NMR 22 Basic Principles and Progress Editors: P. Diehl E. Fluck H. Gunther R. Kosfeld J. Seelig Advisory Board: S. Forsen R.K. Harris C.L. Khetrapal T.E. Lippmaa G.J. Martin H. Pfeifer A. Pines B. L. Shapiro Isotope Effects in NMR Spectroscopy With contributions by S. Berger, R. L. Van Etten, J. M. Risley, N. M. Sergeyev With 24 Figures Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Hong Kong ISBN-13: 978-3-642-74837-0 e-ISBN-13: 978-3-642-74835-6 DOl: 10.1 007/978-3-642-74835-6 Library of Congress Cataloging-in-Publication Data Isotope efTects in NMR spectroscopy/(by St. Berger ... et al.) p. cm.-(NMR; 22) 1. Nuclear magnetic resonance spectroscopy. 2. Isotopes. I. Berger, Stefan. II. Series: NMR (Series); v. 22. QC490.N2 vol.22 [QD96.N8] 538.3s-dc20 [543'.0877] 89-21975 CIP This work is subject to copyright. 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This information can be obtained from the instructions on safe laboratory practice and from the manufacturers of chemicals and laboratory equipment. 2151/3020-543210-Printed on acid-free paper Foreword Isotope effects on chemical shifts and spin-spin coupling constants in nuclear magnetic resonance spectroscopy have found increasing attention in recent years. In particular NMR isotope shifts have profited from the improved experimental situation that arose through the growing use of high-field spectrometers. Detailed theoretical treatments of NMR isotope effects have appeared and applications of NMR isotope effect measurements in various branches of chemistry are well documented. The reviews collected in the present volume of "NMR - Basic Principles and Progress", all written by experts in the field who have themselves made excellent contributions to the research areas they discuss, are thus believed to meet general and widespread interest. The first chapter, written by S. Berger, treats models which were developed in order to rationalize deuterium induced isotope shifts in 13C and 19F NMR for organic molecules. These approaches are based on concepts like hybridization, hyper conjugation and n-polarization, to name only a few, which are important to describe structure and substituent effects in organic chemistry. Their usefulness in the present context is convincingly demonstrated with numerous examples. The contribution by N. M. Sergeyev attempts a rigorous screening of the literature for observations which are relevant to the problem of primary and secondary isotope effects on scalar spin-spin coupling. These effects are much smaller in magnitude than the secondary isotope effects on chemical shifts which are most ft:equently measured and quite a number of experimental difficulties have to be overcome in order to get reliable results. It is hoped that the present status report may serve as a basis for future investigations in this area. Finally, the impact of NMR isotope effects on studies of structure and reactivity in organic and bio-organic chemistry as well as in biochemistry is amply documented by the contribution of J. M. Risley and R. L. Van Etten, who present for the first vi Foreword time a comprehensive collection of one-bond 180 isotope effects on 13C and 15N chemical shifts. Numerous studies are discussed in detail and a complete list of biosynthetic investigations where 180 isotope shifts have served as an analytical tool is given. One formal aspect deserves a special comment: Unfortunately, different sign conventions for NMR isotope shifts are used in the literature and the reader will note that the articles which follow reflect this situation faithfully. The editors felt, however, that tolerance should be preferred to strict discipline and apologize in advance for any inconveniences that may arise. There seems good reason to believe that the present volume will further promote the interest in NMR isotope effects and their applications in various areas of chemistry. Siegen, November 1989 H. Gi.inther Editorial Board: Prof. Dr. Peter Diehl Institut fiir Physik der Universitiit Basel, Klingelbergstr. 82, CH -4056 Basel Prof. Dr. EHehard Fluck Gmelin-Institut, Varrentrappstr. 40/42, 0-6000 Frankfurt am Main 90 Prof. Dr. H. Gunther Universitiit Siegen, Organische Chemie II, Postfach 101240,0-5900 Siegen Prof. Dr. Robert Kosfeld Universitiit-Duisburg, Physikalische Chemie, Postfach 101629,0'4100 Duisburg 1 Prof. Dr. J. Seelig Biozentrum der Universitiit Basel, Abt. Biophysikalische Chemie, Klingelbergstr. 