Table Of Content

Internal Auditing Index of Articles for 2006 (Volume 21, Numbers 1-6) (see issue and page numbers in bold) ACCOUNTING Managemeonft I T Auditing (Global What to Do About Smaller Pub- The Stock Options Scandal: / Technology Audit Guide [GTAG] lic Companies’ Internal Con- X10J QNI Comprehensive Guide for May/June,4 7 trols? i582 Jan./Feb., 41-43 Tnternal AWEIROES: ..../:.<05.sses00<- Manager’s Guide to Compliance: Why Bad Governance Persists Nov./Dec., 3-17 Sarbanes-Oxley, COSO, ERM, Sept./Oct., 41-43 YILYV IXJVOANNIN Y AUDIT COMMITTEES COBIT, IFRS, Basel Il, OMB A- ETHICS $37 123, ASX 10, OECD Principles, Audit Committee Effectiveness: How Well Do You Understand the What Works Best (book review) Turnbull Guidance, Best Prac- HA Code of Ethics? ................. March/April, 47-48 tices, and Case Studies............ Sept./Oct., 17-22 Sept./Oct., 47-48 Board Perspectives: Building Value Through Strategy, Risk Managing and Auditing Privacy Executive Road Map to Fraud Assessment, and Renewal (book Risks: Global Technology Audit review) Nov./Dec., 44-45 Guide (GTAGS)e ptN.o/.O c5t .«.,.. :.04sc6s-004:27- tPrrole:v enCtreiaotni nga nad CuIlnttuerren alo f CCoonm-- J9H0NO0NS2N IOA) Making the Audit Universe Com- pliance (book review) mon Ground Sarbanes-Oxley for Nonprofits: May/June, 45-46 AZ A Guide to Building a Com- Sept./Oct., 31-35 The Stock Options Scandal: A petitive Advantage Comprehensive Guide for Inter- BEST PRACTICES Sept./Oct.,4 8 BNC PRU CRNO OES natrpes cc cecrens Assessing Internal Audit Quality The Sarbanes-Oxley Section 404 cacduahe Wadieneraaom Nov./Dec., 3-17 May/June, 26-33 Implementation Toolkit: Prac- Global Auditing: Challenges and tice Aids for Managers and INFORMATION S(9H-LA EGWNN TECHNOLOGY & SYSTEMS Opportunities for Internal UE ORS isc oecccsctsce katcoseeneeee s Auditing Windows Security Auditors.....Sept./Oct., 23-29 March/April, 46-47 Sept./Oct., 44-45 The Many Benefits of Mentoring Security Controls for Sarbanes- Control Assessment in a Data Programs.....Nov./Dec., 18-23 Oxley Section 404 IT Compliance: Warehouse Environment Authorization, Authentication, BOOK AND July/August, 14-25 and Access ....May/June, 46-47 RESEARCH REVIEWS Delegation of Administration in Audit Committee Effectiveness: Think!: Why Crucial Decisions Windows Active Directory What Works Best Can't Be Made in the Blink of May/June, 42-44 March/April, 47-48 an Eye Nov./Dec., 45-46 Deploying Audit Settings and Auditing the Risk Management CONTINUOUS AUDITING Reporting What Is Configured Process.......March/April, 45-46 Cost-Effective Continuous Assur- Nov./Dec., 40-42 Audit Planning: A Risk-Based ance July/August, 26-36 Ensuring Effective Enterprise IT Approach.....Nov./Dec., 43-44 sontinuous Auditing: An Effec- Risk Management Blink: The Power of Thinking tive Tool for Internal Auditors Nov./Dec., 24-27 Without Thinking March/April, 27-35 The Good, the Bad, and the Ugly Nov./Dec.,4 5 ontinuous Auditing: An Oper- of the Least Privilege User Board Perspectives: Building ational Model for Internal Account Value Through Strategy, Risk Auditors (book review) March/April, 43-44 Management of IT Auditing: Assessment, and Renewal Nov./Dec., 44-45 sontinuous Auditing: Implica- Global Technology Audit Guide (GTAG) No. 4 (book review). Continuous Auditing: An Opera- tions for Assurance, Monitor- May/June, 47 tional Model for Internal Audi- ing, and Risk Assessment (book WB sicsccns March/April, 43-44 review) March/April, 44 Managing and Auditing Privacy Risks: Global Technology Audit Continuous Auditing: Implica- CORPORATE GOVERNANCE Guide (GTAG) No. 5 (book tions for Assurance, Monitor- Executive Compensation and review) Sept./Oct., 46-47 ing, and Risk Assessment Corporate Governance Maximizing Information Integrity March/April,4 4 March/April, 36-38 to Achieve Internal Audit Objec- Essentials of Financial Risk Man- Ten Conclusions on