Chapter 1 Introduction in Clinical Nanomedicine S. Logothetidis Aristotle University of Thessaloniki, Physics Department, Lab of “Thin Films–Nanosystems & Nanometrology (LTFN)”, 54124 Thessaloniki, Greece [email protected] Nanotechnology represents the possibility of revolutionising many aspects of our lives. Nanomedicine, the application of nanotechnology to health, is one of the most promising fields of biomedical research, building up a novel research culture by encompassing the principles of traditional disciplinary boundaries (i.e., physics, chemistry, biology and engineering). Nanomedicine has the potential to give intelligent solutions to many of the current medical problems, by opening the door to a new generation of advanced drug delivery systems, improved diagnostic systems (in vitro and in vivo) and novel methods and materials for regenerative medicine. There are currently two families of therapeutic nanocarriers (i.e., liposomes and albumin nanoparticles) that have been approved and used in clinical settings, providing clinical benefit. Moreover, several nanocarriers are in clinical trials and even more are in pre-clinical Horizons in Clinical Nanomedicine Edited by Varvara Karagkiozaki and Stergios Logothetidis Copyright © 2014 Pan Stanford Publishing Pte. Ltd. ISBN 978-981-4411-56-1 (Hardcover), 978-981-4411-57-8 (eBook) www.panstanford.com 2 Introduction in Clinical Nanomedicine phases. Despite the cutting-edge developments in nanomedicine, the process of converting basic research to viable products is expected to be long and ambitious. A crucial factor that should also be taken into consideration is the toxic effects of the novel therapeutical products in human health. Thus, a massive effort is required to translate laboratory innovation to the clinic and begin to change the landscape of medicine,. 1.1 Introduction 1 Richard Feynman in 1959 was the first one to claim that ‘there is plenty of room at the bottom’, and since then, a booming interest in studying the nanoscale has emerged. The nano prefix comes from the Greek word meaning ‘dwarf’ 1 nanometre (nm) being equal to –9 one billionth of a metre (10 m), or 10 water molecules, or about the width of six carbon atoms. Atoms are smaller than 1 nm, whereas many molecules, including proteins, can differ in size between 1 2 nm and larger, as shown in Fig. 1.1. Studying at such scales is of great importance, as the properties of matter differ significantly, especially due to quantum effects and the large surface-to-volume atom ratio. As a result of this, new findings arise, contributing to a better understanding of science. Figure 1.1 3 Nanoworld and Macroworld: the scale of natural objects. Introduction 3 Nanoscience and Nanotechnology is a multidisciplinary field, derived from material science, physics, chemistry, biology, medicine and engineering, covering a vast and diverse array of devices, with at least one dimension sized about 1–100 nm. The primary aim of nanotechnology is the manipulation, synthesis, characterisation and production of novel materials, with nanoscale features, targeting better material properties and challenging applications. Two basic production approaches exist, according to the processes involved in creating nanoscale structures. The top down process is a technique that uses nanofabrication tools, starting from larger dimensions, to create nanoscaled structures or devices of a desired shape and order. On the other hand, the bottom up approach involves the use of molecular self–assembly/ self-organisation to derive functional systems from the controlled 4 deposition of atoms or molecules. Biological systems especially utilise the bottom up approach, as it is crucial to the function of cells that exist in the organism. This is exhibited in the self-assembly of lipids to form the cellular membrane, the formation of the double helical DNA through hydrogen bonds of the individual strands, and 5 the assembly of proteins. The use of molecular knowledge of the human body as well molecular tools, such as engineered nanodevices and nanostructures, is of great significance. Key expectations of present and future applications of nanomedicine are nanodiagnostics, regenerative 6 medicine and targeted drug delivery (Fig. 1.2). Drug Delivery Regenerative Diagnostics medicine Figure 1.2 The three main pillars of nanomedicine. 