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Justice Miscarried: Ethics and Aesthetics in Law PDF

273 Pages·1997·1.66 MB·English
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Boo... cover next page > title: Justice Miscarried : Ethics and Aesthetics in Law Postmodern Theory author: Douzinas, Costas.; Warrington, Ronnie publisher: Edinburgh University Press isbn10 | asin: 0745016359 print isbn13: 9780745016351 ebook isbn13: 9780585087023 language: English subject Law and ethics, Justice, Law and aesthetics. publication date: 1994 lcc: BJ55.D66 1994eb ddc: 340/.112 subject: Law and ethics, Justice, Law and aesthetics. cover next page > If you like this book, buy it! ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ------- PPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaagggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggaaaaaaaggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggggeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeegggggggeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeeee eeeeeee1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222222233333333333333333333333 111111111122222222223333333333444444444455555555556666666666777777777788888888889999999999 000000000011111111112222222222333333333344444444445555555555666666666677777777778888888888999999999900000000001111111111222222222233333333334444444444555555555566666666667777777777888888888899999999990000000000111111111122224567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012345678901234567890123456789012 ------- ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- < previous page cover-0 next page > Justice miscarried < previous page cover-0 next page > If you like this book, buy it! - Page 3 - 1 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... < previous page page_ii next page > Page ii POSTMODERN THEORY Series editor: THOMAS DOCHERTY School of English, Trinity College Dublin A series which openly and rigorously confronts the question of the postmodern in contemporary debates, and which boldly proposes a refiguration of what is understood as 'the modern' in all its forms: aesthetic and political, cultural and social, material and popular. Other titles in the series include: Jarring witnesses: Modern fiction and the representation of history ROBERT HOLTON Modern wasteland to postmodern wilderness RODNEY GIBLETT < previous page page_ii next page > If you like this book, buy it! < previous page page_iii next page > Page iii Postmodern Theory Justice miscarried Ethics and aesthetics in law Costas Douzinas and Ronnie Warrington 2 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... HARVESTER WHEATSHEAF New York London Toronto Sydney Tokyo Singapore < previous page page_iii next page > If you like this book, buy it! < previous page page_iv next page > Page iv Disclaimer: This book contains characters with diacritics. When the characters can be represented using the ISO 8859-1 character set (","http://www.w3.org/TR/images/latin1.gif">http://www.w3.org /TR/images/latin1.gif), netLibrary will represent them as they appear in the original text, and most computers will be able to show the full characters correctly. In order to keep the text searchable and readable on most computers, characters with diacritics that are not part of the ISO 8859-1 list will be represented without their diacritical marks. First published 1994 by Harvester Wheatsheaf Campus 400, Maylands Avenue Hemel Hempstead Hertfordshire, HP2 7EZ A division of Simon & Schuster International Group © Costas Douzinas and Ronnie Warrington 1994 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form, or by any means electronic, mechanical, photocopying, recording or otherwise, without prior permission, in writing, from the publisher. Typeset in 9 1/2/12 pt Melior by Photoprint, Torquay Printed and bound in Great Britain by Biddles Ltd, Guildford and King's Lynn British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library 3 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... ISBN 0-7450-1635-9 (pbk) 1 2 3 4 5 98 97 96 95 94 < previous page page_iv next page > If you like this book, buy it! < previous page page_v next page > Page v For Alethea, Phaedra and Sibylla < previous page page_v next page > If you like this book, buy it! < previous page page_vii next page > Page vii Contents Acknowledgements ix 1 1 The return of ethics to law 2 25 Antigone's Dike The mythical foundations of justice 3 93 Cases of casuistry The common law and a lost tradition 4 132 Another justice 4 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... 