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Investigations into Assessment in Mathematics Education: An ICMI Study PDF

272 Pages·1993·25.522 MB·English
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Investigations into Assessment in Mathematics Education Investigations into Assessment in Mathematics Education An ICMI Study edited by Mogens Niss Roskilde University, Denmark ~. " Springer-Science+Business Media, B.V. ISBN 978-90-481-4232-3 ISBN 978-94-017-1974-2 (eBook) DOI 10.1007/978-94-017 -197 4-2 03-0298-150 ts Printed on acid-free paper All Rights Reserved © 1993 Springer Science+Business Media Dordrecht Originally published by Kluwer Academic Publishers in 1993 No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording or by any information storage and retrieval system, without written permission from the copyright owner. TABLE OF CONTENTS MOGENS NISS Assessment in Mathematics Education and its Effects: An Introduction 1 JEREMY KILPATRICK The Chain and the Arrow: From the History of Mathematics Assessment 31 GEOFFREY HOWSON The Relationship Between Assessment, Curriculum and Society 47 JIM RIDGWAY & DON PASSEY An International View of Mathematics Assessment - Through a Class, Darkly 57 PETER GALBRAITH Paradigms, Problems and Assessment: Some Ideological Implications 73 DAVID WHEELER Epistemological Issues and Challenges to Assessment: What is Mathematical Knowledge? 87 THOMAS A. ROMBERG How One Comes to Know: Models and Theories of the Learning of Mathematics 97 ANTOINE BODIN What Does to Assess Mean? The Case of Assessing Mathematical Knowledge 113 STIEG MELLIN-OLSEN A Critical View of Assessment in Mathematics Education: Where is the Student as a Subject? 143 HERBERT P. GINSBURG & SUSAN F. JACOBS & LUZ S. LOPEZ Assessing Mathematical Thinking and Learning Potential in Primary Grade Children 157 BENGT JOHANSSON Diagnostic Assessment in Arithmetic 169 JOHN IZARD Challenges to the Improvement of Assessment Practice 185 MALCOLM SWAN Improving the Design and Balance of Mathematical Assessment 195 DEREK FOXMAN The Assessment of Performance Unit's Monitoring Surveys 1978-1987 217 DAVID F. ROBITAILLE & J. STUART DONN TIMSS: The Third International Mathematics and Science Study 229 GIlA HANNA The Validity of International Performance Comparisons 245 NORMAN L. WEBB Visualizing a Theory of the Assessment of Students' Knowledge of Mathematics 253 Index 265 MOGENS NISS ASSESSMENT IN MATHEMATICS EDUCATION AND ITS EFFECTS: AN INTRODUCTION 1. THE PRESENT BOOK AS AN ICMI STUDY The present book, Investigations into Assessment in Mathematics Education, is one of two studies resulting from an ICMI Study Conference on Assessment in Mathematics Education and Its Effects. The book which is published in the series of ICMI Studies under the general editorship of the President and Secretary of ICMI is closely related to another study resulting from the same conference: Cases of Assessment in Mathematics Education (Niss, 1992). The two books, although originating from the same sources and having the same editor, emphasize different aspects of assessment in mathematics education and can be read independently of one another. While the present book is devoted to critically analyzing general and principal aspects of assessment, the other study presents and discusses cases of assessment that have been implemented in actual practice. Naturally, the content of either book is enriched by the materials and perspectives provided by the other one. In order to put this book and its background into context, the nature and scope of the ICMI studies are outlined briefly below. Since 1986 the International Commission on Mathematical Instruction (ICMI) has been engaged in publishing a series of studies on essential topics and key issues in mathematics education. Previously, the following studies have been published (all by Cambridge University Press): School Mathematics in the 1990s (Howson & Wilson, 1986), The Influence of Computers and Informatics on Mathematics and Its Teaching (Churchhouse et aI., 1986), Mathematics as a Service Subject (Howson, et aI., 1988), The PopUlarization of Mathematics (Howson, et aI. 1990), Mathematics and Cognition: A Research Synthesis by the International Group for the Psychology of Mathematics Education (Nesher & Kilpatrick, 1990). Depending on the theme under consideration a study may either be research oriented or action oriented (or both). In either case the aim is to provide an up-to-date presentation and analysis of the state-of-the-art concerning a theme, whether by identifying and describing current research contributions and their findings, or by identifying and discussing crucial, non-rhetorical issues involving genuine controversies or dilemmas and the different positions towards them held by various mathematics educators. M. Niss (ed.},lnvestigations into Assessment in Mathematics Education. 1-30. © 1993 Kluwer Academic Publishers. 