ORGANIZING COMMITTEE Chairman: Mr W. H. WALTON Editor, Annals of Occupational Hygiene, c/o Institute of Occupational Medicine, Edinburgh DrA.CRITCHLOW Health and Safety Executive, Safety in Mines Research Establishment, Sheffield Dr P. C. ELMES Director, Pneumoconiosis Unit, Medical Research Council, Penarth Mr G. A. HEDGECOCK Group Occupational Hygienist, Pilkington Brothers Limited, St Helens Prof. A. G. HEPPLESTON Honorary Pathologist, Institute of Occupational Medicine, Edinburgh Dr R. L. KELL Department of Social and Occupational Medicine, Welsh National School of Medicine, Cardiff Prof. J. c. MCDONALD Director, TUC Centenary Institute of Occupational Health, London School of Hygiene and Tropical Medicine, London Organizing Secretaries: Mr J. DODGSON Head of Environmental Branch, Institute of Occupational Medicine, Edinburgh Mr D. A. PHILLIPS Pneumoconiosis Unit, Medical Research Council, Penarth Mr C. O. JONES IOM Regional Laboratory, NCB Maritime Laboratory, Maesycoed, Pontypridd, Glamorgan The Organizing Committee is grateful for the help given by Dr J. S. McLintock as Chairman of the Organizing Committee until his retirement at the beginning of 1980. INHALED PARTICLES V Proceedings of an International Symposium organized by the British Occupational Hygiene Society Cardiff, 8-12 September 1980 Editor-in-chief w. H. WALTON Discussion Editor A. Critchlow Editorial Assistant S. M. Coppock PERGAMON PRESS OXFORD · NEW YORK · TORONTO · SYDNEY · PARIS · FRANKFURT U.K. Pergamon Press Ltd., Headington Hill Hall, Oxford OX3 OBW, England U.S.A. Pergamon Press Inc., Maxwell House, Fairview Park, Elmsford, New York 10523, U.S.A. CANADA Pergamon Press Canada Ltd., Suite 104, 150 Consumers Rd., Willowdale, Ontario M2J 1P9, Canada AUSTRALIA Pergamon Press (Aust.) Pty. Ltd., P.O. Box 544, Potts Point, N.S.W. 2011, Australia FRANCE Pergamon Press SARL, 24 rue des Ecoles, 75240 Paris, Cedex 05, France FEDERAL REPUBLIC Pergamon Press GmbH, 6242 Kronberg-Taunus, OF GERMANY Hammerweg 6, Federal Republic of Germany Copyright © 1982 Pergamon Press Ltd. All Rights Reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means: electronic, electrostatic, magnetic tape, mechanical, photocopying, recording or otherwise, without permission in writing from the publishers. First edition 1982 Library of Congress Cataloging in Publication Data Main entry under title: Inhaled particles V. Proceedings of the 5th International Symposium on Inhaled Particles and Vapours. "Published as volume 26 of ... Annals of occupational hygiene"—Verso t.p. 1. Lungs—Dust diseases—Congresses. 2. Dust— Toxicology—Congresses. 3. Aerosols—Physiological effect—Congresses. I. Walton, W. H. II. British Occupational Hygiene Society. III. International Symposium on Inhaled Particles and Vapours (5th : 1980 : Cardiff, South Glamorgan) IV. Annals of occupational hygiene. [DNLM: 1. Lung diseases — Etiology—Congresses. 2. Air pollution—Congresses. 3. Dust—Congresses. 4. Respiratory system— Physiology—Congresses W3 IN 1038] RC773.I554 1982 616.2'4407 82-11231 British Library Cataloguing in Publication Data Inhaled particles V. 1. Respiratory organs—diseases—Congresses 2. Dust—Physiological effect—Congresses I. Walton, W.H. II. Critchlow, A. III. Coppock, S.M. IV. British Occupational Hygiene Society 616.2Ό0471 RC711 ISBN 0-08-026838-2 Published as Volume 26 Nos. 1 -4 of the journal Annals of Occupational Hygiene and supplied to subscribers as part of their subscription. Also available to non-subscribers. Printed in Great Britain by A. Wheaton & Co. Ltd., Exeter PREFACE Inhaled Particles V contains the refereed and edited texts—and discussions—of 69 papers presented at the fifth quinquennial international symposium, organized by the British Occupational Hygiene Society and held in Cardiff 8-12 September 1980. The aim, as at previous symposia, was to present results from recent research on the entry, fate and effects of respired particles, with emphasis on basic mechanisms and quantitative exposure-effect relationships. Once again, the contributions offered far exceeded the capacity of a 5-day meeting and the Organizing Committee had a difficult task of selection based on early abstracts of often still-incomplete work. Disappointed authors will realize that the Committee had to consider the overall balance of the programme when deciding between contributions of otherwise equal merit. The papers are mostly prime accounts of new scientific work that are not expected to be published elsewhere. As last time, we express the hope that abstractors will give them individual attention, as would be accorded to contributions in a regular scientific journal. To encourage this, the work is being published as a volume of the Annals of Occupational Hygiene. The work is divided into sections on much the same pattern as the earlier volumes of the series: (1) Particle Inhalation and Deposition 12 papers (2) Deposition, Clearance and Retention 13 papers (3) Dust in Human Lungs 5 