Introduction to Vassiliev Knot Invariants (aka CDBooK) — final non-copyedited draft — S. Chmutov S. Duzhin J. Mostovoy The Ohio State University, Mansfield Campus, 1680 Univer- sity Drive, Mansfield, OH 44906, USA E-mail address: [email protected] Steklov Institute of Mathematics, St. Petersburg Division, Fontanka 27, St. Petersburg, 191023, Russia E-mail address: [email protected] DepartamentodeMatema´ticas, CINVESTAV,ApartadoPostal 14-740, C.P. 07000 Me´xico, D.F. Mexico E-mail address: [email protected] This book is published by Cambridge University Press, May 2012, ISBN 978-1-107-02083-2. It incorporates copyediting made by the publisher and follows the format adopted by CUP. On the other hand, in the present draft we corrected several typos and inaccuracies that went to the publisher due to our negligence while reading the proofs. — The authors. To the memory of V.I.Arnold Contents Preface 10 Chapter 1. Knots and their relatives 17 1.1. Definitions and examples 17 § 1.2. Isotopy 18 § 1.3. Plane knot diagrams 21 § 1.4. Inverses and mirror images 23 § 1.5. Knot tables 25 § 1.6. Algebra of knots 27 § 1.7. Tangles, string links and braids 28 § 1.8. Variations 32 § Exercises 36 Chapter 2. Knot invariants 41 2.1. Definition and first examples 41 § 2.2. Linking number 42 § 2.3. The Conway polynomial 45 § 2.4. The Jones polynomial 47 § 2.5. Algebra of knot invariants 49 § 2.6. Quantum invariants 49 § 2.7. Two-variable link polynomials 57 § Exercises 64 Chapter 3. Finite type invariants 71 5 6 Contents 3.1. Definition of Vassiliev invariants 71 § 3.2. Algebra of Vassiliev invariants 74 § 3.3. Vassiliev invariants of degrees 0, 1 and 2 78 § 3.4. Chord diagrams 80 § 3.5. Invariants of framed knots 82 § 3.6. Classical knot polynomials as Vassiliev invariants 84 § 3.7. Actuality tables 90 § 3.8. Vassiliev invariants of tangles 93 § Exercises 95 Chapter 4. Chord diagrams 97 4.1. Four- and one-term relations 97 § 4.2. The Fundamental Theorem 100 § 4.3. Bialgebras of knots and Vassiliev knot invariants 102 § 4.4. Bialgebra of chord diagrams 105 § 4.5. Bialgebra of weight systems 110 § 4.6. Primitive elements in fr 113 § A 4.7. Linear chord diagrams 115 § 4.8. Intersection graphs 116 § Exercises 123 Chapter 5. Jacobi diagrams 127 5.1. Closed Jacobi diagrams 127 § 5.2. IHX and AS relations 130 § 5.3. Isomorphism fr 135 § A ≃ C 5.4. Product and coproduct in 137 § C 5.5. Primitive subspace of 138 § C 5.6. Open Jacobi diagrams 141 § 5.7. Linear isomorphism 145 § B ≃ C 5.8. Relation between and 151 § B C 5.9. The three algebras in small degrees 153 § 5.10. Jacobi diagrams for tangles 154 § 5.11. Horizontal chord diagrams 161 § Exercises 163 Chapter 6. Lie algebra weight systems 169 6.1. Lie algebra weight systems for the algebra fr 169 § A Contents 7 6.2. Lie algebra weight systems for the algebra 181 § C 6.3. Lie algebra weight systems for the algebra 192 § B 6.4. Lie superalgebra weight systems 198 § Exercises 201 Chapter 7. Algebra of 3-graphs 207 7.1. The space of 3-graphs 208 § 7.2. Edge multiplication 208 § 7.3. Vertex multiplication 213 § 7.4. Action of Γ on the primitive space 215 § P 7.5. Lie algebra weight systems for the algebra Γ 217 § 7.6. Vogel’s algebra Λ 222 § Exercises 225 Chapter 8. The Kontsevich integral 227 8.1. First examples 227 § 8.2. The construction 230 § 8.3. Example of calculation 233 § 8.4. The Kontsevich integral for tangles 236 § 8.5. Convergence of the integral 238 § 8.6. Invariance of the integral 239 § 8.7. Changing the number of critical points 245 § 8.8. The universal Vassiliev invariant 246 § 8.9. Symmetries and the group-like property of Z(K) 248 § 8.10. Towards the combinatorial Kontsevich integral 252 § Exercises 255 Chapter 9. Framed knots and cabling operations 259 9.1. Framed version of the Kontsevich integral 259 § 9.2. Cabling operations 263 § 9.3. The Kontsevich integral of a (p,q)-cable 268 § 9.4. Cablings of the Lie algebra weight systems 272 § Exercises 273 Chapter 10. The Drinfeld associator 275 10.1. The KZ equation and iterated integrals 275 § 10.2. Calculation of the KZ Drinfeld associator 284 § 10.3. Combinatorial construction of the Kontsevich integral 298 § 8 Contents 10.4. General associators 310 § Exercises 316 Chapter 