Min el Enock 5 M re K.a SchwarLz. lu r 0)) I L'[11 r I L)_JJCJ: pJ U4LU Lflj 4--I Ipr'nger- Wrlag+ Anthropomorphic carving representing Duality (Totonac culture) Michel Enock Jean-Marie Schwartz Kac Algebras and Duality of Locally Compact Groups Preface by Alain Connes Postface by Adrian Ocneanu Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Hong Kong Barcelona Budapest Michel Enock Jean-Marie Schwartz CNRS, Laboratoire de Mathematiques Fondamentales Universite Pierre et Marie Curie 4 place Jussieu F-75252 Paris Cedex 05, France The sculpture reproduced on cover and frontispiece is exhibited at the Museo de antropologia de la Universidad Veracruzana, Jalapa, E. U. de Mexico Mathematics Subject Classification (1980): 22 D 25, 22 D 35, 43 A 30, 43 A 65 ISBN 3-540-54745-2 Springer-Verlag Berlin Heidelberg New York ISBN 0-387-54745-2 Springer-Verlag New York Berlin Heidelberg Library of Congress Cataloging-in-Publication Data available This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is permitted only under the provi- sions of the German Copyright Law.. of September 9, 1965, in its current version, and a permission for use must always be` obtained frim Springer-Verlag. Violations are liable for prosecution under the German Copyright Law. © Springer-Verlag Berlin Heidelberg 1992 Printed in the United States of America cover: Erich Kirchner, Heidelberg, FRG Data conversion: EDV-Beratung Mattes, Heidelberg, FRG Printing and binding: Edwards Bros. Inc., Ann Arbor, Michigan, USA Production editor: Frank Ganz, Springer-Verlag 41/3140-5 4 3 2 10 - Printed on acid-free paper To Professor Jacques Dixmier "What's the matter?" Macbeth (11,2) The question is the story itself, and whether or not it means something is not for the story to tell. Paul Auster (City of glass) Preface This book deals with the theory of Kac algebras and their dual- ity, elaborated independently by M. Enock and J.-M. Schwartz, and by G.I. Kac and L.I. Vajnermann in the seventies. The sub- ject has now reached a state of maturity which fully justifies the publication of this book. Also, in recent times, the topic of "quantum groups" has become very fashionable and attracted the attention of more and more mathematicians and theoret- ical physicists. One is still missing a good characterization of quantum groups among Hopf algebras, similar to the character- ization of Lie groups among locally compact groups. It is thus extremely valuable to develop the general theory, as this book does, with emphasis on the analytical aspects of the subject instead of the purely algebraic ones. The original motivation of M. Enock and J.-M. Schwartz can be formulated as follows: while in the Pontrjagin duality theory of locally compact abelian groups a perfect symmetry exists between a group and its dual, this is no longer true in the various duality theorems of T. Tannaka, M.G. Krein, W.F. Stinespring ... dealing with non abelian locally compact groups. The aim is then, in the line proposed by G.I. Kac in 1961 and M. Takesaki in 1972, to find a good category of Hopf algebras, containing the category of locally compact groups and fulfilling a perfect duality. It is natural to look for this category as a category of Hopf-von Neumann algebras since, first, by a known result of A. Weil, a locally compact group G is fully specified by the underlying abstract group with a measure class (the class of the Haax measure), and, second, by a result of M. Takesaki, locally compact abelian groups correspond exactly to co-involutive Hopf-von Neumann algebras which are both commutative and cocommutative. A co-involutive Hopf-von Neumann algebra is given by a morphism 1' : M --p M 0 M