Non-Governmental Public Action Series Editor: Jude Howell, Professor and Director of the Centre for Civil Society, London School of Economics and Political Science, UK Non-governmental public action (NGPA) by and for disadvantaged and mar- ginalized people has become increasingly significant over the past two decades. This new book series is designed to make a fresh and original contribution to the understanding of NGPA. It presents the findings of innovative and policy- relevant research carried out by established and new scholars working in collabo- ration with researchers across the world. The series is international in scope and includes both theoretical and empirical work. The series marks a departure from previous studies in this area in at least two important respects. First, it goes beyond a singular focus on developmental NGOs or the voluntary sector to include a range of non-governmental public actors such as advocacy networks, campaigns and coalitions, trades unions, peace groups, rights-based groups, cooperatives and social movements. Second, the series is innovative in stimulating a new approach to international com- parative research that promotes comparison of the so-called developing world with the so-called developed world, thereby querying the conceptual utility and relevance of categories such as North and South. Titles include: Barbara Bompani and Maria Frahm-Arp (editors) DEVELOPMENT AND POLITICS FROM BELOW Exploring Religious Spaces in the African State Brian Doherty and Timothy Doyle Environmentalism, Resistance and Solidarity The Politics of Friends of the Earth International Dena Freeman (editor) PENTECOSTALISM AND DEVELOPMENT Churches, NGOs and Social Change in Africa David Herbert CREATING COMMUNITY COHESION Religion, Media and Multiculturalism Jude Howell and Jeremy Lind COUNTER-TERRORISM, AID AND CIVIL SOCIETY Before and After the War on Terror Jude Howell (editor) GLOBAL MATTERS FOR NON-GOVERNMENTAL PUBLIC ACTION Jude Howell (editor) NON-GOVERNMENTAL PUBLIC ACTION AND SOCIAL JUSTICE Jenny Pearce (editor) PARTICIPATION AND DEMOCRACY IN THE TWENTY-FIRST CENTURY Tim Pringle and Simon Clarke THE CHALLENGE OF TRANSITION Trade Unions in Russia, China and Vietnam Diane Stone KNOWLEDGE ACTORS AND TRANSNATIONAL GOVERNANCE The Private-Public Policy Nexus in the Global Agora Andrew Wells-Dang CIVIL SOCIETY NETWORKS IN CHINA AND VIETNAM Informal Pathbreakers in Health and the Environment Thomas Yarrow DEVELOPMENT BEYOND POLITICS Aid, Activism and NGOs in Ghana Non-Governmental Public Action Series Series Standing Order ISBN 978–0–230–22939–6 (hardback) and 978–0–230–22940–2 (paperback) You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or, in case of difficulty, write to us at the address below with your name and address, the title of the series and the ISBN quoted above. Customer Services Department, Macmillan Distribution Ltd, Houndmills, Basingstoke, Hampshire RG21 6XS, England Knowledge Actors and Transnational Governance The Private–Public Policy Nexus in the Global Agora Diane Stone Murdoch University, Western Australia, and University of Warwick, UK © Diane Stone 2013 Softcover reprint of the hardcover 1st edition 2013 978-1-137-02290-5 All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission. No portion of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, Saffron House, 6–10 Kirby Street, London EC1N 8TS. Any person who does any unauthorized act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The author has asserted her right to be identified as the author of this work in accordance with the Copyright, Designs and Patents Act 1988. First published 2013 by PALGRAVE MACMILLAN Palgrave Macmillan in the UK is an imprint of Macmillan Publishers Limited, registered in England, company number 785998, of Houndmills, Basingstoke, Hampshire RG21 6XS. Palgrave Macmillan in the US is a division of St Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010. Palgrave Macmillan is the global academic imprint of the above companies and has companies and representatives throughout the world. Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries. ISBN 978-1-349-43797-9 ISBN 978-1-137-02291-2 (eBook) DOI 10.1057/9781137022912 This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. Logging, pulping and manufacturing processes are expected to conform to the environmental regulations of the country of origin. A catalogue record for this book is available from the British Library. A catalog record for this book is available from the Library of Congress. Typeset by MPS Limited, Chennai, India. For Richard This page intentionally left blank Contents Preface and Acknowledgements viii List of Abbreviations xii Introduction 1 1 The Global Agora: Privatising Policy Processes in Transnational Governance 15 2 Knowledge Networks/Policy Networks 37 3 Think Tank Thinking 62 4 RAPID Knowledge 85 5 Translating Foundation Ideas 107 6 Informal Diplomacy of the ASEAN-ISIS Network 130 7 Bankrolling Knowledge Networks 152 Conclusion: The Rise of Knowledge Networks and the ‘Turn’ of Think Tanks 175 Notes 196 Appendix 200 References 202 Index 217 vii Preface and Acknowledgements Global Agora brings together and examines