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OperatorTheory: Advances and Applications Vol. 134 Editor: I. Gohberg Editorial Office: School of Mathematical Sciences Tel Aviv University Ramat Aviv, Israel Editorial Board: P. Lancaster(Calgary) J. Arazy (Haifa) L.E. Lerer (Haifa) A. Atzmon (Tel Aviv) B. Mityagin (Columbus) J. A. Ball (Blacksburg) V. V. Peller(Manhattan, Kansas) A. Ben-Artzi (Tel Aviv) J. D. Pincus (Stony Brook) H. Bercovici (Bloomington) M. Rosenblum (Charlottesville) A. Bottcher(Chemnitz) J. Rovnyak (Charlottesville) K. Clancey (Athens, USA) D. E. Sarason (Berkeley) L. A. Coburn (Buffalo) H. Upmeier(Marburg) K. R. Davidson (Waterloo, Ontario) S. M. Verduyn Lunel (Amsterdam) R. G. Douglas (Stony Brook) D. Voiculescu (Berkeley) H. Dym (Rehovot) H. Widom (Santa Cruz) A. Dynin (Columbus) D. Xia (Nashville) P. A. Fillmore (Halifax) D. Yafaev (Rennes) P. A. Fuhrmann (BeerSheva) S. Goldberg{College Park) Honorary and Advisory B. Gramsch (Mainz) Editorial Board: G. Heinig (Chemnitz) C. Foias (Bloomington) J. A. Helton (La Jolla) P. R. Halmos (Santa Clara) M.A. Kaashoek (Amsterdam) T. Kailath (Stanford) H.G. Kaper(Argonne) P. D. Lax (New York) S.T. Kuroda (Tokyo) M. S. Livsic (Beer Sheva) Interpolation Theory, Systems Theory and Related Topics The Harry Dym Anniversary Volume Daniel Alpay Israel Gohberg Victor Vinnikov Editors Springer Basel AG Editors: Daniel Alpay Victor Vinnikov Department of Mathematics Department of Mathematics Ben-Gurion University of the Negev Ben-Gurion University of the Negev P.O. Box 653 P.O. Box 653 Beer Sheva 84105 Beer Sheva 84105 Israel Israel e-mail: [email protected] e-mail: [email protected] Israel Gohberg School of Mathematical Sciences Raymond and Beverly Sackler Faculty of Exact Sciences Tel Aviv University Ramat Aviv 69978 Israel e-mail: [email protected] 2000 Mathematics Subject Classification 47-06; 47A57, 47N20, 47N70, 65D05, 65E05 A CIP catalogue record for this book is available from the Library of Congress, Washington D.C., USA Deutsche Bibliothek Cataloging-in-Publication Data lnterpolation theory, systems theory and related topies : the Harry Dym anniversary volume / Daniel Alpay ... ed. - Basel ; Boston; Berlin: Birkhăuser, 2002 (Operator theory ; Val. 134) ISBN 978-3-0348-9477-7 ISBN 978-3-0348-8215-6 (eBook) DOI 10.1007/978-3-0348-8215-6 ISBN 978-3-0348-9477-7 This work is subject to copyright. Al! rights are reserved, whether the whole ar part of the material is concerned, specifically the rights of translation, reprinting, re-use of il1ustrations, recitation, broadcasting, reproduction on microfilms ar in other ways, and storage in data banks. For any kind of use permission of the copyright owner must be obtained. © 2002 Springer Basel AG Original1y published by Birkhăuser Verlag in 2002 Softcover reprint of the hardcover 1s t edition 2002 Printed on acid-free paper produced from chlorine-free pulp. TCF = Cover design: Heinz Hiltbrunner, Basel ISBN 978-3-0348-9477-7 987654321 www.birkhauser-science.com Contents Editorial Introduction Vll Acknowledgments ............................. xi Portrait of Harry Dym .................................... xii H. Dym Looking Back ................................... 1 List ofPublications ofHarry Dym 19 1. Gohberg On Joint Work with Harry Dym 25 J. Rovnyak Methods ofKreIn Space Operator Theory................ 31 D. Alpay, T. Constantinescu, A. Dijksma, and J. Rovnyak Notes on Interpolation in the Generalized Schur Class. I. Applications ofRealization Theory 67 D.Z. Arov (with an appendix by D.Z. Arov and J. Rovnyak) Stable Dissipative Linear Stationary Dynamical Scattering Systems 99 J.A. Ball, K.F. Clancey, and V. Vinnikov Concrete Interpolation ofMeromorphic Matrix Functions on Riemann Surfaces 137 M.F. Bessmertnyz On Realizations ofRational Matrix Functions of Several Complex Variables 157 C.S. Calude and B. Pavlov The Poincare-HardyInequality on the Complement ofa Cantor Set 187 1. Gohberg, M.A. Kaashoek, and F. van Schagen Finite Section Method for Linear Ordinary Differential Equations on the Full Line 209 D. Hershkowitz On the Spectral Radius ofMulti-Matrix Functions.... 