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Inverses of Disjointness Preserving Operators MEMOIRS of the American Mathematical Society Number 679 Inverses of Disjointness Preserving Operators Y. A. Abramovich A. K. Kitover January 2000 0 Volume 143 0 Number 679 (first of4 numbers) 0 ISSN 0065-9266 American Mathematical Society Providence, Rhode Island 1991 Mathematics Subject Classification. Primary47B60, 47865, 47B38, 46A40, 46B40, 46B42; Secondary 54G05. Library ofCongress Cataloging-in-Publication Data Abramovich, Y. A. (Yuri A.) Inverses ofdisjointness preserving operators / Y. A. Abramovich, A. K. Kitover. p. cm. —- (MemoirsoftheAmerican Mathematical Society, ISSN 0065-9266 ; no. 679) “January 2000, volume 143, number 679 (first of4 numbers)." Includes bibliographical references ISBN 0-8218-1397-8 (alk. paper) 1. Banach modules. 2. Operatortheory. 3. Banach lattices. I. Kitover, A. K. (Arkady K.). II. Title. III. Series QA3.A57 no. 679 [QA326] 510s—dc21 [512’.55] 99-054530 Memoirs ofthe American Mathematical Society Thisjournal is devoted entirely to research in pureand applied mathematics. Subscription information. The 2000 subscription begins with volume 143 and consists of six mailings, each containing one or more numbers. Subscription price for 2000 are $466 list, $419 institutional member. A late charge of 10% of the subscription price will be imposed on orders received from nonmembers after January 1 of the subscription year. Subscribers outside the United State and India must pay apostage surchargeof$30; subscribers in India must pay a postage surcharge'ol'$43. Expedited delivery to destinations in North America $35; elsewhere $130. Each numbermaybeorderedseparately; pleasespecifynumberwhenorderinganindividual number. For prica and title ofrecently released numbers, seethe New Publications sections of the Notices ofthe American Mathematical Society. Back number information. 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Memoirs ofthe American MathematicalSociety ispublished bimonthly (each volumeconsist- ing usually of more than one number) by the American Mathematical Society at 201 Charl- Street, Providence, RI02904-2294. Periodicalspostagepaid at Providence, RI. Postmaster: Send address changes to Memoirs, American Mathematical Society, P.O. Box 6243, Providence, RI 02940-6248. © 2000 by the American Mathematical Society. All rights reserved. This publicationisindexed in Science Citation Inm®, SciSeavch®, Research Alert®, CompuMath Citation lnde:®. Current Contents®/Physical, Chemical ('3' Earth Sciences. Printed in the United States ofAmerica. ® The paper used in this book is acid—freeand fallswithin the guidelines established to ensure permanence and durability. Visit the AMS home page at URL: http://ww.ams.org/ 10987654321 050403020100 Table of Contents . Setting forth the problems . Some history . Synopsis of the main results 10 . Preliminaries 17 . The McPolin—Wickstead and Huijsmans—de Pagter—Koldunov Theorems revisited 26 d-bases 32 . Band preserving operators and band-projections 47 . Central operators and Problems A and B 57 9. Range—domain exchange in the Huijsmans—de Pagter—Koldunov Theorem 72 10. d—splitting number of disjointness preserving operators . 78 11. Essentially one—dimensional and discrete vector lattices 85 12. Essentially constant functions and operators on C[0, 1] . . 91 13. Counterexamples 104 14. Dedekind complete vector lattices and Problems A and B 126 15. Generalizations to (rd-complete vector lattices 143 16. Open problems 155 References 158 Index 163 vii Abstract A linear operator T : X —> Y between vector lattices is said to be disjointness preserving if T sends disjoint elements in X to disjoint elements in Y. The bijective disjointness preserving operators are the central object of this work. The following three types of results are obtained. 1) For a bijective disjointness preserving operator T : X —> Y a number of re- sults are proved demonstrating that (under some mild additional conditions on the vector lattices) the inverse operator T"1 is also disjointness preserving, and further- more the vector lattices X and Y are order isomorphic. Moreover, for a Dedekind complete vector lattice X necessary and sufficient conditions are found under which any bijective disjointness preserving operator on X has the disjointness preserving inverse. We prove also that any d—isomorphic Dedekind complete vector lattices are order isomorphic. 