5 186 Textual authority and the other Community and beyond in jurisprudence 6 211 A well-founded fear of the other The momentary principle of justice 7 242 'As a dream doth flatter' Law (love, life and literature) in Sonnet no. 87 8 265 'The most perfect beauty in its most perfect state' Sir Joshua Reynolds and an aesthetic of the spirit of the laws Bibliography 310 Index 322 < previous page page_vii next page > If you like this book, buy it! < previous page page_ix next page > Page ix Acknowledgements A large number of friends and colleagues helped in the writing of this book. We would like to mention Alexandra Bakalaki, Viv Brown, Yifat Hachamovitch, Alan Hunt, Bernard Jackson, Les Moran, Peter Rush, David Sugarman and Alison Young. Shaun McVeigh has been a constant source of criticism and ideas. Peter Goodrich has provided inimitable and manic inspiration, obscure historical evidence, great stories and esoteric Latin maxims. Thomas Docherty was a continuous source of support at every stage of writing and an exemplary editor. Finally we would like to thank Jackie Jones and Alison Stanford at Harvester Wheatsheaf for their great editorial work and patience, and Justin Dyer for his meticulous and elegant copy editing. An earlier version of Chapter 6 was published in Law and Critique, Vol. II, no. 2 (1991). < previous page page_ix next page > If you like this book, buy it! 5 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... < previous page page_1 next page > Page 1 1 The return of ethics to law I An apparent paradox characterises contemporary law. While the legal system is going through one of its periodic crises, jurisprudence is enjoying a notable return to theory and a renewed interest in the role of value and principle in law. The crisis of law can be described as a crisis of legal form and a demand for an ethics. The theoretical turn is related to the crisis; its most interesting examples adopt a hermeneutical approach and are ethically motivated. They are attempts to 're-moralise' the operations of the legal system. Crisis in this context indicates a krinein, a turning to new directions in both law and jurisprudence, rather than a pending and prophesied catastrophe. To begin with the crisis of legal form: in outline this concerns a complementary process of increasing juridification of social and private fields and of privatisation or deregulation of hitherto public areas of concern and provision. This double move has turned the traditional divide and boundary between public and private areas of action and regulation, upon which much of modern law rests, into an elastic line of passage, communication and osmosis. Administrative law, to take an obvious case, keeps extending its scope to an increasing number of previously domestic areas. This regulatory colonisation does not seem to represent or pursue any inherent logic, overarching policy direction or coherent value system. Policy considerations differ between family law and planning or between criminal justice and the regulation of official secrecy, privacy and data protection. Even worse, contradictory policies appear to motivate regulatory < previous page page_1 next page > If you like this book, buy it! < previous page page_2 next page > Page 2 practices in each area. Nevertheless, each sphere is experiencing the increasing colonisation of the social by legalised relations of power. This development goes hand in hand with a limited amount of privatisation and deregulation. Privatisation does not return utilities and services to the logic of the private realm; rather, it hives off aspects of state regulation and places them in the hands of formally private interests acting in a public capacity. Both sides of this double extension and mutation in the governance 6 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... of society seem to underuse the deontic logic of rules. Rules as normative propositions which prescribe criteria of right and wrong action are general and abstract, they anticipate and describe broad types of factual situations and ascribe legal entitlements and obligations to wide categories of (legal) subjects. Regulatory practices, on the other hand, are detailed, specific and change in accordance with the vagaries of the situation and the contingencies of the administrative environment; they distribute benefits, facilities and positions according to policy rather than entitlement; they construct small-scale institutions; they assign variable and changing roles to subjects; they plan local and micro-relations; and they discipline people and agencies by arranging them along lines of normal behaviour. Regulatory norms normalise. In the midst of these changes, the signs of collapse of the legal expressions of the public/private divide are increasing. The distinction between rule and discretion, the hallowed basis of the rule of law ideal, is gradually becoming anachronistic as rule-makers couch their delegations of authority to administrators in wide terms, while administrators adopt policies, guidelines and rules to structure the exercise of discretion and protect themselves from challenge. Legislative and regulatory systems are adopted to promote transient, provisional and local policy objectives with no immediate or obvious link with wider social policy. Policy has become visible throughout the operation of law-making and administration; in many instances policy- and rule-making are delegated to experts, who fill the gaps according to the latest claims of scientific knowledge (Cotterrell 1992). Law appears at its most imperialistic at the precise moment when it starts losing its specificity. No area is now immune from state intervention; but as law is disseminated throughout society its form becomes detailed and < previous page page_2 next page > If you like this book, buy it! < previous page page_3 next page > Page 3 full of discretion, its sources multiple and diffused, its aims unclear, unknown or contradictory, its effects unpredictable, variable and uneven. All the key themes of legal systematicity are weakened. Sovereignty is gradually being replaced by performativity and the sovereign by international and supranational