225 V. Katsnelson A Generic Schur Function is an Inner One 243 vi Contents A. Kheifets Abstract Interpolation Scheme for Harmonic Functions 287 M.S. Livsic Chains ofSpace-Time Open Systems and DNA...................... 319 A.C.M. Ran and L. Rodman A Class ofRobustness Problems in Matrix Analysis 337 L. Sakhnovich Dual Discrete Canonical Systems and Dual Orthogonal Polynomials .................................. 385 V. Tkachenko Non-Selfadjoint Sturm-Liouville Operators with Multiple Spectra..................................................... 403 Editorial Introduction This volume is based on the proceedings ofthe Toeplitz Lectures 1999 and ofthe Workshop in Operator Theory held in March 1999 at Tel-Aviv University and at the Weizmann Institute of Science. The workshop was held on the occasion of the 60th birthday of Harry Dym, and the Toeplitz lecturers were Harry Dym and Jim Rovnyak. The papers in the volume reflect Harry's influence on the field ofoperator theory and its applications through his insights, his writings, and his personality. The volume begins with an autobiographical sketch, followed by the list ofpublications ofHarryDym and the paper ofIsrael Gohberg: On Joint Work with Harry Dym. The following paper by Jim Rovnyak: Methods ofKrdn Space Operator The ory, is based on his Toeplitz lectures. It gives a survey ofold and recents methods of KreIn space operator theory along with examples from function theory, espe cially substitution operators on indefinite Dirichlet spaces and their relation to coefficient problems for univalent functions, an idea pioneered by 1. de Branges and underlying his proofofthe Bieberbach conjecture (see [9]). The remaining papers (arranged in the alphabetical order) can be divided into the following categories. Schur analysis and interpolation In Notes on Interpolation in the Generalized Schur Class. I, D. Alpay, T. Con stantinescu, A. Dijksma, and J. Rovnyak use realization theory for operator colli gations in Pontryagin spaces to study interpolation and factorization problems in generalized Schur classes. In his paper A Generic Schur Function Is an Inner One, V. Katsnelson uses theSchurparameterstoputa probabilitymeasureonthesetofallSchurfunctions, and studies the genericity of inner functions by the methods of multiplicative ergodic theory. A. Kheifets, AbstractInterpolation Scheme for Non Analytic Problems, devel opsa generalizationoftheabstract interpolation problemofKatsnelson-Kheifetz Yuditskii (see [14, 15]) to handle non analytic interpolation problems such as the Nehari interpolation problem. One of the key ideas is a systematic replace ment of unitary colligations, or equivalently conservative input/state/output sys tems, by generally non-orthogonal (non-causal) scattering systems as introduced by Adamyan-Arov [1]. Several complex variables and Riemann surfaces In Concrete Interpolation ofMeromorphic Matrix Functions on RiemannSurfaces, J.A. Ball, K.F. Clancey, and V. Vinnikov investigate the problems ofinterpolat ing matrix pole-zero data with multiple-valued meromorphic matrix functions on viii Editorial Introduction compact Riemann surfaces. This is related on the one hand to homogeneous in terpolation problems for rational matrix functions as studied in [5], and on the other hand to the study ofvector bundles on compact Riemann surfaces initiated by Andre Weil in [18] and actively pursued in the last two decades in algebraic geometry (see, e.g., [17]). The paper by M.F. Bessmertnyr, On Realizations of Rational Matrix Func tions ofSeveral Complex Variables, is an English translation, prepared by Daniel Alpay and Victor Katsnelson, of a part of a Ph. D. thesis that was written in Russian in 1982 and has never been published. It deals with realization