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Ivan Infante, Vrije Universiteit, Amsterdam, NL, 2006 (pdf, 4.1 - Dirac PDF

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VRIJE UNIVERSITEIT Computational Studies in Actinide Chemistry ACADEMISCH PROEFSCHRIFT ter verkrijging van de graad Doctor aan de Vrije Universiteit Amsterdam, op gezag van de rector magnificus prof.dr. L. M. Bouter, in het openbaar te verdedigen ten overstaan van de promotiecommissie van de faculteit der Exacte Wetenschappen op dinsdag 3 oktober 2006 om 13.45 uur in het auditorium van de universiteit, De Boelelaan 1105 door Ivan Antonio Carlo Infante geboren te Clusone, Itali¨e promotor: prof.dr. E.J. Baerends copromotor: dr. L. Visscher CONTENTS 1 Relativistic Quantum Chemistry 1 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 The spectroscopy of small molecules . . . . . . . . . . . . . . . . . . . 3 1.3 The treatment of nuclear waste . . . . . . . . . . . . . . . . . . . . . . 4 1.4 This thesis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2 Theory and Methodology 9 2.1 The origin of the Dirac equation . . . . . . . . . . . . . . . . . . . . . 9 2.2 The properties of the Dirac Equation . . . . . . . . . . . . . . . . . . . 11 2.3 TheSolutionoftheOne-ElectronDiracEquationinthefieldofaNucleus 13 2.4 The Many-Electron Dirac Equation . . . . . . . . . . . . . . . . . . . . 14 2.5 The Dirac-Coulomb-Hartree-Fock approach . . . . . . . . . . . . . . . 15 2.6 Symmetry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 2.7 Basis set considerations . . . . . . . . . . . . . . . . . . . . . . . . . . 17 2.8 Transformed Hamiltonians . . . . . . . . . . . . . . . . . . . . . . . . . 18 2.9 Electron correlation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 2.10 Coupled-cluster theory . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 2.11 Fock-space Coupled Cluster . . . . . . . . . . . . . . . . . . . . . . . . 25 2.12 The Intermediate Hamiltonian Fock-space Coupled Cluster . . . . . . 27 2.13 Density functional theory . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.14 The QM/MM approach . . . . . . . . . . . . . . . . . . . . . . . . . . 31 iv CONTENTS I Spectroscopy of Small Molecules 35 3 The importance of spin-orbit coupling and electron correlation in the rationalization of the ground state of the CUO molecule 37 3.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3.3 Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3.4 Results and Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.4.1 Geometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.4.2 Spin-Orbit coupling . . . . . . . . . . . . . . . . . . . . . . . . 42 3.4.3 Verification of the computed values . . . . . . . . . . . . . . . . 45 3.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 4 The electronic structure of UO revisited 51 2 4.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 4.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 4.3 Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 4.4 Results and Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 4.4.1 Orbital composition and UO+ . . . . . . . . . . . . . . . . . . 57 2 4.4.2 Basis-set convergence . . . . . . . . . . . . . . . . . . . . . . . 59 4.4.3 Active space convergence . . . . . . . . . . . . . . . . . . . . . 61 4.4.4 Analysis of the excited states: scalar relativistic results . . . . 63 4.4.5 Analysis of the excited states: the spin orbit (SODC) case . . . 66 4.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 4.6 Supplementary Materials . . . . . . . . . . . . . . . . . . . . . . . . . 72 5 On the Performance of the Intermediate Hamiltonian Fock-Space Coupled–Cluster Method on Linear Triatomic Molecules: the Elec- tronic Spectra of NpO+, NpO2+ and PuO2+ 77 2 2 2 5.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 5.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 5.3 Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 5.4 Results and Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 5.4.1 Electronic structure of the ground state of NpO3+ and PuO4+ 81 2 2 5.4.2 Electronic spectrum of NpO+ and PuO2+ . . . . . . . . . . . . 85 2 2 5.4.3 Potential Energy Curves . . . . . . . . . . . . . . . . . . . . . 92 5.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 CONTENTS v 5.6 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 II Part II : DFT calculations on aqueous systems 95 6 A QM/MM study on the aqueous solvation of the tetrahydrox- ouranylate [UO F ]2− complex ion 97 2 4 6.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 6.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 6.3 Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 6.4 Results and Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 6.4.1 Structureofthe[UO F (H O)]2− inthegasandsolventphases. 2 4 2 MM modeling. . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 6.4.2 Electronicstructureofthe[UO F (H O)]2−complexinthegas- 2 4 2 phase. The difference between hexa and hepta coordination.. . 105 6.4.3 Electronic structure of the HEXA and HEPTA complexes in the solvent phase. . . . . . . . . . . . . . . . . . . . . . . . . . 108 6.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 7 A QM/MM study on the aqueous solvation of the tetrahydrox- ouranylate [UO (OH) ]2− complex ion 113 2 4 7.