institutions; rule and normativity are replaced by normalisation, value by discretion and the legal subject by administratively assigned roles and competencies. The law is expanding but at the price of assuming the characteristics of contemporary society, thus becoming open, decentred, fragmented, nebulous and multiform. State powers, never as separate as constitutionalism suggested, are becoming fused. Public functionaries, who often belong institutionally to the redefined 'private' realm, become all three, policy-initiators, rule-makers and dispute-solvers. Outside the trappings of central power, beyond Whitehall, Westminster and the superior courts, law is increasingly law because it calls itself law. Law's legitimacy at street level is primarily based on its ability to mobilise the icons and symbols of legality. Additionally, acts of power acquire the character of legality if they are backed by the force of state institutions. If, as has been argued, society no longer exists, law has contributed to its demise by shifting the boundaries of a fragmented sociality and by rapidly retreating from its traditional 'natural' terrain. 7 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... It is at this crucial point that jurisprudence has turned its attention to hermeneutics, semiotics and literary theory as an aid to the ailing enterprise of positivism. This appeal to hermeneutics can be seen as a last desperate attempt to present the law as a closed and coherent system. But the hermeneutic turn also expresses a deeply felt need for a return to morality. The jurisprudence of positivism had based the legitimacy of law on the formalism of legality and the consequent decline in the relevance of ethical considerations. Using the strict distinction between fact and value, positivists from Kelsen to Hart had tried to exclude or minimise the influence of moral values and principles in law. The effort was motivated by cognitive- epistemological and political considerations. A 'science' or an analytics of law could only be founded on observable, objective phenomena, not on subjective and relative values. Rules and norms, despite their obvious logical variance from constative statements and their ontological difference from the phenomenal world, were transformed into < previous page page_3 next page > If you like this book, buy it! < previous page page_4 next page > Page 4 quasi-hard facts and became the source and object of 'legal science'. This purified science of norms preoccupied itself with questions of validity and presented the law as a coherent, closed and formal system guaranteed internally through the logical interconnection of norms and externally through the rigorous rejection of all non-systemic matter such as content, value, historical provenance or empirical context. The political dimension of the exclusion of morality should be sought in the modern experience of relativism and pluralism of values and the fear of nihilism (Goodrich 1986). Law is presented as the answer to the irreconcilability of value and as the most perfect embodiment of human reason. Private law turns social conflict into technical disputes and entrusts their resolution to public experts and the technicians of rules and procedures. Public law imposes constitutional limits and normative restrictions upon the organisation and exercise of state power. The logic of rules depersonalises power and structures discretion by excluding subjective value; it restricts choice in the application of law by administrators and judges. The distrust of administrative discretion and of judicial creativity; the antipathy towards administrative tribunals, legal pluralism and non-judicial methods of dispute resolution; the insistence on the declaratory role of statutory interpretation and the 'strictness' of precedent; the emphasis on the 'literal' rule of interpretation which allegedly allows the exclusion of subjective preference and ideological disposition all these are key components of the rule of law as the law of rules and at the same time the diverse facets of the attempt to rid the law of ethical considerations. The positivist understanding and explanation of the operation and majesty of law is logically and politically premised on the absence of morality. Indeed, the law as a whole is presented as a moral enterprise because it excludes morality from its operation. But the early 1990s witnessed an overwhelming call for a return to ethical values and moral principles throughout public life. In no other area was the anxiety of morality experienced more than in law. We outline in section II of this chapter some of the recent gross inadequacies and failings of the common law, as described and prescribed by positivist jurisprudence, which 8 of 273 04/11/10 12:55 AM cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... contributed to the widespread public unease about the state of the legal system. Nevertheless, the difficulties in re-imagining moral theory and < previous page page_4 next page > If you like this book, buy it! < previous page page_5 next page > Page 5 making justice the proper and main concern of legal action, after repeated pronouncements about the intrinsic separation of the two, are daunting. Let us map briefly the problems facing contemporary jurisprudence. The positivistic emphasis on formal rules and normativity appears unrealistically