70, CH-4056 Basel Advisory Board: Prof. Dr. Stute Forsen Department of Physical Chemistry, Chemical Centre, University of Lund, P.O.B. 740, S-22OO7 Lund Prof. Dr. Robin K. Harris University of Durham, Department of Chemistry, Science Laboratories, South Road, GB-Durham DHI 3LE Prof. C. L. Khetrapal Sophisticated Instruments Facility, Indian Institute of Science, Bangalore-560012, India Prof. Dr. T. E. Lippmaa Institute of Chemical Physics and Biophysics, Academy of Sciences of the Estonian SSR, Lenini paiestee 10, Tallinn 200001, USSR Prof. Dr. G. J. Martin Universite de Nantes, U,E.R. de Chimie, Resonance Magnetique Nucleaire et Reactivite Chimique, UA-CNRS No 472, 2, rue de la Houssini';re, F-44072 Nantes-Cedex Prof. Dr. Harry Pfeifer Sektion Physik, Karl-Marx-Universitiit, Linnestral3e 5, DDR-7010 Leipzig Prof. Dr. Alex Pines University of California, Berkeley, Department of Chemistry, Berkeley, CA 94720, USA Prof. Dr. Bernard L. Shapiro 966 Elsinore Court, Palo Alto, CA 94303, USA Table of Contents Chemical Models for Deuterium Isotope Effects in 13C_ and 19F -NMR S. Berger. . . . . . . . . . . . . . Isotope Effects on Spin-Spin Coupling Constants: Experimental Evidence N. M. Sergeyev. . . . . . . . . 31 Properties and Chemical Application of 180 Isotope Shifts in 13C and 15N Nuclear Magnetic Resonance Spectroscopy J. M. Risley, R. L. Van Etten. . . . . 81 Appendix to Isotope Effects on Spin-Spin Coupling Constants . . . . . . . . . . . . . 169 Author Index Volume 21-22 Chemical Models for Deuterium Isotope Effects in t3C_ and -NMR 19F S. Berger Fachbereich Chemie der Universitiit Marburg, Hans Meerwein StraBe, D-3550 Marburg, FRG Table of Contents Introduction . 2 1.1 Scope and Aim of the Review 2 1.2 Definition and Sign Convention. 3 2 Polarization of x-Systems 3 2.1 Long Range Isotope Effects 8 2.2 MO-Calculations. 9 3 Isotope Effects and Hyperconjugation 10 3.1 Isotope Effects in Aromatic Compounds. 10 3.2 Isotope Effects Involving a Carbonyl Group 14 3.3 Isotope Effects in Cations. 16 4 Stereospecificity of Isotope Effects 21 4.1 Isotope Effects in Rigid Molecules. 22 4.2 Perturbation of Conformational Equilibria. 25 5 Conclusions . 27 6 Acknowledgement 27 7 References. 27 Deuterium isotope effects on DC_ and 19F-NMR spectra are reviewed from the point of view of substituent induced chemical shifts. In three sections, similarities between deuterium isotope effects and substituent behaviour are discussed. It is shown that the concepts of increment systems, substituent parameters, 1t-polarization, dihedral angle dependence, and hyperconjugation apply with equal success to deuterium isotope effects. NMR Basic Principles and Progress, Vol. 22 © Springer-Verlag, Berlin Heidelberg t990 2 S. Berger 1 Introduction The research on isotope effects in organic chemistry is based on the vibrational theory [1]. Kinetic isotope effects in chemical reactions and equilibrium isotope effects have been dealt with on the basic assumption that the only important difference between isotopes is their mass and any effects from isotopic substitution ultimately should be traced back to this difference. Thus, within the Born Oppenheimer approximation the electronic potential of a C-D bond is believed to be identical with the potential of a C-H bond. Isotope effects therefore are thought to stem from the anharmonicity of this potential and the different zero point energy of the heavier isotope within this potential. However, more than 20 years ago, Halevi [2] summarized in perhaps provocative statements a different line of thought applying the language of physical organic chemistry to the study of isotope effects: "Although these effects are vibrational in origin, and can be dealt with in vibrational terms to a limited extent, they can be regarded as genuine substituent effects for all practical purposes. Thus the effect of CD relative to CH on a given property is of qualitatively the same 3 3 nature as that of ethyl or tert-butyl, and may discussed in similar terms." Thus "one can attempt to correlate secondary isotope effects empirically in terms of the electrical influences that have proved valuable in interpreting the effects of a non-isotopic substituent" [3]. 