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Security, Conflict and Cooperation in the Contemporary World Japan, Italy and the Road to the Tripartite Alliance K I EN SHIDA Security, Conflict and Cooperation in the Contemporary World Series Editors Effie G. H. Pedaliu LSE Ideas London, UK John W. Young University of Nottingham Nottingham, UK The Palgrave Macmillan series, Security, Conflict and Cooperation in the Contemporary World aims to make a significant contribution to academic and policy debates on cooperation, conflict and security since 1900. It evolved from the series Global Conflict and Security edited by Prof. Saki Ruth Dockrill. The current series welcomes proposals that offer innovative historical perspectives, based on archival evidence and promoting an empirical understanding of economic and political coop- eration, conflict and security, peace-making, diplomacy, humanitarian intervention, nation-building, intelligence, terrorism, the influence of ideology and religion on international relations, as well as the work of international organisations and non-governmental organisations. More information about this series at http://www.palgrave.com/gp/series/14489 Ken Ishida Japan, Italy and the Road to the Tripartite Alliance Ken Ishida Graduate School of Social Sciences Chiba University Chiba-shi, Japan Security, Conflict and Cooperation in the Contemporary World ISBN 978-3-319-96222-1 ISBN 978-3-319-96223-8 (eBook) https://doi.org/10.1007/978-3-319-96223-8 Library of Congress Control Number: 2018948205 © The Editor(s) (if applicable) and The Author(s) 2018 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover illustration: Benito Mussolini: © Pictorial Press Ltd/Alamy Stock Photo. Koki Hirota: © Everett Collection Historical/Alamy Stock Photo. This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland P a reface and cknowledgements This book draws on my research of 1981–2017 and examines how the foreign policy of the Axis can be compared and analyzed in the context of international politics. After attending a seminar by Ernst Nolte in 1981 and researching Renzo De Felice’s archive in 1986, I was struck by the historical incongruity of each Axis country, which prompted me to start a long journey studying commonalities as well as peculiari- ties among ultra-nationalist Japan, Fascist Italy and Nazi Germany. This monograph is a part of my work as a researcher commuting between Europe and East Asia over the last thirty years. During this period, I incurred many debts to researchers around the world, many of whom are unable to read Japanese. With this publication, then, I hope to reach out to the English-language historiography on comparative foreign politics. My greatest debt is to the archives and universities in Japan, Italy, Germany, Britain, Austria, France, Spain and the United States. In addi- tion, because of my physical and psychological distance from European countries, I am grateful for the assistance and friendship of many archivists and scholars, especially Antony Best, Filippo Focardi, Lutz Klinkhammer, Effie Pedaliu, Mario Rossi and Stefania Ruggeri. Exploring sources in Europe, I am also indebted to many sen- ior professors, in particular to Denis Mack Smith, Ian Nish and Jens Petersen. They were extremely helpful to the unestablished scholar from the Far East that I was, enabling me to gradually understand the relationship among the Axis powers. At various stages, Yasuo Baba, Richard Bosworth, Shuichi Kato, Elisa Signori and Susumu Takahashi v vi PREFACE AND ACKNoWLEDGEMENTS encouraged me to pursue this ambitious project based on a multinational perspective. The staff of Chiba University were supportive, too, while the academic situation deteriorated into the serious global competition of economic rationalism over those thirty years. This work has been made possible with the help of a number of people in different ways. My warmest thanks are due to the follow- ing individuals: Aki Adachi, Patrizia Bertoletti, Luca Borzoni, Marah Dickson-Wright, Valdo Ferretti, Adelaide Frabotta, Linda Germi, Reto Hofmann, Janis Mimura, Kei Murase, Hajime onozaka, Jože Pirjevec, Keiko Sakai, Michael Smitka, Tomohiro Suemasu, Yu Suzuki, Atsuroh Toba and Patrizia Todaro. owing to my father’s career as an exchange professor, I was exposed to the experience of living abroad, including in the United States, Mexico, Tanzania and West Germany, from my childhood onward, which led to my interest in the subject of comparative studies of various nations. Moreover, my mother’s engagement in civil and peace move- ments such as the anti-Vietnam War campaign stimulated my interest in international relations. Hence, this study is dedicated to my parents. Chiba-shi, Japan Ken Ishida c ontents 1 Introduction 1 1.1 The Foreign Policy Decision-Making Structures of Japan and Italy 6 1.2 The Prehistory of the Axis Formation 9 1.3 A Brief Overview of Chapters 14 2 The Ideological Backgrounds of Axis Foreign Policies 19 2.1 Fascism as a Point of Reference 23 2.2 Racism as a Hierarchical Prejudice 29 2.3 Anti-communism as a Common Adhesive 37 2.3.1 Criticizing the League of Nations 41 2.3.2 Justifying Military Intervention 44 2.3.3 Aligning Against Communism 48 3 Coordinators: The Two Prime and Foreign Ministers, Koki Hirota and Benito Mussolini 53 3.1 Features of Public Utterances 55 3.2 The Basic Attitude Toward Naval Disarmament and the League of Nations 61 3.2.1 The Japanese Complacent Repudiation of Naval Treaties 62 3.2.2 Italian Ambiguous Diplomacy Toward the League 65 vii viii CoNTENTS 3.3 The Coordination Mechanism in Decision-Making Processes 70 3.3.1 Hirota’s Passive Attitude of Unlimited Magnanimity 71 3.3.2 Mussolini’s Active Judgment of Phased Strategy 76 4 Planners: The Two Undersecretaries, Mamoru Shigemitsu and Fulvio Suvich 85 4.1 Financial Problems as a Tool of Foreign Policy 87 4.2 The Search for Regional Hegemony 92 4.2.1 Shigemitsu’s Plan to Tame Chinese Nationalism 92 4.2.2 Suvich’s Plan for Pro-fascist Austria 95 4.3 Axis Interference and British Non-commitment Policy 100 4.3.1 Partial Success in 1934 and the Exit of Shigemitsu 100 4.3.2 Suvich’s Stalemate Over the Crises of Austria and Ethiopia 106 5 Negotiators: The Two Ambassadors to Britain, Shigeru Yoshida and Dino Grandi 115 5.1 The Degradation of Being Ambassadors in London 116 5.1.1 Emerging Political Diplomats 116 5.1.2 The Double-Dealing of the Anglophiles 120 5.2 Disobedient Imperialists 125 5.2.1 Anti-communist Stances 126 5.2.2 Extraordinary Negotiations 128 5.3 Two Pendulum Theories 133 6 Traditional Diplomats and New Actors 139 6.1 Followers and Promoters: Yakichiro Suma and Raffaele Guariglia 141 6.2 Powerless Critics: Naotake Sato and Giuseppe Bastianini 145 6.3 New Key Actors: Fumimaro Konoe and Galeazzo Ciano 150 7 The East Asian Crisis and Globalization of the Axis 157 7.1 The Brussels Nine Power Treaty Conference 159 7.2 Conclusion of the Tripartite Anti-Comintern Pact 163 7.2.1 Italy’s Ideological Inclination 163 CoNTENTS ix 7.2.2 Japan’s Ambiguous Realism 166 7.2.3 Germany’s Internal Turmoil 169 7.3 The Italian Recognition of Manchukuo 172 7.4 The German Mediation of the Sino-Japanese War 176 7.5 The Italian Withdrawal from the League of Nations 181 8 Conclusion 189 Select Bibliography 197 Index 213

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