2 MOGENS NISS In order to provide a platform for producing an ICMI study the following normal procedure has been adopted (the exception is the study on cognition). The Executive Committee of ICMI appoints a fairly small, international Program Committee. Its first task is to write a so-called Discussion Document that outlines the theme, the aims, and the scope of the study, and presents the items and issues to be dealt with. The Discussion Document is published in international journals (including the official organ of ICMI, L 'Enseignement mathematique) and newsletters with an invitation to mathematics educators to respond to the Document and to apply for participation in a so-called Study Conference. The Study Conference is held with a limited number (50-100) of individuals and constitutes a working forum of experts and novices with ideas, experiences and expertise to investigate the theme of the study. This investigation is guided by the Discussion Document, assisted by working papers (written by participants), presentations, debates, and group work. Finally, the study proper is produced and published under the general editorship of the President and the Secretary of ICMI, and based on the written materials and the work done at the Study Conference. As every study is written and edited as an independent publication for a wide international readership, its nature is not that of a conference proceedings. In May 1989 the Executive Committee of ICMI appointed the following international Program Committee: Claudi Alsina, local organizer, Universitat Politecnica de Catalunya, Barcelona, Spain; Desmond Broomes, University of the West Indies, Bridgetown, Barbados; Hugh Burkhardt, Shell Centre for Mathematical Education, University of Nottingham, UK; Mogens Niss, chairman of the Program Committee, Roskilde University, Denmark; Thomas A. Romberg, National Center for Research in Mathematical Sciences Education, University of Wisconsin-Madison, USA; David Robitaille, University of British Columbia, Vancouver, Canada; Jl1lianna Szendrei, O.P.I. (National Institute of Education), Budapest, Hungary. The Discussion Document was officially published in L 'Enseignement mathematique, 36, fasc. 1-2, Janvier-juin 1990, 197-206, as well as in a number of other journals and newsletters. The Study Conference which was held at Cap Roig, Calonge, Spain, 11-16 April 1991, had 80 contributing participants from 25 different countries in Europe, North America and the Caribbean, Asia, Oceania, Mrica and the Middle East. ASSESSMENT IN MATHEMATICS AND ITS EFFECTS 3 A Note on Terminology To begin with some terminological clarification may be in order. The field we shall be dealing with frequently uses terms such as assessment, evaluation, tests, exams. However, these words and their counterparts in other languages carry quite different connotations within different educational systems and contexts. The variation is so large that the same word often has different meanings to different people. We shall confine ourselves to making one distinction, namely between assessment and evaluation. Further terminological questions will be addressed in later sections of this chapter. While assessment and evaluation are often used interchangeably we shall adopt, as was suggested in the Discussion Document for the present study, the following terminological convention: Assessment in mathematics education is taken to concern the judging of the mathematical capability, performance, and achievement - all three notions to be taken in their broadest sense - of students whether as individuals or in groups, with the notion of "student" ranging from Kindergarten pupils to Ph.D. students. Assessment thus addresses the outcome of mathematics teaching at the student level. Evaluation in mathematics education is taken to be the judging of educational or instructional systems, in its entirety or in parts, as far as mathematics teaching is concerned. Evaluation may concern system components such as curricula, programs, teachers, teacher training, and specific segments of the educational system such as schools or school districts etc. So, evaluation addresses mathematics education at the systems level. When tests and exams are considered to be ways of judging student performance they are special forms of assessment and are thus subsumed under the assessment category. As a contradistinction, when tests and exams are viewed as being part of the modes of operation of an education al (sub)system, or when the outcomes of tests and exams are used as indicators of the quality of such a system, as is the case with international performance comparisons, exams and tests belong to the realm of evaluation. This duality shows features of the general relationship between assessment and evaluation: Assessment items - in particular assessment results, but also assessment modes - may be involved in the judging of system aspects, hence they would form part of an evaluation activity. The converse normally will not hold for evaluation; for instance the appraisal of teachers will often involve a multitude of components having nothing to do with assessment of students. So, the relationship between assessment and evaluation is not a symmetrical one. In the present study the emphasis will be on assessment as defined above rather than on evaluation. Due to the duality just mentioned this does not imply that evaluation issues will not be considered. However, only those

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