4 Introduction in Clinical Nanomedicine In this direction, the application of nanotechnology to medicine and biology holds promise in the effective treatment of diseases that currently lack therapy. Nanomedicine can be defined as the science and technology of monitoring, repairing, constructing and controlling human biological systems at the molecular level, in order 7,8 to preserve and improve human health. Cancer, for instance, is a fatal disease that lacks therapy in many cases.. A further analysis of this issue is presented in Chapter 3. Indeed, today extensive studies to understand the mechanism behind the tumour and cellular biology indicate that targeting therapy is very promising compared 9 to conventional chemotherapy. In addition to this, dramatic changes are taking place in diagnostics and imaging, which promise great benefits to nanomedicine. Nanoparticles and quantum dots (QDs) can be applied for early in vitro and in vivo diagnosis, as they are used as tracers or contrast agents. Unique nanodevices with nanomaterial features contribute to this aim. Also, several benefits of nano-imaging emerge, such as the early detection, and the monitoring of disease stages. Bio-electronics 10 and biosensors, too, are headed in that direction. The optimistic goal of nanotechnology is the repair, replacement or regeneration of cells, tissues and organs, giving new horizons to medicine that can definitely result in immense health benefits, providing a better and sufficient life to patients. Although nanomedicine has become a very active and vital area of research, enabling evolutionary changes in several medical topics, great concern persists on the possible risks that can attributed 11 to nanomaterials, especially to nanoparticles and nanotubes. Due to their small dimensions, it is easy to penetrate cells and accumulate into vital organs. Haemocompatibility and activation of the human defence system are parameters that should also be 12 taken into consideration, in order to evaluate the cytotoxicity and the biocompatibility of such materials before they appear in the 13 market. The importance of the nanoscale and how nanotechnology influences medicine, raising expectations of further applications in crucial medical issues, is presented in Section 1.1, in this chapter. Section 1.2 describes nanocarrier-based systems—a very promising and challenging field, especially in the domain of targeted drug delivery, referred to in Section 1.5. Regenerative medicine, is discussed in Section 1.3 as an idea of implementing nanosciences and Nanomedicine and Diversity of Nanocarriers 5 nanotechnology in order to construct tissue substitutes. The third very promising tool of nanomedicine refers to in vitro and in vivo diagnostics for the early detection and prevention of diseases; this is analysed in Section 1.4. Finally, the potential risk of nanomaterial toxicity is discussed in Section 1.6. 1.2 Nanomedicine and Diversity of Nanocarriers This chapter focuses on the development of nanomaterials for enabling and improving the targeted delivery of therapeutic and diagnostic agents. Nanotechnology - based carrier systems can specifically target the site of disease, either by targeted drug delivery, imaging, or by simultaneous strategic drug and gene delivery, reducing the drug dose and its harmful results to healthy tissues and 14,15,16 organs. Imaging contributes to a better outcome by the usage of multifunctionalized pharmaceutical nanocarrier systems that enhance the image contrast, by real-time bio-distribution. Several molecules or polymeric structures can be used (Fig. 1.3). Protein based nanocarriers are very interesting, too, as their contribution to gene and drug delivery is very promising because of their low cytotoxicity, the abundant renewable sources, as well as their high 17 drug binding capacity. Figure 1.3 The schematic structure of the assembly of the multifunctional 18 pharmaceutical nanocarrier. 6 Introduction in Clinical Nanomedicine organic-based Nanocarriers can be divided into three basic categories: (a) , such as polymeric naninoocragrarnieircs-b a(is.eed., dendrimers, micelles), liposomes and carbon-based nanocarriers hy(bir.eid., cfuolmlebriennaetsio annd carbon nanotubes); (b) (i.e., metallic nanoparticles, silica nanoparticles, quantum dots); and (c) a of the above to develop a multi-functional carrier 19 system. Because of their size, nanocarrier systems represent a good perspective, as they can migrate through cell membranes and 20,21 penetrate across physiological drug barriers. Figure 1.4 depicts the relevant size of several types of nanocarriers with a virus, the platelet, the blood cells and the capillaries in the human body. Figure 1.4 22 Size and shape diversity of nanocarrier-based systems. It is essential to highlight the fact that nanoparticles are about 100 to 10.000 times smaller than human cells and similar in