2) A general method is presented for producing bijective disjointness preserving operators T : X —» Y (with various conditions on X and Y) for which T‘1 fails to preserve disjointness. 3) A general methodis presentedforproducingbijectiveoperators T 2 X —» Yfor which both T and T—1 preserve disjointness but X and Y are not order isomorphic. It should be pointed out that the results referred to in 1)—3) answer several well known open problems concerning operators on vector lattices. 1991 Mathematics Subject Classification: 47B60, 47B65, 47B38, 46A40, 46B40, 46B42; 54G05. Key words and phrases: Disjointness preserving operators, band preserving op— erators, invertible operators, order isomorphism, vector lattice, Dedekind complete vector lattice. Received by the editor January 22, 1998 viii 1. Setting forth the problems In this section we set forth the main problems that will be addressed in our work. Recall that a (linear) operator T : X —» Y between vector lattices is said to be disjointness preserving if T sends disjoint elements in X to disjoint elements in Y. Now, let T : X —> Y be a one-to-one disjointness preserving operator from a vector lattice X onto a vector lattice Y. Therefore, the inverse operator T‘1 : Y —» X exists. The following problem will be our main topic in this work. Problem A: Is T‘1 also a disjointness preserving operator? It is worth mentioning right here that in the majority of cases when we are able to resolve Problem A in the affirmative, we are also able to prove one more surpris— ing fact that the vector lattices (between which a bijective disjointness preserving operator acts) are order isomorphic. This leads us naturally to the next problem that will be our second main topic in this work. Problem B: Let T : X —> Y be a bijective disjointness preserving operator such that T‘1 is disjointness preserving. Are then X and Y order isomorphic? Postponing a detailed description of the content of the present work until after some history ofthe problems is discussed in Section 2, here we mention only that, as we will demonstrate, in the absenceofsomeadditional hypotheses eachofthe above problems has a negative answer. The majority of corresponding counterexamples will be constructed in Section 13. The existence of such examples has certainly led us to a change of emphasis regarding the problems under consideration; namely, now we are interested in a search for some additional (ultimately necessary and sufficient) conditions on vector lattices or/and operator that would guarantee the affirmative solutions to these problems. To a large extent we understand now what these conditions should be and how to construct counterexamples in their absence. A considerable part of our work (Sections 8-12 and 14) is devoted to these more general problems. Some of our results in this direction have been announced without proofs in [AK2]. 2. Some history In someformorother disjointness preserving operators appeared in the literaturefor the first time in 40’s (see, for example, [Vl,2]), but only during the last 15—20 years have they become the object of systematic study. We mention here only several monographs [AAK], [AB], [BGK], [L], [MN], [S], [Z], and the survey [H] in which these operators occupy a prominent role. (Neither in this section nor anywhere else in this work we intend to touch a vast literature on the spectral properties of disjointness preserving operators.) One of the external reasons for the recent interest in disjointness preserving operators is the fact that precisely the regular disjointness preserving operators allow a multiplicative representation as weighted composition operators; thus the disjointness preservingoperators providean abstract framework for averyimportant class ofoperators in analysis. Werefer to [AAK] and [A] for results in this direction. All vector lattices in this work are assumed to be Archimedean and over the reals. At the same time it should be stressed that all our results remain true for the complex scalars as well. Two elements 221,12 of a vector lattice are disjoint (in symbols: :01 J. :02) if [.21] A [1:2] = 0. Following [AVK2] we say that a one—to-one and onto operator T : X —+ Y between vector lattices is a d-isomorphism ifboth T and T'1 preserve disjointness,l that is, I] i at; in X ifand only if T31 L T2; in Y. In terms ofd-isomorphisms Problem B simply asks ifd-isomorphic vector lattices are order isomorphic. It was proved in [AVK1,2] that for