naïve in the new era of legal hyper-inflation. In addition, the evidence supporting the realist and critical legal thesis about the indeterminacy of legal interpretation and justification has become unanswerable from within traditional legal theory. The importation of hermeneutics, semiotics and literary theory in jurisprudence was motivated, therefore, by the urgent need to correct the descriptively inadequate and morally impoverished theory of law as exclusively rules and to re-inscribe morality in law. The new hermeneutical jurisprudence insists that the law is a valuable source of meaning, and that it means values. We may disagree as to the meaning of any particular statute or precedent, we may even accept that judicial reasoning and justification can legitimately lead to conflicting directions, but it is agreed, as a minimum, that law is about interpreting texts, that in some special way it is a form of literary exercise (see section IV below). We can therefore abandon the Grundnorm and the rule of recognition for the meaning of meaning; we can replace or supplement the technical rules of legal reasoning with the protocols of interpretation or with the study of rhetorical tropes and hermeneutical criteria; we can approach the texts of law through the law of text. There is no doubt that this literary and hermeneutical turn gave legal theory a new lease and a long-lost sense of excitement. But another effect was to make morality an integral element of law, and in particular of judicial interpretation. The new jurisprudence of meaning responded to the highly topical demand and ethics became part and justification of the newly discovered interpretative character of the legal enterprise. But there is a catch. To take Dworkin's well-respected hermeneutical theory, the operation of law is presented as necessarily embodying and following moral values and principles. The notorious 'right answer' to legal problems presupposes for its existence and discovery an interpretative practice that reads the legal texts of the community as a single and coherent scheme animated by the principles of 'justice and fairness and procedural process in the right relation' (Dworkin < previous page page_5 next page > If you like this book, buy it! < previous page page_6 next page > Page 6 9 of 273 04/11/10 12:55 AM 1986, p. 404). A similar position can be found in Boyd White's (1990) theory of justice as translation (see Chapter 5 below). Against the positivist lack of interest in morality, the interpretative scholars assert that the law is all morality and that judicial interpretation presupposes or leads to an ethics of legal reading. cover file:///Users/lawrenceliang/Databases/Books and Texts/1. Boo... If you like this book, buy it! < previous page page_7 next page > Page 7 The hermeneutical and moral turn in jurisprudence is welcome; but the moral substance of law must be argued and fought for rather than simply assumed. Furthermore, in order to understand justice, the specifically legal facet of morality, we must link it with law's force. A postmodern jurisprudence must abandon the key premises of amoral positivism and of all too moral but powerless hermeneutical jurisprudence. But is such a jurisprudence possible? The allegations against current alternative readings are well known: postmodernism and deconstruction are at least indifferent and at worst destructive of ethics and politics; they have shown knowledge to be so many facets of value, thus undermining the ability to found the ethical response; they have tediously repeated that texts accept an infinite number of interpretations, thus disqualifying any promise of a politics based on hermeneutical consensus; they have attacked the dialectic of subject and object, original and copy, inside and outside, thus weakening the claim of the sovereign self to stand in judgment in a community of reason. And as all reality has been reduced to the playful ruses of an aberrant and undecidable textuality, a night of reason in which 'all cows are black', responsibility has allegedly gone on permanent retirement. But recently poststructuralist philosophy has addressed the question of justice. We should examine more closely the moral turn in postmodern theory and its implications for jurisprudence. In order to do so, we need to understand something of the causes of postmodernism's turn to morality, ethics and justice. II One way of characterising the first phase of postmodernism, if the periodisation that this implies can be accepted, is that part of its main initial intellectual claim was oppositional. Postmodernism opposed the certainties of modernity and the 'truths' of Enlightenment thinking. Above all, postmodernism questioned the possibility of a pure expression of a human 'essence'. This notion was supposedly guaranteed by thought's unmediated access to an inner authentic and whole self, and passed through self's immediate manifestations, speech and its accompanying gesture. But the belief that 'man' 'progressed' by the mechanism of a < previous page page_7 next page > If you like this book, buy it! < previous page page_8 next page > Page 8 doubting subject applying scientific method to produce knowledge no longer carried conviction. This 'new' insight gave postmodernism part of its initial impetus. 10 of 273 04/11/10 12:55 AM

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