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 7.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 7.3 Methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 7.4 Results and Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 7.4.1 The isolated [UO (OH) ]2− complex . . . . . . . . . . . . . . . 117 2 4 7.4.2 The isolated [UO (OH) ]2− + H O complex. . . . . . . . . . . 118 2 4 2 7.4.3 The embedded [UO (OH) ]2− + H O complex . . . . . . . . . 122 2 4 2 7.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125 7.6 Appendix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 7.6.1 Setup for the QM/MM partitioning . . . . . . . . . . . . . . . 126 Summary 129 Samenvatting 135 Acknowledgments 141 List of Publications 145 vi CONTENTS Bibliography 147 1 CHAPTER Relativistic Quantum Chemistry If I understand Dirac correctly, his meaning is this: there is no God, and Dirac is his Prophet. Wolfgang Pauli 1.1 Introduction In the phenomena that occur in everyday life we intuitively apply a series of notions whichareatthebaseoftheNewtonianphysics. When,forexample,wecrossastreet and the traffic light is on red, we can quickly estimate the speed of the car that is comingonourdirection, providedthatdoesnotsuddenlyaccelerate. Ifthemeasured time to reach our position is long enough, then we can safely cross the road. Our guess is based on a certain description of the dynamics of the car that turns out to be the same for us and for the car’s driver. The laws that describe this motion are said to be invariant under a Galilei transformation over all the inertial frames. The theory that explains the movement of these macroscopic objects is known as classical mechanics. Macroscopicobjectscanbepushedtomoveatveryhighspeed, andiftheirveloc- ities come close to the speed of light, then classical mechanics is no longer capable of 2 Relativistic Quantum Chemistry predicting their trajectories. Einstein developed a new theory where space and time are not two distinct entities, like we intuitively expect, but are closely linked. The equations of motion in this new domain are not invariant under a Galilei transfor- mation, but under a Lorentz transformation. We can explain what happens to these very fast objects making paradoxical examples. One of these is the well known twins paradox, in which one of two brothers is an astronaut who travels on a spaceship at speedoflightandtheother,lessadventurousbrother,preferstoliveinaslowmoving object, i.e. the earth. At the end of his trip, the first brother is younger than his brother,becauseofthephenomenonoftimecontraction1. Afast-movingpersonages more slowlydue tothe relationthat connects the coordinates oftwo different frames: t0 = √t−(xv/c2) (in the approximation we move along the x axis). The dynamics that 1−v2/c2 explains the behavior of fast moving objects is called the special theory of relativity. Atmicroscopicscale,itismoredifficulttopredicttrajectoriesbecauseofthedual wave-particle nature that each object intrinsically possesses. The Heisenberg princi- pleteachesusthatspeedandpositioncannotbeknownexactlyatthesametime,the moreaccuratelyoneismeasured,thebiggeristheuncertaintyonthemeasurementof the other. The equations of motion of microscopic objects can be deduced from the Schr¨odinger equation and the theory that explains their behavior is called quantum mechanics. In the last forty years, the evolution of computer power has helped in finding an approximate solution to the Schr¨odinger equation for microscopic systems of increasing complexity. In particular, the movement of electrons can be decoupled from the much slower nuclei (Born-Oppenheimer approximation), in order to predict the properties of molecular systems, by looking, for example, at their atomic vibra- tions,attheelectronicenergylevels,oratthefeaturesofthevalenceelectrons. Inthe beginning,itwasimportanttoassessthevalidityofthequantummechanicalformulae in order to interpret or match experimental data. Currently, quantum chemistry has achieved a degree of precision so high that it can be used as a powerful tool to pre- dictthebehaviorofachemicalsystem, andanticipatetheoutcomeofanexperiment, which is the ultimate goal. A very small object can also move at velocities close to the speed of light. For example,anelectronmovinginthevicinityofa“heavy”nucleuscanincreaseitsspeed so much that its mass can change significantly and the volume (orbital) in which it moves deforms. This can affect certain properties of a system. It has been shown that very precise calculations on the H molecule demand a relativistic description. 2 1The twins paradox is more complicated than it looks. For simplicity, we considered the ”stan- dard”explanation,inwhichwesupposethatthespaceshipmotionisnotaccelerated. 