Innovations in Edible Films Part of the SFF biomaterials programme, published August 2007 Published by Pira International Ltd Cleeve Road, Leatherhead Surrey kt22 7ru UK T +44 (0) 1372 802080 F +44 (0) 1372 802079 E [email protected] W www.intertechpira.com The facts set out in this publication Pira International Ltd acknowledges product, service and company names referred to are obtained from sources which we in this report, many of which are trade names, service marks, trademarks or registered believe to be reliable. However, we trademarks. accept no legal liability of any kind for the publication contents, nor any information contained therein nor conclusions drawn by any party from it. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise without the prior permission of the Copyright owner. © Copyright Pira International Ltd 2007 Contents List of tables v 4 List of figures vi Executive summary vii 1 Applications of edible films in packaging and products 21 Food applications 21 Introduction 1 Pharmaceutical applications 24 Objective of the report 1 Lifestyle applications 26 Scope 1 Agriculture applications 26 Methodology 1 Cosmetic, health and wellness Definitions 1 applications 27 2 5 Market background of edible films 9 Comparison between different types What are edible films? 9 of edible films 29 Edible coatings/films 9 Advantages of whey protein-based films Benefits of edible films 9 over films sourced from other proteins 29 Bio-based packaging material 10 Thermal diffusivity of protein and gum- Packaging waste solution 10 based edible films 29 Surfacing of edible films 11 Water vapour permeability of different Composition of edible films 11 protein-based edible films 29 Functions of edible films 12 Comparison between hydrocolloid, lipid Key usage areas for edible films 13 and composite edible films 30 6 Commercial edible coatings 13 3 Market dynamics and competitive Edible films technology 15 environment 31 Agricultural polymers – cereal, vegetable Competitive environment 31 and animal proteins 15 End users of edible films 32 Corn zein 15 Key manufacturers of edible films 32 7 Wheat gluten proteins 16 Soya proteins 17 Whey protein/milk protein 17 Casein 19 Polysaccharides 19 Outlook 47 Page iii © Copyright Pira International Ltd 2007 Innovations in Edible Films Contents Edible films industry future activity and 8 outlook 47 Edible coating to replace aluminium foil in nougats 47 Improved edible coating in fresh fruits and Legislation and regulations for edible vegetables to kill E. coli bacteria 47 films 65 Future research and development 50 Biodegradable polymer films 65 End user industry outlook 53 Page iv © Copyright Pira International Ltd 2007 List of tables 3.1 Amino acids from zein isolates 15 7.4 Effect of concentration of essential 3.2 Codex international standard for oils on water vapor permeability wheat gluten 16 (WVP) and oxygen permeability (O P) 2 5.1 Suitability of different edible film properties of apple purée edible types to barrier requirements 30 films 49 6.1 Major European food 7.5 Effect of concentration of essential manufacturers 32 oils on the tensile properties of apple 6.2 Major edible film manufacturers 32 purée edible films 50 7.1 Possible new applications and developments of edible films 47 7.2 Bactericidal activities (BA50 values) of essential oils against E. coli O157: H7 in apple purée film forming solution (APFFS)a incubated for 3, 30, and 60 min at 21°C 7.3 Antibacterial activity of essential oils incorporated into apple purée edible films against E. coli O157:H7 49 Page v © Copyright Pira International Ltd 2007 List of figures 6.1 Retail sales of edible films 31 Page vi © Copyright Pira International Ltd 2007 Executive summary This report, Innovations in Edible Films, traces the journey of edible film and its various visible benefits, right down to its future applications and technical innovations. Explaining what it means, the report reviews the need for edible film formats in the modern-day context, as an effective solution and alternative to packaging waste. The report also illustrates the composition of edible film, its multi-pronged functions, benefits, primary usage and application areas, and makes a comparison between various types of edible films. An insight into the competitive environment is also provided, along with a description of the key suppliers and consumers. Market trends and developments in edible films and their significant impact on various other industries are also analysed, along with a description of the rapidly growing end-user markets, promising forecast growth prospects and newer avenues and frontiers to explore. In particular, the following aspects are discussed: Definitions of some commonly used terms, including examples and practical applications for the same, thus enabling a reader new to the subject to comprehend seemingly difficult concepts. Basic definition and understanding of the edible film concept in respect of edible coatings, an explanation of the broader picture (i.e. an introduction to bio-based packaging material, of which edible films are a part), and an analysis of the