theory for rational matrix functions ofseveral complexvariables, especially for functions sat isfying positivity conditions; its publication now is especially suitable because of a recent surge ofactivity in the area- the works ofAgler-McCarthy [4], Alpay Kaptanoglu [2], Ball-Sadosky-Vinnikov [6], Ball-Trent [7], Kalyuzhniy [12, 13] inspired by the work ofAgler [3]. Matrix theory The paper by D. Hershkowitz, On the Spectral Radius ofMulti-Matrix Functions, deals with the behaviour of the spectral radius of a matrix with positive entries under multivariable matrix functions, and some other related questions. Mostly a survey, it contains also original results. A Class ofRobustness Problems in Matrix Analysis, by A. Ran and L. Rod man, is a survey of a class of perturbation problems that has been extensively studied by the authors and their collaborators over a period ofseveral years. The stage is set by posing an abstract "metaproblem" followed by a careful review of results concerning the pervasive question ofthe stability ofinvariant subspaces. System theory The main part ofthe paper Stable Dissipative Linear Stationary Dynamical Scat tering Systems byD.Z. Arov is an English translation, prepared by D.Z. Arovand J. Rovnyak, ofa highly influential article originally published in Russian in 1979; it deals with (linear time-invariant) dissipative input/state/output systems, and their role in electrical networks (Darlington synthesis), operator theory, and func tion theory. There are two new appendices, the first one by D.Z. Arov providing a commentary and an update ofthe results, and the second one by D.Z. Arov and J. Rovnyak showing some directions for generalizations and further development. In Chains of Space-Time Open Systems and DNA, M.S. Livsic discusses a striking resemblance between chains of overdetermined multidimensional (space time) systems, that appear in the spectral analysis oftuples ofnonselfadjoint and nonunitaryoperators [16], and chainsofnucleotidesinmolecular biology. Heshows that some important properties of the DNA can be given a natural explanation using the methods ofsystem theory. Editorial Introduction ix Differential equations and mathematical physics The paper Dual Discrete Canonical SystemsbyL. Sakhnovichdiscusses thenotion of dual canonical systems in the discrete case. The notion was introduced in the continuous case in a recent paper of Dym and Sakhnovich [10], generalizing (in that case) the notion of dual string equations which was introduced by Kac and KreIn for scalar strings [11]. In Finite Section Method for Linear Ordinary Differential Equations on the Full Line,I. Gohberg, M.A. Kaashoek, and F.vanSchagenstudysolutionsoflinear ordinarydifferentialequationsonthefull lineaslimitsofsolutionsofcorresponding equations on smaller intervals (with appropriate boundary or initial conditions). Both the time-invariant and the time-varying cases are considered. C. Calude and B. Pavlov, The Poincare-Hardy Inequality on the Comple ment ofa Cantor Set, derive the Poincare-Hardy inequality (an important tool in classical analysis, as well as in quantum mechanics, mathematical hydrodynamics, and quantum scattering) in ~3 on the complement ofa Cantor set. The approach to the problemis viaa certainrelevant dynamicalsystem, inspired by Carleson [8]. Non-Selfadjoint Sturm-Liouville Operators with Multiple Spectra by V. Tka chenko is related to the spectral theory of non-selfadjoint Sturm-Liouville opera tors. Whileit wasgenerallybelievedthat anoperatorwitha complexpotentialcan have spectral points ofan arbitrary multiplicity, not a single explicit example of, say, operator on a finite interval with multiple Dirichlet or Neumann spectra was previously known. Among other results, this paper constructs a Sturm-Liouville operator with an arbitrary given (symmetric) Dirichlet spectrum An subject only to a restriction dealing with a suitable asymptotic behavior of An. References [1] V.M. Adamyan and D.Z. Arov, On unitary coupling of semiunitary operators, Matern. Issled. 