papers (4) Biological Reactions to Dust 10 papers (5) Carcinogenic and Cytotoxic Effects 7 papers (6) Airways Response to Aerosols 5 papers (7) Individual Factors determining Pneumoconiosis 2 papers (8) Epidemiological Studies 15 papers The preliminary press announcement of the Symposium had mentioned a number of growth areas of particular interest; in the event, significant advances were reported in some of these fields (and elsewhere); others remain largely untilled. Section 1 contains several papers on the size-selective external dynamics of coarse particles entering the nose or mouth; this aspect has been neglected in most earlier studies of regional deposition, but it is very relevant to hygiene standards based on 'total dust'. Computerized mathematical models for regional deposition are further developed in other papers; the ICRP dosimetric model is criticized and theories are extended usefully to fibrous, charged or hygroscopic particles. The lung retention of asbestos and other mineral fibres as a function of length and diameter, the remarkable mobility of fine fibres within the body and the surprisingly large amounts of amphibole as compared with chrysotile found in human lungs are covered in various papers in Sections 2 and 3. Studies on shale and coal dusts and fly X Preface ash reflect continuing concern with possible adverse health effects associated with the energy industries. In Section 4, mechanisms of fibrogenesis by silica are further developed. Differences in specific harmfulness of coal mine dusts, which are not explicable in terms of the silica or other mineral content, remain a continuing subject of study; numerous biological tests have been applied to these dusts with the aim of finding a measure that correlated with epidemiological findings. It is clear that the action of silica is modified by the presence of other minerals, which may themselves be harmful. Comparisons of in vitro cytotoxicity testing of the same coal mine dust samples by different research centres showed large inter-laboratory differences between the assessments. This needs further examination. In vitro and in vivo tests for pathogenicity and carcinogenicity on a variety of fibrous and other dusts are described in Section 5. One paper reports on the effect of nitrous oxides (NOx) adsorbed on dust (mentioned as an area of interest) with negative result. Section 6 contains papers that describe the airways' response to various irritant aerosols including enzymes and other organic dusts, sulphates and gold mine dust. The two papers in Section 7 are concerned with the continuing controversies about relationships between lung function and dust accumulation (as in pneumoconiosis or silicosis). The wider problems of individual susceptibility—why some workers are adversely affected by dust while others apparently equally exposed are not—still await critical analysis. The final Section 8 is devoted to epidemological studies. Coal mining again features prominently. For the first time we are given an insight into the relationship between the routine measurements of dust and pneumoconiosis at all British collieries. The general correlation is poor; certain cases showing anomalous relationship are selected for special study and some contributory factors are identified. The results illustrate the hazards of attempting to use routine measurements of medical and exposure variables for research purposes. Another paper documents an association between unusually rapid progression of simple pneumoconiosis accompanied by the occurrence of PMF and high percentages of quartz in dust exposures, although quartz is clearly not the sole factor. In earlier studies of British coal miners, any links between pneumoconiosis progression and quartz have been elusive. Other epidemiological studies are concerned with diesel emission in coal and potash mines, gypsum and talc dust exposure and, importantly, asbestos. Two papers of topical interest discuss health implications of dust from the recent Mount St Helens volcanic eruption—with apparently reassuring findings. Thanks are due to the many who helped with both organizational and editorial aspects of the Symposium. The interpreters were kindly provided by the Commission of the European Communities. On the editorial side Alan Critchlow served as secretary of the scientific programme sub-committee and receiver of the papers submitted and also kindly edited the discussion, John Ellison has 'anglicized' several papers of foreign origin and Sheila Coppock has scrutinized everything and striven to preserve the precision of the English language. Above all, the authors are thanked for their willing co-operation. W. H. WALTON Ann. occup. Hyg., Vol. 26, Nos. 1-4, pp.3 19, 1982. 