size to large biological molecules (e.g., enzymes and cell receptors). For that reason, size plays a key role in lending optimism to the treatment of uncured diseases. Due to their small size, they can readily interact with biomolecules on the surface and inside the cells. More specifically, there are two possible mechanisms, which depend to a large extend on the nanocarrier’s size. Nanocarriers smaller than 50 nm can easily enter most cells, either via passive diffusion or through active processes such as endocytocis and exocytosis, whereas those Nanomedicine and Diversity of Nanocarriers 7 smaller than 20 nm follow the paracellular mechanism, as they can move out of blood vessels sourr pfaacses thcrhoaurgghe epithelial cells to circulate through the body. The nanoparticle’s is also considered in determining its behavior. For example, nanoparticles interact with oppositely charged cells, as well as clustering in the blood flow, or adhering to it. For targeted drug delivery, a prolonged circulation of nanNocaanrorpiearrst iicnle tsh e body is needed so as to achieve drug efficacy and specificity compared to conventional drug approaches. are spherical structures, with sizes ranging about 100 nm, with the ability to encapsulate the drug. Nanoparticles also include nanospheres and nanocapsules. One obvious difference between these two is that in nanospheres the drug is distributed throughout the particles, whereas in nanocapsules, there is a 23,24 polymeric membrane cavity where the drug is included. Nanoparticles and other nanocarriers used in nanomedicine are sustained by proper surface treatment in order to be protected of reticuloendothelial system. This treatment involves the proper surface coating, usually with polyethylene glycol (PEG), a procedure called PEGylation. The outcome of this procedure is the increase of time they stay in the blood circulation, as carriers are not easily taken up by the macrophages. The significance of this is found in the fact that the longer the nanoparticles stay in the organism, the better the accumulation of the drug in a specific site, providing satisfactory results to drug delivery medicine. Also, nanocarriers through PEGylation exhibit a good solubility in aqueous solutions, flexibility o f itLsi ppoo2s5loymmeesr chain, low toxicity, immunogenicity, and antigenicity as well. consist of one or more phospholipid bilayers, which are chemically active in order to enhance its efficient accumulation in the target site. A liposome encapsulates a region of aqueous 21 solution, making it appear like a spherical vesicle. In addition to this, electrostatic interaction plays a great role as the cell surface glycoproteines are negatively charged. The method of PEGylation, 26 referred to above, is especially used for liposome - carriers. Viruses display a diversity of shape and sizes, varying between 20 and 300 nm. Virus particles form a hollow scaffold via self- assembly, in which their viral nucleic acid is encapsulated. They can be easily tailored at the genetic level, and appear to be biocompatible and easy to functionalise for several applications. So, many viruses 8 Introduction in Clinical Nanomedicine (e.g., cowpea chlorotic mottle virus, cowpea mosaic virus, red clover necrotic mosaic virus, MS2 RNA-containing bacteriophage, the bacteriophage Qβ, M13 bacteriophage, etc.) have been studied for the potential to use them as nanocarrier systems for drug delivery 27 applications. Packing drug molecules into virus-like particles is based on supramolecular chemistry. The idea relies on the principle that the viral RNA or DNA packages into the virus, and this way, f uncDteionndarli mcearrsgoes can also be packed through self-assembly and disassembly processes. have tree-like structures with very small dimensions (1–10 nm). Their shape is globular and present unique features, 20 compared to traditional polymers. The core of these molecules consists of amino acids or sugars, whereas the branches are polymeric chains, developed by a series of polymerisation reactions, around the dendrimer’s core. Thanks to their size, dendrimers can slip through openings in cell membrane in order to act as delivery p artMicilceesll. esDrugs are attached to surface groups, which exist in internal cavities, via chemical modifications. are polymeric structures, below 50 nm, dispersed in a liquid colloid. Micelles have a hydrophilic head, surrounded by solvent and a hydrophobic tail in their core. The drug is encapsulated into the core cavity formed by the hydrophobic tail. Polymeric micelles might have several advantages; some of them would be their size, the