Banach lattices the answer is “yes.” We will discuss below some of the known cases when Problem A has an affir- mative solution. The strongest result that has been obtained so far was established by Huijsmans—de Pagter [HP] and independently by Koldunov [K3]. T0 formulate this result we need to remind the reader the definition of an (rd-complete (rela- tively uniformly complete) vector lattice. Among various equivalent definitions we 1This definition ofa d-isomorphism is more restrictive than that in [AVKl], where it was not required that T be onto. INVERSES OF DISJOINTNESS PRESERVING OPERATORS 3 choose the one that is most convenient for us. Namely, we say that a vector lattice X is (rd—complete if for each x E X the principal ideal X(.1:) generated by a: is order isomorphic to the space of continuous functions C(K) on an appropriate compact Hausdorff space. We refer to [V3] or [Z] for an internal definition of (ru)— completeness. The following theorem explains the role played by (rd-completeness in the problems under discussion. Theorem 2.1 ([A], Theorem A) Let X,Y be two arbitrary vector lattices and T : X a Y be a disjointness preserving operator. Then the following conditions are equivalent: 1) T is regular, 2) T is sequentially (ru)-continuous, 3) T is sequentially (r1, — o)—continu0us, 4) T is order bounded. 5) T satisfies condition (R), that is, infn(|Tz;,| + |T$Z|) = 0, for any two se— quences (mg) and (wit) that (rd-converge to zero in X. In actuality [A, Theorem A] contains one more equivalent property which relates theaboveconditions with themultiplicativerepresentationofdisjointness preserving operators. It is obvious that condition (R), introduced in 5), is the weakest of all five conditions. There were numerous attempts to replace two sequences in (R) by just one. This was accomplished by McPolin and Wickstead in [MW] who gave a very technical proof of this result. In Section 5 we will present a very simple and elementary proofof this important fact. Moreover, as we will show, it is enough to consider only monotone (rd-convergent sequences in (R). Now we are ready to formulate the Huijsmans—de Pagter—Koldunov Theorem (see [HP, Theorems 2.1, 2.3 and Corollary 2.2], and [K3, Theorem 3.6]). For brevity, we will often refer to this theorem as the HPK—Theorem. Theorem 2.2 (Huijsmans—de Pagter—Koldunov) Let T be a one-to-one dis- jointness preserving operatorfrom an (rd—complete vector lattice X into a normed 4 Y. ABRAMOVICH AND A. KITOVER lattice Y. Then T321 _L T32 in Y implies that 9:1 J. :52. Moreover, if the operator T is additionally onto, then T is regular. In other words, for such vector lattices as in Theorem 2.2, Problem A has an affirmative solution. It will be easy to show (see Corollary 4.13) that under the same conditions Problem B also has an affirmative solution. It is important to note that the surjectivity hypothesis in the HPK—Theorem is essential for the regularity of T (even if X and Y are Banach lattices). This follows from Example 1 in [A]. Nevertheless, we will demonstrate later that both hypotheses on T in the HPK— Theorem as well as the normability assumption on Y can be considerably relaxed. This (together with an independent proof of the HPK—Theorem) will be done in Lemma 5.2 and Theorem 5.3. It was proved in [AVK2, Theorem 4.3] (see also [AVK1, Theorems 4 and 5]) that each d—isomorphism between Banach lattices is continuous. The previous theorem allows us to improve this result on automatic continuity by relaxing the assumption that T : X ——i Y is a d—isomorphism to the preservation of disjointness only. The prooffollows immediatelyfromTheorem2.2 sinceeachregularoperatoron a Banach lattice is continuous. Corollary 2.3 IfT : X —» Y is a bijective disjointness preserving operator, where X is a Banach lattice and Y is a normed lattice, then T is continuous. Another theorem of Huijsmans and de Pagter, in which X is a discrete vector lattice, reads as follows. Theorem 2.4 ([HP], Theorem 2.6) IfT is a one-to-one disjointness preserving operatorfrom a discrete vector lattice X into a vector lattice Y, then the operator T‘1 : T(X) —> Y is also disjointness preserving. We will obtain Theorem 2.4 as a special case ofTheorem 11.2 in which a similar result will be proved for a more general class ofvector lattices. Note that under the conditions ofTheorem 2.4 the vector lattice Y does not need to be discrete. Indeed,

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