Corporate GEV OS scans: May/June, 20-25 agement March/April,4 6 Governance, Accounting, and Security Controls for Sarbanes- Executive Road Map to Fraud Pre- Auditing Oxley Section 404 IT Compliance: vention and Internal Control: Authorization, Authentication, Creating a Culture of Compli- What Role Is Your Internal Audit and Access (book review) ance May/June, 45-46 Function Playing in Corporate May/June, 46-47 Making Great Decisions in Busi- GOVGRHANGES tienes eres Software for Sarbanes-Oxley Com- ness and Life May/June,4 6 Nov./Dec., 37-39 pliance Jan./Feb., 12-17 NOVEMBER/DECEMBER 2006 INTERNAL AUDITING rechnology Tools: Effectively Managinagnd Auditing Privacy Mending the Holes in SOX: The Arming Internal Audit Risks: Global Technology Audit Control Matrix as an Internal Jan./Feb., 3-11 Guide (GTAG) No. 5 (book Audit Tool ....Jan./Feb., 18-22 Using Group Policy to Establish review) Sept./Oct., 46-47 Sarbanes-Oxley for Nonprofits: Security and Maintain Com- A Guide to Building a Compet- pliance for Windows Comput- RISK itive Advantage (book review) Auditing the Risk Management ee: Jan./Feb., 44-48 Sept./Oct., 48 Process (book review) The Sarbanes-Oxley Section 404 What’s New in CobiT 4.0 March/April, 45-46 July/August, 37-44 Implementation Toolkit: Prac- Considering Risk in Audit Plan- tice Aids for Managers and INTERNAL CONTROLS ning July/August, 3-12 Auditors (book review) Control Assessment in a Data Ensuring Effective Enterprise IT March/April, 46-47 Warehouse Environment Risk Management Security Controls for Sarbanes- July/August, 14-25 Nov./Dec., 24-27 Oxley Section 404 IT Compliance: Emerging Trends in Reporting Essentials of Financial Risk Man- Authorization, Authentication, Material Weaknesses ............0000 agement (book review) and Access (book review) Jan./Feb., 23-40 March/April,4 6 May/June, 46-47 Executive Road Map to Fraud Integrating the Balanced Score- Software for Sarbanes-Oxley Com- Prevention and Internal Con- card and Enterprise Risk Man- pliance Jan./Feb., 12-17 trol: Creating a Culture of Com- Technology Tools: Effectively agement May/June, 34-38 pliance (book review) Arming Internal Audit May/June, 45-46 Looking for Risk in All the Right Jan./Feb., 3-11 PIBCES cs Sept./Oct., 3-16 Mending the Holes in SOX: The What to Do About Smaller Public Control Matrix as an Internal The New Risk Assessment Audit Companies’ Internal Controls? Audit Tool ....Jan./Feb., 18-22 Standards....Nov./Dec., 28-36 Jan./Feb., 41-43 Security Controls for Sarbanes- The Risk-Intelligent Internal TAX COMPLIANCE Oxley Section 404 IT Compliance: Auditor...March/April, 12-18 Understanding the New Stream- Authorization, Authentication, Using Internal Audit to Manage lined Sales: Tax: iicnceae and Access (book review) Contract Risk May/June, 3-14 May/June, 46-47 March/April, 3-11 Using the Tax Law to Achieve What’s New in CobiT 4.0 Internal Audit Objectives... July/August, 37-44 SARBANES-OXLEY COMPLIANCE May/June, 16-19 What to Do About Smaller Pub- Emerging Trends in Reporting WHISTLEBLOWER HOTLINES lic Companies’ Internal Con- Material Weaknesseg................ Internal Auditors and the Cor- PTOLSt 3 Jan./Feb., 41-43 Jan./Feb., 23-40 porate Complaint Program... PRIVACY Internal Auditing: Getting Beyond Sept./Oct., 37-40 An Internal Audit Focus on Privacy the Section 404 Implementa- Looking for Risk in All the Right Policies ...March/April, 20-26 tion Crisis....May/June, 39-41 PIAGES «sce Sept./Oct., 3-16 United States Postal Service xtent and Total Number of Copies (Net Press Run) 7. Complete Mailing Address of Known Office Contact Person Tel Paid Complete Mailing Address of Headquarters or Gene eral Business Office of Publisher ior ulation Total Paid and/or Total Distribution (Sum of 15c. and 15f.) Paid and/or 11. Known Bondholders, Mortgages, and Other Security Holders Owning or Holding 1 Percent or More of Total Amount 48 INTERNAL AUDITING