1 (1966), 3-64 (Russian); translated in Amer. Math. Soc. Transl. Ser. 295 (1970), 75-129. [2] D. Alpay and H.T. Kaptanoglu, Sous espaces de codimension finie dans la boule uniteetunprobleme de factorisation, C. R. Acad. Sci. ParisSer. I Math. 331 (2000), 947-952. [3] J. Agler, On the representation ofcertain holomorphic functions defined on a poly disc, Topics in Operator Theory: Ernst D. Hellinger Memorial Volume (L. de Branges, I. Gohberg, and J. Rovnyak, eds.), Operator Theory: Adv. Appl., vol. 48, Birkhauser Verlag, Basel, 1990, pp. 47-66. [4] J. Agler and J.E. McCarthy, Nevanlinna-Pick interpolation on the bidisk, J. Reine Angew. Math. 506 (1999), 191-204. [5] J.A. Ball, I. Gohberg, and L. Rodman, Interpolation ofrational matrix functions, Operator Theory: Adv. Appl., vol. 45, Birkhauser Verlag, Basel, 1990. [6] J.A. Ball, C. Sadosky, and V. Vinnikov, Scattering systems with several evolutions and multidimensional input/state/output systems, preprint. x Editorial Introduction [7] J.A. BallandT.T. Trent, Unitary colligations, reproducingkernel Hilbert spaces, and Nevanlinna-Pick interpolation in several variables, J. Funct. Anal. 157 (1998), 1-61. [8] L. Carleson, Selected problems on exceptional sets, Van Nostrand, Princeton, 1967. [9] L. de Branges, Underlying concepts in the proof ofthe Bieberbach conjecture, Pro ceedings of the International Congress of Mathematicians (Berkeley, California, 1986), Amer. Math. Soc., Providence, 1988, pp. 25-42. [10] H. Dym and L.A. Sakhnovich, On dual canonical systems and dual matrix string equations, Operator Theory, System Theory and Related Topics (The Moshe Livsic Anniversary Volume) (D. Alpay and V. Vinnikov, eds.), Operator Theory: Adv. Appl., vol. 123, Birkhiiuser Verlag, Basel, 2001, pp. 207-228. [11] I.S. Kac and M.G. Krein, On the spectralfunctions ofthe string, Russiantranslation ofF.V. Atkinson, Discreteand Continuous Boundary Problems, Mir, Moscow, 1968, Supplement II, pp. 648-737 (Russian); translated in Amer. Math. Soc. Transl. (2) 103 (1974), 19-102. [12] D.S. Kalyuzhniy, Multiparametric dissipative linear stationary dynamical scattering systems: discrete case, J. Operator Theory 43 (2000), no. 2, 427-460. [13] , Multiparametric dissipative linear stationary dynamical scattering systems: discrete case. II. Existence of conservative dilations, Integral Equations Operator Theory 36 (2000), no. 1, 107-120. [14] V.E. Katsnelson, A.Y. Kheifets, and P.M. Yuditskii, An abstract interpolation prob lem andthe theory ofextensionsofisometricoperators,OperatorsinFunctionSpaces and Problems in Function Theory (V. A. Marchenko, ed.), Naukova Dumka, Kiev, 1987, pp. 83-96, 146 (Russian); translated in Topics in Interpolation Theory (Harry Dymetal., editors), Operator Theory: Adv. Appl. 95, BirkhiiuserVerlag, Basel, 1997, pp. 283-298. [15] A. Kheifets, The abstract interpolation problem and applications, Holomorphic SpacesandTheirOperators(S. Axler, J. McCarthy,andD.Sarason,eds.),Math. Sci. Res. Inst. Publ.,vol. 33, CambridgeUniversityPress, Cambridge, 1988, pp. 351-379. [16] M.S. Livsic, N. Kravitsky, A.S. Markus, andV. Vinnikov, Theory ofcommutingnon selfadjointoperators,MathematicsandItsApplications,vol. 332,Kluwer, Dordrecht, 1995. [17] C.S. Seshadri, Fibres vectoriels sur les courbes algebriques, Asterisque 96 (1982). [18] A. Weil, Generalization des fonctions abeliennes, J. Math. Pures Appl. 17 (1938), 47-87. Daniel Alpay, Israel Gohberg, Victor Vinnikov

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This volume is dedicated to Harry Dym, a leading expert in operator theory, on the occasion of his sixtieth birthday. The book opens with an autobiographical sketch, a list of publications and a personal account of I. Gohberg on his collaboration with Harry Dym. The mathematical papers cover Krein s
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