perspectives on knowledge networks, global governance and the think tanks that have burgeoned around the world over the last two decades. Advice, advocacy and argumentation have become key elements in the fashioning of policy programmes and structure of governance, especially within the rapidly evolving institutions and networks of transnational governance. The book is reflective of the growing salience of these actors and agents in transnational governance. At its broadest, the book rep- resents what I hope readers will see as an original and systematic application of a body of emerging theory in the social and political sciences to a set of empirical case studies. If they wished, readers could also see it conversely as the development of my own theoretical thinking, evolving out of a personal narrative of experience in certain specific empirical settings. Either way, the assumption prevails that the development of theory and empirical narrative does not evolve in isolation from one another. As such, the arguments advanced in this book are best understood as part of my own intellectual evolution and the contribution that places and people have made to that process of evolution. This Preface identifies some of the debts I have incurred in that evolution. The original idea for the book first emerged in August 2003, when I was located in Singapore for six weeks while my husband Richard Higgott was a visiting professor at the Institute of Defence and Security Studies at the Nanyang Technological University. The Institute is now known as the S. Rajaratnam School of International Studies. Here, a range of people, including Amitav Acharya, Barry Desker, Mely Cabellero Anthony and Helen Nesadurai, as well as M. Ramesh at the Lee Kuan Yew School of Public Policy, were all exceptionally kind and indeed convivial sounding-boards then and later during many other visits to Singapore, or to Malaysia, over the following decade. The Singapore sojourn provided me with the kernel of a case study for this volume – the ASEAN-ISIS group of policy research institutes. A journal article on the informal diplomacy of this network first appeared in Minerva (Stone, 2011). A heavily revised, extended and updated version is included as Chapter 6, and permission has been given by Springer to re-produce substantial sections of the article. viii Preface and Acknowledgements ix The ‘global agora’ idea first surfaced at Central European University’s tenth anniversary conference in late 2000, and by January 2004 career- changing developments happened when I took leave from the University of Warwick to move to Budapest. The book was effectively put into stor- age for five years. Much thinking, if little writing, was done there during my tenure as the Marie Curie Chair and foundation Professor of Public Policy at CEU, although the ‘agora’ concept did eventually appear in Policy Studies Journal (Stone, 2008) with bits of this article to be reworked in Chapter 1. Founding a new graduate programme and department was exciting, exasperating and all consuming, but it did provide me with a further case study for the book – on the Open Society Institute (OSI) – CEU’s sister institution. Along the way I gained many friends, colleagues and helpful critics of my work, including Agi Batory, Viola Zentai, Andrea Krizsán, Liviu Matei, Heni Griecs, Zsuzsa Gabor, Valentina Dimitrova, Ivona Malbasic, Nicole Lindstrom, Heather Elms, Eva Porras, Andy Cartwright, Nick Sitter, Andreas Goldthau and Uwe Puetter, of course not forgetting the late Yehuda Elkana, then Rector at CEU. In the Local Government and Public Sector Initiative of the OSI, Adrian Ionescu, Scott Abrams, Bob Ebel, Lisa Quinn, Kristof Varga and George Guess helped keep the fledgling degree programme afloat as well as provided entré into the foundation network. More recently, Heather Grabbe, Tom Carothers and Jacek Kucharczyk have proved to be wonderful colleagues in the Think Tank Fund. Outside of work, Karin Bryce, David Keresztes, Geoff Bennett, Virginia Proud, Mags Kiss and Katherine Ferdinandy found for me many other distractions in Budapest. Coinciding with this time at CEU, my term on the Governing Body of the Global Development Network came to an end just as my involve- ment with the Researcher’s Alliance for Development began. From this involvement came a further case study. Even though one network (the GDN) prospered and the Researchers Alliance for Development (RAD) floundered, the World Bank parentage of both these networks allowed me to maintain my links inside this international organisation after my sojourn at the Bank in 1999 came to an end, especially with Erik Johnson, Jean-Christophe Bas and Susan Wilder. The several workshops I convened on the World Bank, and for the Bank, over 2005–2010 led to my own joint publication with Chris Wright (2006), but this project was supported by the publication efforts among an informal but inter- national network of colleagues, including Pascale Hatcher, Asun Lera St Clair, Susan Park, Celine Tan, Sophie Harman, Kim Maloney, Antje Vetterlein, Kate Weaver and also Ralf Leiteritz. The project stimulated my already growing interests in network theory. Those in the GDN and