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International Dispute Settlement PDF

387 Pages·2011·2.77 MB·English
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This page intentionally left blank International Dispute Settlement Aguidetothetechniquesandinstitutionsusedtosolveinternationaldisputes, howtheyworkandwhentheyareused.Many,oftentopicalexamplesplacethe theory of how things are supposed to work in the context of real-life events sothatyoucanunderstandthestrengthsandweaknessesofdifferentmethods inpractice.Thefullyupdatededitionofthissuccessfultextbookincludesthe most recent arbitrations, developments in the WTO and case law from the InternationalCourtofJustice. J. G. Merrills has taught international law all over the world for more than fortyyears.HeheldvisitingpostsattheUniversitiesofAucklandandToronto, twiceservedasDeanoftheFacultyofLawatSheffieldUniversityandforeight years was Alternate Member of the UN Sub-Commission on Prevention of DiscriminationandProtectionofMinorities.Heistheauthorofvariousbooks and journal articles on international law, and is a member of the American Society of International Law and of the British Institute of International and ComparativeLaw.In2007hewaselectedanAssociateMemberoftheInstitut deDroitInternational. International Dispute Settlement Fifth edition J. G. MERRILLS UniversityofSheffield cambridgeuniversitypress Cambridge,NewYork,Melbourne,Madrid,CapeTown, Singapore,Sa˜oPaulo,Delhi,Tokyo,MexicoCity CambridgeUniversityPress TheEdinburghBuilding,CambridgeCB28RU,UK PublishedintheUnitedStatesofAmericabyCambridgeUniversityPress,NewYork www.cambridge.org Informationonthistitle:www.cambridge.org/9780521199094 (cid:1)c J.G.Merrills2011 Thispublicationisincopyright.Subjecttostatutoryexception andtotheprovisionsofrelevantcollectivelicensingagreements, noreproductionofanypartmaytakeplacewithoutthewritten permissionofCambridgeUniversityPress. Firstpublished2011 PrintedintheUnitedKingdomattheUniversityPress,Cambridge AcataloguerecordforthispublicationisavailablefromtheBritishLibrary LibraryofCongressCataloguinginPublicationdata Merrills,J.G. Internationaldisputesettlement/J.G.Merrills.–5thed. p. cm. Includesbibliographicalreferencesandindex. ISBN978-0-521-19 909-4(hardback) 1.Pacificsettlementofinternationaldisputes. I.Title. JZ6010.M47 2011 341.5(cid:2)2–dc22 2010051865 ISBN978-0-521-19909-4Hardback ISBN978-0-521-15339-3Paperback CambridgeUniversityPresshasnoresponsibilityforthepersistenceor accuracyofURLsforexternalorthird-partyinternetwebsitesreferredto inthispublication,anddoesnotguaranteethatanycontentonsuchwebsitesis, orwillremain,accurateorappropriate. Contents Preface pageix Tableofcases xi Tableoftreatiesandagreements xvii Listofabbreviations xxiv Listofwebsites xxvi 1 Negotiation 1 Consultation 2 Formsofnegotiation 8 Substantiveaspectsofnegotiation 11 Negotiationandadjudication 16 Limitationsofnegotiation 21 2 Mediation 26 Mediators 27 Consenttomediation 29 Functionsofmediation 33 Thelimitsofmediation 37 3 Inquiry 41 The1899Hagu eConvention 41 TheDoggerBankinquiry 42 Inquiriesunderthe1907HagueConvention 44 Treatypractice1911–40 47 TheRedCrusaderinquiry 48 TheLetelierandMoffittcase 51 Thevalueofinquiry 53 4 Conciliation 58 Theemergenceofconciliation 58 Theworkofcommissionsofconciliation 60 Thepracticeofconciliation 65 Theplaceofconciliationinmoderntreatylaw 69 Furtherdevelopments 74 Thesignificanceofconciliation 79 vi Contents 5 Arbitration 83 Formsofarbitration 83 Theselectionofarbitrators 