benefits, composition, functions and key usage areas of edible films. A detailed analysis of edible films technology used, pertaining to agricultural polymers, i.e. cereal and vegetable proteins (such as corn zein, wheat gluten and soya proteins) and animal proteins, and manufacturing processes employed with regard to them, such as the wet or solvent process and the dry process. This section also incorporates a brief overview of future edible film technology and innovations. Diverse application areas for edible films in food (fresh meat, ready meals, dairy products, fruits and vegetables, snack foods and frozen foods), pharmaceuticals, lifestyle products, agriculture, poultry protection, cosmetics products, health and wellness products, and other miscellaneous spheres. A comparative study of the various types of edible films, enumerating key issues such as the advantages of whey-based proteins over films with other protein sources, thermal diffusivity of protein and gum-based edible films, water vapour permeability of various protein-based edible films, and a comparison between hydrocolloid, lipid and composite edible films. This chapter also includes examples of commercially used edible coatings. A broad perspective on the market dynamics and competitive environment for edible films. This includes a brief discussion on market sizes and an analysis of industry growth catalysts, e.g. Listerine’s first mover advantage strategy and competitive activity. Relevant company profiles of major edible film manufacturers, including BioProgress plc, Watson Inc., MonoSol LLC, Rapid Dissolve Technologies Ltd, HealthSport Inc., Ascona Ingredients Ltd, Helikon Foods Ltd, Paladin Labs Inc., Hydratech Innovations, Page vii © Copyright Pira International Ltd 2007 Innovations in Edible Films Executive summary ABC Farma International, Atlas Operations Inc., and CWS Packaging. A brief study of the current and future trends in end-user industries is also given, including packaged food and pharmaceuticals. An insight into the future activity and outlook for edible films, through product and packaging innovations. Case studies analysed include the replacement of aluminium foil in nougats with edible films, and the killing of E. coli bacteria in fresh fruits and vegetables through edible film coatings. Future research and development activities expected, in the form of patented edible RFID tags, nano-laminated edible films, etc. An overview of edible films’ end user industry outlook in the spheres of pharmaceuticals, biotechnology and dairy; issues concerning food safety/contamination and microbiology, and future trends expected in food packaging (where edible films will play a significant role), as well as the outlook for sea food, frozen food, functional genomics, and nutraceutical and functional foods. An analysis of future industry trends envisaged with respect to food engineering, food laws and regulations, and the relevant regulations and legislations impacting edible films. The report also includes a list of major packaged foods and pharmaceuticals manufacturers, who are potential end user consumers of edible films for the future. Summary Edible films have been in use for more than 100 years. It started with the application of wax coatings to fruit and vegetables to prevent moisture loss. As well as ensuring the freshness and increased shelf life of a product, edible packaging is also environment friendly, as no packaging waste is generated. Edible film is used in food packaging for fresh fruit and vegetables, raw meat, ready meals, frozen foods, dairy products, etc., and pharmaceutical products. Recent developments in edible film research has led to the inclusion of value-added features, such as edible coatings that kill harmful bacteria, the introduction of digestible and edible RFID tags that could have interesting pharmaceutical applications, and films that add nutrients to food products; research has also brought new materials to make edible films cheaper and more commercially viable. The future of edible films and their application is thus inevitably linked to advances made in end-user industries in sectors such as biotechnology, microbiology, genomics and pathogenomics. Page viii © Copyright Pira International Ltd 2007 Introduction Objective of the The main body of this report analyses and examines the concept and role of edible report films, and their composition, benefits, functions and key usage areas. It also provides a comprehensive insight into the various edible film technologies in vogue and the applications of these films in packaging and products, with an illustrative comparison between different types of edible films. The report highlights the market dynamics and competitive environment, which includes the major edible film manufacturers and consumers. Finally, the report dwells on the future scenario and research and development initiatives for the edible films environment, also commenting on the end-user market outlook, and the legislative and regulative environment governing these films. Scope A market background of edible films; Different types of edible films technology; Various edible