0003-4878/81/010003-16/$03.00/0 Printed in Great Britain. Pergamon Press Ltd. Inhaled Particles V < 1982 British Occupational Hygiene Society. APPLICATIONS OF BLUNT SAMPLER THEORY TO THE DEFINITION AND MEASUREMENT OF INHALABLE DUST J. H. VINCENT and D. MARK Physics Branch, Institute of Occupational Medicine, 8 Roxburgh Place, Edinburgh EH8 9SU, Scotland Abstract—From considerations of the air movement near the entrance to a blunt dust sampler, a simple theoretical model has been developed to explain its performance characteristics. This model predicts quantitatively the performance of a simple idealized blunt sampler with a single orifice facing the wind, but for more complicated samplers allows only a qualitative assessment to be made. This can be useful, however, for evaluating practical systems. The head o fa live, breathing human subject may also be regarded as a blunt sampler and its performance in this respect assessed qualitatively in terms of the model. Thus the selection characteristic which defines 'inhalability' can be placed on a physical footing. Some new measurements of the selection characteristics of a model human head are reported, differing from previously published work in that experiments were carried out in a much larger wind tunnel with the full head and torso. The results suggest that the presence of the torso may have considerable influence on 'inhalability' as determined by such experiments. In the light of the experience gained in performing such experiments, the appropriateness of defining 'inhalability' in terms of idealized windtunnel-like conditions and the resultant rationale behind the use of 'static' samplers for inhalable dust are questioned. INTRODUCTION IN ORDER to evaluate airborne dust, it is common practice to aspirate a sample of the air through an orifice and collect the dust on a filter. The question then arises: how representative of the airborne dust is that which is aspirated? Since the reason for obtaining such a sample is to assess the potential health risk to humans, this leads to the closely allied question: how representative of the airborne dust is that which is inhaled (i.e. entering through the nose and/or mouth during the act of breathing) by a human subject? These apparently simple problems involve complex fluid and particle mechanical processes, our understanding of which is still far from complete. This paper sets out to describe a fresh way of looking at the aerodynamics of dust sampling and to see whether any useful new generalizations can be made. It then goes on to consider how these ideas can be applied to practical dust sampling and to understanding the factors governing inhalation. SAMPLING WITH THIN-WALLED PROBES The simplest case is aspiration into a thin-walled cylindrical tube placed with its entry facing and its axis aligned with a dust-laden stream of moving air. The fact that air is thus being removed from the main stream implies in general that some distortion in the air movement outside the sampler must take place. Dust particle movement in this flow is such that the concentration (c) of particles of given size which actually enter the orifice may not be the same as for those in the undisturbed main stream (c). The 0 physics controlling the relationship between c and c has been extensively investigated 0 3 4 J. H. VINCENT and D. MARK by, for example, BADZIOCH, 1959; SEHMEL, 1967; DA VIES, 1968; BELYAEV and LEVIN, 1974, and many others. It can be shown that £=-i=l + aEo-ll (1) Co I v ) where E is defined as the sampling efficiency (or aspiration coefficient), U0 is the undisturbed main stream air velocity, ϋ the mean velocity at entry to the sampling orifice and a an inertial parameter which describes the efficiency with which particles 'impact' onto the frontal plane of the sampling orifice. In general a = / | s i ; ^} (2) where St = d2y*Uo/lfyS. (3) The latter is a Stokes number for this system, defined as the ratio between particle stop distance (at velocity U0) and tube diameter; d is the particle aerodynamic diameter (being the diameter of a particle of'unit' density (y* = 103 kg m~ 3) and having the same falling speed as the particle in question), δ the tube diameter, and η the air viscosity. In arriving at equation (1), the effect of gravitational settling has been neglected; this is reasonable, since, for example, the falling speed of a particle with aerodynamic diameter as large as 50 μιη is only of the order of 0.07 ms"1, small in comparison to air velocities which characterize most practical sampling systems. Brownian and turbulent diffusion, electrostatic effects and other possible processes are also neglected. Subject to these limitations, E = 1 when ϋ is equal to l/0, indicating that the aspirated dust is perfectly representative of the airborne dust. This is the basis of what we know as isokinetic sampling. LUNDGREN et al. (1978) have extended this simplest case to include the situation where the axis of the sampling probe is yawed at an angle Θ to the main air flow, and they argued that £=l + a'H°-cos0-lj (4) where a' is not only a function of St and U0/v, but Θ as well. SAMPLING WITH BLUNT PROBES The thin-walled sampling probe just described