86 Termsofreference 89 Basisofthedecision 94 Effectoftheaward 100 Privateinternationalarbitration 106 Theutilityofarbitration 111 6 TheInternationalCourtI:organisationandprocedure 116 Contentiousjurisdiction 116 Jurisdictionaldisputes 119 Incidentaljurisdiction 124 Advisoryjurisdiction 132 MembershipoftheCourt 134 Chambers 137 7 TheInternationalCourtII:theworkoftheCourt 142 TheCourt’sdecision 142 ExtensionoftheCourt’sfunction 147 Legalandpoliticaldisputes 152 Theeffectofjudgments 156 ThesignificanceoftheCourt 161 8 TheLawoftheSeaConvention 167 TheConventionanditssystem 167 Theprincipleofcompulsorysettlement 169 Exceptionstotheprincipleofcompulsorysettlement 172 Conciliation 174 Arbitration 176 Specialarbitration 179 TheInternationalTribunalfortheLawoftheSea 181 TheSea-BedDisputesChamber 183 InauguratingITLOS 186 ThesignificanceoftheConvention 189 9 Internationaltradedisputes 194 FromGATT(1947)totheWorldTradeOrganization 194 TheDisputeSettlementUnderstanding 195 Consultations 197 Goodoffices,conciliationandmediation 199 Panelproceedings 201 Appellatereview 205 vii Contents Implementationofrulingsandrecommendations 210 Arbitration 213 TheWTOsystemincontext 215 10 TheUnitedNations 219 ThemachineryoftheOrganization 219 TheSecurityCouncilandGeneralAssemblyinaction 221 TheroleoftheSecretary-General 225 ThepoliticalorgansandtheInternationalCourt 231 Peace-keepingoperations 236 ActionunderChapterVII 242 Aredecisionsofthepoliticalorgansopentolegalchallenge? 247 TheeffectivenessoftheUnitedNations 250 11 Regionalorganisations 257 Therangeofregionalorganisations 257 Theroleofregionalorganisationsindisputes 264 Limitationsofregionalorganisations 271 Regionalorganisationsandadjudication 274 RegionalorganisationsandtheUnitedNations 279 12 Trendsandprospects 284 Disputesettlementtoday 284 Apoliticalperspective 286 Alegalperspective 290 Improvingthecapacityofpoliticalmethods 295 Improvingthecapacityoflegalmethods 301 Conclusion 308 Appendices 310 A. AgreementbetweenArgentinaandtheUnitedKingdom establishinganInterimReciprocalInformationand ConsultationSystem,1990 310 B. ReportoftheCommissionofInquiryintotheRedCrusader Incident,1962(extract) 312 C. ConciliationCommissionontheContinentalShelfArea betweenIcelandandJanMayen,May1981 314 D. ArbitrationAgreementbetweentheUnitedKingdomand France,July1975 315 E. SpecialAgreementforSubmissiontotheInternationalCourtof JusticeoftheDifferencesBetweentheRepublicofHungaryand theSlovakRepublicConcerningtheGabcikovo-Nagymaros Project(1993) 319 F. OptionalClauseDeclarations(Peru,Djibouti,Japan,Germany) 322 viii Contents G. WTO:RulesofConductfortheUnderstandingonRulesand ProceduresGoverningtheSettlementofDisputes(extract) 325 H. SecurityCouncilResolution915,establishingUNASOG, May1994 326 I. TermsofReferenceoftheTrustFundfortheInternational TribunalfortheLawoftheSea(2000) 328 J. RulingPertainingtotheDifferencesbetweenFranceandNew ZealandArisingfromtheRainbowWarriorAffair(extract) 330 K. CIS:ConceptforPreventionandSettlementofConflictsinthe TerritoryofStatesMembersoftheCommonwealthof IndependentStates(1996) 334 Index 341

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A guide to the techniques and institutions used to solve international disputes, how they work and when they are used. This textbook looks at diplomatic (negotiation, mediation, inquiry and conciliation) and legal methods (arbitration, judicial settlement). It uses many, often topical, examples of e
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