1.1 Scope and Aim of the Review It is the aim of this review to report on nuclear magnetic resonance results. Especially the work on intrinsic deuterium isotope effects in 13C_ and 19F-NMR spectroscopy was influenced by the above line of reasoning. This review will therefore not, or only to a small extent, deal with deuterium isotope effects in equilibrating molecules, a topic which was comprehensively reviewed by Siehl [4]. It is equally not the aim of this review article to report on all intrinsic deuterium isotope effects which have been measured recently, because this has been done well in recent years by the review articles of Hansen [5] and Forsyth [6] following the initial review by Batiz-Hernandez and Bernheim [7]. We will not mention papers which report on isotope effects investigated mainly for assignment purposes. Instead, we will focus on selected papers where experiments were designed in light of the arguments outlined above. We will see whether the ideas of Halevi and other early workers in this field were fruitful and may still be valid in the area of high-field NMR, which provides detailed insight into the electronic properties of molecules. We will therefore not enlarge on the conventional theory of intrinsic isotope effects reviewed recently by Jameson [8]. In her approach all deuterium isotope effects are viewed from and explained by the vibrational model, applying the theory of the temperature dependence of chemicals shifts. However, this approach, although physically rigorous (within the accepted model) is hardly able to describe or even to predict intrinsic isotope effects in molecules of the typical size used in Organic Chemical Models for Deuterium Isotope Effects 3 Chemistry (MW 200-600), for which isotope effects can be measured over a large number of chemical bonds. We will describe here mainly three lines of current experimental research. The first can be titled with "polarization of n-systems", where deuterium is attached directly to a n-system such as benzene; the deuterium isotope effects are interpreted in terms of the analysis of substituent effects in l3C_ NM R spectroscopy. The second part, closely related to the first part, should be headed with "isotope effects and hyperconjugation"; experiments are described in which the different hyper conjugational ability of deuterated alkyl groups is investigated. The third part describes intrinsic isotope effects as conformational probes and will report on experiments where deuterium isotope effects are investigated as a tool for conformational analysis. 1.2 Definitions and Sign Convention Intrinsic deuterium isotope effects in NMR spectroscopy belong to the class of secondary isotope effects in which no bond involving the deuterium atom is broken. We follow the notation given by Hansen [5J by, for example, writing 2~ when the isotope effect exerted on the chemical shift of a carbon atom comes from a deuterium atom two bonds away. However, we will not follow the sign convention given by Hansen and the review article of Batiz-Hernandez [6]. There was a debatel [9,10J in the literature about this sign convention. Since it is the aim of this review article to exemplify the similarities between deuterium isotope effects and substituent effects it is appropriate to adopt the same sign for both effects. Therefore we define ~ = 6deu,cra,cd - 6paren" This means, that a negative ~ implies greater screening in the de ute rated compound. In all formulas the isotope effects are given in ppb; at positions where no values are given the isotope effects have not been resolved. 2 Polarization of 1t-Systems Perhaps the first paper on deuterium isotope effects on chemical shifts with deuterium directly attached to a n-system was the work by Young and Yannoni [11]. This contribution was entitled "Deuterium as an aromatic substituent" and in principle already contained all the basic ideas which were later described in more detail. The authors took advantage of the large chemical shifts range of 19F-NMR. Since l3C-NMR was not yet a feasable method, they measured the deuterium isotope effects in ortho-, meta- and para-deuterofluorobenzenes (la-c). They found - 285 ppb for the ortho-, - 8 ppb for the meta- and - 11 ppb for the para-compound. , It is the experience of this author that referees of different journals tend to argue about the proper sign of these effects and have papers rewritten mainly for this purpose.