does not actually exist in reality, since the tube walls must have finite thickness and so present some obstruction to the air movement. The broad effects of this are illustrated in Fig. 1(a) by examples obtained using the electrolytic tank potential flow analogy for two-dimensional flow (MALAVARD, 1947). Qualitatively, it is found that, for a sampling rate which is below or close to isokinetic, the flow of air entering the sampling orifice first diverges, then converges. It can be shown that the magnitude of this effect increases with relative wall thickness and with the 'bluntness' of the wall profile. The air velocity along the sampler centre line ([/), obtained from the same electrolytic tank experiments, is also shown. Applications of blunt sampler theory to the definition and measurement of inhalable dust 5 Sampler centre line FIG. 1. Examples of potential flow at the inlets to various samplers (two-dimensional) from electrolytic tank analogue. Also shown are graphs of the centre-line velocity, (a) tube with finite wall thickness (b) 'blunt' sampler. For isokinetic sampling, the velocity goes through a minimum just in front of the sampling orifice. For other conditions close to isokinetic, the effects of the bulge in the flow pattern appear as inflexions in the velocity distribution. WALTER (1957) carried out experiments to measure the effect for actual sampling probes in a wind tunnel under isokinetic conditions, finding the velocity minimum, but incorrectly describing it as a point of 'stagnation'. The same effect has more recently been observed by ROUILLARD and HICKS (1978). From this discussion, it is clear that the flow of air into a 'real' sampling probe, and therefore the movement of dust particles in its vicinity, is more complicated than for the idealized thin-walled probe. Many dust samplers used in practical occupational hygiene are much 'blunter' than the ones described so far and it is reasonable therefore to expect the features described above to be even more pronounced (as illustrated by the simple electrolytic tank examples in Fig. 1(b)). The form of these flow patterns is supported by measurements 6 J. H. VINCENT and D. MARK made in the wind tunnel on 'real' sampling systems. For example, a typical axisymmetric flow pattern near the entrance to an idealized disc-shaped sampler with a central sampling orifice, as visualized photographically by means of balsa dust under slit illumination of a plane through its axis, is shown in Fig. 2. Theoretical discussion of such a blunt sampler may be based on Fig. 3, where the sampler body dimension is D and the sampling orifice dimension δ as before. When no air is being sucked through the orifice, there is stagnation (i.e. zero air velocity) at P. However, when there is suction, stagnation moves outwards to lie on a ring passing through Q and Q' where the limiting stream surface enters the sampler body. All of the air contained within this stream surface (dotted area in Fig. 3) enters the sampling orifice, while all outside it passes around the sampler body. It can be shown that the characteristic 'spring onion- shaped' limiting stream surface and the associated minimum in the air velocity along the axis of the sampling orifice applies for the simple configuration shown when the ratio Rate at which air is sampled δ2ν Rate at which air is geometrically incident on the sampler body D2U 0 is less than 0.5. Other values will apply for different shapes of sampler body. For values of φ greater than this critical value, the minimum in the axial velocity of the sampled air disappears. With detailed knowledge of the flow pattern, it is possible in principle to calculate trajectories of individual particles from their equations of motion and so obtain E numerically for whatever conditions are of interest. Alternatively, a less rigorous approach based on the ideas contained in the simple thin-walled probe theory, extending them to describe particle movement in the more complicated flow in front of a blunt sampler, can provide useful insight. The flow picture outlined above identifies two distinct regions—the outer one controlled largely by the flow about the sampler body and the inner one by flow into the orifice. We can apply the ideas contained in the theory for the thin-walled sampling probe to each of these regions in turn and so obtain an expression for the sampling efficiency of the blunt sampler which is a combination of two expressions of the type shown in equation (1). Thus for a blunt sampler facing the wind + ι+ Μ' -(ίΗΗ -(τ-')} where U is an intermediate mean air velocity at the interface between the two parts of l the flow, given by U~vS2/S2 (7) l (x and a are inertial parameters given to a first approximation by l 2 «'-^K/d^2y*Urn\ ) (8) and 'd2v*U ' «2~/(fta)^/2(-^i) (9) 2 FIG. 2. Photographic visuaHzation of typical flow in front of a disc-shaped sampler with a central circular sampling orifice (using balsa dust under slit illumination). 7