film applications in packaging and products; Comparison between different types of edible films; Market environment for edible films – major suppliers and consumers; Future activity and innovations envisaged for edible films, including end-user industries outlook; Legislation and regulations impacting edible films. Methodology The methodology used in preparing this report has been extensive secondary and desk research from a varied number of diverse sources, including hard and soft copy published data through various online databases, company websites, company annual reports, industry presentations, technical manuals, press articles and media reports, and relevant magazines and journals. Definitions Carboxymethylcellulose (CMC) A cellulose derivative with carboxymethyl groups, formed by the reaction between alkali and chloroacetic acid. The functional properties of CMC depend on the degree of substitution of the cellulose structure and on the chain length of the cellulose backbone. It dissolves quickly in cold water and is primarily used for controlling viscosity without gelling. Its viscosity reduces during heating and may be used to improve the volume yield during baking by encouraging gas bubble formation. Viscosity control can be effectively used as a thickener, phase and emulsion stabiliser, and also as a suspending agent. CMC has a high water-holding capacity, which is stable even at low viscosity, a property used for reducing fat uptake into dried foods. It is also used as an emulsion stabiliser in ice cream, and in other, non-food products, e.g. toothpaste, laxatives, diet pills, water-based paints, detergents and paper products. It is also used as a lubricant in non-volatile eye drops (artificial tears). It is generally non-toxic and non-allergenic. Page © Copyright Pira International Ltd 2007 Innovations in Edible Films Introduction Cellulose acetate Cellulose acetate (CA) was initially prepared in 1865 by the French chemist Paul Schutzenberger and industrially patented in the UK in 1894. A factory was started during the First World War to make acetate dope for waterproofing and stiffening the fabric of aeroplane wings. CA in combination with plasticisers like diethyl and dimethyl phthalate produces a plastic material that can be heat softened and forced under pressure into a cool mould. These materials are tough, with good gloss and transparency properties, and have a natural feel. Commercially, CA is made from processed wood pulp. The pulp is processed by using acetic anhydride to form acetate flake from which products are made. As it comes from wood pulp, CA is biodegradable and comes from renewable resources. In another process of manufacturing CA, cotton is treated with acetic and sulphuric acids. CA fibres are comfortable, breathable and absorbent, and can be dyed different colours and combined with a range of other fibres such as rayon, cotton or silk, which makes the material suitable for use in textiles and clothing. CA sheets are used for manufacturing spectacle frames and, due to its natural feel and toughness, for producing tool handles. Other uses include wound dressings, personal hygiene products, absorbent clothes and wipes, specialty papers and filter media, including cigarette filters. Current good manufacturing practice Current Good Manufacturing Practice (CGMP) gives the basic principles, procedures and resources required to ensure an environment suitable for manufacturing products of an acceptable quality. It is a widely accepted term used worldwide for the control and management of manufacturing and quality control testing of pharmaceutical products. The process of sampling is limited to the performance of the samples, and the final conclusion of the product quality is dependent on the samples. Current good manufacturing practice adopts a holistic approach towards keeping a control of the manufacturing and quality systems. CGMP is characterised by the process of documentating every process, activity and operation involved in the manufacture of drugs and medical devices. Every aspect of the processes, activities and operations involved is covered. It is mandatory to ensure that all manufacturing and testing equipment has been qualified as suitable for use. It is also a requirement to validate according to predetermined specifications, all operational methodologies and procedures (i.e. manufacturing, cleaning, and analytical testing) utilised in the drug manufacturing process. This practice is very useful, enabling traceability of specifications, and manufacturing methods used in cases of product failure in the market. Over 100 countries worldwide (primarily in the developing world) follow WHO’s (World Health Organization’s) version of GMP. The European countries generally follow the European Union’s GMP (EU-GMP) version, while the US adheres to the Food and Drug Administrations version of GMP. The FDA (Food and Drug Administration) enforces GMPs in the US, while national regulatory agencies perform GMP inspection in the European Union. More specifically, in the UK, inspections are carried out by Page © Copyright Pira International Ltd 2007