of a von Neumann algebra M VIII Preface in its tensor square M ® M and a co-involution n which to- gether turn the predual M* into an involutive Banach algebra. A Kac algebra is a co-involutive Hopf-von Neumann algebra with a Haar weight, i.e. a semi-finite faithful normal weight on M which is left-invariant in a suitable way. In this book, the theory of Kac algebras and their duality is brought to a quite mature state, relying a lot on the modular theory of weights de- velopped also in the seventies. The resulting category of Kac al- gebras fully answers the original duality problem, but is not yet sufficiently non-unimodular to include quantum groups. This of course opens a very interesting direction of research, under- taken recently by S. Baaj and G. Skandalis. Paris Alain Connes Table of Contents Introduction . . . . . . . . . . . . . . . . 1 Chapter 1. Co-Involutive Hopf-Von Neumann Algebras 7 1.1 Von Neumann Algebras and Locally Compact Groups . . . . . . . . 8 1.2 Co-Involutive Hopf - Von Neumann Algebras . . . 13 1.3 Positive Definite Elements in a Co-Involutive Hopf-Von Neumann Algebra . . . . . . . . 19 1.4 Kronecker Product of Representations . . . . . 23 1.5 Representations with Generator . . . . . . . 30 1.6 Fourier-Stieltjes Algebra . . . . . . . . . . 36 Chapter 2. Kac Algebras . . . . . . . . . . . . 44 2.1 An Overview of Weight Theory . . . . . . . 45 2.2 Definitions . . . . . . . . . . . . . . . 55 2.3 Towards the Fourier Representation . . . . . 58 2.4 The Fundamental Operator W . . . . . . . 60 2.5 Haar Weights Are Left-Invariant . . . . . . . 66 2.6 The Fundamental Operator W Is Unitary . . . 71 2.7 Unicity of the Haar Weight . . . . . . . . . 76 Chapter 3. Representations of a Kac Algebra; Dual Kac Algebra . . . . . . . . . . . . . . 83 3.1 The Generator of a Representation . . . . . . 84 3.2 The Essential Property of the Representation A 89 3.3 The Dual Co-Involutive Hopf- Von Neumann Algebra . . . . . . . . 92 3.4 Eymard Algebra . . . . . . . . . . . . . 97 3.5 Construction of the Dual Weight . . . . . . . 101 3.6 Connection Relations and Consequences . . 104 3.7 The Dual Kac Algebra . . . . . . . . . . . 111 X Table of Contents Chapter 4. Duality Theorems for Kac Algebras and Locally Compact Groups . . . . . . . . . . 124 4.1 Duality of Kac Algebras . . . . . . . . . . 125 4.2 Takesaki's Theorem on Symmetric Kac Algebras 130 4.3 Eymard's Duality Theorem for Locally Compact Groups . . . . . . . . 136 4.4 The Kac Algebra Ks (G) . . . . . . . . . . 140 4.5 Characterisation of the Representations and Wendel's Theorem . . . . . . . . . . 144 4.6 Heisenberg's Pairing Operator . . . . . . . . 152 4.7 A Tatsuuma Type Theorem for Kac Algebra 158 Chapter 5. The Category of Kac Algebras 161 . . . . . 5.1 Kac Algebra Morphisms . . . . . . . . . . 162 5.2 H-Morphisms of Kac Algebras . . . . . . . . 166 5.3 Strict H-Morphisms . . . . . . . . . . . . 172 5.4 Preliminaries About Jordan Homomorphisms 174 5.5 Isometries of the Preduals of Kac Algebras 176 5.6 Isometries of Fourier-Stieltjes Algebras . . . . 184 Chapter 6. Special Cases: Unimodular, Compact, Discrete and Finite-Dimensional Kac Algebras . . . 192 6.1 Unimodular Kac Algebras . . . . . . . . . 193 6.2 Compact Type Kac Algebras . . . . . . . . 197 6.3 Discrete Type Kac Algebras . . . . . . . . . 208 6.4 Krein's Duality Theorem . . . . . . . . . . 213 6.5 Characterisation of Compact Type Kac Algebras . 219 6.6 Finite Dimensional Kac Algebras . . . . . . 232 Pos tf ace . . . . . . . . . . . . . . . . . . 243 Bibliography . . . . . . . . . . . . . . . . 245 Index . . . . . . . . . . . . . . . . . . . 255
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