11. The Kontsevich integral: advanced features 319 11.1. Mutation 319 § 11.2. Canonical Vassiliev invariants 322 § 11.3. Wheeling 325 § 11.4. The unknot and the Hopf link 337 § 11.5. Rozansky’s rationality conjecture 342 § Exercises 343 Chapter 12. Braids and string links 347 12.1. Basics of the theory of nilpotent groups 348 § 12.2. Vassiliev invariants for free groups 356 § 12.3. Vassiliev invariants of pure braids 359 § 12.4. String links as closures of pure braids 363 § 12.5. Goussarov groups of knots 368 § 12.6. Goussarov groups of string links 372 § 12.7. Braid invariants as string link invariants 376 § Exercises 379 Chapter 13. Gauss diagrams 381 13.1. The Goussarov theorem 381 § 13.2. Canonical actuality tables 392 § 13.3. The Polyak algebra for virtual knots 393 § 13.4. Examples of Gauss diagram formulae 396 § 13.5. The Jones polynomial via Gauss diagrams 403 § Exercises 405 Chapter 14. Miscellany 407 14.1. The Melvin–Morton Conjecture 407 § 14.2. The Goussarov–Habiro theory revisited 415 § 14.3. Willerton’s fish and bounds for c and j 423 2 3 § 14.4. Bialgebra of graphs 424 § 14.5. Estimates for the number of Vassiliev knot invariants 428 § Exercises 436 Chapter 15. The space of all knots 439 Contents 9 15.1. The space of all knots 440 § 15.2. Complements of discriminants 442 § 15.3. The space of singular knots and Vassiliev invariants 448 § 15.4. Topology of the diagram complex 453 § 15.5. Homology of the space of knots and Poisson algebras 458 § Appendix 461 A.1. Lie algebras and their representations 461 § A.2. Bialgebras and Hopf algebras 469 § A.3. Free algebras and free Lie algebras 483 § Bibliography 487 Notations 503 10 Contents Preface This book is a detailed introduction to the theory of finite type (Vassiliev) knot invariants, with a stress on its combinatorial aspects. It is intended to serve both as a textbook for readers with no or little background in this area, and as a guide to some of the more advanced material. Our aim is to lead the reader to understanding by means of pictures and calculations, and for this reason we often prefer to convey the idea of the proof on an instructive example rather than give a complete argument. While we have made an effort to make the text reasonably self-contained, an advanced reader is sometimes referred to the original papers for the technical details of the proofs. Historical remarks. The notion of a finite type knot invariant was in- troduced by Victor Vassiliev (Moscow) in the end of the 1980’s and first appeared in print in his paper [Va1] (1990). Vassiliev, at the time, was not specifically interested in low-dimensional topology. His main concern was the general theory of discriminants in the spaces of smooth maps, and his description of the space of knots was just one, though the most spectacu- lar, application of a machinery that worked in many seemingly unrelated contexts. It was V. I. Arnold [Ar2] who understood the importance of fi- nite type invariants, coined the name “Vassiliev invariants” and popularized the concept; since that time, the term “Vassiliev invariants” has become standard. A different perspective on the finite type invariants was developed by Mikhail Goussarov (St.Petersburg). His notion of n-equivalence, which first appeared in print in [G2] (1993), turned out to be useful in different situa- tions, for example, in the study of the finite type invariants of 3-manifolds.1 Nowadays some people use the expression “Vassiliev-Goussarov invariants” for the finite type invariants. Vassiliev’s definition of finite type invariants is based on the observation that knots form a topological space and the knot invariants can be thought of as the locally constant functions on this space. Indeed, the space of knots is an open subspace of the space M of all smooth maps from S1 to R3; its complement is the so-called discriminant Σ which consists of all maps that fail to be embeddings. Two knots are isotopic if and only if they can be connected in M by a path that does not cross Σ. 1Goussarov cites Vassiliev’s works in his earliest paper [G1]. Nevertheless, according to O. Viro, Goussarov first mentioned finite type invariants in a talk at the Leningrad topological seminarasearlyasin1987.