Vol. 332 Robert Jäschke, Formal Concept Analysis and Tag Recommendations in Collaborative Tagging Systems Vol. 331 Thijs Urlings, Heuristics and Metaheuristics for Heavily Constrained Hybrid Flowshop Problems Vol. 330 Markus Müller, Interactive Concept Description with Bayesian Partition Models Vol. 329 Uwe Bubeck, Model-Based Transformations for Quantified Boolean Formulas Vol. 328 Jens Fisseler, Learning and Modeling with Probabilistic Conditional Logic ISSN 0941-5769 (print) ISSN 2666-2175 (online) Knowledge Representation and Inductive Reasoning using Conditional Logic and Sets of Ranking Functions Steven Kutsch Lehrgebiet Wissensbasierte Systeme, FernUniversität in Hagen, Deutschland © 2021 Akademische Verlagsgesellschaft AKA GmbH, Berlin All rights reserved. No part of this book may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without prior written permission from the publisher. ISBN 978-3-89838-760-6 (AKA, print) ISBN 978-1-64368-162-7 (IOS Press, print) ISBN 978-1-64368-163-4 (IOS Press, online) Bibliographic information available from the Katalog der Deutschen Nationalbibliothek (German National Library Catalogue) at https://www.dnb.de Dissertation, approved by FernUniversität in Hagen Date of the defense: 22 October 2020 Supervisor: Prof. Dr. Christoph Beierle ORCID iD of the author: https://orcid.org/0000-0003-1670-737X Publisher Akademische Verlagsgesellschaft AKA GmbH, Berlin Represented by Co-Publisher IOS Press IOS Press BV Nieuwe Hemweg 6B 1013 BG Amsterdam The Netherlands Tel: +31 20 688 3355 Fax: +31 20 687 0019 email: [email protected] LEGAL NOTICE The publisher is not responsible for the use which might be made of the following information. PRINTED IN THE NETHERLANDS Abstract Theareaofknowledgerepresentationandreasoningisconcernedwith simulating intelligent behaviour in automated agents using explicit, formal representations of domain or evidential knowledge. We con- sider rules with exceptions, called conditionals, within the broader context of inductive reasoning for representing and reasoning with uncertain knowledge. Inductive reasoning techniques transform a fi- nite and incomplete knowledge base into a complete representation of the knowledge and beliefs of the agent operating with this knowledge base. We employ Spohn’s ranking functions that assign degrees of im- plausibility to the interpretations of the propositional language used to formulate the defeasible rules representing uncertain knowledge. A special kind of ranking functions, the c-representations introduced by Kern-Isberner, will take a central role in our investigations. In particular, we investigate how reasoning using sets of ranking models can be understood, researched, implemented, and optimised. We define modes of inference that, together with the choice of the actual set of ranking models, give us two dimensions along which to position inference relations induced by conditional knowledge bases. To understand the relationships among these inference relations bet- ter, we introduce a classification of qualitative conditionals with re- spect to semantic properties of conditionals. The idea of redundant conditionals proposed in the literature is elaborated upon, while in- vestigating properties of c-inference relations. We show that adding or removing redundant conditionals from knowledge bases can change the induced c-inference relations, therefore highlighting that explicit and inferred information is considered different within the framework of c-representations. We exploit our classification of conditionals to optimise the task of calculating complete inference relations, also em- v vi ABSTRACT ploying a novel data structure for representing inference relations. To optimise the task of answering queries with respect to sets of c- representations, we introduce a compact representation of conditional knowledge bases, designed to capture the computational complexity of answering queries. To make implementing c-inference practical, we introduce a finite domain variant of the constraint satisfaction problem used to calculate c-representations and characterise kinds of upper bounds used in solving it. We investigate formal properties of inference relations defined over sets of ranking models by consid- ering inference postulates proposed in the literature and by present- ing an approach for experimentally investigating inference systems. We show for instance that credulous and weakly skeptical inference over arbitrary sets of ranking models satisfies the properties (REF), (LLE), (RW), (VCM) and (WAND). We also show that c-inference relations satisfy the property weak rational monotony (WRM), which is not generally satisfied by inference relations defined over arbitrary sets of ranking models. Finally, we present an implementation, called InfOCF-Lib, featuring all proposed techniques, algorithms, and data structures in form of an easy to use Java library. Foreword A core problem in Artificial Intelligence is the modelling of human reasoning. It is rather obvious that classic-logical approaches are too rigid for this task. While deductive inference always yields logically correct results, this kind of reasoning is not appropriate in situations where only incomplete or uncertain knowledge is available and where conclusions must be drawn based on this knowledge. Such situations are typical for human reasoning, because in virtually all realistic sce- narios, there are all kinds of uncertainty and vagueness, or there is only partial information available. For representing uncertain or incomplete knowledge and for en- abling reasoning with it, often expressions of the form If A, then usually B are used. Such conditionals can be seen as default rules, establishing a plausible, but defeasible relationship between the an- tecedent A and the consequent B. Given a knowledge base consist- ing of a set of such conditionals, one would like to draw conclusions that are plausible and rational on the basis of the available knowl- edge. Such conclusions are nonmonotonic because they may have to be withdrawn when additional new information becomes available. However, for the notions of plausible or rational, there are no mathe- matically precise, generally accepted definitions. What a knowledge base entails has therefore been a longstanding question in the area of knowledge representation and reasoning. To address this question, different nonmonotonic logics and various semantic frameworks as well as axiom systems specifying desirable inference properties have been developed. Drawing inferences licensed by a specific inference method on the basis of the conditionals in a knowledge base induc- tivelycompletestheknowledgeexplicitlygivenintheknowledgebase. Inductive reasoning from conditional knowledge bases is the main theme of this work. Using ordinal conditional functions, also called vii viii FOREWORD ranking functions, as semantics for conditionals, Steven Kutsch stud- ies inferences induced by single or by sets of ranking models, or by specific subclasses of ranking models, in particular c-representations, governedbyvariousinferencemodes. Heelaboratesindetailtheinter- relationships among the resulting inference relations and shows their formal properties with respect to established inference axioms. Based on the introduction of a novel classification scheme for conditionals, he also addresses the question of how to realise and to implement the obtained entailment relations. Throughoutthewholethesis,StevenKutschconvincinglypresents his ideas, provides illustrating examples for them, rigorously defines the introduced concepts, formally proves all technical results, and fully implements every newly introduced inference method in an ad- vanced Java library. Given the numerous remarkable results, con- cerning both theoretical and practical aspects of inductive reasoning from conditional knowledge bases, with his thesis, Steven Kutsch sig- nificantly advances the state of the art in this field. Hagen, November 2020 Christoph Beierle

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