1.2 The spectroscopy of small molecules 3 The combination of quantum mechanics and the special theory of relativity is known as relativistic quantum mechanics. Usually, the relativistic contribution is observed for elements with high atomic number, because its magnitude increases as Z2. For heavier elements the radial distribution of the s and p orbitals shows a contraction andthedandf orbitalsaremorediffuse. Furthermore,atthesevelocities,theorbital angularmomentuml andthespinmomentumscannotbeseparated,butarecoupled into a single quantity, the total angular momentum j = l + s. Under the influence of this coupling, the energy levels of an electron in an atom depend on the main quantum number n and the total angular momentum j. In many ordinary cases relativity does not manifest itself to a great extent and canbesafelyneglected(especiallyforlightatoms),butinothersituationsrelativistic corrections must be included for a satisfactory description of a system. Ionization potentials, electron affinities, bond lengths, activation energies can all be described in the relativistic framework depending on the desired accuracy. There are many situations in which relativistic effects play a major role, and in this thesis I want to focus on two different cases: the spectroscopy of small molecules containing an actinide element and the analysis of the interaction between a solute molecule - which includes an heavy element - and a solvent. 1.2 The spectroscopy of small molecules Actinide molecules contain one (or more) heavy atoms, with atomic number ranging from90to103. Thespectroscopyofthesemoleculesremainsachallengeforcomputa- tional chemists because the manifoldof accessible states is so dense, that anaccurate description can be achieved only by describing on equal footing both the dominant relativistic effects and the electron correlation. Nowadays, relativity can be taken into account at a very high accuracy by solving the 4-component Dirac equation or by using a pseudo-relativistic one-component (scalar) or two-component (spin-orbit) equation. The reliability of molecular property calculations, depends, thus, on the descriptionoftheelectroncorrelation. Thecorrelationenergyisdefinedasthediffer- ence between the exact energy of the system and the Hartree-Fock energy, in which the electron-electron interaction is included in a mean-field approximation (MFA). Correlationenergyisdividedintodynamiccorrelation,generatedfromthemutualre- pulsionofelectronsasdeviationfromtheMFA,andnon-dynamiccorrelation, arising from the inadequacy of a single reference determinant to describe a molecular state. Till this moment, the most widely used approach that accurately describes these 4 Relativistic Quantum Chemistry twocontributionshasproventobeCASSCF/CASPT2. Thereliabilityofthismethod, however, is limited by the heavy computational costs that are requested when active spacesincludingmorethan20orbitalsarechosen. Itisthusnecessarytoexplorenew methodsthatremovethisbottleneckbykeepingthesameorevenincreasingthelevel of precision in the calculation. In the last ten years a new method is emerging in atomic physics as the most powerful tool to evaluate with very high precision the excited spectrum of atomic systems: the multi-reference Fock-Space Coupled Cluster method (FSCC) [1]. The attractionforthismethodismultiple: 1)itisaCoupledClusterwavefunctionmodel, which is considered the most accurate way to compute dynamic correlation energy; 2) it describes on the same ground the non-dynamic correlation energy; 3) it scales like N6 (in case of CCSD), that is a relatively cheap scaling factor for a post Hartree Fock method. The drawback is that FSCC suffers of convergence problems for the presenceofintruderstates. Toovercomethisproblem, thenovelIntermediateHamil- tonianFSCC(IHFSCC),avariantoftheFSCCmethod,hasbeenrecentlydeveloped. Despite being very promising tools, a significant disadvantage of FSCC and IHFSCC is that until this day only few results are available for molecular systems. In this thesis, one of the goals is to test the validity of single reference and multi- reference Coupled Cluster methods by analyzing actinide systems of different com- plexity. The choice has fallen on linear triatomic molecules as start, because they are small systems with high symmetry. In particular, the UO and CUO molecules 2 have been selected. The infrared spectrum of these systems in argon matrix shows low energies that were assigned to the U-O asymmetric stretch (and C-U stretch in the case of CUO). In neon matrix, the same asymmetric stretch lies at much higher value, shifted of about 130 cm−1. The experimentalists [2], puzzled by this behavior, suggested a change on the ground state of the trapped molecule, thus implying an interaction of the actinide molecule with the noble gases. This would be unexpected as the noble gases are known to have a very small reactivity. These two molecules havebeenobjectofexperimentalandtheoreticaldebateforyearsandanindisputable interpretation of their behavior has not been found until today. This thesis aims to provide an explanation using novel advanced computational models. 1.3 The treatment of nuclear waste Thechemistryoftheactinidesisattractivemainlybecauseitisusedintheproduction ofenergybycontrollednuclearfissionchainreactions. Theprocessfromtheextraction

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2.3 The Solution of the One-Electron Dirac Equation in the field of a Nucleus 13. 2.4 The .. The combination of quantum mechanics and the special theory of relativity is known as relativistic .. However, this picture shows some incongruities.
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