loading capacity, as well the reduced toxicity. The hydrophilic head provides a long circulation time in the bloodstream and their penetration ability through tissues and cells makes them candidates for targeted drug and gene delivery therapies. Until now, micelles have been studied for several antitumour drugs, both in pre-clinical a ndN calninoitcuabl etsr aian1l4ds. f uRlelesruelntse sthat derive from these endeavours are very promising. exhibit good electric, electronic, thermal and optical properties. Carbon nanotubes, cylindrical in shape, are useful carrier ‘vehicles’, which can be functionalised to act as a drug delivery system. As the drug is encapsulated into the nanotube, a drug-CNT complex develops, whose structural properties as well as 28 the dynamic of the system drug-CNT. Some recent surveys report that nanotubes can be loaded to the tumour site and then excited with radio waves, resulting in the heating up of the abnormal cells 29 that would kill them. Fullerenes form a sphere or an ellipsoid, inside which drug molecules can be incorporated. Compared to Nanomedicine in Regenerative Medicine 9 nanotubes, fullerenes also have some good properties. However, the real advantage of therapies based on fullerenes as compared to o theQru taanrtguemte ddo tthserapeutic3 0agents is that fullerenes are expected to carry multiple drug loads. (QDs) are semiconductor nanocrystals, about 2–10 nm. QDs implications derive from the diagnostics segment, as they are vital for in vivo imaging, that provides real-time biodistribution and target accumulation of drug. They can also be easily attached to a variety of surface ligands and finally inserted into the body, enhancing the in vivo drug efficiency. By the illumination effect of ultraviolet light, QDs are used to localise cells or their activities. The physical principle behind the phenomenon relies on the fact that different sizes of the QDs give corresponding wavelengths. Specifically, smaller QDs result in larger energy jumps between the highest valence band and the lowest conduction band, and consequently more energy is needed in order to excite the dot. There are several reports demonstrating the advantages of QDs compared to fluorescent molecules, indicating that the intensity of the signal is brighter and present better photostability as well. Due to the better photostability, the acquisition of many consecutive focal-plane images is feasible, providing a three-dimensional image with high 31 resolution. 1.3 Nanomedicine in Regenerative Medicine A very challenging and promising domain of implementing nanotechnology is regenerative medicine. Regenerative medicine, or tissue engineering, can be defined as the application of physical theories and principles in the design, construction, modification, development and maintenance of living tissues. It is considered to be a multi-disciplinary field, as many different scientists contribute to it with knowledge that derives from material science, molecular biology, engineering, medicine, etc. (Fig. 1.5 ). The ultimate goal of regenerative medicine is to solve the 32 problem of donor shortage of tissues and organs. Patients with osteoarthritis (OA), for example, resulting from trauma or age- related disease, present a significant clinical challenge because of the limited repair of articular cartilage. Another implementation of tissue engineering can be on cardiovascular issues, finding solutions 10 Introduction in Clinical Nanomedicine to clinical problems of heart valves, arteries and myocardium by 33 developing tissue replacements in vitro or inside the human body. Also, tissue engineering is supposed to work with the patient’s repair mechanisms in order to prevent and treat chronic diseases and their consequences, such as diabetes and disorders of the central 5 nervous system. The concept of tissue engineering is based on three segments—cells, scaffold, bioactive factors—as shown in Fig. 1.5. Figure 1.5 (A) Basic principle for tissue engineering: A scaffold or matrix, living cells and/or biologically active (mBo)lecules are used in variable strategies to form a “tissue-engineered construct promoting the construction of tissue. Multidisciplinarity and complexity of combining tissue engineering and genetic 34 engineering within the context of regenerative medicine. The first part of tissue engineering is the proper polymeric scaffold, either biodegradable or not, that will support the formation of tissue. Most mammalian cells have to adhere onto a proper substrate in order to proliferate and function properly. The ideal
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